Location: New York, NY
CIK: 0001448574 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value: $3.073B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| XLF | SELECT SECTOR SPDR TR | 29,700,000 | $691M | 22.5% | $23.25 | — | Call | 81369Y605 |
| SPY | SPDR S&P 500 ETF TR | 1,073,000 | $240M | 7.8% | — | — | Call | 78462F103 |
| EEM | ISHARES TR | 3,000,000 | $105M | 3.4% | $35.41 | — | Put | 464287234 |
| GDXJ | VANECK VECTORS ETF TR | 3,120,000 | $98.44M | 3.2% | — | — | Put | 92189F791 |
| XLF | SELECT SECTOR SPDR TR | 4,056,000 | $94.3M | 3.1% | $23.25 | — | SBI INT-FINL | 81369Y605 |
| IWM | ISHARES TR | 650,000 | $87.65M | 2.9% | $134.85 | — | Put | 464287655 |
| — | POWERSHARES QQQ TRUST | 680,000 | $80.57M | 2.6% | — | — | Call | 73935A104 |
| HYG | ISHARES TR | 750,000 | $64.91M | 2.1% | — | — | Put | 464288513 |
| XLU | SELECT SECTOR SPDR TR | 1,096,200 | $53.24M | 1.7% | $48.57 | — | SBI INT-UTILS | 81369Y886 |
| META | FACEBOOK INC-A | 429,508 | $49.41M | 1.6% | $113.82 | +7.2% | CL A | 30303M102 |
| FIS | FIDELITY NATIONAL INFO SERV | 650,959 | $49.24M | 1.6% | $50.57 | +28.5% | COM | 31620M106 |
| BAC | BANK OF AMERICA CORP | 2,000,000 | $44.2M | 1.4% | $14.47 | +8.3% | COM | 060505104 |
| FXI | ISHARES TR | 1,250,000 | $43.39M | 1.4% | $38.01 | — | Put | 464287184 |
| GOOGL | ALPHABET INC-CL A | 51,032 | $40.44M | 1.3% | $38.82 | +2.2% | CL A | 02079K305 |
| IWM | ISHARES TR | 260,000 | $35.06M | 1.1% | $134.85 | — | RUSSELL 2000 ETF | 464287655 |
| — | GRUBHUB INC | 875,000 | $32.92M | 1.1% | $37.62 | — | COM | 400110102 |
| — | GTY TECHNOLOGY HOLDINGS IN-A | 2,828,000 | $31.11M | 1.0% | $11.00 | — | CL A | G4182A102 |
| XLP | SELECT SECTOR SPDR TR | 600,000 | $31.03M | 1.0% | $49.68 | — | Put | 81369Y308 |
| SYF | SYNCHRONY FINANCIAL | 850,011 | $30.83M | 1.0% | $25.67 | 0.0% | COM | 87165B103 |
| NXPI | NXP SEMICONDUCTORS NV | 300,000 | $29.4M | 1.0% | $80.19 | +10.1% | Call | N6596X109 |
| — | INTERXION HOLDING NV | 750,200 | $26.31M | 0.9% | $35.45 | — | SHS | N47279109 |
| — | BROADCOM LTD | 135,265 | $23.91M | 0.8% | $173.11 | — | SHS | Y09827109 |
| — | TIME WARNER INC | 225,000 | $21.72M | 0.7% | $81.49 | — | COM | 887317303 |
| — | ANADARKO PETROLEUM CORP | 307,035 | $21.41M | 0.7% | $54.10 | — | COM | 032511107 |
| EBAY | EBAY INC | 700,000 | $20.78M | 0.7% | $26.28 | 0.0% | COM | 278642103 |
| — | DOUBLE EAGLE ACQUISITION COR | 2,000,000 | $19.9M | 0.6% | $9.56 | — | COM | G28195124 |
| VOYA | VOYA FINANCIAL INC | 475,000 | $18.63M | 0.6% | $31.62 | 0.0% | COM | 929089100 |
| C | CITIGROUP INC | 302,461 | $17.98M | 0.6% | $40.63 | 0.0% | COM | 172967424 |
| — | CORESITE REALTY CORP | 225,300 | $17.88M | 0.6% | $66.52 | — | COM | 21870Q105 |
| ULTA | ULTA SALON COSMETCS & FRAG I | 70,000 | $17.85M | 0.6% | $251.22 | -0.6% | COM | 90384S303 |
| — | ZENDESK INC | 835,000 | $17.7M | 0.6% | $21.54 | — | COM | 98936J101 |
| — | PINNACLE FOODS INC | 325,000 | $17.37M | 0.6% | $48.24 | — | COM | 72348P104 |
| — | PACE HOLDINGS CORP | 1,700,000 | $17.2M | 0.6% | $9.60 | — | CL A | G6865N103 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,715,000 | $17.06M | 0.6% | $9.81 | — | COM | 74874U101 |
| — | ATHENE HLDG LTD | 355,000 | $17.04M | 0.6% | $47.99 | — | CL A | G0684D107 |
| AMP | AMERIPRISE FINANCIAL INC | 150,000 | $16.64M | 0.5% | $88.02 | 0.0% | COM | 03076C106 |
| SPY | SPDR S&P 500 ETF TR | 73,000 | $16.32M | 0.5% | — | — | Put | 78462F103 |
| AER | AERCAP HOLDINGS NV | 390,002 | $16.23M | 0.5% | $45.07 | -8.1% | SHS | N00985106 |
| — | CBS CORP NEW | 250,007 | $15.9M | 0.5% | $63.62 | — | CL B | 124857202 |
| — | CONYERS PARK ACQUISITION COR | 1,500,000 | $15.3M | 0.5% | $10.00 | — | CL A COM | 212894109 |
| — | SABAN CAPITAL ACQUISITION CORP | 1,500,000 | $15M | 0.5% | $10.00 | — | CL A | 78516C106 |
| — | AVISTA HEALTHCARE PUBLIC-A | 1,490,000 | $14.97M | 0.5% | $10.05 | — | CL A | G0726L125 |
| — | BOULEVARD ACQUISITION | 1,500,000 | $14.88M | 0.5% | $9.90 | — | CL A | 10157Q102 |
| — | ZAYO GROUP HOLDINGS INC | 450,000 | $14.79M | 0.5% | $29.71 | — | COM | 98919V105 |
| — | TWENTY-FIRST CENTURY FOX-A | 525,016 | $14.72M | 0.5% | $28.04 | — | CL A | 90130A101 |
| — | CAPITOL ACQUISITION CORP III | 1,470,000 | $14.63M | 0.5% | $9.80 | — | COM | 14055M106 |
| MAR | MARRIOTT INTERNATIONAL -CL A | 175,000 | $14.47M | 0.5% | $69.39 | 0.0% | CL A | 571903202 |
| — | PANERA BREAD COMPANY-CLASS A | 70,000 | $14.36M | 0.5% | $205.09 | — | CL A | 69840W108 |
| JD | JD.COM INC | 550,000 | $13.99M | 0.5% | $25.44 | — | SPON ADR CL A | 47215P106 |
| ORLY | O'REILLY AUTOMOTIVE INC | 50,236 | $13.99M | 0.5% | $18.25 | +0.1% | COM | 67103H107 |
| HPE | HEWLETT PACKARD ENTERPRIS | 600,000 | $13.88M | 0.5% | $8.19 | +24.9% | COM | 42824C109 |
| — | FIRST DATA CORP | 975,000 | $13.84M | 0.5% | $13.56 | — | COM CL A | 32008D106 |
| AIG | AMERICAN INTERNATIONAL GROUP | 200,024 | $13.06M | 0.4% | $49.81 | 0.0% | COM | 026874784 |
| NXPI | NXP SEMICONDUCTORS NV | 130,000 | $12.74M | 0.4% | $80.19 | +10.1% | COM | N6596X109 |
| — | SPDR SERIES TRUST | 300,000 | $12.43M | 0.4% | — | — | Put | 78464A730 |
| — | FOOT LOCKER INC | 175,000 | $12.41M | 0.4% | $67.72 | — | COM | 344849104 |
| XLY | SELECT SECTOR SPDR TR | 151,730 | $12.35M | 0.4% | $79.96 | — | SBI CONS DISCR | 81369Y407 |
| AZO | AUTOZONE INC | 15,501 | $12.24M | 0.4% | $769.69 | -0.0% | COM | 053332102 |
| CME | CME GROUP INC | 105,085 | $12.12M | 0.4% | $39.16 | +100.7% | COM | 12572Q105 |
| — | LANDCADIA HOLDINGS INC | 1,225,000 | $11.98M | 0.4% | $9.71 | — | CL A | 51476W107 |
| GS | GOLDMAN SACHS GROUP INC | 50,000 | $11.97M | 0.4% | $167.76 | 0.0% | COM | 38141G104 |
| STZ | CONSTELLATION BRANDS INC-A | 75,384 | $11.56M | 0.4% | $126.01 | +9.7% | CL A | 21036P108 |
| — | SVB FINANCIAL GROUP | 65,000 | $11.16M | 0.4% | $110.54 | — | COM | 78486Q101 |
| AAP | ADVANCE AUTO PARTS INC | 65,000 | $10.99M | 0.4% | $135.82 | +1.5% | COM | 00751Y106 |
| MU | MICRON TECHNOLOGY INC | 500,000 | $10.96M | 0.4% | — | — | Call | 595112103 |
| — | ACTIVISION BLIZZARD INC | 301,283 | $10.88M | 0.4% | $35.51 | — | COM | 00507V109 |
| DB | DEUTSCHE BANK AG | 600,000 | $10.86M | 0.4% | $12.15 | 0.0% | NAMEN AKT | D18190898 |
| BURL | BURLINGTON STORES INC | 125,000 | $10.59M | 0.3% | $80.72 | 0.0% | COM | 122017106 |
| — | MONSANTO CO | 100,170 | $10.54M | 0.3% | $98.12 | — | COM | 61166W101 |
| — | MONSANTO CO | 100,000 | $10.52M | 0.3% | $98.12 | — | Call | 61166W101 |
| AAL | AMERICAN AIRLINES GROUP INC | 225,000 | $10.51M | 0.3% | $42.05 | 0.0% | COM | 02376R102 |
| DHR | DANAHER CORP | 132,745 | $10.33M | 0.3% | $65.78 | +0.9% | COM | 235851102 |
| CRM | SALESFORCE.COM INC | 150,000 | $10.27M | 0.3% | $71.70 | 0.0% | COM | 79466L302 |
| — | SPIRIT AIRLINES INC | 175,000 | $10.13M | 0.3% | $57.86 | — | COM | 848577102 |
| CTSH | COGNIZANT TECH SOLUTIONS-A | 180,000 | $10.09M | 0.3% | $47.45 | 0.0% | CL A | 192446102 |
| MNST | MONSTER BEVERAGE CORP | 225,000 | $9.977M | 0.3% | $22.92 | -0.1% | COM | 61174X109 |
| CVS | CVS HEALTH CORP | 125,008 | $9.864M | 0.3% | $61.05 | 0.0% | COM | 126650100 |
| QCOM | QUALCOMM INC | 150,007 | $9.78M | 0.3% | $52.25 | 0.0% | COM | 747525103 |
| BABA | ALIBABA GROUP HLDG LTD | 110,000 | $9.659M | 0.3% | $99.12 | — | SPONSORED ADS | 01609W102 |
| BYD | BOYD GAMING CORP | 475,000 | $9.581M | 0.3% | $18.05 | 0.0% | COM | 103304101 |
| — | EASTERLY ACQUISITION CORP | 882,000 | $8.688M | 0.3% | $10.00 | — | COM | 27616L102 |
| PPG | PPG INDUSTRIES INC | 89,583 | $8.489M | 0.3% | $88.39 | -8.8% | COM | 693506107 |
| — | CF CORP | 850,000 | $8.483M | 0.3% | $9.80 | — | SHS CL A | G20307107 |
| PLAY | DAVE & BUSTERS ENTMT INC | 150,000 | $8.445M | 0.3% | $46.46 | 0.0% | COM | 238337109 |
| KRE | SPDR SERIES TRUST | 150,000 | $8.336M | 0.3% | $55.57 | — | S&P REGL BKG | 78464A698 |
| IYR | ISHARES TR | 100,000 | $7.694M | 0.3% | — | — | Call | 464287739 |
| GLNG | GOLAR LNG LTD | 325,000 | $7.456M | 0.2% | $21.12 | -3.9% | SHS | G9456A100 |
| — | GP INVESTMENTS ACQUISITION COR | 735,000 | $7.277M | 0.2% | $9.61 | — | SHS | G40357124 |
| — | HUNTER MARITIME ACQUISITION | 700,000 | $7.105M | 0.2% | $10.15 | — | UNIT 99/99/9999 | Y37828103 |
| GDS | GDS HOLDINGS LTD | 815,270 | $7.011M | 0.2% | $8.60 | — | SPONSORED ADR | 36165L108 |
| — | SPDR SERIES TRUST | 285,000 | $6.37M | 0.2% | — | — | Put | 78464A748 |
| KR | KROGER CO | 176,438 | $6.089M | 0.2% | $27.09 | -0.4% | COM | 501044101 |
| HUBB | HUBBELL INC | 51,766 | $6.041M | 0.2% | $76.53 | +18.6% | COM | 443510607 |
| — | GLOBAL PARTNER ACQUISTION CO | 600,000 | $5.964M | 0.2% | $9.83 | — | COM | 37954X105 |
| NSC | NORFOLK SOUTHERN CORP | 55,000 | $5.944M | 0.2% | $83.99 | 0.0% | COM | 655844108 |
| FTNT | FORTINET INC | 195,000 | $5.873M | 0.2% | $6.25 | 0.0% | COM | 34959E109 |
| — | IHS MARKIT LTD | 150,000 | $5.312M | 0.2% | $37.55 | — | SHS | G47567105 |
| — | HOWARD HUGHES CORP/THE | 45,509 | $5.193M | 0.2% | $112.43 | — | COM | 44267D107 |
| EA | ELECTRONIC ARTS INC | 65,608 | $5.167M | 0.2% | $77.68 | +0.7% | COM | 285512109 |
| ON | ON SEMICONDUCTOR CORP | 396,943 | $5.065M | 0.2% | $11.94 | 0.0% | COM | 682189105 |
| — | MGM GROWTH PROPERTIES LLC-A | 200,000 | $5.062M | 0.2% | $26.43 | — | CL A COM | 55303A105 |
| — | DELPHI AUTOMOTIVE PLC | 75,000 | $5.051M | 0.2% | — | — | Call | G27823106 |
| CSX | CSX CORP | 138,000 | $4.958M | 0.2% | $8.67 | +14.0% | COM | 126408103 |
| — | ELECTRUM SPECIAL ACQUISITION | 500,000 | $4.95M | 0.2% | $9.70 | — | SHS | G3105C104 |
| KMX | CARMAX INC | 75,000 | $4.829M | 0.2% | $56.11 | 0.0% | COM | 143130102 |
| — | LIONS GATE ENTMNT | 175,000 | $4.708M | 0.2% | $26.90 | — | CL A VTG | 535919401 |
| — | KATE SPADE & CO | 250,000 | $4.668M | 0.2% | $17.13 | — | COM | 485865109 |
| EXPE | EXPEDIA INC | 40,000 | $4.531M | 0.1% | $116.78 | 0.0% | COM | 30212P303 |
| MTUM | ISHARES TR | 57,149 | $4.335M | 0.1% | $76.69 | — | USA MOMENTUM FCT | 46432F396 |
| GDX | VANECK VECTORS ETF TR | 200,000 | $4.184M | 0.1% | — | — | Call | 92189F106 |
| SIG | SIGNET JEWELERS LTD | 43,549 | $4.105M | 0.1% | $95.81 | -24.3% | SHS | G81276100 |
| — | CTRIP COM INTL LTD | 100,000 | $4M | 0.1% | $40.00 | — | AMERICAN DEP SHS | 22943F100 |
| — | SPRINT CORP | 450,000 | $3.789M | 0.1% | $6.63 | — | COM SER 1 | 85207U105 |
| TMUS | T-MOBILE US INC | 65,000 | $3.738M | 0.1% | $37.87 | +33.5% | COM | 872590104 |
| NFLX | NETFLIX INC | 30,000 | $3.714M | 0.1% | $11.85 | 0.0% | COM | 64110L106 |
| — | CHENIERE ENERGY INC | 6,000,000 | $3.668M | 0.1% | $0.63 | — | NOTE 4.250% 3/1 | 16411RAG4 |
| — | CANADIAN PACIFIC RAILWAY LTD | 24,385 | $3.481M | 0.1% | $146.98 | — | COM | 13645T100 |
| — | LIONS GATE ENTMNT | 141,586 | $3.475M | 0.1% | $24.54 | — | CL B NON VTG | 535919500 |
| — | UNITED TECHNOLOGIES CORP | 31,208 | $3.421M | 0.1% | $103.18 | — | COM | 913017109 |
| XBI | SPDR SERIES TRUST | 55,000 | $3.255M | 0.1% | $59.18 | — | S&P BIOTECH | 78464A870 |
| PCAR | PACCAR INC | 50,000 | $3.195M | 0.1% | $28.43 | 0.0% | COM | 693718108 |
| XHB | SPDR SERIES TRUST | 91,088 | $3.083M | 0.1% | $33.87 | — | S&P HOMEBUILD | 78464A888 |
| MGM | MGM RESORTS INTERNATIONAL | 100,000 | $2.883M | 0.1% | $26.17 | 0.0% | COM | 552953101 |
| RPM | RPM INTERNATIONAL INC | 50,000 | $2.692M | 0.1% | — | — | Call | 749685103 |
| — | HOSTESS BRANDS INC | 200,000 | $2.6M | 0.1% | $13.00 | — | CL A | 44109J106 |
| — | COMSTOCK RES INC | 3,000,000 | $2.588M | 0.1% | $0.86 | — | NOTE 7.750% 4/0 | 205768AM6 |
| — | ALLERGAN PLC | 12,000 | $2.52M | 0.1% | — | — | Call | G0177J108 |
| PPG | PPG INDUSTRIES INC | 26,500 | $2.511M | 0.1% | $88.39 | -8.8% | Put | 693506107 |
| ROP | ROPER TECHNOLOGIES INC | 13,669 | $2.503M | 0.1% | $165.15 | +2.8% | COM | 776696106 |
| CCEP | COCA-COLA EUROPEAN PARTNERS | 75,000 | $2.355M | 0.1% | $29.28 | -7.2% | COM | G25839104 |
| WLK | WESTLAKE CHEMICAL CORP | 41,659 | $2.332M | 0.1% | $50.36 | -5.4% | COM | 960413102 |
| AME | AMETEK INC | 44,877 | $2.181M | 0.1% | $45.91 | -2.9% | COM | 031100100 |
| — | MOBILEYE N V AMSTELVEEN | 57,000 | $2.173M | 0.1% | $45.16 | — | ORD SHS | N51488117 |
| — | REXNORD CORP | 100,000 | $1.959M | 0.1% | $19.59 | — | COM | 76169B102 |
| COLL | COLLEGIUM PHARMACEUTICAL INC | 125,000 | $1.946M | 0.1% | $16.62 | 0.0% | COM | 19459J104 |
| GEO | GEO GROUP INC/THE | 50,000 | $1.797M | 0.1% | $12.86 | 0.0% | COM | 36162J106 |
| CNH | CNH INDUSTRIAL NV | 189,410 | $1.646M | 0.1% | $5.57 | +7.2% | SHS | N20944109 |
| — | TWITTER INC | 100,000 | $1.63M | 0.1% | $23.05 | — | COM | 90184L102 |
| CXW | CORECIVIC INC | 60,000 | $1.468M | 0.0% | $14.21 | 0.0% | COM | 21871N101 |
| SALTUSD | SCORPIO BULKERS INC | 268,900 | $1.358M | 0.0% | $5.05 | — | COM | Y7546A122 |
| — | CONYERS PARK ACQUISITION COR | 499,900 | $1.25M | 0.0% | $1.15 | — | *W EXP 07/20/202 | 212894117 |
| — | PDL BIOPHARMA INC | 1,500,000 | $1.231M | 0.0% | $0.82 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | SEADRILL LTD | 350,000 | $1.194M | 0.0% | — | — | Put | G7945E105 |
| — | GW PHARMACEUTICALS PLC | 10,000 | $1.118M | 0.0% | $111.80 | — | ADS | 36197T103 |
| — | NEURODERM LTD | 50,000 | $1.11M | 0.0% | $22.20 | — | ORD SHS | M74231107 |
| — | GLOBAL BLOOD THERAPEUTICS IN | 75,000 | $1.084M | 0.0% | $14.45 | — | COM | 37890U108 |
| — | PACE HOLDINGS CORP | 1,700,000 | $1.02M | 0.0% | $0.60 | — | *W EXP 99/99/999 | G6865N111 |
| — | DOUBLE EAGLE ACQUISITION COR | 2,000,000 | $940K | 0.0% | $0.57 | — | *W EXP 09/16/202 | G28195116 |
| — | LANDCADIA HOLDINGS INC | 1,225,000 | $809K | 0.0% | $0.55 | — | *W EXP 06/01/202 | 51476W115 |
| — | WILDHORSE RESOURCE DEVELOPME | 50,000 | $730K | 0.0% | $14.60 | — | COM | 96812T102 |
| — | ABEONA THERAPEUTICS INC | 150,000 | $728K | 0.0% | $4.85 | — | COM | 00289Y107 |
| — | SABAN CAPITAL ACQUISITION CORP | 750,000 | $712K | 0.0% | $0.95 | — | *W EXP 09/21/202 | 78516C114 |
| — | CAPITOL ACQUISITION CORP III | 735,000 | $625K | 0.0% | $0.30 | — | *W EXP 10/13/202 | 14055M114 |
| TSLA | TESLA MOTORS INC | 2,682 | $573K | 0.0% | $13.14 | 0.0% | COM | 88160R101 |
| PTCT | PTC THERAPEUTICS INC | 50,000 | $546K | 0.0% | $8.13 | +29.0% | COM | 69366J200 |
| — | CF CORP | 425,000 | $531K | 0.0% | $0.91 | — | *W EXP 05/25/202 | G20307115 |
| HALO | HALOZYME THERAPEUTICS INC | 50,000 | $494K | 0.0% | $10.40 | +5.3% | COM | 40637H109 |
| YTRA | YATRA ONLINE INC | 50,000 | $460K | 0.0% | $9.77 | 0.0% | SHS | G98338109 |
| DG | DOLLAR GENERAL CORP | 5,429 | $402K | 0.0% | $75.05 | -13.5% | COM | 256677105 |
| FDN | FIRST TR EXCHANGE TRADED FD | 4,900 | $391K | 0.0% | $74.61 | — | DJ INTERNT IDX | 33733E302 |
| — | BOULEVARD ACQUISITION | 750,000 | $375K | 0.0% | $0.75 | — | *W EXP 09/25/202 | 10157Q110 |
| — | HOSTESS BRANDS INC | 200,000 | $346K | 0.0% | $1.73 | — | *W EXP 11/04/202 | 44109J114 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,715,000 | $343K | 0.0% | $0.20 | — | *W EXP 01/01/202 | 74874U119 |
| XLE | SELECT SECTOR SPDR TR | 3,900 | $294K | 0.0% | $75.38 | — | SBI INT-ENERGY | 81369Y506 |
| — | CENTENNIAL RESOURCE DEV INC | 35,000 | $292K | 0.0% | $8.34 | — | *W EXP 02/23/202 | 15136A110 |
| XLK | SELECT SECTOR SPDR TR | 5,571 | $269K | 0.0% | $43.27 | — | TECHNOLOGY | 81369Y803 |
| Z | ZILLOW GROUP INC | 7,182 | $262K | 0.0% | $35.70 | -1.3% | CL C CAP STK | 98954M200 |
| — | TATA MOTORS LTD | 7,250 | $249K | 0.0% | $39.98 | — | SPONSORED ADR | 876568502 |
| — | ELECTRUM SPECIAL ACQUISITION | 850,000 | $238K | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| L | LOEWS CORP | 4,687 | $219K | 0.0% | $35.14 | +19.8% | COM | 540424108 |
| XLB | SELECT SECTOR SPDR TR | 4,100 | $204K | 0.0% | $49.76 | — | SBI MATERIALS | 81369Y100 |
| — | GLOBAL PARTNER ACQUISTION CO | 600,000 | $186K | 0.0% | $0.31 | — | *W EXP 07/01/202 | 37954X113 |
| — | BIOAMBER INC | 255,000 | $179K | 0.0% | $2.56 | — | *W EXP 05/09/201 | 09072Q114 |
| — | AFFIMED NV | 75,000 | $135K | 0.0% | $3.75 | — | COM | N01045108 |
| — | EASTERLY ACQUISITION CORP | 256,000 | $95,000 | 0.0% | $0.10 | — | *W EXP 07/29/202 | 27616L110 |
| — | CHESAPEAKE ENERGY CORP | 10,347 | $73,000 | 0.0% | $6.27 | — | COM | 165167107 |
| — | AXAR ACQUISITION CORP | 735,000 | $55,000 | 0.0% | $0.07 | — | *W EXP 12/31/202 | 05455L110 |
| — | GP INVESTMENTS ACQUISITION COR | 100,000 | $46,000 | 0.0% | $0.60 | — | *W EXP 05/19/202 | G40357108 |
| — | GTY TECHNOLOGY HOLDINGS IN-A | 942,666 | $0 | 0.0% | — | — | *W EXP 99/99/999 ADDED | G4182A128 |
| — | AVISTA HEALTHCARE PUBLIC-A | 1,490,000 | $0 | 0.0% | — | — | *W EXP 99/99/999 | G0726L117 |