JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 23, 2015

Total Value ($000): $421,470 (100.0% shares, 0.0% debt)

Holdings (122)

JNJ JOHNSON & JOHNSON JNJ 6.3%
Value ($000) $26,350 Shares 282,276 Est. Cost $60.65 Unrealized +19.5%
GLW CORNING INC GLW 4.7%
Value ($000) $19,976 Shares 1,166,847 Est. Cost $11.45 Unrealized +19.1%
KO COCA-COLA CO/THE KO 4.0%
Value ($000) $17,003 Shares 423,797 Est. Cost $27.92 Unrealized +3.3%
XOM EXXON MOBIL CORP XOM 3.7%
Value ($000) $15,660 Shares 210,627 Est. Cost $54.18 Unrealized -9.4%
PFE PFIZER INC PFE 3.5%
Value ($000) $14,700 Shares 468,017 Est. Cost $17.11 Unrealized +20.4%
EMR EMERSON ELECTRIC CO EMR 3.1%
Value ($000) $13,111 Shares 296,823 Est. Cost $41.90 Unrealized -10.9%
INTC INTEL CORP INTC 2.7%
Value ($000) $11,472 Shares 380,625 Est. Cost $17.18 Unrealized +31.7%
SLB SCHLUMBERGER LTD SLB 2.5%
Value ($000) $10,727 Shares 155,535 Est. Cost $55.18 Unrealized +6.8%
MRK MERCK & CO. INC. MRK 2.5%
Value ($000) $10,513 Shares 212,859 Est. Cost $31.01 Unrealized +23.9%
— GLAXOSMITHKLINE PLC-SPON ADR G 2.4%
Value ($000) $10,028 Shares 260,805 Est. Cost $48.88 Unrealized —
GVA GRANITE CONSTRUCTION INC GVA 2.3%
Value ($000) $9,617 Shares 324,122 Est. Cost $30.66 Unrealized +9.7%
LNN LINDSAY CORP LNN 2.2%
Value ($000) $9,436 Shares 139,200 Est. Cost $69.09 Unrealized +0.8%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.2%
Value ($000) $9,195 Shares 155,329 Est. Cost $28.67 Unrealized +55.4%
— GREAT PLAINS ENERGY INC GXP 2.1%
Value ($000) $8,676 Shares 321,095 Est. Cost $22.52 Unrealized —
BCE BCE INC BCE 2.0%
Value ($000) $8,417 Shares 205,503 Est. Cost $22.35 Unrealized -0.1%
AZTA BROOKS AUTOMATION INC BRKS 1.9%
Value ($000) $7,956 Shares 679,392 Est. Cost $8.45 Unrealized +15.1%
IBM INTL BUSINESS MACHINES CORP IB 1.8%
Value ($000) $7,442 Shares 51,335 Est. Cost $108.74 Unrealized -12.3%
IDA IDACORP INC IDA 1.8%
Value ($000) $7,384 Shares 114,110 Est. Cost $48.08 Unrealized +25.4%
CSCO CISCO SYSTEMS INC CSCO 1.7%
Value ($000) $7,084 Shares 269,865 Est. Cost $15.26 Unrealized +28.3%
HON HONEYWELL INTERNATIONAL INC HO 1.6%
Value ($000) $6,919 Shares 73,070 Est. Cost $53.13 Unrealized +38.0%
AMAT APPLIED MATERIALS INC AMAT 1.4%
Value ($000) $5,925 Shares 403,310 Est. Cost $14.65 Unrealized +0.6%
OTTR OTTER TAIL CORP OTTR 1.4%
Value ($000) $5,713 Shares 219,214 Est. Cost $20.07 Unrealized -3.8%
MSFT MICROSOFT CORP MSFT 1.3%
Value ($000) $5,482 Shares 123,867 Est. Cost $26.70 Unrealized +45.8%
— CYTEC INDUSTRIES INC CYT 1.3%
Value ($000) $5,480 Shares 74,200 Est. Cost $47.15 Unrealized —
— INGERSOLL-RAND PLC IR 1.2%
Value ($000) $5,223 Shares 102,870 Est. Cost $56.86 Unrealized —
EXC EXELON CORP EXC 1.2%
Value ($000) $5,017 Shares 168,930 Est. Cost $15.50 Unrealized +0.4%
MDU MDU RESOURCES GROUP INC MDU 1.2%
Value ($000) $4,893 Shares 284,475 Est. Cost $6.24 Unrealized -20.7%
NEE NEXTERA ENERGY INC NEE 1.2%
Value ($000) $4,861 Shares 49,835 Est. Cost $14.15 Unrealized +37.4%
NVS NOVARTIS AG-SPONSORED ADR NVS 1.1%
Value ($000) $4,814 Shares 52,374 Est. Cost $70.71 Unrealized —
MDT MEDTRONIC PLC MDT 1.1%
Value ($000) $4,637 Shares 69,277 Est. Cost $58.80 Unrealized -3.1%
— EMC CORP/MA EMC 1.1%
Value ($000) $4,612 Shares 190,900 Est. Cost $24.86 Unrealized —
— ISHARES MSCI SINGAPORE ETF EWS 1.0%
Value ($000) $4,259 Shares 418,810 Est. Cost $12.75 Unrealized —
OGE OGE ENERGY CORP OGE 1.0%
Value ($000) $4,234 Shares 154,735 Est. Cost $34.35 Unrealized -17.0%
POR PORTLAND GENERAL ELECTRIC CO P 1.0%
Value ($000) $4,187 Shares 113,260 Est. Cost $19.65 Unrealized +22.4%
— MONSANTO CO MON 0.9%
Value ($000) $3,908 Shares 45,790 Est. Cost $90.66 Unrealized —
TMO THERMO FISHER SCIENTIFIC INC T 0.9%
Value ($000) $3,734 Shares 30,533 Est. Cost $79.76 Unrealized +58.4%
— SUN HYDRAULICS CORP SNHY 0.8%
Value ($000) $3,456 Shares 125,800 Est. Cost $35.14 Unrealized —
EEMV ISHARES MSCI EMERG MKT MIN V E 0.8%
Value ($000) $3,322 Shares 66,675 Est. Cost $58.92 Unrealized —
MMM 3M CO MMM 0.8%
Value ($000) $3,236 Shares 22,825 Est. Cost $61.26 Unrealized +42.8%
AMGN AMGEN INC AMGN 0.7%
Value ($000) $3,158 Shares 22,830 Est. Cost $73.34 Unrealized +58.5%
TMP TOMPKINS FINANCIAL CORP TMP 0.7%
Value ($000) $3,076 Shares 57,647 Est. Cost $27.90 Unrealized +37.5%
— AMERICAN SOFTWARE INC-CL A AMS 0.7%
Value ($000) $3,068 Shares 325,716 Est. Cost $9.01 Unrealized —
DIS WALT DISNEY CO/THE DIS 0.7%
Value ($000) $3,055 Shares 29,895 Est. Cost $56.11 Unrealized +77.7%
— IXYS CORPORATION IXYS 0.7%
Value ($000) $3,031 Shares 271,615 Est. Cost $10.79 Unrealized —
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.7%
Value ($000) $2,994 Shares 167,050 Est. Cost $22.74 Unrealized —
— DENTSPLY INTERNATIONAL INC XRA 0.7%
Value ($000) $2,795 Shares 55,275 Est. Cost $40.96 Unrealized —
— GUGGENHEIM S&P GLOBAL WATER CG 0.6%
Value ($000) $2,731 Shares 103,450 Est. Cost $25.95 Unrealized —
FLS FLOWSERVE CORP FLS 0.6%
Value ($000) $2,720 Shares 66,125 Est. Cost $44.16 Unrealized -15.7%
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value ($000) $2,569 Shares 111,700 Est. Cost $26.80 Unrealized —
CIEN CIENA CORP CIEN 0.6%
Value ($000) $2,464 Shares 118,900 Est. Cost $23.16 Unrealized +0.4%
CHMG CHEMUNG FINANCIAL CORP CHMG 0.6%
Value ($000) $2,451 Shares 87,451 Est. Cost $20.56 Unrealized -3.3%
KRE SPDR S&P REGIONAL BANKING KRE 0.6%
Value ($000) $2,368 Shares 57,500 Est. Cost $41.18 Unrealized —
— LACLEDE GROUP INC/THE LG 0.5%
Value ($000) $2,236 Shares 41,000 Est. Cost $45.66 Unrealized —
— MENTOR GRAPHICS CORP MENT 0.5%
Value ($000) $2,214 Shares 89,900 Est. Cost $20.10 Unrealized —
DGX QUEST DIAGNOSTICS INC DGX 0.5%
Value ($000) $2,202 Shares 35,826 Est. Cost $55.21 Unrealized +2.9%
LFCR LANDEC CORP LNDC 0.5%
Value ($000) $2,143 Shares 183,600 Est. Cost $12.86 Unrealized +3.1%
HAL HALLIBURTON CO HAL 0.5%
Value ($000) $2,135 Shares 60,384 Est. Cost $37.59 Unrealized -14.4%
ADI ANALOG DEVICES INC ADI 0.5%
Value ($000) $2,130 Shares 37,766 Est. Cost $34.29 Unrealized +37.6%
— XEROX CORP XRX 0.5%
Value ($000) $2,027 Shares 208,300 Est. Cost $10.90 Unrealized —
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,008 Shares 44,631 Est. Cost $14.56 Unrealized +35.2%
DUK DUKE ENERGY CORP DUK 0.5%
Value ($000) $1,966 Shares 27,322 Est. Cost $41.83 Unrealized +12.8%
— HEWLETT-PACKARD CO HPQ 0.5%
Value ($000) $1,905 Shares 74,400 Est. Cost $30.06 Unrealized —
— TRANSCANADA CORP TRP 0.4%
Value ($000) $1,782 Shares 56,420 Est. Cost $40.74 Unrealized —
NXPI NXP SEMICONDUCTORS NV NXPI 0.4%
Value ($000) $1,672 Shares 19,200 Est. Cost $76.01 Unrealized +5.4%
— AEGION CORP AEGN 0.4%
Value ($000) $1,637 Shares 99,352 Est. Cost $19.85 Unrealized —
— KAPSTONE PAPER AND PACKAGING K 0.4%
Value ($000) $1,630 Shares 98,700 Est. Cost $16.51 Unrealized —
— PRICELINE GROUP INC/THE PCLN 0.4%
Value ($000) $1,608 Shares 1,300 Est. Cost $1236.92 Unrealized —
AGX ARGAN INC AGX 0.4%
Value ($000) $1,583 Shares 45,650 Est. Cost $11.86 Unrealized +148.9%
— QIHOO 360 TECHNOLOGY CO-ADR QI 0.4%
Value ($000) $1,558 Shares 32,575 Est. Cost $53.38 Unrealized —
ABT ABBOTT LABORATORIES ABT 0.4%
Value ($000) $1,544 Shares 38,377 Est. Cost $28.46 Unrealized +36.3%
XYL XYLEM INC XYL 0.4%
Value ($000) $1,511 Shares 46,000 Est. Cost $23.15 Unrealized +27.7%
GM GENERAL MOTORS CO GM 0.3%
Value ($000) $1,464 Shares 48,762 Est. Cost $24.16 Unrealized 0.0%
— AMERICAN CAPITAL LTD ACAS 0.3%
Value ($000) $1,440 Shares 118,455 Est. Cost $13.37 Unrealized —
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,433 Shares 46,075 Est. Cost $34.24 Unrealized -2.0%
— ST JUDE MEDICAL INC STJ 0.3%
Value ($000) $1,427 Shares 22,624 Est. Cost $45.62 Unrealized —
MU MICRON TECHNOLOGY INC MU 0.3%
Value ($000) $1,372 Shares 91,600 Est. Cost $16.78 Unrealized 0.0%
— GENERAL ELECTRIC CO GE 0.3%
Value ($000) $1,362 Shares 53,992 Est. Cost $25.00 Unrealized —
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,344 Shares 14,310 Est. Cost $67.30 Unrealized +36.7%
— CHICAGO BRIDGE & IRON CO NV CB 0.3%
Value ($000) $1,283 Shares 32,350 Est. Cost $41.99 Unrealized —
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,270 Shares 13,500 Est. Cost $56.92 Unrealized +54.4%
— GOOGLE INC-CL A GOOGL 0.3%
Value ($000) $1,145 Shares 1,793 Est. Cost $880.28 Unrealized —
— GOOGLE INC-CL C GOOG 0.3%
Value ($000) $1,091 Shares 1,793 Est. Cost $520.43 Unrealized —
— BAXALTA INC BXLT 0.3%
Value ($000) $1,089 Shares 34,555 Est. Cost $31.51 Unrealized —
EME EMCOR GROUP INC EME 0.2%
Value ($000) $1,009 Shares 22,800 Est. Cost $36.84 Unrealized +21.2%
WTS WATTS WATER TECHNOLOGIES-A WTS 0.2%
Value ($000) $971 Shares 18,375 Est. Cost $46.26 Unrealized +14.8%
— SYNGENTA AG-ADR SYT 0.2%
Value ($000) $947 Shares 14,850 Est. Cost $77.88 Unrealized —
— ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $906 Shares 47,206 Est. Cost $21.85 Unrealized —
— NEWALTA CORP NWLTF 0.2%
Value ($000) $904 Shares 130,400 Est. Cost $11.21 Unrealized —
— HARDINGE INC HDNG 0.2%
Value ($000) $873 Shares 95,244 Est. Cost $13.52 Unrealized —
NWE NORTHWESTERN CORP NWE 0.2%
Value ($000) $859 Shares 15,950 Est. Cost $24.78 Unrealized +37.2%
AAPL APPLE INC AAPL 0.2%
Value ($000) $640 Shares 5,802 Est. Cost $18.62 Unrealized +41.2%
ENTG ENTEGRIS INC ENTG 0.1%
Value ($000) $624 Shares 47,294 Est. Cost $12.37 Unrealized +6.8%
— TE CONNECTIVITY LTD TEL 0.1%
Value ($000) $594 Shares 9,925 Est. Cost $45.52 Unrealized —
— ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $550 Shares 189,807 Est. Cost $3.06 Unrealized —
BNS BANK OF NOVA SCOTIA BNS 0.1%
Value ($000) $520 Shares 11,800 Est. Cost $30.35 Unrealized -8.8%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $489 Shares 1,051 Est. Cost $231.58 Unrealized +130.6%
BAX BAXTER INTERNATIONAL INC BAX 0.1%
Value ($000) $435 Shares 13,256 Est. Cost $30.42 Unrealized +5.4%
— SIGMA-ALDRICH SIAL 0.1%
Value ($000) $431 Shares 3,100 Est. Cost $80.42 Unrealized —
— MARKET VECTORS VIETNAM ETF VNM 0.1%
Value ($000) $406 Shares 26,200 Est. Cost $18.64 Unrealized —
— INPHI CORP IPHI 0.1%
Value ($000) $373 Shares 15,500 Est. Cost $18.47 Unrealized —
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $332 Shares 4,135 Est. Cost $80.17 Unrealized —
AKAM AKAMAI TECHNOLOGIES INC AKAM 0.1%
Value ($000) $297 Shares 4,300 Est. Cost $66.10 Unrealized +9.1%
AGG ISHARES CORE U.S. AGGREGATE AG 0.1%
Value ($000) $296 Shares 2,703 Est. Cost $109.51 Unrealized —
— LUXFER HOLDINGS PLC-ADR LXFR 0.1%
Value ($000) $282 Shares 26,135 Est. Cost $19.46 Unrealized —
— ALTERA CORP ALTR 0.1%
Value ($000) $255 Shares 5,100 Est. Cost $36.30 Unrealized —
— SWISS HELVETIA FUND SWZ 0.1%
Value ($000) $246 Shares 22,625 Est. Cost $12.32 Unrealized —
— TYCO INTERNATIONAL PLC TYC 0.1%
Value ($000) $236 Shares 7,050 Est. Cost $38.47 Unrealized —
VZ VERIZON COMMUNICATIONS INC VZ 0.1%
Value ($000) $229 Shares 5,262 Est. Cost $27.18 Unrealized -0.6%
— INTL SPEEDWAY CORP-CL A ISCA 0.1%
Value ($000) $225 Shares 7,079 Est. Cost $36.12 Unrealized —
VOO VANGUARD S&P 500 ETF VOO 0.1%
Value ($000) $222 Shares 1,262 Est. Cost $187.88 Unrealized —
CBU COMMUNITY BANK SYSTEM INC CBU 0.1%
Value ($000) $218 Shares 5,864 Est. Cost $25.98 Unrealized +5.0%
— GSV CAPITAL CORP GSVC 0.0%
Value ($000) $210 Shares 26,700 Est. Cost $8.97 Unrealized —
— CALGON CARBON CORP CCC 0.0%
Value ($000) $193 Shares 12,400 Est. Cost $18.79 Unrealized —
— POWERSHARES WILDERH CLEAN EN P 0.0%
Value ($000) $161 Shares 39,200 Est. Cost $5.53 Unrealized —
— SUPERVALU INC SVU 0.0%
Value ($000) $72 Shares 10,000 Est. Cost $6.20 Unrealized —
VIAV VIAVI SOLUTIONS INC VIAV 0.0%
Value ($000) $67 Shares 12,500 Est. Cost $5.86 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $22 Shares 13,000 Est. Cost $3.09 Unrealized -39.2%
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $16 Shares 145,000 Est. Cost $0.07 Unrealized +12.0%
— PENN WEST PETROLEUM LTD PWE 0.0%
Value ($000) $7 Shares 16,650 Est. Cost $1.69 Unrealized —
— AVALON RARE METALS INC AVL 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.53 Unrealized —
— SABINE OIL & GAS CORP SOGCQ 0.0%
Value ($000) $1 Shares 50,000 Est. Cost $0.08 Unrealized —
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -6.2%