Location: New York, NY
CIK: 0001506073 · Show all filings
Period: Q4 2013 (← Previous) (Next →)
Filing Date: Feb 28, 2014
Total Value: $148M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SPECTRANETICS | 756,514 | $18.91M | 12.8% | $25.00 | $18.68 | — | COM | 84760C107 |
| ILMN | ILLUMINA INC. | 161,584 | $17.87M | 12.1% | $110.59 * | $64.01 | +43.1% | COM | 452327109 |
| UEIC | UNIVERSAL ELECTRONICS | 344,061 | $13.11M | 8.9% | $38.11 * | $24.88 | +49.8% | COM | 913483103 |
| — | EXPRESS SCRIPTS HOLDING CO | 122,130 | $8.578M | 5.8% | $70.24 | $61.74 | — | COM | 30219G108 |
| IBM | INT'L BUS MACHINES | 25,847 | $4.848M | 3.3% | $187.57 * | $118.12 | -9.9% | COM | 459200101 |
| XOM | EXXON MOBIL CORP | 47,501 | $4.807M | 3.2% | $101.20 * | $53.80 | +4.0% | COM | 30231G102 |
| — | F X ENERGY | 1,266,655 | $4.636M | 3.1% | $3.66 | $3.21 | — | COM | 302695101 |
| T | AT&T INC. | 98,009 | $3.446M | 2.3% | $35.16 * | $11.38 | -1.8% | COM | 00206R102 |
| FLO | FLOWERS FOODS INC. | 147,188 | $3.16M | 2.1% | $21.47 * | $13.92 | +4.0% | COM | 343498101 |
| BMY | BRISTOL MYERS SQUIBB | 55,932 | $2.973M | 2.0% | $53.15 * | $28.67 | +19.2% | COM | 110122108 |
| MSFT | MICROSOFT | 73,400 | $2.746M | 1.9% | $37.41 * | $27.37 | +9.6% | COM | 594918104 |
| — | GENERAL ELECTRIC | 88,399 | $2.478M | 1.7% | $28.03 | $23.43 | — | COM | 369604103 |
| — | CHICAGO BRIDGE & IRON | 28,903 | $2.403M | 1.6% | $83.14 | $59.67 | — | COM | 167250109 |
| HON | HONEYWELL INTERNATIONAL | 22,823 | $2.085M | 1.4% | $91.36 * | $53.13 | +14.5% | COM | 438516106 |
| DIS | DISNEY, WALT | 25,042 | $1.913M | 1.3% | $76.39 * | $56.18 | +9.8% | COM | 254687106 |
| VZ | VERIZON COMM | 36,941 | $1.815M | 1.2% | $49.13 * | $26.95 | -1.2% | COM | 92343V104 |
| PM | PHILIP MORRIS INTERNATIONAL IN | 19,853 | $1.73M | 1.2% | $87.14 * | $49.85 | -4.0% | COM | 718172109 |
| VLO | VALERO ENERGY | 31,800 | $1.603M | 1.1% | $50.41 * | $22.41 | +19.8% | COM | 91913Y100 |
| PFE | PFIZER | 44,670 | $1.368M | 0.9% | $30.62 * | $16.42 | +7.3% | COM | 717081103 |
| UMBF | UMB FINANCIAL CORP | 20,000 | $1.286M | 0.9% | $64.30 * | $50.96 | +19.2% | COM | 902788108 |
| UNP | UNION PACIFIC | 7,560 | $1.27M | 0.9% | $167.99 * | $57.06 | +6.1% | COM | 907818108 |
| BP | BP PLC ADR | 24,232 | $1.178M | 0.8% | $48.61 | $41.93 | — | COM | 055622104 |
| JPM | JP MORGAN CHASE | 19,419 | $1.136M | 0.8% | $58.50 * | $36.53 | +8.5% | COM | 46625H100 |
| PEP | PEPSICO | 13,490 | $1.119M | 0.8% | $82.95 * | $56.09 | +3.0% | COM | 713448108 |
| PNC | PNC FINANCIAL CORP | 14,346 | $1.113M | 0.8% | $77.58 * | $47.34 | +9.6% | COM | 693475105 |
| WPC | W.P. CAREY INC. | 17,126 | $1.051M | 0.7% | $61.37 | $65.93 | — | COM | 92936U109 |
| PG | PROCTER & GAMBLE | 12,755 | $1.038M | 0.7% | $81.38 * | $55.00 | +5.5% | COM | 742718109 |
| MO | ALTRIA GROUP INC. | 26,550 | $1.019M | 0.7% | $38.38 * | $16.28 | +5.3% | COM | 02209S103 |
| PUKPF | PRUDENTIAL | 45,159 | $1.002M | 0.7% | $22.19 * | $16.76 | +21.5% | COM | G72899100 |
| — | LEUCADIA NATIONAL CORP | 34,800 | $986K | 0.7% | $28.33 | $26.21 | — | COM | 527288104 |
| ABBV | ABBVIE INC | 18,450 | $974K | 0.7% | $52.79 * | $26.66 | +14.0% | COM | 00287Y109 |
| — | NEW YORK COMMUNITY BANCORP INC | 56,350 | $949K | 0.6% | $16.84 | $14.04 | — | COM | 649445103 |
| BAX | BAXTER INT'L | 13,604 | $946K | 0.6% | $69.54 * | $30.40 | -3.9% | COM | 071813109 |
| EFX | EQUIFAX | 13,399 | $926K | 0.6% | $69.11 * | $53.06 | +8.6% | COM | 294429105 |
| — | ENTREMED INC NEW | 534,073 | $892K | 0.6% | $1.67 | $2.02 | — | COM | 29382F202 |
| — | COASTAL ENERGY COMPANY | 49,764 | $883K | 0.6% | $17.74 | $12.94 | — | COM | G22404118 |
| JNJ | JOHNSON & JOHNSON | 9,230 | $845K | 0.6% | $91.55 * | $59.83 | +9.9% | COM | 478160104 |
| BONTQ | BON TON STORES INC | 50,500 | $820K | 0.6% | $16.24 * | $16.14 | -18.5% | COM | 09776J101 |
| KO | COCA COLA | 19,395 | $801K | 0.5% | $41.30 * | $27.83 | -3.2% | COM | 191216100 |
| AXP | AMERICAN EXPRESS | 8,700 | $789K | 0.5% | $90.69 * | $59.62 | +16.2% | COM | 025816109 |
| FCX | FREEPORT MCMORAN COPPER & GOLD | 20,038 | $756K | 0.5% | $37.73 * | $24.45 | +23.0% | COM | 35671D857 |
| — | ENERGY TRANSFER PARTNERS LP | 13,118 | $751K | 0.5% | $57.25 | $50.62 | — | COM | 29273r109 |
| CSCO | CISCO SYSTEMS | 32,474 | $728K | 0.5% | $22.42 * | $15.47 | -1.7% | COM | 17275R102 |
| CVX | CHEVRON CORP. | 5,795 | $724K | 0.5% | $124.94 * | $71.33 | +1.6% | COM | 166764100 |
| — | LIDCO GROUP | 2,706,959 | $717K | 0.5% | $0.26 | $0.20 | — | COM | G5478T101 |
| ABT | ABBOTT LABS | 18,450 | $707K | 0.5% | $38.32 * | $28.63 | +2.1% | COM | 002824100 |
| — | GEO GROUP INC | 20,800 | $670K | 0.5% | $32.21 | $33.03 | — | COM | 36159R103 |
| FIS | FIDELITY NATIONAL INFORMATION | 12,198 | $655K | 0.4% | $53.70 * | $34.36 | +16.6% | COM | 31620M106 |
| — | HEWLETT PACKARD | 22,000 | $616K | 0.4% | $28.00 | $24.80 | — | COM | 428236103 |
| — | B&G FOODS INC. | 18,000 | $610K | 0.4% | $33.89 | $34.02 | — | COM | 05508r106 |
| HAL | HALLIBURTON CO | 12,000 | $609K | 0.4% | $50.75 * | $33.21 | +24.3% | COM | 406216101 |
| — | PLUM CREEK TIMBER | 13,025 | $606K | 0.4% | $46.53 | $46.70 | — | COM | 729251108 |
| MMM | 3M COMPANY | 4,200 | $589K | 0.4% | $140.24 * | $62.16 | +16.9% | COM | 88579Y101 |
| WM | WASTE MGT. | 12,883 | $578K | 0.4% | $44.87 * | $30.75 | +10.2% | COM | 94106L109 |
| WY | WEYERHAEUSER | 17,700 | $559K | 0.4% | $31.58 * | $18.60 | +1.2% | COM | 962166104 |
| AAPL | APPLE COMPUTER | 927 | $520K | 0.4% | $560.95 * | $14.85 | +10.3% | COM | 037833100 |
| DUK | DUKE ENERGY CORP | 7,508 | $518K | 0.4% | $68.99 * | $41.79 | +1.3% | COM | 26441C204 |
| — | XEROX | 41,891 | $510K | 0.3% | $12.17 | $9.07 | — | COM | 984121103 |
| — | MERCK & CO | 10,105 | $506K | 0.3% | $50.07 | $46.47 | — | COM | 58933y105 |
| — | VODAFONE PLC | 12,858 | $505K | 0.3% | $39.28 | $28.74 | — | COM | 92857W209 |
| — | DU PONT (EI) DE NEMOURS | 7,751 | $504K | 0.3% | $65.02 | $53.87 | — | COM | 263534109 |
| DGEAF | DIAGEO | 15,375 | $504K | 0.3% | $32.78 * | $22.39 | +5.8% | COM | G42089113 |
| SO | SOUTHERN COMPANY | 12,128 | $499K | 0.3% | $41.14 * | $26.74 | -8.1% | COM | 842587107 |
| TRN | TRINITY INDS INC. | 9,000 | $491K | 0.3% | $54.56 * | $10.24 | +25.1% | COM | 896522109 |
| — | TALISMAN ENERGY INC | 41,100 | $479K | 0.3% | $11.65 | $11.42 | — | COM | 87425E103 |
| EMN | EASTMAN CHEMICAL | 5,850 | $472K | 0.3% | $80.68 * | $47.81 | +12.3% | COM | 277432100 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 23,650 | $464K | 0.3% | $19.62 * | $7.10 | +14.4% | COM | 20451Q104 |
| MDLZ | MONDELEZ INTERNATIONAL INC A | 12,140 | $429K | 0.3% | $35.34 * | $23.16 | +10.2% | COM | 609207105 |
| — | ALERIAN MLP ETF | 23,193 | $413K | 0.3% | $17.81 | $17.87 | — | COM | 00162Q866 |
| GLW | CORNING INC | 22,710 | $405K | 0.3% | $17.83 * | $10.55 | +14.2% | COM | 219350105 |
| AFL | AFLAC INC. | 6,056 | $405K | 0.3% | $66.88 * | $20.85 | +18.0% | COM | 001055102 |
| — | PENRELL CORPORATION | 200,000 | $402K | 0.3% | $2.01 | $2.36 | — | COM | 70686R104 |
| MTB | M&T BANK CORP | 3,446 | $401K | 0.3% | $116.37 * | $72.91 | +11.7% | COM | 55261F104 |
| — | THORATEC LABS CORP | 10,654 | $390K | 0.3% | $36.61 | $31.28 | — | COM | 885175307 |
| GEF/B | GREIF INC CL B | 6,400 | $376K | 0.3% | $58.75 * | $29.17 | +5.9% | COM | 397624206 |
| F | FORD MOTOR | 21,898 | $338K | 0.2% | $15.44 * | $7.78 | +15.7% | COM | 345370860 |
| CAT | CATERPILLAR | 3,650 | $331K | 0.2% | $90.68 * | $61.55 | +1.8% | COM | 149123101 |
| TIP | ISHARES UNITED STATES TREASURY | 3,000 | $330K | 0.2% | $110.00 | $112.00 | — | COM | 464287176 |
| — | MARKET VECTORS GOLD MINERS ETF | 15,200 | $321K | 0.2% | $21.12 | $24.46 | — | COM | 57060U100 |
| NSC | NORFOLK SOUTHERN | 3,450 | $320K | 0.2% | $92.75 * | $58.26 | +12.8% | COM | 655844108 |
| — | TIFFANY & CO | 3,200 | $297K | 0.2% | $92.81 | $72.81 | — | COM | 886547108 |
| NEE | NEXTERA ENERGY INC | 3,400 | $291K | 0.2% | $85.59 * | $14.32 | +6.8% | COM | 65339F101 |
| COP | CONOCOPHILLIPS | 4,050 | $286K | 0.2% | $70.62 * | $44.49 | +8.8% | COM | 20825C104 |
| FLR | FLUOR CORP | 3,330 | $267K | 0.2% | $80.18 * | $58.07 | +16.5% | COM | 343412102 |
| — | BLACKSTONE GROUP LP | 8,406 | $265K | 0.2% | $31.53 | $31.53 | — | COM | 09253U108 |
| OKE | ONEOK INC | 4,000 | $249K | 0.2% | $62.25 * | $20.98 | +16.3% | COM | 682680103 |
| WMB | WILLIAMS CO | 6,350 | $245K | 0.2% | $38.58 * | $17.79 | +3.3% | COM | 969457100 |
| TR | TOOTSIE ROLL | 7,146 | $233K | 0.2% | $32.61 * | $23.22 | +2.2% | COM | 890516107 |
| DTE | D T E ENERGY CO | 3,500 | $232K | 0.2% | $66.29 * | $38.29 | -0.7% | COM | 233331107 |
| INTC | INTEL CORP | 8,952 | $232K | 0.2% | $25.92 * | $16.93 | +5.9% | COM | 458140100 |
| MSI | MOTOROLA SOLUTIONS INC | 3,394 | $229K | 0.2% | $67.47 * | $47.42 | +9.9% | COM | 620076307 |
| CAG | CONAGRA | 6,800 | $229K | 0.2% | $33.68 * | $17.69 | -6.3% | COM | 205887102 |
| ACTG | ACACIA RESEARCH | 15,542 | $226K | 0.2% | $14.54 | $22.79 | -36.4% | COM | 003881307 |
| SLB | SCHLUMBERGER LTD | 2,500 | $225K | 0.2% | $90.00 * | $58.98 | +10.3% | COM | 806857108 |
| DDD | 3-D SYSTEMS CORP | 2,400 | $223K | 0.2% | $92.92 * | $70.11 | 0.0% | COM | 88554D205 |
| CMCSA | COMCAST CORP | 4,216 | $219K | 0.1% | $51.94 * | $18.38 | 0.0% | COM | 20030N101 |
| — | SPECTRA ENERGY | 6,117 | $218K | 0.1% | $35.64 | $35.64 | — | COM | 847560109 |
| — | KRAFT FOODS GROUP | 3,958 | $213K | 0.1% | $53.82 | $55.84 | — | COM | 50076Q106 |
| — | SEADRILL LTD | 5,070 | $208K | 0.1% | $41.03 | $45.14 | — | COM | G7945E105 |
| DVN | DEVON ENERGY | 3,300 | $204K | 0.1% | $61.82 * | $41.04 | 0.0% | COM | 25179M103 |
| L | LOEWS CORP | 4,200 | $203K | 0.1% | $48.33 * | $45.01 | 0.0% | COM | 540424108 |
| ITW | ILLINOIS TOOL WORKS | 2,400 | $202K | 0.1% | $84.17 * | $59.45 | 0.0% | COM | 452308109 |
| TVAGF | TVA GROUP INC CL B | 19,800 | $177K | 0.1% | $8.94 | $8.89 | — | COM | 872948203 |
| — | NEW YORK MORTGAGE TR INC NEW | 13,500 | $94,000 | 0.1% | $6.96 | $6.68 | — | COM | 649604501 |
| BPAQF | BP | 10,479 | $84,000 | 0.1% | $8.02 * | $4.49 | +7.3% | COM | G12793108 |
| — | FRONTIER COMMUNICATIONS CORP | 11,710 | $54,000 | 0.0% | $4.61 | $4.03 | — | COM | 35906a108 |
| UEC | URANIUM ENERGY | 16,000 | $32,000 | 0.0% | $2.00 * | $1.84 | +2.1% | COM | 916896103 |
| — | OCEANAGOLD CORP | 16,500 | $26,000 | 0.0% | $1.58 | $1.21 | — | COM | 675222103 |
| BTG | B2GOLD CORP | 12,500 | $25,000 | 0.0% | $2.00 * | $1.91 | -6.6% | COM | 11777Q209 |
| — | DALECO RESOURCES CORP | 150,000 | $19,000 | 0.0% | $0.13 | $0.20 | — | COM | 23437P208 |
| — | AMERICAN SUPERCONDUCTOR | 10,100 | $17,000 | 0.0% | $1.68 | $2.64 | — | COM | 030111108 |
| — | VASOMEDICAL INC | 11,000 | $4,000 | 0.0% | $0.36 | $0.18 | — | COM | 922321104 |
| — | VATUKOULA GOLD MINES PLC | 13,500 | $1,000 | 0.0% | $0.07 | $0.07 | — | COM | G9323J110 |
| — | PLC SYSTEMS INC | 11,900 | $0 | 0.0% | $0.00 | $0.08 | — | COM | 69341D104 |
| — | HOME SOLUTIONS HEALTH INC | 50,000 | $0 | 0.0% | $0.00 | — | — | COM | 43735N104 |
| — | CHINA SHUANGJI CEMENT LTD | 10,000 | $0 | 0.0% | $0.00 | — | — | COM | 16943b200 |