CIK: 0001840629 · Show all filings
Period: Q3 2022 (← Previous) (Next →)
Filing Date: Nov 14, 2022
Total Value ($000): $150,935 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| QQQ | INVESCO QQQ TR | 66,358 | $17,735 | 11.8% | $319.60 | — | UNIT SER 1 | 46090E103 |
| USMV | ISHARES TR | 187,069 | $12,365 | 8.2% | $69.18 | — | MSCI USA MIN VOL | 46429B697 |
| EUSA | ISHARES INC | 142,332 | $9,506 | 6.3% | $73.77 | — | MSCI EQUAL WEITE | 464286681 |
| QUAL | ISHARES TR | 90,465 | $9,403 | 6.2% | $116.96 | — | MSCI USA QLT FCT | 46432F339 |
| IEMG | ISHARES INC | 164,171 | $7,056 | 4.7% | $57.04 | — | CORE MSCI EMKT | 46434G103 |
| IWV | ISHARES TR | 25,696 | $5,320 | 3.5% | $226.63 | — | RUSSELL 3000 ETF | 464287689 |
| VNQ | VANGUARD INDEX FDS | 60,974 | $4,888 | 3.2% | $84.85 | — | REAL ESTATE ETF | 922908553 |
| VWOB | VANGUARD WHITEHALL FDS | 78,611 | $4,519 | 3.0% | $81.97 | — | EM MK GOV BD ETF | 921946885 |
| BNDX | VANGUARD CHARLOTTE FDS | 88,096 | $4,205 | 2.8% | $58.38 | — | TOTAL INT BD ETF | 92203J407 |
| DFAC | DIMENSIONAL ETF TRUST | 149,209 | $3,318 | 2.2% | $26.98 | — | US CORE EQUITY 2 | 25434V708 |
| HYMB | SPDR SER TR | 66,567 | $3,190 | 2.1% | $48.33 | — | NUVEEN BLOOMBERG | 78464A284 |
| IYR | ISHARES TR | 37,345 | $3,041 | 2.0% | $101.02 | — | U.S. REAL ES ETF | 464287739 |
| VWO | VANGUARD INTL EQUITY INDEX F | 76,451 | $2,790 | 1.8% | $50.20 | — | FTSE EMR MKT ETF | 922042858 |
| AAPL | APPLE INC | 17,687 | $2,444 | 1.6% | $122.29 | +26.2% | COM | 037833100 |
| JPST | J P MORGAN EXCHANGE TRADED F | 47,715 | $2,393 | 1.6% | $50.55 | — | ULTRA SHRT INC | 46641Q837 |
| MSFT | MICROSOFT CORP | 9,782 | $2,278 | 1.5% | $255.66 | +0.5% | COM | 594918104 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 59,165 | $2,258 | 1.5% | $54.83 | — | GLB EX US ETF | 922042676 |
| VEA | VANGUARD TAX-MANAGED FDS | 60,033 | $2,183 | 1.4% | $45.07 | — | VAN FTSE DEV MKT | 921943858 |
| META | META PLATFORMS INC | 15,516 | $2,105 | 1.4% | $274.74 | -41.4% | CL A | 30303M102 |
| EEM | ISHARES TR | 56,382 | $1,967 | 1.3% | $34.89 | — | MSCI EMG MKT ETF | 464287234 |
| IGSB | ISHARES TR | 37,640 | $1,855 | 1.2% | $52.33 | — | ISHS 1-5YR INVS | 464288646 |
| MUB | ISHARES TR | 16,150 | $1,657 | 1.1% | $109.72 | — | NATIONAL MUN ETF | 464288414 |
| CMF | ISHARES TR | 28,859 | $1,565 | 1.0% | $55.34 | — | CALIF MUN BD ETF | 464288356 |
| VXUS | VANGUARD STAR FDS | 31,840 | $1,457 | 1.0% | $54.69 | — | VG TL INTL STK F | 921909768 |
| AGG | ISHARES TR | 14,475 | $1,395 | 0.9% | $110.19 | — | CORE US AGGBD ET | 464287226 |
| FCAL | FIRST TR EXCH TRADED FD III | 28,980 | $1,357 | 0.9% | $52.17 | — | CALIF MUN INCM | 33739P863 |
| DFUV | DIMENSIONAL ETF TRUST | 45,347 | $1,343 | 0.9% | $31.60 | — | US MKTWIDE VALUE | 25434V724 |
| FDLO | FIDELITY COVINGTON TRUST | 29,755 | $1,249 | 0.8% | $42.92 | — | LOW VOLITY ETF | 316092824 |
| GLD | SPDR GOLD TR | 7,989 | $1,236 | 0.8% | $171.45 | — | GOLD SHS | 78463V107 |
| LQD | ISHARES TR | 10,848 | $1,111 | 0.7% | $133.44 | — | IBOXX INV CP ETF | 464287242 |
| ARES | ARES MANAGEMENT CORPORATION | 17,334 | $1,074 | 0.7% | $61.93 | +2.1% | CL A COM STK | 03990B101 |
| PGF | INVESCO EXCHANGE TRADED FD T | 68,825 | $1,035 | 0.7% | $18.27 | — | FINL PFD ETF | 46137V621 |
| EMB | ISHARES TR | 11,892 | $944 | 0.6% | $98.32 | — | JPMORGAN USD EMG | 464288281 |
| TLT | ISHARES TR | 8,253 | $846 | 0.6% | $135.57 | — | 20 YR TR BD ETF | 464287432 |
| JPIB | J P MORGAN EXCHANGE TRADED F | 18,689 | $831 | 0.6% | $47.06 | — | INTL BD OPP ETF | 46641Q852 |
| QQQM | INVESCO EXCH TRADED FD TR II | 7,458 | $820 | 0.5% | $123.61 | — | NASDAQ 100 ETF | 46138G649 |
| SUB | ISHARES TR | 7,802 | $801 | 0.5% | $105.62 | — | SHRT NAT MUN ETF | 464288158 |
| PFFD | GLOBAL X FDS | 38,329 | $786 | 0.5% | $24.92 | — | US PFD ETF | 37954Y657 |
| IFGL | ISHARES TR | 40,305 | $767 | 0.5% | $19.03 | — | INTL DEV RE ETF | 464288489 |
| PZA | INVESCO EXCH TRADED FD TR II | 30,776 | $680 | 0.5% | $24.50 | — | NATL AMT MUNI | 46138E537 |
| EFAV | ISHARES TR | 11,460 | $653 | 0.4% | $73.34 | — | MSCI EAFE MIN VL | 46429B689 |
| GSY | INVESCO ACTIVELY MANAGED ETF | 12,849 | $635 | 0.4% | $49.58 | — | ULTRA SHRT DUR | 46090A887 |
| QLTA | ISHARES TR | 12,383 | $562 | 0.4% | $57.99 | — | A RATE CP BD ETF | 46429B291 |
| PWZ | INVESCO EXCH TRADED FD TR II | 22,805 | $528 | 0.3% | $27.99 | — | CALIF AMT MUN | 46138E206 |
| AMZN | AMAZON COM INC | 4,565 | $516 | 0.3% | $127.07 | -0.5% | COM | 023135106 |
| SPDW | SPDR INDEX SHS FDS | 19,321 | $498 | 0.3% | $33.75 | — | PORTFOLIO DEVLPD | 78463X889 |
| DFIV | DIMENSIONAL ETF TRUST | 19,281 | $497 | 0.3% | $32.72 | — | INTERNATNAL VAL | 25434V807 |
| V | VISA INC | 2,340 | $416 | 0.3% | $213.41 | -7.1% | COM CL A | 92826C839 |
| GSEW | GOLDMAN SACHS ETF TR | 7,792 | $415 | 0.3% | $53.26 | — | EQUAL WEIGHT US | 381430438 |
| DFAS | DIMENSIONAL ETF TRUST | 8,661 | $403 | 0.3% | $60.04 | — | US SMALL CAP ETF | 25434V500 |
| IJH | ISHARES TR | 1,817 | $398 | 0.3% | $219.04 | — | CORE S&P MCP ETF | 464287507 |
| XOM | EXXON MOBIL CORP | 4,371 | $382 | 0.3% | $50.06 | +62.5% | COM | 30231G102 |
| SPEM | SPDR INDEX SHS FDS | 12,228 | $380 | 0.3% | $42.28 | — | PORTFOLIO EMG MK | 78463X509 |
| SUSB | ISHARES TR | 15,957 | $375 | 0.2% | $23.94 | — | ESG AWRE 1 5 YR | 46435G243 |
| BWIN | BRP GROUP INC | 14,202 | $374 | 0.2% | $28.81 | -1.1% | COM CL A | 05589G102 |
| IJR | ISHARES TR | 4,200 | $366 | 0.2% | $87.14 | — | CORE S&P SCP ETF | 464287804 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 30,500 | $360 | 0.2% | $13.57 | — | COM | 670651108 |
| C | CITIGROUP INC | 8,477 | $353 | 0.2% | $43.20 | +1.1% | COM NEW | 172967424 |
| — | NUVEEN CA QUALTY MUN INCOME | 31,600 | $347 | 0.2% | $14.30 | — | COM | 67066Y105 |
| SPIP | SPDR SER TR | 13,616 | $345 | 0.2% | $31.48 | — | PORTFLI TIPS ETF | 78464A656 |
| HD | HOME DEPOT INC | 1,243 | $343 | 0.2% | $288.73 | -6.3% | COM | 437076102 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 32,346 | $333 | 0.2% | $13.00 | — | COM | 670682103 |
| ITM | VANECK ETF TRUST | 7,552 | $329 | 0.2% | $45.68 | — | INTRMDT MUNI ETF | 92189H201 |
| PIO | INVESCO EXCH TRADED FD TR II | 11,246 | $323 | 0.2% | $34.95 | — | GLOBAL WATER | 46138E651 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 30,000 | $322 | 0.2% | $13.07 | — | COM | 09254L107 |
| LLY | LILLY ELI & CO | 964 | $312 | 0.2% | $249.59 | +23.4% | COM | 532457108 |
| BYND | BEYOND MEAT INC | 20,050 | $284 | 0.2% | $85.07 | -67.6% | COM | 08862E109 |
| — | NUVEEN AMT FREE QLTY MUN INC | 26,000 | $276 | 0.2% | $13.14 | — | COM | 670657105 |
| VTWO | VANGUARD SCOTTSDALE FDS | 4,075 | $272 | 0.2% | $66.85 | — | VNG RUS2000IDX | 92206C664 |
| BNS | BANK NOVA SCOTIA HALIFAX | 5,477 | $261 | 0.2% | $58.64 | -19.2% | COM | 064149107 |
| JNJ | JOHNSON & JOHNSON | 1,582 | $258 | 0.2% | $146.95 | +4.1% | COM | 478160104 |
| VGT | VANGUARD WORLD FDS | 815 | $251 | 0.2% | $354.31 | — | INF TECH ETF | 92204A702 |
| — | BLACKROCK ENHANCD CAP & INM | 15,000 | $247 | 0.2% | $20.87 | — | COM | 09256A109 |
| HSY | HERSHEY CO | 1,114 | $246 | 0.2% | $186.01 | +10.3% | COM | 427866108 |
| BSV | VANGUARD BD INDEX FDS | 3,279 | $245 | 0.2% | $80.42 | — | SHORT TRM BOND | 921937827 |
| FLTR | VANECK ETF TRUST | 9,789 | $243 | 0.2% | $25.30 | — | IG FLOATING RATE | 92189F486 |
| BIV | VANGUARD BD INDEX FDS | 3,290 | $242 | 0.2% | $92.31 | — | INTERMED TERM | 921937819 |
| PBD | INVESCO EXCH TRADED FD TR II | 12,470 | $238 | 0.2% | $34.72 | — | GBL CLEAN ENRG | 46138G847 |
| DFAT | DIMENSIONAL ETF TRUST | 6,103 | $238 | 0.2% | $44.85 | — | US TARGETED VLU | 25434V609 |
| GOOGL | ALPHABET INC | 2,459 | $235 | 0.2% | $110.45 | -0.4% | CAP STK CL A | 02079K305 |
| TSLA | TESLA INC | 882 | $234 | 0.2% | $279.27 | 0.0% | COM | 88160R101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 3,077 | $233 | 0.2% | $96.62 | — | INT-TERM CORP | 92206C870 |
| UNH | UNITEDHEALTH GROUP INC | 459 | $232 | 0.2% | $495.09 | 0.0% | COM | 91324P102 |
| — | ENVIVA INC | 3,800 | $228 | 0.2% | $57.11 | — | COM | 29415B103 |
| T | AT&T INC | 14,714 | $226 | 0.1% | $14.95 | +0.9% | COM | 00206R102 |
| VOO | VANGUARD INDEX FDS | 678 | $222 | 0.1% | $386.27 | — | S&P 500 ETF SHS | 922908363 |
| MA | MASTERCARD INCORPORATED | 779 | $222 | 0.1% | $356.78 | -8.9% | CL A | 57636Q104 |
| — | BLACKROCK ENHANCED GLOBAL DI | 25,000 | $220 | 0.1% | $11.32 | — | COM | 092501105 |
| CSCO | CISCO SYS INC | 5,272 | $211 | 0.1% | $40.05 | 0.0% | COM | 17275R102 |
| REM | ISHARES TR | 10,000 | $209 | 0.1% | $32.70 | — | MORTGE REL ETF | 46435G342 |
| IWM | ISHARES TR | 1,261 | $208 | 0.1% | $210.64 | — | RUSSELL 2000 ETF | 464287655 |
| SLF | SUN LIFE FINANCIAL INC. | 5,178 | $206 | 0.1% | $43.58 | +2.8% | COM | 866796105 |
| — | INVESCO TR INVT GRADE MUNS | 20,000 | $187 | 0.1% | $11.60 | — | COM | 46131M106 |
| — | INVESCO CALIF VALUE MUN INCO | 20,000 | $180 | 0.1% | $11.10 | — | COM | 46132H106 |
| PGX | INVESCO EXCH TRADED FD TR II | 15,153 | $180 | 0.1% | $13.01 | — | PFD ETF | 46138E511 |
| IVZ | INVESCO LTD | 13,000 | $178 | 0.1% | $18.55 | -22.4% | SHS | G491BT108 |
| PFXF | VANECK ETF TRUST | 10,000 | $172 | 0.1% | $20.50 | — | PREFERRED SECURT | 92189F429 |
| — | NEW YORK CMNTY BANCORP INC | 20,000 | $171 | 0.1% | $10.70 | — | COM | 649445103 |
| ACAD | ACADIA PHARMACEUTICALS INC | 10,000 | $164 | 0.1% | $24.20 | -33.1% | COM | 004225108 |
| VCSH | VANGUARD SCOTTSDALE FDS | 2,170 | $161 | 0.1% | $81.29 | — | SHRT TRM CORP BD | 92206C409 |
| PFF | ISHARES TR | 5,000 | $158 | 0.1% | $36.40 | — | PFD AND INCM SEC | 464288687 |
| IEFA | ISHARES TR | 2,955 | $156 | 0.1% | $53.11 | — | CORE MSCI EAFE | 46432F842 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 15,000 | $154 | 0.1% | $12.27 | — | SH BEN INT | 09248E102 |
| IDV | ISHARES TR | 6,613 | $149 | 0.1% | $31.76 | — | INTL SEL DIV ETF | 464288448 |
| GOOG | ALPHABET INC | 1,514 | $146 | 0.1% | $111.61 | -0.7% | CAP STK CL C | 02079K107 |
| BND | VANGUARD BD INDEX FDS | 2,024 | $144 | 0.1% | $83.95 | — | TOTAL BND MRKT | 921937835 |
| — | BLACKROCK MUN INCOME TR | 15,000 | $143 | 0.1% | $12.20 | — | SH BEN INT | 09248F109 |
| HLIT | HARMONIC INC | 10,814 | $141 | 0.1% | $9.80 | +10.3% | COM | 413160102 |
| — | INTERCEPT PHARMACEUTICALS IN | 10,000 | $140 | 0.1% | $16.28 | — | COM | 45845P108 |
| — | INVESCO MUN OPPORTUNITY TR | 15,000 | $137 | 0.1% | $11.47 | — | COM | 46132C107 |
| IGIB | ISHARES TR | 2,740 | $132 | 0.1% | $56.37 | — | ISHS 5-10YR INVT | 464288638 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 15,000 | $128 | 0.1% | $10.07 | — | COM | 27828A100 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 10,000 | $119 | 0.1% | $14.30 | — | COM | 6706ER101 |
| — | PIMCO CORPORATE & INCOME OPP | 10,000 | $118 | 0.1% | $15.40 | — | COM | 72201B101 |
| — | NUVEEN AMT FREE MUN CR INC F | 10,000 | $117 | 0.1% | $14.76 | — | COM | 67071L106 |
| — | PIMCO HIGH INCOME FD | 25,000 | $116 | 0.1% | $5.80 | — | COM SHS | 722014107 |
| — | BLACKROCK ENERGY & RES TR | 10,625 | $115 | 0.1% | $11.58 | — | COM | 09250U101 |
| — | INVESCO VALUE MUN INCOME TR | 10,000 | $115 | 0.1% | $13.90 | — | COM | 46132P108 |
| IVV | ISHARES TR | 322 | $115 | 0.1% | $357.14 | — | CORE S&P500 ETF | 464287200 |
| — | EATON VANCE TAX-MANAGED GLOB | 15,000 | $114 | 0.1% | $10.20 | — | COM | 27829C105 |
| — | NUVEEN MUNICIPAL CREDIT INC | 10,000 | $114 | 0.1% | $14.61 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN QUALITY MUNCP INCOME | 10,000 | $110 | 0.1% | $13.40 | — | COM | 67066V101 |
| — | EATON VANCE TAX-MANAGED DIVE | 10,000 | $109 | 0.1% | $14.00 | — | COM | 27828N102 |
| — | EATON VANCE TAX-MANAGED GLOB | 15,000 | $109 | 0.1% | $9.73 | — | COM | 27829F108 |
| — | NUVEEN MUN CR OPPORTUNITIES | 10,000 | $107 | 0.1% | $13.50 | — | COM | 670663103 |
| FOLD | AMICUS THERAPEUTICS INC | 10,000 | $104 | 0.1% | $9.38 | +18.8% | COM | 03152W109 |
| — | DNP SELECT INCOME FD INC | 10,000 | $104 | 0.1% | $11.80 | — | COM | 23325P104 |
| — | NUVEEN DYNAMIC MUN OPPORTUNI | 10,000 | $103 | 0.1% | $11.10 | — | COM SHS | 67079X102 |
| SPHQ | INVESCO EXCHANGE TRADED FD T | 2,544 | $101 | 0.1% | $41.91 | — | S&P500 QUALITY | 46137V241 |
| — | CALAMOS CONV & HIGH INCOME F | 10,000 | $101 | 0.1% | $14.10 | — | COM SHS | 12811P108 |
| — | EATON VANCE MUN BD FD | 10,000 | $97 | 0.1% | $11.50 | — | COM | 27827X101 |
| — | BLACKROCK CR ALLOCATION INCO | 10,000 | $95 | 0.1% | $12.60 | — | COM | 092508100 |
| — | BLACKROCK RES & COMMODITIES | 10,640 | $92 | 0.1% | $11.00 | — | SHS | 09257A108 |
| — | INVESCO MUNICIPAL TRUST | 10,000 | $91 | 0.1% | $11.50 | — | COM | 46131J103 |
| — | INVESCO QUALITY MUN INCOME T | 10,000 | $91 | 0.1% | $11.30 | — | COM | 46133G107 |
| — | BLACKROCK CORPOR HI YLD FD I | 10,000 | $86 | 0.1% | $10.80 | — | COM | 09255P107 |
| — | NUVEEN MUN VALUE FD INC | 10,000 | $85 | 0.1% | $9.60 | — | COM | 670928100 |
| ITOT | ISHARES TR | 1,061 | $84 | 0.1% | $92.27 | — | CORE S&P TTL STK | 464287150 |
| AGNC | AGNC INVT CORP | 10,000 | $84 | 0.1% | $13.08 | — | COM | 00123Q104 |
| VLUE | ISHARES TR | 1,019 | $83 | 0.1% | $108.35 | — | MSCI USA VALUE | 46432F388 |
| — | EATON VANCE RISK-MANAGED DIV | 10,000 | $83 | 0.1% | $9.90 | — | COM | 27829G106 |
| ACWV | ISHARES INC | 935 | $83 | 0.1% | $96.83 | — | MSCI GBL MIN VOL | 464286525 |
| MAC | MACERICH CO | 10,258 | $81 | 0.1% | $15.60 | — | COM | 554382101 |
| — | GLOBAL X FDS | 10,474 | $79 | 0.1% | $11.46 | — | GLB X SUPERDIV | 37950E549 |
| LUMN | LUMEN TECHNOLOGIES INC | 10,741 | $78 | 0.1% | $10.77 | -7.0% | COM | 550241103 |
| IGF | ISHARES TR | 1,838 | $77 | 0.1% | $43.78 | — | GLB INFRASTR ETF | 464288372 |
| MTUM | ISHARES TR | 553 | $73 | 0.0% | $182.64 | — | MSCI USA MMENTM | 46432F396 |
| XPZCX | PIMCO CALIF MUN INCOME FD II | 10,000 | $73 | 0.0% | $8.90 | — | COM | 72201C109 |
| IGV | ISHARES TR | 289 | $72 | 0.0% | $352.94 | — | EXPANDED TECH | 464287515 |
| CNDT | CONDUENT INC | 20,000 | $67 | 0.0% | $4.92 | -15.2% | COM | 206787103 |
| — | NUVEEN PFD & INCOME SECS FD | 10,000 | $66 | 0.0% | $8.40 | — | COM | 67072C105 |
| XHE | SPDR SER TR | 740 | $63 | 0.0% | $113.51 | — | HLTH CR EQUIP | 78464A581 |
| PSEC | PROSPECT CAP CORP | 10,000 | $62 | 0.0% | $4.99 | -6.0% | COM | 74348T102 |
| — | KARYOPHARM THERAPEUTICS INC | 10,000 | $55 | 0.0% | $7.40 | — | COM | 48576U106 |
| — | TABULA RASA HEALTHCARE INC | 10,000 | $48 | 0.0% | $5.79 | — | COM | 873379101 |
| PBI | PITNEY BOWES INC | 20,000 | $47 | 0.0% | $5.42 | -40.8% | COM | 724479100 |
| IVLU | ISHARES TR | 2,276 | $45 | 0.0% | $25.48 | — | MSCI INTL VLU FT | 46435G409 |
| — | BLACKROCK ENHANCED INTL DIV | 10,000 | $45 | 0.0% | $5.80 | — | COM BENE INTER | 092524107 |
| IDEV | ISHARES TR | 860 | $42 | 0.0% | $63.92 | — | CORE MSCI INTL | 46435G326 |
| VTI | VANGUARD INDEX FDS | 226 | $41 | 0.0% | $196.65 | — | TOTAL STK MKT | 922908769 |
| — | ATARA BIOTHERAPEUTICS INC | 10,000 | $38 | 0.0% | $9.30 | — | COM | 046513107 |
| VGLT | VANGUARD SCOTTSDALE FDS | 593 | $37 | 0.0% | $82.82 | — | LONG TERM TREAS | 92206C847 |
| WVE | WAVE LIFE SCIENCES LTD | 10,000 | $36 | 0.0% | $2.45 | +35.2% | SHS | Y95308105 |
| — | SOCIETAL CDMO INC | 20,000 | $33 | 0.0% | $1.80 | — | COM | 75629F109 |
| STIP | ISHARES TR | 328 | $32 | 0.0% | $100.61 | — | 0-5 YR TIPS ETF | 46429B747 |
| — | VIRTUS CONVERTIBLE & INCOME | 10,000 | $32 | 0.0% | $5.00 | — | COM | 92838X102 |
| PCY | INVESCO EXCH TRADED FD TR II | 1,858 | $31 | 0.0% | $18.54 | — | EMRNG MKT SVRG | 46138E784 |
| GDX | VANECK ETF TRUST | 1,206 | $29 | 0.0% | $35.66 | — | GOLD MINERS ETF | 92189F106 |
| SHY | ISHARES TR | 363 | $29 | 0.0% | $82.70 | — | 1 3 YR TREAS BD | 464287457 |
| EMGF | ISHARES INC | 736 | $28 | 0.0% | $51.31 | — | MSCI EMERG MKT | 46434G889 |
| OLMA | OLEMA PHARMACEUTICALS INC | 10,000 | $28 | 0.0% | $5.51 | -23.0% | COM | 68062P106 |
| VOE | VANGUARD INDEX FDS | 220 | $27 | 0.0% | $150.94 | — | MCAP VL IDXVIP | 922908512 |
| — | ARLINGTON ASSET INVST CORP | 10,000 | $27 | 0.0% | $3.50 | — | CL A NEW | 041356205 |
| — | GRITSTONE BIO INC | 10,000 | $26 | 0.0% | $4.10 | — | COM | 39868T105 |
| QUAD | QUAD / GRAPHICS INC | 10,000 | $26 | 0.0% | $5.24 | -37.5% | COM CL A | 747301109 |
| IAGG | ISHARES TR | 545 | $26 | 0.0% | $51.38 | — | CORE INTL AGGR | 46435G672 |
| PBYI | PUMA BIOTECHNOLOGY INC | 10,000 | $24 | 0.0% | $2.59 | +12.9% | COM | 74587V107 |
| VCLT | VANGUARD SCOTTSDALE FDS | 326 | $24 | 0.0% | $95.35 | — | LG-TERM COR BD | 92206C813 |
| BWZ | SPDR SER TR | 903 | $23 | 0.0% | $29.90 | — | BLOOMBERG SHORT | 78464A334 |
| AMRX | AMNEAL PHARMACEUTICALS INC | 10,000 | $20 | 0.0% | $4.43 | -36.7% | COM STK CL A | 03168L105 |
| — | AMARIN CORP PLC | 16,100 | $18 | 0.0% | $3.29 | — | SPONS ADR NEW | 023111206 |
| — | INOVIO PHARMACEUTICALS INC | 10,000 | $17 | 0.0% | $3.60 | — | COM NEW | 45773H201 |
| IWR | ISHARES TR | 268 | $17 | 0.0% | $67.50 | — | RUS MID CAP ETF | 464287499 |
| RPG | INVESCO EXCHANGE TRADED FD T | 120 | $17 | 0.0% | $166.67 | — | S&P500 PUR GWT | 46137V266 |
| JIG | J P MORGAN EXCHANGE TRADED F | 347 | $16 | 0.0% | $76.52 | — | INTERNL GWT | 46641Q324 |
| SRNE | SORRENTO THERAPEUTICS INC | 10,000 | $16 | 0.0% | $3.12 | -27.3% | COM NEW | 83587F202 |
| XERS | XERIS BIOPHARMA HOLDINGS INC | 10,000 | $16 | 0.0% | $2.44 | -32.3% | COM | 98422E103 |
| — | ASSEMBLY BIOSCIENCES INC | 10,000 | $16 | 0.0% | $2.10 | — | COM | 045396108 |
| — | GEMINI THERAPEUTICS INC | 10,000 | $16 | 0.0% | $1.40 | — | COM | 36870G105 |
| — | ACCELERATE DIAGNOSTICS INC | 10,000 | $15 | 0.0% | $1.40 | — | COM | 00430H102 |
| VYM | VANGUARD WHITEHALL FDS | 150 | $14 | 0.0% | $93.33 | — | HIGH DIV YLD | 921946406 |
| — | ADVERUM BIOTECHNOLOGIES INC | 15,000 | $14 | 0.0% | $1.33 | — | COM | 00773U108 |
| AQST | AQUESTIVE THERAPEUTICS INC | 10,000 | $12 | 0.0% | $2.92 | -61.3% | COM | 03843E104 |
| — | CLOVIS ONCOLOGY INC | 10,000 | $12 | 0.0% | $2.00 | — | COM | 189464100 |
| VB | VANGUARD INDEX FDS | 70 | $12 | 0.0% | $210.08 | — | SMALL CP ETF | 922908751 |
| VTV | VANGUARD INDEX FDS | 100 | $12 | 0.0% | $150.00 | — | VALUE ETF | 922908744 |
| ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | 10,000 | $11 | 0.0% | $2.10 | — | SPONDS ADR | 00653A107 |
| REZ | ISHARES TR | 146 | $10 | 0.0% | $70.65 | — | RESIDENTIAL MULT | 464288562 |
| IWN | ISHARES TR | 80 | $10 | 0.0% | $159.38 | — | RUS 2000 VAL ETF | 464287630 |
| DHC | DIVERSIFIED HEALTHCARE TR | 10,000 | $10 | 0.0% | $3.20 | — | COM SH BEN INT | 25525P107 |
| ICLN | ISHARES TR | 425 | $8 | 0.0% | $24.24 | — | GL CLEAN ENE ETF | 464288224 |
| VO | VANGUARD INDEX FDS | 41 | $8 | 0.0% | $208.98 | — | MID CAP ETF | 922908629 |
| — | AVROBIO INC | 10,000 | $6 | 0.0% | $1.30 | — | COM | 05455M100 |
| SPLV | INVESCO EXCH TRADED FD TR II | 109 | $6 | 0.0% | $55.05 | — | S&P500 LOW VOL | 46138E354 |
| IWS | ISHARES TR | 49 | $5 | 0.0% | $122.45 | — | RUS MDCP VAL ETF | 464287473 |
| — | ORCHARD THERAPEUTICS PLC | 10,000 | $5 | 0.0% | $0.75 | — | SPON ADS | 68570P101 |
| — | SOLID BIOSCIENCES INC | 10,000 | $5 | 0.0% | $1.20 | — | COM | 83422E105 |
| MOO | VANECK ETF TRUST | 50 | $4 | 0.0% | $80.00 | — | AGRIBUSINESS ETF | 92189F700 |
| URA | GLOBAL X FDS | 200 | $4 | 0.0% | $20.00 | — | GLOBAL X URANIUM | 37954Y871 |
| VFH | VANGUARD WORLD FDS | 51 | $4 | 0.0% | $98.04 | — | FINANCIALS ETF | 92204A405 |
| — | CHEMBIO DIAGNOSTICS INC | 10,000 | $4 | 0.0% | $0.80 | — | COM NEW | 163572209 |
| VBR | VANGUARD INDEX FDS | 22 | $3 | 0.0% | $181.82 | — | SM CP VAL ETF | 922908611 |
| SPYV | SPDR SER TR | 92 | $3 | 0.0% | $43.48 | — | PRTFLO S&P500 VL | 78464A508 |
| AKBA | AKEBIA THERAPEUTICS INC | 10,000 | $3 | 0.0% | $2.14 | -81.7% | COM | 00972D105 |
| — | ATHENEX INC | 10,000 | $3 | 0.0% | $0.80 | — | COM | 04685N103 |
| IMCG | ISHARES TR | 46 | $2 | 0.0% | $69.84 | — | MRGSTR MD CP GRW | 464288307 |
| RSP | INVESCO EXCHANGE TRADED FD T | 1 | $0 | 0.0% | — | — | S&P500 EQL WGT | 46137V357 |
| EWS | ISHARES INC | 1 | $0 | 0.0% | $26.32 | — | MSCI SINGPOR ETF | 46434G780 |
| — | BLACKROCK CORPOR HI YLD FD I | 10,000 | $0 | 0.0% | — | — | RIGHT 10/13/2022 | 09255L114 |
| EBND | SPDR SER TR | 8 | $0 | 0.0% | — | — | BLOOMBERG EMERGI | 78464A391 |
| ICVT | ISHARES TR | 4 | $0 | 0.0% | $83.33 | — | CONV BD ETF | 46435G102 |
| PBW | INVESCO EXCHANGE TRADED FD T | 10 | $0 | 0.0% | $87.50 | — | WILDERHIL CLAN | 46137V134 |
| VMBS | VANGUARD SCOTTSDALE FDS | 11 | $0 | 0.0% | — | — | MTG-BKD SECS ETF | 92206C771 |
| VSS | VANGUARD INTL EQUITY INDEX F | 3 | $0 | 0.0% | $121.39 | — | FTSE SMCAP ETF | 922042718 |
| PXH | INVESCO EXCH TRADED FD TR II | 1 | $0 | 0.0% | — | — | FTSE RAFI EMNG | 46138E727 |