Location: Walnut Creek, CA
CIK: 0001628896 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 1, 2018
Total Value: $435M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MINT | PIMCO Enhanced Short Maturity | 670,091 | $68.09M | 15.6% | $101.62 | $101.57 | +0.0% | COM | 72201R833 |
| — | PwrShrs Corp. Bullet 2019 | 2,531,531 | $53.37M | 12.3% | $21.08 | $21.16 | — | COM | 18383M522 |
| — | PwrShrs HY Bullet 2019 | 2,001,394 | $48.57M | 11.2% | $24.27 | $24.59 | — | COM | 18383M373 |
| — | PwrShrs HY Bullet 2018 | 1,880,139 | $47.24M | 10.9% | $25.13 | $24.96 | — | COM | 18383M381 |
| FLRN | SPDR Floating Rate Inv. Grade | 1,061,083 | $32.67M | 7.5% | $30.79 | $30.75 | +0.1% | COM | 78468R200 |
| IEFA | iShares Core MSCI EAFE | 503,042 | $32.23M | 7.4% | $64.08 | $57.52 | +11.4% | COM | 46432F842 |
| VPL | Vanguard Pacific Stock ETF | 207,087 | $14.72M | 3.4% | $71.10 | $62.55 | +13.7% | COM | 922042866 |
| MGV | Vanguard Mega Cap Value ETF | 183,122 | $14.66M | 3.4% | $80.04 | $60.92 | +31.4% | COM | 921910840 |
| — | iShares S&P 600 Index | 162,391 | $14.17M | 3.3% | $87.24 | $90.99 | — | COM | 78464A813 |
| VOE | Vanguard Mid Cap Value ETF | 116,699 | $13.2M | 3.0% | $113.07 | $89.00 | +27.0% | COM | 922908512 |
| SCHD | Schwab US Dividend Equity ETF | 209,356 | $11.1M | 2.5% | $53.00 * | $13.77 | +28.3% | COM | 808524797 |
| VXUS | Vanguard Total International S | 163,629 | $8.836M | 2.0% | $54.00 | $46.74 | +15.5% | COM | 921909768 |
| DLS | WT Intl. Small Cap Dividend ET | 122,164 | $8.691M | 2.0% | $71.14 | $61.97 | +14.8% | COM | 97717W760 |
| MGC | Vanguard Mega Cap Blend ETF | 72,644 | $7.3M | 1.7% | $100.49 | $72.29 | +39.0% | COM | 921910873 |
| AAPL | Apple, Inc. | 22,805 | $5.148M | 1.2% | $225.74 * | $27.11 | +97.2% | COM | 037833100 |
| MDY | SPDR S&P MidCap 400 ETF | 12,104 | $4.448M | 1.0% | $367.48 | $250.51 | +46.7% | COM | 78467Y107 |
| — | 1/100 Berkshire Htwy Cla | 1,200 | $3.84M | 0.9% | $3200.00 | $2820.00 | — | COM | 084990175 |
| IWM | iShares Russell 2000 | 16,191 | $2.729M | 0.6% | $168.55 | $111.10 | +51.7% | COM | 464287655 |
| BRK/B | Berkshire Hathaway Cl B | 11,678 | $2.5M | 0.6% | $214.08 | $153.96 | +39.1% | COM | 084670702 |
| IVV | iShares S&P 500 Index | 8,199 | $2.4M | 0.6% | $292.72 | $201.17 | +45.5% | COM | 464287200 |
| VCSH | Vanguard Short Term Corp Bond | 30,292 | $2.368M | 0.5% | $78.17 | $79.95 | -2.2% | COM | 92206C409 |
| SCHM | Schwab US Mid-Cap ETF | 40,038 | $2.316M | 0.5% | $57.85 * | $14.25 | +35.3% | COM | 808524508 |
| MSFT | Microsoft Corp | 19,220 | $2.198M | 0.5% | $114.36 * | $46.06 | +131.3% | COM | 594918104 |
| CVX | Chevron Corp | 17,126 | $2.094M | 0.5% | $122.27 * | $70.93 | +25.5% | COM | 166764100 |
| NOC | Northrop Grumman Corp | 5,119 | $1.625M | 0.4% | $317.44 * | $87.28 | +222.7% | COM | 666807102 |
| XOM | Exxon Mobil Corporation | 19,034 | $1.618M | 0.4% | $85.01 * | $55.49 | +9.6% | COM | 30231G102 |
| SCHX | Schwab US Large-Cap ETF | 23,062 | $1.604M | 0.4% | $69.55 * | $8.59 | +34.9% | COM | 808524201 |
| AMZN | Amazon.com Inc. | 761 | $1.524M | 0.4% | $2002.63 * | $47.21 | +112.1% | COM | 023135106 |
| T | AT&T | 43,780 | $1.47M | 0.3% | $33.58 * | $12.45 | +20.6% | COM | 00206R102 |
| WDAY | Workday Inc | 10,012 | $1.462M | 0.3% | $146.02 | $128.07 | +14.0% | COM | 98138H101 |
| JNJ | Johnson & Johnson | 7,912 | $1.093M | 0.3% | $138.14 * | $70.33 | +60.4% | COM | 478160104 |
| INTC | Intel Corp | 18,799 | $889K | 0.2% | $47.29 * | $40.06 | +1.0% | COM | 458140100 |
| MRK | Merck & Co Inc | 11,419 | $810K | 0.2% | $70.93 * | $41.76 | +29.6% | COM | 58933Y105 |
| — | United Technologies Corp. | 5,376 | $752K | 0.2% | $139.88 | $113.64 | — | COM | 913017109 |
| ALV | Autoliv Inc | 8,377 | $726K | 0.2% | $86.67 * | $88.84 | -18.2% | COM | 052800109 |
| SCHF | Schwab International Equity ET | 21,066 | $706K | 0.2% | $33.51 * | $15.06 | +11.3% | COM | 808524805 |
| PFE | Pfizer Incorporated | 14,811 | $653K | 0.2% | $44.09 * | $18.66 | +61.4% | COM | 717081103 |
| — | Xilinx Inc | 7,827 | $627K | 0.1% | $80.11 | $47.87 | — | COM | 983919101 |
| VOO | Vanguard S&P 500 Index ETF | 2,304 | $615K | 0.1% | $266.93 | $185.97 | +43.6% | COM | 922908363 |
| UPS | United Parcel Service B | 4,887 | $571K | 0.1% | $116.84 * | $86.12 | +2.3% | COM | 911312106 |
| VZ | Verizon Communications | 10,268 | $548K | 0.1% | $53.37 * | $28.31 | +27.1% | COM | 92343V104 |
| PEP | Pepsico Incorporated | 4,411 | $493K | 0.1% | $111.77 * | $63.14 | +42.1% | COM | 713448108 |
| MCD | McDonalds Corp | 2,940 | $492K | 0.1% | $167.35 * | $76.87 | +83.8% | COM | 580135101 |
| — | Total SA ADR | 7,485 | $482K | 0.1% | $64.40 | $60.52 | — | COM | 89151E109 |
| PG | Procter & Gamble Co | 5,551 | $462K | 0.1% | $83.23 * | $59.79 | +15.6% | COM | 742718109 |
| — | Veoneer Inc | 8,377 | $461K | 0.1% | $55.03 | $55.03 | — | COM | 92336X109 |
| BA | Boeing Co | 1,134 | $422K | 0.1% | $372.13 * | $186.12 | +93.3% | COM | 097023105 |
| CSCO | Cisco Systems | 8,656 | $421K | 0.1% | $48.64 * | $16.46 | +136.9% | COM | 17275R102 |
| IBM | International Business Machine | 2,755 | $417K | 0.1% | $151.36 * | $101.13 | +4.0% | COM | 459200101 |
| AMGN | Amgen | 1,992 | $413K | 0.1% | $207.33 * | $115.48 | +43.8% | COM | 031162100 |
| MCK | McKesson Inc. | 3,057 | $406K | 0.1% | $132.81 * | $142.41 | -11.9% | COM | 58155Q103 |
| VFH | Vanguard Financials ETF | 5,708 | $396K | 0.1% | $69.38 | $54.44 | +27.4% | COM | 92204A405 |
| VIG | Vanguard Div Appreciation | 3,563 | $394K | 0.1% | $110.58 | $77.75 | +42.4% | COM | 921908844 |
| BK | Bank of NY Mellon Corp | 7,706 | $393K | 0.1% | $51.00 * | $35.50 | +16.8% | COM | 064058100 |
| MMM | 3M Company | 1,857 | $391K | 0.1% | $210.55 * | $80.34 | +69.0% | COM | 88579Y101 |
| BAC | Bank of America Corporation | 13,154 | $388K | 0.1% | $29.50 * | $16.08 | +53.7% | COM | 060505104 |
| — | General Electric | 34,076 | $385K | 0.1% | $11.30 | $25.13 | — | COM | 369604103 |
| EXTR | Extreme Networks Inc | 68,920 | $378K | 0.1% | $5.48 | $8.36 | -34.5% | COM | 30226D106 |
| SCHW | Charles Schwab Corp | 7,069 | $347K | 0.1% | $49.09 * | $26.03 | +70.5% | COM | 808513105 |
| ETN | Eaton Corp PLC | 3,966 | $344K | 0.1% | $86.74 * | $66.32 | +13.7% | COM | G29183103 |
| DIS | Walt Disney Co | 2,863 | $335K | 0.1% | $117.01 * | $83.25 | +34.5% | COM | 254687106 |
| META | Facebook Inc Class A | 2,027 | $333K | 0.1% | $164.28 | $78.28 | +108.6% | COM | 30303M102 |
| SIEGY | Siemens AG ADR | 5,087 | $325K | 0.1% | $63.89 | $65.74 | -2.9% | COM | 826197501 |
| HD | Home Depot | 1,540 | $319K | 0.1% | $207.14 * | $105.67 | +64.1% | COM | 437076102 |
| VTI | Vanguard Total Stock Market ET | 2,031 | $304K | 0.1% | $149.68 | $105.18 | +42.3% | COM | 922908769 |
| COP | ConocoPhillips | 3,820 | $296K | 0.1% | $77.49 * | $40.97 | +47.7% | COM | 20825C104 |
| BMRC | Bank of Marin | 3,190 | $268K | 0.1% | $84.01 * | $22.37 | +44.5% | COM | 063425102 |
| CVGW | Calavo Growers Inc | 2,750 | $266K | 0.1% | $96.73 * | $75.65 | +10.4% | COM | 128246105 |
| PSX | Phillips 66 | 2,307 | $260K | 0.1% | $112.70 * | $56.71 | +48.5% | COM | 718546104 |
| JPM | J P Morgan Chase & Co | 2,131 | $241K | 0.1% | $113.09 * | $91.16 | +1.0% | COM | 46625H100 |
| — | PwrShrs HY Bullet 2020 | 9,897 | $241K | 0.1% | $24.35 | $24.96 | — | COM | 18383M365 |
| ABT | Abbott Laboratories | 3,138 | $230K | 0.1% | $73.30 * | $57.83 | +11.8% | COM | 002824100 |
| CRM | Salesforce Com | 1,432 | $228K | 0.1% | $159.22 | $146.61 | +7.2% | COM | 79466L302 |
| VEA | Vanguard FTSE Developed Market | 5,266 | $228K | 0.1% | $43.30 | $42.82 | +1.0% | COM | 921943858 |
| CLX | Clorox Company | 1,420 | $214K | 0.0% | $150.70 * | $114.62 | +6.1% | COM | 189054109 |
| — | DowDuPont Inc | 3,196 | $206K | 0.0% | $64.46 | $64.46 | — | COM | 26078J100 |
| UNP | Union Pacific Corp | 1,262 | $205K | 0.0% | $162.44 * | $87.64 | +58.3% | COM | 907818108 |
| — | PwrShrs Corp. Bullet 2020 | 8,374 | $177K | 0.0% | $21.14 | $21.14 | — | COM | 18383M514 |
| FFWM | First Foundation Inc | 10,089 | $158K | 0.0% | $15.66 | $17.15 | -10.1% | COM | 32026V104 |
| KMI | Kinder Morgan Inc | 8,036 | $142K | 0.0% | $17.67 * | $11.69 | -0.5% | COM | 49456B101 |
| — | Antares Pharma Inc | 34,000 | $114K | 0.0% | $3.35 | $3.24 | — | COM | 036642106 |
| — | Southwestern Energy Co | 10,000 | $51,000 | 0.0% | $5.10 | $4.34 | — | COM | 845467109 |