Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2014 (← Previous) (Next →)

Filing Date: May 13, 2014

Total Value ($000): $158,559 (100.0% shares, 0.0% debt)

Holdings (113)

ILMN ILLUMINA INC. 15.0%
Value ($000) $23,806 Shares 160,134 Est. Cost $64.01 Unrealized +129.6%
SPECTRANETICS 14.4%
Value ($000) $22,837 Shares 753,464 Est. Cost $18.68 Unrealized
UEIC UNIVERSAL ELECTRONICS 8.3%
Value ($000) $13,172 Shares 343,111 Est. Cost $24.88 Unrealized +54.8%
EXPRESS SCRIPTS HOLDING CO 5.8%
Value ($000) $9,186 Shares 122,330 Est. Cost $61.74 Unrealized
IBM INT'L BUS MACHINES 3.1%
Value ($000) $4,970 Shares 25,819 Est. Cost $118.12 Unrealized -7.5%
XOM EXXON MOBIL CORP 2.9%
Value ($000) $4,640 Shares 47,501 Est. Cost $53.80 Unrealized +7.9%
F X ENERGY 2.7%
Value ($000) $4,225 Shares 1,264,980 Est. Cost $3.21 Unrealized
T AT&T INC. 2.1%
Value ($000) $3,387 Shares 96,584 Est. Cost $11.38 Unrealized -4.6%
FLO FLOWERS FOODS INC. 2.0%
Value ($000) $3,172 Shares 147,913 Est. Cost $13.92 Unrealized -3.5%
MSFT MICROSOFT 1.9%
Value ($000) $3,000 Shares 73,186 Est. Cost $27.37 Unrealized +14.2%
CHICAGO BRIDGE & IRON 1.9%
Value ($000) $2,937 Shares 33,703 Est. Cost $63.58 Unrealized
BMY BRISTOL MYERS SQUIBB 1.8%
Value ($000) $2,906 Shares 55,936 Est. Cost $28.67 Unrealized +25.3%
GENERAL ELECTRIC 1.4%
Value ($000) $2,298 Shares 88,760 Est. Cost $23.43 Unrealized
HON HONEYWELL INTERNATIONAL 1.3%
Value ($000) $2,117 Shares 22,823 Est. Cost $53.13 Unrealized +21.8%
DIS DISNEY, WALT 1.3%
Value ($000) $2,054 Shares 25,655 Est. Cost $56.51 Unrealized +23.3%
VZ VERIZON COMM 1.2%
Value ($000) $1,861 Shares 39,128 Est. Cost $26.89 Unrealized -3.8%
VLO VALERO ENERGY 1.1%
Value ($000) $1,689 Shares 31,800 Est. Cost $22.41 Unrealized +46.4%
PM PHILIP MORRIS INTERNATIONAL IN 1.0%
Value ($000) $1,582 Shares 19,322 Est. Cost $49.85 Unrealized -10.2%
UNP UNION PACIFIC 0.9%
Value ($000) $1,419 Shares 7,560 Est. Cost $57.06 Unrealized +19.6%
PFE PFIZER 0.9%
Value ($000) $1,412 Shares 43,970 Est. Cost $16.42 Unrealized +10.8%
UMBF UMB FINANCIAL CORP 0.8%
Value ($000) $1,294 Shares 20,000 Est. Cost $50.96 Unrealized +22.6%
PNC PNC FINANCIAL CORP 0.8%
Value ($000) $1,239 Shares 14,246 Est. Cost $47.34 Unrealized +20.0%
JPM JP MORGAN CHASE 0.7%
Value ($000) $1,173 Shares 19,317 Est. Cost $36.53 Unrealized +15.2%
BP BP PLC ADR 0.7%
Value ($000) $1,166 Shares 24,232 Est. Cost $41.93 Unrealized
PEP PEPSICO 0.7%
Value ($000) $1,129 Shares 13,515 Est. Cost $56.09 Unrealized +1.4%
WPC W.P. CAREY INC. 0.7%
Value ($000) $1,052 Shares 17,513 Est. Cost $65.80 Unrealized
LIDCO GROUP 0.7%
Value ($000) $1,051 Shares 2,706,959 Est. Cost $0.20 Unrealized
PG PROCTER & GAMBLE 0.6%
Value ($000) $1,028 Shares 12,755 Est. Cost $55.00 Unrealized +2.7%
MO ALTRIA GROUP INC. 0.6%
Value ($000) $994 Shares 26,550 Est. Cost $16.28 Unrealized +5.2%
BAX BAXTER INT'L 0.6%
Value ($000) $994 Shares 13,504 Est. Cost $30.40 Unrealized -0.2%
LEUCADIA NATIONAL CORP 0.6%
Value ($000) $974 Shares 34,800 Est. Cost $26.21 Unrealized
ENTREMED INC NEW 0.6%
Value ($000) $972 Shares 534,073 Est. Cost $2.02 Unrealized
PUKPF PRUDENTIAL 0.6%
Value ($000) $955 Shares 45,159 Est. Cost $16.76 Unrealized +31.7%
ABBV ABBVIE INC 0.6%
Value ($000) $948 Shares 18,450 Est. Cost $26.66 Unrealized +18.1%
EFX EQUIFAX 0.6%
Value ($000) $912 Shares 13,399 Est. Cost $53.06 Unrealized +17.2%
AES TRUST III CV 6.75% 0.6%
Value ($000) $889 Shares 17,400 Est. Cost $51.09 Unrealized
NEW YORK COMMUNITY BANCORP INC 0.6%
Value ($000) $887 Shares 55,200 Est. Cost $14.04 Unrealized
AXP AMERICAN EXPRESS 0.5%
Value ($000) $783 Shares 8,700 Est. Cost $59.62 Unrealized +26.6%
KO COCA COLA 0.5%
Value ($000) $750 Shares 19,395 Est. Cost $27.83 Unrealized -4.6%
CVX CHEVRON CORP. 0.5%
Value ($000) $750 Shares 6,311 Est. Cost $71.25 Unrealized -1.2%
CSCO CISCO SYSTEMS 0.5%
Value ($000) $726 Shares 32,374 Est. Cost $15.47 Unrealized -1.1%
JNJ JOHNSON & JOHNSON 0.4%
Value ($000) $713 Shares 7,259 Est. Cost $59.83 Unrealized +11.4%
HEWLETT PACKARD 0.4%
Value ($000) $712 Shares 22,000 Est. Cost $24.80 Unrealized
ABT ABBOTT LABS 0.4%
Value ($000) $711 Shares 18,450 Est. Cost $28.63 Unrealized +7.3%
HAL HALLIBURTON CO 0.4%
Value ($000) $707 Shares 12,000 Est. Cost $33.21 Unrealized +28.8%
ENERGY TRANSFER PARTNERS LP 0.4%
Value ($000) $706 Shares 13,118 Est. Cost $50.62 Unrealized
FCX FREEPORT MCMORAN COPPER & GOLD 0.4%
Value ($000) $686 Shares 20,743 Est. Cost $24.59 Unrealized +15.8%
FIS FIDELITY NATIONAL INFORMATION 0.4%
Value ($000) $652 Shares 12,198 Est. Cost $34.36 Unrealized +26.6%
GEO GROUP INC 0.4%
Value ($000) $638 Shares 19,800 Est. Cost $33.03 Unrealized
MMM 3M COMPANY 0.4%
Value ($000) $570 Shares 4,200 Est. Cost $62.16 Unrealized +22.7%
BONTQ BON TON STORES INC 0.3%
Value ($000) $554 Shares 50,500 Est. Cost $16.14 Unrealized -33.4%
PLUM CREEK TIMBER 0.3%
Value ($000) $548 Shares 13,028 Est. Cost $46.70 Unrealized
MERCK & CO 0.3%
Value ($000) $545 Shares 9,605 Est. Cost $46.47 Unrealized
WM WASTE MGT. 0.3%
Value ($000) $542 Shares 12,883 Est. Cost $30.75 Unrealized +6.5%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $535 Shares 7,514 Est. Cost $41.79 Unrealized +2.1%
SO SOUTHERN COMPANY 0.3%
Value ($000) $533 Shares 12,132 Est. Cost $26.74 Unrealized -5.5%
DU PONT (EI) DE NEMOURS 0.3%
Value ($000) $520 Shares 7,751 Est. Cost $53.87 Unrealized
WY WEYERHAEUSER 0.3%
Value ($000) $519 Shares 17,700 Est. Cost $18.60 Unrealized +2.3%
EMN EASTMAN CHEMICAL 0.3%
Value ($000) $504 Shares 5,850 Est. Cost $47.81 Unrealized +19.1%
AAPL APPLE COMPUTER 0.3%
Value ($000) $501 Shares 933 Est. Cost $14.85 Unrealized +11.7%
B&G FOODS INC. 0.3%
Value ($000) $497 Shares 16,500 Est. Cost $34.02 Unrealized
DGEAF DIAGEO 0.3%
Value ($000) $476 Shares 15,375 Est. Cost $22.39 Unrealized +3.8%
GLW CORNING INC 0.3%
Value ($000) $474 Shares 22,770 Est. Cost $10.55 Unrealized +30.9%
XEROX 0.3%
Value ($000) $473 Shares 41,891 Est. Cost $9.07 Unrealized
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $447 Shares 23,650 Est. Cost $7.10 Unrealized +15.4%
MDLZ MONDELEZ INTERNATIONAL INC A 0.3%
Value ($000) $419 Shares 12,140 Est. Cost $23.16 Unrealized +13.8%
MTB M&T BANK CORP 0.3%
Value ($000) $418 Shares 3,446 Est. Cost $72.91 Unrealized +14.1%
PENDRELL CORPORATION 0.3%
Value ($000) $410 Shares 224,000 Est. Cost $2.30 Unrealized
TALISMAN ENERGY INC 0.3%
Value ($000) $410 Shares 41,100 Est. Cost $11.42 Unrealized
INTERNATIONAL GAME TECHNOLOGY 0.3%
Value ($000) $409 Shares 29,100 Est. Cost $14.05 Unrealized
ALERIAN MLP ETF 0.3%
Value ($000) $405 Shares 22,919 Est. Cost $17.87 Unrealized
F FORD MOTOR 0.3%
Value ($000) $403 Shares 25,831 Est. Cost $7.87 Unrealized +6.3%
THORATEC LABS CORP 0.2%
Value ($000) $382 Shares 10,654 Est. Cost $31.28 Unrealized
GEF/B GREIF INC CL B 0.2%
Value ($000) $376 Shares 6,400 Est. Cost $29.17 Unrealized +7.4%
AFL AFLAC INC. 0.2%
Value ($000) $375 Shares 5,956 Est. Cost $20.85 Unrealized +15.0%
C CITIGROUP INC 0.2%
Value ($000) $368 Shares 7,740 Est. Cost $37.07 Unrealized 0.0%
CAT CATERPILLAR 0.2%
Value ($000) $363 Shares 3,650 Est. Cost $61.55 Unrealized +13.2%
MARKET VECTORS GOLD MINERS ETF 0.2%
Value ($000) $359 Shares 15,200 Est. Cost $24.46 Unrealized
TIP ISHARES UNITED STATES TREASURY 0.2%
Value ($000) $336 Shares 3,000 Est. Cost $112.00 Unrealized
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $335 Shares 3,450 Est. Cost $58.26 Unrealized +22.6%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $325 Shares 3,400 Est. Cost $14.32 Unrealized +15.7%
COP CONOCOPHILLIPS 0.2%
Value ($000) $285 Shares 4,050 Est. Cost $44.49 Unrealized +2.1%
BLACKSTONE GROUP LP 0.2%
Value ($000) $278 Shares 8,374 Est. Cost $31.53 Unrealized
TIFFANY & CO 0.2%
Value ($000) $276 Shares 3,200 Est. Cost $72.81 Unrealized
TRN TRINITY INDS INC. 0.2%
Value ($000) $274 Shares 3,800 Est. Cost $10.24 Unrealized +59.6%
DTE D T E ENERGY CO 0.2%
Value ($000) $260 Shares 3,500 Est. Cost $38.29 Unrealized +3.0%
WMB WILLIAMS CO 0.2%
Value ($000) $258 Shares 6,350 Est. Cost $17.79 Unrealized +17.6%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $244 Shares 2,500 Est. Cost $58.98 Unrealized +11.0%
ACTG ACACIA RESEARCH 0.1%
Value ($000) $237 Shares 15,542 Est. Cost $22.79 Unrealized -41.1%
OKE ONEOK INC 0.1%
Value ($000) $237 Shares 4,000 Est. Cost $20.98 Unrealized +36.6%
INTC INTEL CORP 0.1%
Value ($000) $235 Shares 9,100 Est. Cost $16.96 Unrealized +10.1%
SPECTRA ENERGY 0.1%
Value ($000) $226 Shares 6,119 Est. Cost $35.64 Unrealized
KRAFT FOODS GROUP 0.1%
Value ($000) $222 Shares 3,958 Est. Cost $55.84 Unrealized
DVN DEVON ENERGY 0.1%
Value ($000) $221 Shares 3,300 Est. Cost $41.04 Unrealized +1.6%
MSI MOTOROLA SOLUTIONS INC 0.1%
Value ($000) $218 Shares 3,394 Est. Cost $47.42 Unrealized +13.1%
TR TOOTSIE ROLL 0.1%
Value ($000) $214 Shares 7,146 Est. Cost $23.22 Unrealized -2.4%
CAG CONAGRA FOODS 0.1%
Value ($000) $213 Shares 6,875 Est. Cost $17.67 Unrealized -9.2%
AMGN AMGEN 0.1%
Value ($000) $209 Shares 1,693 Est. Cost $86.89 Unrealized 0.0%
KMB KIMBERLY CLARK 0.1%
Value ($000) $209 Shares 1,900 Est. Cost $69.39 Unrealized 0.0%
WABCO HOLDINGS INC. 0.1%
Value ($000) $206 Shares 1,950 Est. Cost $105.64 Unrealized
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $205 Shares 5,577 Est. Cost $36.76 Unrealized
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $203 Shares 1,625 Est. Cost $116.85 Unrealized 0.0%
TVAGF TVA GROUP INC CL B 0.1%
Value ($000) $157 Shares 19,800 Est. Cost $8.89 Unrealized
NEW YORK MORTGAGE TR INC NEW 0.1%
Value ($000) $105 Shares 13,500 Est. Cost $6.68 Unrealized
BPAQF BP 0.1%
Value ($000) $84 Shares 10,479 Est. Cost $4.49 Unrealized +14.3%
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $67 Shares 11,662 Est. Cost $4.03 Unrealized
UEC URANIUM ENERGY 0.0%
Value ($000) $18 Shares 14,000 Est. Cost $1.84 Unrealized -6.2%
VASOMEDICAL INC 0.0%
Value ($000) $4 Shares 11,000 Est. Cost $0.18 Unrealized
VATUKOULA GOLD MINES PLC 0.0%
Value ($000) $1 Shares 13,500 Est. Cost $0.07 Unrealized
MAOMF MAUDORE MINERALS LTD 0.0%
Value ($000) $1 Shares 13,200 Est. Cost $0.09 Unrealized 0.0%
PLC SYSTEMS INC 0.0%
Value ($000) $0 Shares 11,900 Est. Cost $0.08 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized