JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 11, 2016

Total Value ($000): $452,559 (100.0% shares, 0.0% debt)

Holdings (115)

JNJ JOHNSON & JOHNSON JNJ 6.2%
Value ($000) $28,220 Shares 274,732 Est. Cost $60.65 Unrealized +25.2%
GLW CORNING INC GLW 4.7%
Value ($000) $21,276 Shares 1,163,919 Est. Cost $11.45 Unrealized +21.1%
KO COCA-COLA CO/THE KO 3.9%
Value ($000) $17,767 Shares 413,577 Est. Cost $27.92 Unrealized +10.5%
XOM EXXON MOBIL CORP XOM 3.6%
Value ($000) $16,306 Shares 209,179 Est. Cost $54.18 Unrealized -5.1%
EMR EMERSON ELECTRIC CO EMR 3.3%
Value ($000) $15,107 Shares 315,843 Est. Cost $41.58 Unrealized -12.2%
PFE PFIZER INC PFE 3.3%
Value ($000) $15,058 Shares 466,482 Est. Cost $17.11 Unrealized +19.1%
GVA GRANITE CONSTRUCTION INC GVA 3.1%
Value ($000) $13,821 Shares 322,102 Est. Cost $30.66 Unrealized +22.4%
INTC INTEL CORP INTC 2.8%
Value ($000) $12,804 Shares 371,675 Est. Cost $17.18 Unrealized +55.1%
MRK MERCK & CO. INC. MRK 2.6%
Value ($000) $11,770 Shares 222,832 Est. Cost $31.26 Unrealized +17.6%
SLB SCHLUMBERGER LTD SLB 2.5%
Value ($000) $11,442 Shares 164,044 Est. Cost $55.23 Unrealized +1.6%
LNN LINDSAY CORP LNN 2.5%
Value ($000) $11,128 Shares 153,700 Est. Cost $68.33 Unrealized -10.7%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.3%
Value ($000) $10,275 Shares 149,364 Est. Cost $28.67 Unrealized +62.9%
IBM INTL BUSINESS MACHINES CORP IB 2.1%
Value ($000) $9,680 Shares 70,339 Est. Cost $103.00 Unrealized -15.0%
GLAXOSMITHKLINE PLC-SPON ADR G 2.0%
Value ($000) $9,097 Shares 225,455 Est. Cost $48.88 Unrealized
GREAT PLAINS ENERGY INC GXP 1.9%
Value ($000) $8,452 Shares 309,495 Est. Cost $22.52 Unrealized
WMT WAL-MART STORES INC WMT 1.8%
Value ($000) $8,236 Shares 134,350 Est. Cost $16.63 Unrealized 0.0%
BCE BCE INC BCE 1.8%
Value ($000) $8,082 Shares 209,278 Est. Cost $22.36 Unrealized +3.7%
IDA IDACORP INC IDA 1.7%
Value ($000) $7,592 Shares 111,645 Est. Cost $48.08 Unrealized +40.1%
AMAT APPLIED MATERIALS INC AMAT 1.7%
Value ($000) $7,510 Shares 402,260 Est. Cost $14.65 Unrealized +5.2%
AZTA BROOKS AUTOMATION INC BRKS 1.7%
Value ($000) $7,504 Shares 702,590 Est. Cost $8.51 Unrealized +21.2%
HON HONEYWELL INTERNATIONAL INC HO 1.6%
Value ($000) $7,268 Shares 70,178 Est. Cost $53.13 Unrealized +39.8%
CSCO CISCO SYSTEMS INC CSCO 1.6%
Value ($000) $7,073 Shares 260,465 Est. Cost $15.26 Unrealized +32.2%
MSFT MICROSOFT CORP MSFT 1.5%
Value ($000) $6,647 Shares 119,817 Est. Cost $26.70 Unrealized +72.0%
INGERSOLL-RAND PLC IR 1.3%
Value ($000) $5,762 Shares 104,220 Est. Cost $56.84 Unrealized
OTTR OTTER TAIL CORP OTTR 1.2%
Value ($000) $5,530 Shares 207,664 Est. Cost $20.07 Unrealized -1.1%
EXC EXELON CORP EXC 1.1%
Value ($000) $5,084 Shares 183,080 Est. Cost $15.40 Unrealized -7.9%
NEE NEXTERA ENERGY INC NEE 1.1%
Value ($000) $5,058 Shares 48,685 Est. Cost $14.15 Unrealized +37.8%
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $4,852 Shares 264,825 Est. Cost $6.24 Unrealized -18.4%
MDT MEDTRONIC PLC MDT 1.0%
Value ($000) $4,713 Shares 61,266 Est. Cost $58.80 Unrealized -0.4%
EMC CORP/MA EMC 1.0%
Value ($000) $4,707 Shares 183,300 Est. Cost $24.86 Unrealized
NVS NOVARTIS AG-SPONSORED ADR NVS 1.0%
Value ($000) $4,380 Shares 50,908 Est. Cost $70.71 Unrealized
MONSANTO CO MON 1.0%
Value ($000) $4,363 Shares 44,290 Est. Cost $90.66 Unrealized
EEMV ISHARES MSCI EMERG MKT MIN V E 0.9%
Value ($000) $4,252 Shares 87,375 Est. Cost $56.49 Unrealized
TMO THERMO FISHER SCIENTIFIC INC T 0.9%
Value ($000) $4,129 Shares 29,109 Est. Cost $79.76 Unrealized +62.4%
POR PORTLAND GENERAL ELECTRIC CO P 0.9%
Value ($000) $4,037 Shares 111,010 Est. Cost $19.65 Unrealized +29.2%
DUK DUKE ENERGY CORP DUK 0.9%
Value ($000) $3,962 Shares 55,494 Est. Cost $44.13 Unrealized +5.1%
ISHARES MSCI SINGAPORE ETF EWS 0.9%
Value ($000) $3,939 Shares 383,210 Est. Cost $12.75 Unrealized
OGE OGE ENERGY CORP OGE 0.8%
Value ($000) $3,831 Shares 145,735 Est. Cost $34.35 Unrealized -21.8%
ADM ARCHER-DANIELS-MIDLAND CO ADM 0.8%
Value ($000) $3,829 Shares 104,400 Est. Cost $29.61 Unrealized 0.0%
AMGN AMGEN INC AMGN 0.8%
Value ($000) $3,535 Shares 21,774 Est. Cost $73.34 Unrealized +58.8%
SUN HYDRAULICS CORP SNHY 0.8%
Value ($000) $3,478 Shares 109,625 Est. Cost $35.14 Unrealized
GM GENERAL MOTORS CO GM 0.8%
Value ($000) $3,456 Shares 101,612 Est. Cost $26.00 Unrealized +6.5%
DENTSPLY INTERNATIONAL INC XRA 0.7%
Value ($000) $3,319 Shares 54,550 Est. Cost $40.96 Unrealized
AMERICAN SOFTWARE INC-CL A AMS 0.7%
Value ($000) $3,259 Shares 320,116 Est. Cost $9.01 Unrealized
MMM 3M CO MMM 0.7%
Value ($000) $3,250 Shares 21,575 Est. Cost $61.26 Unrealized +50.3%
DIS WALT DISNEY CO/THE DIS 0.7%
Value ($000) $3,003 Shares 28,575 Est. Cost $56.11 Unrealized +82.2%
GUGGENHEIM S&P GLOBAL WATER CG 0.6%
Value ($000) $2,889 Shares 106,450 Est. Cost $25.98 Unrealized
CIEN CIENA CORP CIEN 0.6%
Value ($000) $2,810 Shares 135,800 Est. Cost $23.14 Unrealized -0.7%
XEROX CORP XRX 0.6%
Value ($000) $2,755 Shares 259,150 Est. Cost $10.84 Unrealized
DGX QUEST DIAGNOSTICS INC DGX 0.6%
Value ($000) $2,716 Shares 38,176 Est. Cost $55.20 Unrealized -0.4%
PEG PUBLIC SERVICE ENTERPRISE GP P 0.6%
Value ($000) $2,560 Shares 66,160 Est. Cost $28.19 Unrealized 0.0%
CHMG CHEMUNG FINANCIAL CORP CHMG 0.6%
Value ($000) $2,526 Shares 91,837 Est. Cost $20.56 Unrealized -0.1%
NEOG NEOGEN CORP NEOG 0.5%
Value ($000) $2,433 Shares 43,046 Est. Cost $14.56 Unrealized +40.1%
KRE SPDR S&P REGIONAL BANKING KRE 0.5%
Value ($000) $2,350 Shares 56,050 Est. Cost $41.18 Unrealized
FLS FLOWSERVE CORP FLS 0.5%
Value ($000) $2,304 Shares 54,750 Est. Cost $44.16 Unrealized -18.4%
KAPSTONE PAPER AND PACKAGING K 0.5%
Value ($000) $2,266 Shares 100,300 Est. Cost $16.61 Unrealized
BAXALTA INC BXLT 0.5%
Value ($000) $2,242 Shares 57,455 Est. Cost $34.51 Unrealized
AKAM AKAMAI TECHNOLOGIES INC AKAM 0.5%
Value ($000) $2,229 Shares 42,350 Est. Cost $61.91 Unrealized -0.8%
LFCR LANDEC CORP LNDC 0.5%
Value ($000) $2,165 Shares 183,000 Est. Cost $12.86 Unrealized -4.5%
MENTOR GRAPHICS CORP MENT 0.5%
Value ($000) $2,046 Shares 111,100 Est. Cost $19.78 Unrealized
ADI ANALOG DEVICES INC ADI 0.4%
Value ($000) $2,006 Shares 36,266 Est. Cost $34.29 Unrealized +40.2%
BNS BANK OF NOVA SCOTIA BNS 0.4%
Value ($000) $1,893 Shares 46,800 Est. Cost $27.76 Unrealized -3.1%
HAL HALLIBURTON CO HAL 0.4%
Value ($000) $1,878 Shares 55,184 Est. Cost $37.59 Unrealized -17.6%
AEGION CORP AEGN 0.4%
Value ($000) $1,847 Shares 95,652 Est. Cost $19.85 Unrealized
EWC ISHARES MSCI CANADA ETF EWC 0.4%
Value ($000) $1,793 Shares 83,400 Est. Cost $26.80 Unrealized
ORBOTECH LTD ORBK 0.4%
Value ($000) $1,731 Shares 78,242 Est. Cost $22.12 Unrealized
ACM AECOM ACM 0.4%
Value ($000) $1,679 Shares 55,900 Est. Cost $28.91 Unrealized 0.0%
PRICELINE GROUP INC/THE PCLN 0.4%
Value ($000) $1,657 Shares 1,300 Est. Cost $1236.92 Unrealized
TRANSCANADA CORP TRP 0.4%
Value ($000) $1,647 Shares 50,550 Est. Cost $40.74 Unrealized
XYL XYLEM INC XYL 0.4%
Value ($000) $1,637 Shares 44,850 Est. Cost $23.15 Unrealized +38.0%
GENERAL ELECTRIC CO GE 0.4%
Value ($000) $1,603 Shares 51,467 Est. Cost $25.00 Unrealized
ABT ABBOTT LABORATORIES ABT 0.3%
Value ($000) $1,583 Shares 35,248 Est. Cost $28.46 Unrealized +28.4%
AMERICAN CAPITAL LTD ACAS 0.3%
Value ($000) $1,556 Shares 112,855 Est. Cost $13.37 Unrealized
TMP TOMPKINS FINANCIAL CORP TMP 0.3%
Value ($000) $1,514 Shares 26,958 Est. Cost $27.90 Unrealized +49.8%
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,407 Shares 13,710 Est. Cost $67.30 Unrealized +33.8%
MOS MOSAIC CO/THE MOS 0.3%
Value ($000) $1,404 Shares 50,875 Est. Cost $33.48 Unrealized -21.9%
MU MICRON TECHNOLOGY INC MU 0.3%
Value ($000) $1,402 Shares 99,000 Est. Cost $16.69 Unrealized -6.6%
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.3%
Value ($000) $1,376 Shares 72,600 Est. Cost $22.74 Unrealized
ST JUDE MEDICAL INC STJ 0.3%
Value ($000) $1,371 Shares 22,190 Est. Cost $45.62 Unrealized
AGX ARGAN INC AGX 0.3%
Value ($000) $1,369 Shares 42,250 Est. Cost $11.86 Unrealized +136.9%
GOOGL ALPHABET INC-CL A GOOGL 0.3%
Value ($000) $1,361 Shares 1,749 Est. Cost $36.73 Unrealized 0.0%
GOOG ALPHABET INC-CL C GOOG 0.3%
Value ($000) $1,323 Shares 1,743 Est. Cost $35.61 Unrealized 0.0%
PLOW DOUGLAS DYNAMICS INC PLOW 0.3%
Value ($000) $1,296 Shares 61,521 Est. Cost $21.90 Unrealized 0.0%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,180 Shares 12,700 Est. Cost $56.92 Unrealized +49.7%
SYNGENTA AG-ADR SYT 0.2%
Value ($000) $1,118 Shares 14,200 Est. Cost $77.88 Unrealized
EME EMCOR GROUP INC EME 0.2%
Value ($000) $1,023 Shares 21,300 Est. Cost $36.84 Unrealized +24.8%
HARDINGE INC HDNG 0.2%
Value ($000) $956 Shares 102,543 Est. Cost $13.22 Unrealized
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $897 Shares 45,128 Est. Cost $21.85 Unrealized
WTS WATTS WATER TECHNOLOGIES-A WTS 0.2%
Value ($000) $793 Shares 15,975 Est. Cost $46.26 Unrealized +18.0%
NWE NORTHWESTERN CORP NWE 0.2%
Value ($000) $784 Shares 14,450 Est. Cost $24.78 Unrealized +44.6%
AAPL APPLE INC AAPL 0.1%
Value ($000) $671 Shares 6,377 Est. Cost $19.26 Unrealized +33.6%
TE CONNECTIVITY LTD TEL 0.1%
Value ($000) $609 Shares 9,425 Est. Cost $45.52 Unrealized
SWISS HELVETIA FUND SWZ 0.1%
Value ($000) $602 Shares 57,025 Est. Cost $11.26 Unrealized
ENTG ENTEGRIS INC ENTG 0.1%
Value ($000) $580 Shares 43,694 Est. Cost $12.37 Unrealized +3.4%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $565 Shares 1,041 Est. Cost $231.58 Unrealized +132.7%
AGG ISHARES CORE U.S. AGGREGATE AG 0.1%
Value ($000) $536 Shares 4,961 Est. Cost $108.84 Unrealized
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $534 Shares 171,627 Est. Cost $3.06 Unrealized
BAX BAXTER INTERNATIONAL INC BAX 0.1%
Value ($000) $490 Shares 12,856 Est. Cost $30.42 Unrealized +2.1%
INPHI CORP IPHI 0.1%
Value ($000) $392 Shares 14,500 Est. Cost $18.47 Unrealized
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $359 Shares 4,510 Est. Cost $80.13 Unrealized
INTL SPEEDWAY CORP-CL A ISCA 0.1%
Value ($000) $239 Shares 7,079 Est. Cost $36.12 Unrealized
VZ VERIZON COMMUNICATIONS INC VZ 0.1%
Value ($000) $238 Shares 5,157 Est. Cost $27.18 Unrealized -0.9%
CBU COMMUNITY BANK SYSTEM INC CBU 0.1%
Value ($000) $234 Shares 5,864 Est. Cost $25.98 Unrealized +15.9%
IXYS CORPORATION IXYS 0.1%
Value ($000) $234 Shares 18,500 Est. Cost $10.79 Unrealized
VOO VANGUARD S&P 500 ETF VOO 0.1%
Value ($000) $227 Shares 1,216 Est. Cost $187.88 Unrealized
PEP PEPSICO INC PEP 0.0%
Value ($000) $207 Shares 2,070 Est. Cost $73.47 Unrealized 0.0%
PAYX PAYCHEX INC PAYX 0.0%
Value ($000) $202 Shares 3,825 Est. Cost $38.55 Unrealized 0.0%
MARKET VECTORS VIETNAM ETF VNM 0.0%
Value ($000) $192 Shares 13,000 Est. Cost $18.64 Unrealized
POWERSHARES WILDERH CLEAN EN P 0.0%
Value ($000) $107 Shares 22,500 Est. Cost $5.53 Unrealized
SUPERVALU INC SVU 0.0%
Value ($000) $68 Shares 10,000 Est. Cost $6.20 Unrealized
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $29 Shares 10,000 Est. Cost $3.09 Unrealized -27.6%
PENN WEST PETROLEUM LTD PWE 0.0%
Value ($000) $14 Shares 16,150 Est. Cost $1.69 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $10 Shares 145,000 Est. Cost $0.07 Unrealized +34.8%
AVALON RARE METALS INC AVLNF 0.0%
Value ($000) $2 Shares 18,750 Est. Cost $0.53 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized -46.9%