JOHN G ULLMAN & ASSOCIATES INC Diversified Active

Location: Corning, NY

CIK: 0000919530 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 23, 2015

Total Value: $421M (100.0% shares, 0.0% debt)

Holdings (122)

JNJ JOHNSON & JOHNSON JNJ 6.3%
Value $26.35M Shares 282,276 Est. Cost $60.65 Unrealized +19.5%
GLW CORNING INC GLW 4.7%
Value $19.98M Shares 1,166,847 Est. Cost $11.45 Unrealized +19.1%
KO COCA-COLA CO/THE KO 4.0%
Value $17M Shares 423,797 Est. Cost $27.92 Unrealized +3.3%
XOM EXXON MOBIL CORP XOM 3.7%
Value $15.66M Shares 210,627 Est. Cost $54.18 Unrealized -9.4%
PFE PFIZER INC PFE 3.5%
Value $14.7M Shares 468,017 Est. Cost $17.11 Unrealized +20.4%
EMR EMERSON ELECTRIC CO EMR 3.1%
Value $13.11M Shares 296,823 Est. Cost $41.90 Unrealized -10.9%
INTC INTEL CORP INTC 2.7%
Value $11.47M Shares 380,625 Est. Cost $17.18 Unrealized +31.7%
SLB SCHLUMBERGER LTD SLB 2.5%
Value $10.73M Shares 155,535 Est. Cost $55.18 Unrealized +6.8%
MRK MERCK & CO. INC. MRK 2.5%
Value $10.51M Shares 212,859 Est. Cost $31.01 Unrealized +23.9%
GLAXOSMITHKLINE PLC-SPON ADR G 2.4%
Value $10.03M Shares 260,805 Est. Cost $48.88 Unrealized
GVA GRANITE CONSTRUCTION INC GVA 2.3%
Value $9.617M Shares 324,122 Est. Cost $30.66 Unrealized +9.7%
LNN LINDSAY CORP LNN 2.2%
Value $9.436M Shares 139,200 Est. Cost $69.09 Unrealized +0.8%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.2%
Value $9.195M Shares 155,329 Est. Cost $28.67 Unrealized +55.4%
GREAT PLAINS ENERGY INC GXP 2.1%
Value $8.676M Shares 321,095 Est. Cost $22.52 Unrealized
BCE BCE INC BCE 2.0%
Value $8.417M Shares 205,503 Est. Cost $22.35 Unrealized -0.1%
AZTA BROOKS AUTOMATION INC BRKS 1.9%
Value $7.956M Shares 679,392 Est. Cost $8.45 Unrealized +15.1%
IBM INTL BUSINESS MACHINES CORP IB 1.8%
Value $7.442M Shares 51,335 Est. Cost $108.74 Unrealized -12.3%
IDA IDACORP INC IDA 1.8%
Value $7.384M Shares 114,110 Est. Cost $48.08 Unrealized +25.4%
CSCO CISCO SYSTEMS INC CSCO 1.7%
Value $7.084M Shares 269,865 Est. Cost $15.26 Unrealized +28.3%
HON HONEYWELL INTERNATIONAL INC HO 1.6%
Value $6.919M Shares 73,070 Est. Cost $53.13 Unrealized +38.0%
AMAT APPLIED MATERIALS INC AMAT 1.4%
Value $5.925M Shares 403,310 Est. Cost $14.65 Unrealized +0.6%
OTTR OTTER TAIL CORP OTTR 1.4%
Value $5.713M Shares 219,214 Est. Cost $20.07 Unrealized -3.8%
MSFT MICROSOFT CORP MSFT 1.3%
Value $5.482M Shares 123,867 Est. Cost $26.70 Unrealized +45.8%
CYTEC INDUSTRIES INC CYT 1.3%
Value $5.48M Shares 74,200 Est. Cost $47.15 Unrealized
INGERSOLL-RAND PLC IR 1.2%
Value $5.223M Shares 102,870 Est. Cost $56.86 Unrealized
EXC EXELON CORP EXC 1.2%
Value $5.017M Shares 168,930 Est. Cost $15.50 Unrealized +0.4%
MDU MDU RESOURCES GROUP INC MDU 1.2%
Value $4.893M Shares 284,475 Est. Cost $6.24 Unrealized -20.7%
NEE NEXTERA ENERGY INC NEE 1.2%
Value $4.861M Shares 49,835 Est. Cost $14.15 Unrealized +37.4%
NVS NOVARTIS AG-SPONSORED ADR NVS 1.1%
Value $4.814M Shares 52,374 Est. Cost $70.71 Unrealized
MDT MEDTRONIC PLC MDT 1.1%
Value $4.637M Shares 69,277 Est. Cost $58.80 Unrealized -3.1%
EMC CORP/MA EMC 1.1%
Value $4.612M Shares 190,900 Est. Cost $24.86 Unrealized
ISHARES MSCI SINGAPORE ETF EWS 1.0%
Value $4.259M Shares 418,810 Est. Cost $12.75 Unrealized
OGE OGE ENERGY CORP OGE 1.0%
Value $4.234M Shares 154,735 Est. Cost $34.35 Unrealized -17.0%
POR PORTLAND GENERAL ELECTRIC CO P 1.0%
Value $4.187M Shares 113,260 Est. Cost $19.65 Unrealized +22.4%
MONSANTO CO MON 0.9%
Value $3.908M Shares 45,790 Est. Cost $90.66 Unrealized
TMO THERMO FISHER SCIENTIFIC INC T 0.9%
Value $3.734M Shares 30,533 Est. Cost $79.76 Unrealized +58.4%
SUN HYDRAULICS CORP SNHY 0.8%
Value $3.456M Shares 125,800 Est. Cost $35.14 Unrealized
EEMV ISHARES MSCI EMERG MKT MIN V E 0.8%
Value $3.322M Shares 66,675 Est. Cost $58.92 Unrealized
MMM 3M CO MMM 0.8%
Value $3.236M Shares 22,825 Est. Cost $61.26 Unrealized +42.8%
AMGN AMGEN INC AMGN 0.7%
Value $3.158M Shares 22,830 Est. Cost $73.34 Unrealized +58.5%
TMP TOMPKINS FINANCIAL CORP TMP 0.7%
Value $3.076M Shares 57,647 Est. Cost $27.90 Unrealized +37.5%
AMERICAN SOFTWARE INC-CL A AMS 0.7%
Value $3.068M Shares 325,716 Est. Cost $9.01 Unrealized
DIS WALT DISNEY CO/THE DIS 0.7%
Value $3.055M Shares 29,895 Est. Cost $56.11 Unrealized +77.7%
IXYS CORPORATION IXYS 0.7%
Value $3.031M Shares 271,615 Est. Cost $10.79 Unrealized
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.7%
Value $2.994M Shares 167,050 Est. Cost $22.74 Unrealized
DENTSPLY INTERNATIONAL INC XRA 0.7%
Value $2.795M Shares 55,275 Est. Cost $40.96 Unrealized
GUGGENHEIM S&P GLOBAL WATER CG 0.6%
Value $2.731M Shares 103,450 Est. Cost $25.95 Unrealized
FLS FLOWSERVE CORP FLS 0.6%
Value $2.72M Shares 66,125 Est. Cost $44.16 Unrealized -15.7%
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value $2.569M Shares 111,700 Est. Cost $26.80 Unrealized
CIEN CIENA CORP CIEN 0.6%
Value $2.464M Shares 118,900 Est. Cost $23.16 Unrealized +0.4%
CHMG CHEMUNG FINANCIAL CORP CHMG 0.6%
Value $2.451M Shares 87,451 Est. Cost $20.56 Unrealized -3.3%
KRE SPDR S&P REGIONAL BANKING KRE 0.6%
Value $2.368M Shares 57,500 Est. Cost $41.18 Unrealized
LACLEDE GROUP INC/THE LG 0.5%
Value $2.236M Shares 41,000 Est. Cost $45.66 Unrealized
MENTOR GRAPHICS CORP MENT 0.5%
Value $2.214M Shares 89,900 Est. Cost $20.10 Unrealized
DGX QUEST DIAGNOSTICS INC DGX 0.5%
Value $2.202M Shares 35,826 Est. Cost $55.21 Unrealized +2.9%
LFCR LANDEC CORP LNDC 0.5%
Value $2.143M Shares 183,600 Est. Cost $12.86 Unrealized +3.1%
HAL HALLIBURTON CO HAL 0.5%
Value $2.135M Shares 60,384 Est. Cost $37.59 Unrealized -14.4%
ADI ANALOG DEVICES INC ADI 0.5%
Value $2.13M Shares 37,766 Est. Cost $34.29 Unrealized +37.6%
XEROX CORP XRX 0.5%
Value $2.027M Shares 208,300 Est. Cost $10.90 Unrealized
NEOG NEOGEN CORP NEOG 0.5%
Value $2.008M Shares 44,631 Est. Cost $14.56 Unrealized +35.2%
DUK DUKE ENERGY CORP DUK 0.5%
Value $1.966M Shares 27,322 Est. Cost $41.83 Unrealized +12.8%
HEWLETT-PACKARD CO HPQ 0.5%
Value $1.905M Shares 74,400 Est. Cost $30.06 Unrealized
TRANSCANADA CORP TRP 0.4%
Value $1.782M Shares 56,420 Est. Cost $40.74 Unrealized
NXPI NXP SEMICONDUCTORS NV NXPI 0.4%
Value $1.672M Shares 19,200 Est. Cost $76.01 Unrealized +5.4%
AEGION CORP AEGN 0.4%
Value $1.637M Shares 99,352 Est. Cost $19.85 Unrealized
KAPSTONE PAPER AND PACKAGING K 0.4%
Value $1.63M Shares 98,700 Est. Cost $16.51 Unrealized
PRICELINE GROUP INC/THE PCLN 0.4%
Value $1.608M Shares 1,300 Est. Cost $1236.92 Unrealized
AGX ARGAN INC AGX 0.4%
Value $1.583M Shares 45,650 Est. Cost $11.86 Unrealized +148.9%
QIHOO 360 TECHNOLOGY CO-ADR QI 0.4%
Value $1.558M Shares 32,575 Est. Cost $53.38 Unrealized
ABT ABBOTT LABORATORIES ABT 0.4%
Value $1.544M Shares 38,377 Est. Cost $28.46 Unrealized +36.3%
XYL XYLEM INC XYL 0.4%
Value $1.511M Shares 46,000 Est. Cost $23.15 Unrealized +27.7%
GM GENERAL MOTORS CO GM 0.3%
Value $1.464M Shares 48,762 Est. Cost $24.16 Unrealized 0.0%
AMERICAN CAPITAL LTD ACAS 0.3%
Value $1.44M Shares 118,455 Est. Cost $13.37 Unrealized
MOS MOSAIC CO/THE MOS 0.3%
Value $1.433M Shares 46,075 Est. Cost $34.24 Unrealized -2.0%
ST JUDE MEDICAL INC STJ 0.3%
Value $1.427M Shares 22,624 Est. Cost $45.62 Unrealized
MU MICRON TECHNOLOGY INC MU 0.3%
Value $1.372M Shares 91,600 Est. Cost $16.78 Unrealized 0.0%
GENERAL ELECTRIC CO GE 0.3%
Value $1.362M Shares 53,992 Est. Cost $25.00 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value $1.344M Shares 14,310 Est. Cost $67.30 Unrealized +36.7%
CHICAGO BRIDGE & IRON CO NV CB 0.3%
Value $1.283M Shares 32,350 Est. Cost $41.99 Unrealized
SYK STRYKER CORP SYK 0.3%
Value $1.27M Shares 13,500 Est. Cost $56.92 Unrealized +54.4%
GOOGLE INC-CL A GOOGL 0.3%
Value $1.145M Shares 1,793 Est. Cost $880.28 Unrealized
GOOGLE INC-CL C GOOG 0.3%
Value $1.091M Shares 1,793 Est. Cost $520.43 Unrealized
BAXALTA INC BXLT 0.3%
Value $1.089M Shares 34,555 Est. Cost $31.51 Unrealized
EME EMCOR GROUP INC EME 0.2%
Value $1.009M Shares 22,800 Est. Cost $36.84 Unrealized +21.2%
WTS WATTS WATER TECHNOLOGIES-A WTS 0.2%
Value $971K Shares 18,375 Est. Cost $46.26 Unrealized +14.8%
SYNGENTA AG-ADR SYT 0.2%
Value $947K Shares 14,850 Est. Cost $77.88 Unrealized
ELMIRA SAVINGS BANK ESBK 0.2%
Value $906K Shares 47,206 Est. Cost $21.85 Unrealized
NEWALTA CORP NWLTF 0.2%
Value $904K Shares 130,400 Est. Cost $11.21 Unrealized
HARDINGE INC HDNG 0.2%
Value $873K Shares 95,244 Est. Cost $13.52 Unrealized
NWE NORTHWESTERN CORP NWE 0.2%
Value $859K Shares 15,950 Est. Cost $24.78 Unrealized +37.2%
AAPL APPLE INC AAPL 0.2%
Value $640K Shares 5,802 Est. Cost $18.62 Unrealized +41.2%
ENTG ENTEGRIS INC ENTG 0.1%
Value $624K Shares 47,294 Est. Cost $12.37 Unrealized +6.8%
TE CONNECTIVITY LTD TEL 0.1%
Value $594K Shares 9,925 Est. Cost $45.52 Unrealized
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value $550K Shares 189,807 Est. Cost $3.06 Unrealized
BNS BANK OF NOVA SCOTIA BNS 0.1%
Value $520K Shares 11,800 Est. Cost $30.35 Unrealized -8.8%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value $489K Shares 1,051 Est. Cost $231.58 Unrealized +130.6%
BAX BAXTER INTERNATIONAL INC BAX 0.1%
Value $435K Shares 13,256 Est. Cost $30.42 Unrealized +5.4%
SIGMA-ALDRICH SIAL 0.1%
Value $431K Shares 3,100 Est. Cost $80.42 Unrealized
MARKET VECTORS VIETNAM ETF VNM 0.1%
Value $406K Shares 26,200 Est. Cost $18.64 Unrealized
INPHI CORP IPHI 0.1%
Value $373K Shares 15,500 Est. Cost $18.47 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value $332K Shares 4,135 Est. Cost $80.17 Unrealized
AKAM AKAMAI TECHNOLOGIES INC AKAM 0.1%
Value $297K Shares 4,300 Est. Cost $66.10 Unrealized +9.1%
AGG ISHARES CORE U.S. AGGREGATE AG 0.1%
Value $296K Shares 2,703 Est. Cost $109.51 Unrealized
LUXFER HOLDINGS PLC-ADR LXFR 0.1%
Value $282K Shares 26,135 Est. Cost $19.46 Unrealized
ALTERA CORP ALTR 0.1%
Value $255K Shares 5,100 Est. Cost $36.30 Unrealized
SWISS HELVETIA FUND SWZ 0.1%
Value $246K Shares 22,625 Est. Cost $12.32 Unrealized
TYCO INTERNATIONAL PLC TYC 0.1%
Value $236K Shares 7,050 Est. Cost $38.47 Unrealized
VZ VERIZON COMMUNICATIONS INC VZ 0.1%
Value $229K Shares 5,262 Est. Cost $27.18 Unrealized -0.6%
INTL SPEEDWAY CORP-CL A ISCA 0.1%
Value $225K Shares 7,079 Est. Cost $36.12 Unrealized
VOO VANGUARD S&P 500 ETF VOO 0.1%
Value $222K Shares 1,262 Est. Cost $187.88 Unrealized
CBU COMMUNITY BANK SYSTEM INC CBU 0.1%
Value $218K Shares 5,864 Est. Cost $25.98 Unrealized +5.0%
GSV CAPITAL CORP GSVC 0.0%
Value $210K Shares 26,700 Est. Cost $8.97 Unrealized
CALGON CARBON CORP CCC 0.0%
Value $193K Shares 12,400 Est. Cost $18.79 Unrealized
POWERSHARES WILDERH CLEAN EN P 0.0%
Value $161K Shares 39,200 Est. Cost $5.53 Unrealized
SUPERVALU INC SVU 0.0%
Value $72,000 Shares 10,000 Est. Cost $6.20 Unrealized
VIAV VIAVI SOLUTIONS INC VIAV 0.0%
Value $67,000 Shares 12,500 Est. Cost $5.86 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value $22,000 Shares 13,000 Est. Cost $3.09 Unrealized -39.2%
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value $16,000 Shares 145,000 Est. Cost $0.07 Unrealized +12.0%
PENN WEST PETROLEUM LTD PWE 0.0%
Value $7,000 Shares 16,650 Est. Cost $1.69 Unrealized
AVALON RARE METALS INC AVL 0.0%
Value $2,000 Shares 18,750 Est. Cost $0.53 Unrealized
SABINE OIL & GAS CORP SOGCQ 0.0%
Value $1,000 Shares 50,000 Est. Cost $0.08 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value $0 Shares 50,000 Est. Cost $0.01 Unrealized -6.2%