JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q2 2015 (← Previous) (Next →)

Filing Date: Aug 11, 2015

Total Value ($000): $531,241 (100.0% shares, 0.0% debt)

Holdings (145)

JNJ JOHNSON & JOHNSON JNJ 5.5%
Value ($000) $29,217 Shares 299,784 Est. Cost $60.65 Unrealized +22.8%
GLW CORNING INC GLW 4.5%
Value ($000) $23,823 Shares 1,207,460 Est. Cost $11.45 Unrealized +40.8%
XOM EXXON MOBIL CORP XOM 4.2%
Value ($000) $22,085 Shares 265,446 Est. Cost $54.18 Unrealized +0.2%
EMR EMERSON ELECTRIC CO EMR 3.7%
Value ($000) $19,398 Shares 349,948 Est. Cost $41.90 Unrealized +5.5%
KO COCA-COLA CO/THE KO 3.3%
Value ($000) $17,436 Shares 444,459 Est. Cost $27.92 Unrealized +4.0%
PFE PFIZER INC PFE 2.6%
Value ($000) $14,035 Shares 418,595 Est. Cost $16.70 Unrealized +24.4%
INTC INTEL CORP INTC 2.3%
Value ($000) $12,222 Shares 401,851 Est. Cost $17.18 Unrealized +46.0%
SLB SCHLUMBERGER LTD SLB 2.3%
Value ($000) $12,128 Shares 140,717 Est. Cost $54.79 Unrealized +21.9%
GLAXOSMITHKLINE PLC-SPON ADR G 2.1%
Value ($000) $11,244 Shares 269,975 Est. Cost $48.88 Unrealized
MRK MERCK & CO. INC. MRK 2.0%
Value ($000) $10,785 Shares 189,439 Est. Cost $30.09 Unrealized +33.7%
BMY BRISTOL-MYERS SQUIBB CO BMY 2.0%
Value ($000) $10,627 Shares 159,709 Est. Cost $28.67 Unrealized +60.5%
PALL CORP PLL 1.9%
Value ($000) $10,288 Shares 82,666 Est. Cost $66.43 Unrealized
IBM INTL BUSINESS MACHINES CORP IB 1.9%
Value ($000) $10,226 Shares 62,865 Est. Cost $108.74 Unrealized -5.3%
GENERAL ELECTRIC CO GE 1.9%
Value ($000) $9,928 Shares 373,672 Est. Cost $25.00 Unrealized
GVA GRANITE CONSTRUCTION INC GVA 1.8%
Value ($000) $9,743 Shares 274,387 Est. Cost $30.12 Unrealized +21.2%
LNN LINDSAY CORP LNN 1.8%
Value ($000) $9,678 Shares 110,088 Est. Cost $68.94 Unrealized +0.8%
BCE BCE INC BCE 1.7%
Value ($000) $9,059 Shares 213,153 Est. Cost $22.35 Unrealized +5.6%
GREAT PLAINS ENERGY INC GXP 1.5%
Value ($000) $8,209 Shares 339,775 Est. Cost $22.52 Unrealized
HON HONEYWELL INTERNATIONAL INC HO 1.5%
Value ($000) $7,910 Shares 77,568 Est. Cost $53.13 Unrealized +40.7%
CSCO CISCO SYSTEMS INC CSCO 1.5%
Value ($000) $7,846 Shares 285,735 Est. Cost $15.26 Unrealized +35.2%
AZTA BROOKS AUTOMATION INC BRKS 1.3%
Value ($000) $7,085 Shares 618,792 Est. Cost $8.33 Unrealized +23.2%
IDA IDACORP INC IDA 1.3%
Value ($000) $6,641 Shares 118,300 Est. Cost $48.08 Unrealized +23.9%
MDU MDU RESOURCES GROUP INC MDU 1.1%
Value ($000) $6,089 Shares 311,800 Est. Cost $6.24 Unrealized -7.2%
MDT MEDTRONIC PLC MDT 1.1%
Value ($000) $5,736 Shares 77,412 Est. Cost $58.80 Unrealized 0.0%
MSFT MICROSOFT CORP MSFT 1.1%
Value ($000) $5,732 Shares 129,837 Est. Cost $26.70 Unrealized +47.1%
OGE OGE ENERGY CORP OGE 1.0%
Value ($000) $5,569 Shares 194,915 Est. Cost $34.35 Unrealized -9.4%
OTTR OTTER TAIL CORP OTTR 1.0%
Value ($000) $5,564 Shares 209,178 Est. Cost $20.11 Unrealized +3.2%
NVS NOVARTIS AG-SPONSORED ADR NVS 1.0%
Value ($000) $5,552 Shares 56,454 Est. Cost $70.71 Unrealized
NEE NEXTERA ENERGY INC NEE 1.0%
Value ($000) $5,295 Shares 54,010 Est. Cost $14.15 Unrealized +36.3%
DRESSER-RAND GROUP INC DRC 1.0%
Value ($000) $5,172 Shares 60,719 Est. Cost $59.75 Unrealized
INGERSOLL-RAND PLC IR 1.0%
Value ($000) $5,169 Shares 76,670 Est. Cost $58.94 Unrealized
ISHARES MSCI SINGAPORE ETF EWS 1.0%
Value ($000) $5,059 Shares 402,500 Est. Cost $12.85 Unrealized
AMAT APPLIED MATERIALS INC AMAT 0.9%
Value ($000) $4,936 Shares 256,810 Est. Cost $14.60 Unrealized +23.4%
AMGN AMGEN INC AMGN 0.9%
Value ($000) $4,919 Shares 32,043 Est. Cost $73.34 Unrealized +60.3%
ALTERA CORP ALTR 0.9%
Value ($000) $4,861 Shares 94,950 Est. Cost $36.30 Unrealized
CYTEC INDUSTRIES INC CYT 0.9%
Value ($000) $4,818 Shares 79,600 Est. Cost $47.15 Unrealized
IXYS CORPORATION IXYS 0.8%
Value ($000) $4,515 Shares 295,115 Est. Cost $10.79 Unrealized
EEMV ISHARES MSCI EMERG MKT MIN V E 0.8%
Value ($000) $4,250 Shares 73,675 Est. Cost $58.92 Unrealized
LLY ELI LILLY & CO LLY 0.8%
Value ($000) $4,232 Shares 50,688 Est. Cost $40.59 Unrealized +55.7%
TMO THERMO FISHER SCIENTIFIC INC T 0.8%
Value ($000) $4,220 Shares 32,523 Est. Cost $79.76 Unrealized +58.3%
POR PORTLAND GENERAL ELECTRIC CO P 0.8%
Value ($000) $4,008 Shares 120,880 Est. Cost $19.65 Unrealized +20.8%
EXC EXELON CORP EXC 0.7%
Value ($000) $3,910 Shares 124,450 Est. Cost $15.48 Unrealized +6.1%
EWA ISHARES MSCI AUSTRALIA ETF EWA 0.7%
Value ($000) $3,850 Shares 183,090 Est. Cost $22.74 Unrealized
DIS WALT DISNEY CO/THE DIS 0.7%
Value ($000) $3,760 Shares 32,945 Est. Cost $56.11 Unrealized +78.2%
FLS FLOWSERVE CORP FLS 0.7%
Value ($000) $3,740 Shares 71,025 Est. Cost $44.16 Unrealized +2.3%
MMM 3M CO MMM 0.7%
Value ($000) $3,726 Shares 24,151 Est. Cost $61.26 Unrealized +54.8%
TMP TOMPKINS FINANCIAL CORP TMP 0.7%
Value ($000) $3,593 Shares 66,885 Est. Cost $27.90 Unrealized +35.2%
TYCO INTERNATIONAL PLC TYC 0.7%
Value ($000) $3,520 Shares 91,488 Est. Cost $38.47 Unrealized
CANADIAN WESTERN BANK CBWBF 0.7%
Value ($000) $3,507 Shares 145,245 Est. Cost $24.15 Unrealized
SUN HYDRAULICS CORP SNHY 0.6%
Value ($000) $3,312 Shares 86,900 Est. Cost $38.58 Unrealized
ITRI ITRON INC ITRI 0.6%
Value ($000) $3,224 Shares 93,625 Est. Cost $40.81 Unrealized -11.0%
GUGGENHEIM CHINA ALL-CAP ETF Y 0.6%
Value ($000) $3,074 Shares 98,844 Est. Cost $29.26 Unrealized
EWC ISHARES MSCI CANADA ETF EWC 0.6%
Value ($000) $3,050 Shares 114,360 Est. Cost $26.80 Unrealized
EEM ISHARES MSCI EMERGING MARKET E 0.6%
Value ($000) $3,037 Shares 76,660 Est. Cost $40.71 Unrealized
SIGMA-ALDRICH SIAL 0.6%
Value ($000) $3,025 Shares 21,708 Est. Cost $80.42 Unrealized
DENTSPLY INTERNATIONAL INC XRA 0.6%
Value ($000) $2,995 Shares 58,105 Est. Cost $40.96 Unrealized
EMC CORP/MA EMC 0.5%
Value ($000) $2,852 Shares 108,085 Est. Cost $25.39 Unrealized
LFCR LANDEC CORP LNDC 0.5%
Value ($000) $2,841 Shares 196,900 Est. Cost $12.86 Unrealized +12.2%
HAL HALLIBURTON CO HAL 0.5%
Value ($000) $2,760 Shares 64,084 Est. Cost $37.59 Unrealized -0.2%
CHINA MOBILE LTD-SPON ADR CHL 0.5%
Value ($000) $2,753 Shares 42,950 Est. Cost $52.84 Unrealized
AMERICAN SOFTWARE INC-CL A AMS 0.5%
Value ($000) $2,741 Shares 288,566 Est. Cost $8.96 Unrealized
CALGON CARBON CORP CCC 0.5%
Value ($000) $2,731 Shares 140,900 Est. Cost $18.79 Unrealized
ADI ANALOG DEVICES INC ADI 0.5%
Value ($000) $2,655 Shares 41,366 Est. Cost $34.29 Unrealized +52.4%
TTEK TETRA TECH INC TTEK 0.5%
Value ($000) $2,597 Shares 101,281 Est. Cost $5.18 Unrealized -1.1%
CMC COMMERCIAL METALS CO CMC 0.5%
Value ($000) $2,528 Shares 157,200 Est. Cost $12.15 Unrealized +7.9%
GUGGENHEIM S&P GLOBAL WATER CG 0.5%
Value ($000) $2,501 Shares 87,500 Est. Cost $25.87 Unrealized
MENTOR GRAPHICS CORP MENT 0.5%
Value ($000) $2,492 Shares 94,300 Est. Cost $20.10 Unrealized
HOLX HOLOGIC INC HOLX 0.5%
Value ($000) $2,420 Shares 63,580 Est. Cost $22.26 Unrealized +57.3%
QIHOO 360 TECHNOLOGY CO-ADR QI 0.4%
Value ($000) $2,347 Shares 34,675 Est. Cost $53.38 Unrealized
ADT CORP/THE ADT 0.4%
Value ($000) $2,339 Shares 69,687 Est. Cost $34.12 Unrealized
LACLEDE GROUP INC/THE LG 0.4%
Value ($000) $2,259 Shares 43,400 Est. Cost $45.66 Unrealized
NEOG NEOGEN CORP NEOG 0.4%
Value ($000) $2,211 Shares 46,611 Est. Cost $14.56 Unrealized +19.0%
GSV CAPITAL CORP GSVC 0.4%
Value ($000) $2,171 Shares 210,600 Est. Cost $8.97 Unrealized
NEWALTA CORP NWLTF 0.4%
Value ($000) $2,105 Shares 187,755 Est. Cost $11.21 Unrealized
CHMG CHEMUNG FINANCIAL CORP CHMG 0.4%
Value ($000) $2,068 Shares 78,096 Est. Cost $20.64 Unrealized -5.1%
ABT ABBOTT LABORATORIES ABT 0.4%
Value ($000) $2,066 Shares 42,097 Est. Cost $28.46 Unrealized +38.2%
XEROX CORP XRX 0.4%
Value ($000) $2,051 Shares 192,800 Est. Cost $10.99 Unrealized
DLB DOLBY LABORATORIES INC-CL A DL 0.4%
Value ($000) $2,017 Shares 50,840 Est. Cost $28.91 Unrealized +18.9%
DUK DUKE ENERGY CORP DUK 0.4%
Value ($000) $2,002 Shares 28,354 Est. Cost $41.83 Unrealized +16.4%
MONSANTO CO MON 0.4%
Value ($000) $1,930 Shares 18,110 Est. Cost $98.79 Unrealized
AGX ARGAN INC AGX 0.4%
Value ($000) $1,918 Shares 47,550 Est. Cost $11.86 Unrealized +131.7%
CHICAGO BRIDGE & IRON CO NV CB 0.4%
Value ($000) $1,894 Shares 37,850 Est. Cost $41.99 Unrealized
HEWLETT-PACKARD CO HPQ 0.4%
Value ($000) $1,894 Shares 63,100 Est. Cost $30.86 Unrealized
XYL XYLEM INC XYL 0.4%
Value ($000) $1,883 Shares 50,800 Est. Cost $23.15 Unrealized +37.6%
TRANSCANADA CORP TRP 0.3%
Value ($000) $1,805 Shares 44,440 Est. Cost $43.21 Unrealized
ST JUDE MEDICAL INC STJ 0.3%
Value ($000) $1,741 Shares 23,824 Est. Cost $45.62 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC ZBH 0.3%
Value ($000) $1,683 Shares 15,410 Est. Cost $67.30 Unrealized +50.8%
AEGION CORP AEGN 0.3%
Value ($000) $1,539 Shares 81,250 Est. Cost $20.60 Unrealized
AMERICAN CAPITAL LTD ACAS 0.3%
Value ($000) $1,514 Shares 111,755 Est. Cost $13.44 Unrealized
COHU COHU INC COHU 0.3%
Value ($000) $1,443 Shares 109,085 Est. Cost $9.78 Unrealized +14.0%
SYK STRYKER CORP SYK 0.3%
Value ($000) $1,400 Shares 14,650 Est. Cost $56.92 Unrealized +47.2%
SYNGENTA AG-ADR SYT 0.3%
Value ($000) $1,338 Shares 16,400 Est. Cost $77.88 Unrealized
CIA PARANAENSE ENER-SP ADR P E 0.2%
Value ($000) $1,224 Shares 111,300 Est. Cost $12.58 Unrealized
EPU ISHARES MSCI ALL PERU CAPPED E 0.2%
Value ($000) $1,219 Shares 41,790 Est. Cost $34.07 Unrealized
FXI ISHARES CHINA LARGE-CAP ETF FX 0.2%
Value ($000) $1,185 Shares 25,700 Est. Cost $32.52 Unrealized
EME EMCOR GROUP INC EME 0.2%
Value ($000) $1,185 Shares 24,800 Est. Cost $36.84 Unrealized +20.8%
WTS WATTS WATER TECHNOLOGIES-A WTS 0.2%
Value ($000) $1,098 Shares 21,175 Est. Cost $46.26 Unrealized +17.4%
BAX BAXTER INTERNATIONAL INC BAX 0.2%
Value ($000) $1,077 Shares 15,406 Est. Cost $30.42 Unrealized +3.5%
GOOGLE INC-CL A GOOGL 0.2%
Value ($000) $1,044 Shares 1,933 Est. Cost $880.28 Unrealized
PEP PEPSICO INC PEP 0.2%
Value ($000) $1,020 Shares 10,925 Est. Cost $56.68 Unrealized +22.3%
HARDINGE INC HDNG 0.2%
Value ($000) $1,008 Shares 102,344 Est. Cost $13.52 Unrealized
GOOGLE INC-CL C GOOG 0.2%
Value ($000) $1,006 Shares 1,933 Est. Cost $520.43 Unrealized
ELMIRA SAVINGS BANK ESBK 0.2%
Value ($000) $982 Shares 48,873 Est. Cost $21.85 Unrealized
AAPL APPLE INC AAPL 0.2%
Value ($000) $981 Shares 7,825 Est. Cost $18.62 Unrealized +53.3%
ECNS ISHARES MSCI CHINA SMALL-CAP E 0.2%
Value ($000) $949 Shares 16,400 Est. Cost $40.00 Unrealized
ROP ROPER TECHNOLOGIES INC ROP 0.2%
Value ($000) $877 Shares 5,084 Est. Cost $113.55 Unrealized +43.0%
NWE NORTHWESTERN CORP NWE 0.2%
Value ($000) $860 Shares 17,650 Est. Cost $24.78 Unrealized +34.8%
ENTG ENTEGRIS INC ENTG 0.1%
Value ($000) $758 Shares 51,994 Est. Cost $12.37 Unrealized +8.6%
TE CONNECTIVITY LTD TEL 0.1%
Value ($000) $747 Shares 11,625 Est. Cost $45.52 Unrealized
BNS BANK OF NOVA SCOTIA BNS 0.1%
Value ($000) $638 Shares 12,350 Est. Cost $30.35 Unrealized +2.2%
REGN REGENERON PHARMACEUTICALS REGN 0.1%
Value ($000) $592 Shares 1,161 Est. Cost $231.58 Unrealized +109.8%
CIEN CIENA CORP CIEN 0.1%
Value ($000) $585 Shares 24,700 Est. Cost $22.84 Unrealized 0.0%
ROYAL HAWAIIAN ORCHARDS LP NNU 0.1%
Value ($000) $581 Shares 189,807 Est. Cost $3.06 Unrealized
INTREXON CORP XON 0.1%
Value ($000) $577 Shares 11,828 Est. Cost $25.16 Unrealized
MARKET VECTORS VIETNAM ETF VNM 0.1%
Value ($000) $570 Shares 30,600 Est. Cost $18.64 Unrealized
MOS MOSAIC CO/THE MOS 0.1%
Value ($000) $526 Shares 11,235 Est. Cost $36.35 Unrealized +0.9%
NXPI NXP SEMICONDUCTORS NV NXPI 0.1%
Value ($000) $452 Shares 4,600 Est. Cost $62.99 Unrealized +44.7%
INPHI CORP IPHI 0.1%
Value ($000) $393 Shares 17,200 Est. Cost $18.47 Unrealized
LUXFER HOLDINGS PLC-ADR LXFR 0.1%
Value ($000) $374 Shares 28,735 Est. Cost $19.46 Unrealized
T AT&T INC T 0.1%
Value ($000) $354 Shares 9,954 Est. Cost $11.40 Unrealized +7.2%
AKAM AKAMAI TECHNOLOGIES INC AKAM 0.1%
Value ($000) $342 Shares 4,900 Est. Cost $66.10 Unrealized +12.3%
BSV VANGUARD SHORT-TERM BOND ETF B 0.1%
Value ($000) $340 Shares 4,235 Est. Cost $80.17 Unrealized
DGX QUEST DIAGNOSTICS INC DGX 0.1%
Value ($000) $306 Shares 4,226 Est. Cost $43.19 Unrealized +38.2%
SWISS HELVETIA FUND SWZ 0.1%
Value ($000) $298 Shares 25,475 Est. Cost $12.32 Unrealized
EWZ ISHARES MSCI BRAZIL CAPPED E E 0.1%
Value ($000) $294 Shares 8,960 Est. Cost $43.86 Unrealized
VZ VERIZON COMMUNICATIONS INC VZ 0.1%
Value ($000) $289 Shares 6,194 Est. Cost $27.18 Unrealized +4.2%
CWB SPDR BARCLAYS CONVERTIBLE SE C 0.0%
Value ($000) $241 Shares 5,062 Est. Cost $47.09 Unrealized
KEY ENERGY SERVICES INC KEG 0.0%
Value ($000) $238 Shares 132,500 Est. Cost $1.67 Unrealized
INTL SPEEDWAY CORP-CL A ISCA 0.0%
Value ($000) $227 Shares 6,177 Est. Cost $36.75 Unrealized
CBU COMMUNITY BANK SYSTEM INC CBU 0.0%
Value ($000) $221 Shares 5,864 Est. Cost $25.98 Unrealized +0.3%
POWERSHARES WILDERH CLEAN EN P 0.0%
Value ($000) $220 Shares 40,500 Est. Cost $5.53 Unrealized
SU SUNCOR ENERGY INC SU 0.0%
Value ($000) $218 Shares 7,913 Est. Cost $19.64 Unrealized +5.6%
VRSN VERISIGN INC VRSN 0.0%
Value ($000) $216 Shares 3,500 Est. Cost $45.93 Unrealized +39.1%
VOO VANGUARD S&P 500 ETF VOO 0.0%
Value ($000) $216 Shares 1,142 Est. Cost $189.14 Unrealized
CVE CENOVUS ENERGY INC CVE 0.0%
Value ($000) $163 Shares 10,166 Est. Cost $22.39 Unrealized -36.5%
JDS UNIPHASE CORP JDSU 0.0%
Value ($000) $145 Shares 12,500 Est. Cost $14.00 Unrealized
EGSHARES BRAZIL INFRA ETF BRXX 0.0%
Value ($000) $118 Shares 13,200 Est. Cost $17.33 Unrealized
SUPERVALU INC SVU 0.0%
Value ($000) $81 Shares 10,000 Est. Cost $6.20 Unrealized
PENN WEST PETROLEUM LTD PWE 0.0%
Value ($000) $30 Shares 17,150 Est. Cost $1.69 Unrealized
AMD ADVANCED MICRO DEVICES AMD 0.0%
Value ($000) $24 Shares 10,000 Est. Cost $3.46 Unrealized -30.0%
IPASS INC IPAS 0.0%
Value ($000) $16 Shares 14,800 Est. Cost $1.90 Unrealized
MHTX MANHATTAN SCIENTIFICS INC MHTX 0.0%
Value ($000) $7 Shares 145,000 Est. Cost $0.07 Unrealized 0.0%
SABINE OIL & GAS CORP SOGCQ 0.0%
Value ($000) $4 Shares 50,000 Est. Cost $0.08 Unrealized
AVALON RARE METALS INC AVL 0.0%
Value ($000) $4 Shares 18,750 Est. Cost $0.53 Unrealized
ADFS AMERICAN DEFENSE SYSTEMS INC A 0.0%
Value ($000) $0 Shares 50,000 Est. Cost $0.01 Unrealized 0.0%