JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Jan 29, 2020

Total Value ($000): $580,915 (100.0% shares, 0.0% debt)

Holdings (142)

EMR EMERSON ELEC CO 7.8%
Value ($000) $45,355 Shares 594,739 Est. Cost $48.44 Unrealized +29.7%
BMY BRISTOL-MYERS SQUIBB 4.6%
Value ($000) $26,622 Shares 414,748 Est. Cost $35.22 Unrealized +28.3%
GLW CORNING INC 4.4%
Value ($000) $25,755 Shares 884,776 Est. Cost $15.61 Unrealized +56.5%
PFE PFIZER INC 3.3%
Value ($000) $19,118 Shares 487,967 Est. Cost $18.35 Unrealized +45.6%
XOM EXXON MOBIL CORP 3.1%
Value ($000) $17,912 Shares 256,698 Est. Cost $55.07 Unrealized -5.5%
INTC INTEL CORP 3.1%
Value ($000) $17,872 Shares 298,613 Est. Cost $17.44 Unrealized +182.4%
NVS NOVARTIS AG 2.5%
Value ($000) $14,710 Shares 155,350 Est. Cost $76.14 Unrealized
GLAXOSMITHKLINE PLC 2.5%
Value ($000) $14,655 Shares 311,875 Est. Cost $41.19 Unrealized
MMM 3M CO 2.5%
Value ($000) $14,387 Shares 81,548 Est. Cost $112.45 Unrealized -0.6%
JNJ JOHNSON & JOHNSON 2.3%
Value ($000) $13,561 Shares 92,968 Est. Cost $62.93 Unrealized +81.3%
OGE OGE ENERGY CORP 2.1%
Value ($000) $12,457 Shares 280,118 Est. Cost $33.47 Unrealized +29.1%
DENTSPLY SIRONA INC 2.1%
Value ($000) $12,048 Shares 212,900 Est. Cost $37.21 Unrealized
EEMV ISHR EDG MSCI MIN VOL EMG MKT 2.0%
Value ($000) $11,856 Shares 202,114 Est. Cost $57.01 Unrealized
FLOWSERVE CORP 2.0%
Value ($000) $11,562 Shares 232,307 Est. Cost $38.14 Unrealized
MDU M D U RESOURCES GRP 1.9%
Value ($000) $11,318 Shares 380,947 Est. Cost $7.15 Unrealized +27.1%
AMERICAN SOFTWARE INC 1.9%
Value ($000) $11,179 Shares 751,256 Est. Cost $9.82 Unrealized
LNN LINDSAY CORP 1.8%
Value ($000) $10,570 Shares 110,118 Est. Cost $68.33 Unrealized +25.0%
BCE BCE INC 1.8%
Value ($000) $10,556 Shares 227,751 Est. Cost $24.45 Unrealized +29.7%
MSFT MICROSOFT CORP 1.6%
Value ($000) $9,081 Shares 57,587 Est. Cost $26.70 Unrealized +421.4%
IBM IBM CORP 1.6%
Value ($000) $9,015 Shares 67,255 Est. Cost $101.51 Unrealized -1.6%
BNS BANK OF NOVA SCOTIA 1.5%
Value ($000) $8,856 Shares 156,775 Est. Cost $32.44 Unrealized +25.7%
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $7,696 Shares 23,688 Est. Cost $88.93 Unrealized +235.6%
ABT ABBOTT LABORATORIES 1.3%
Value ($000) $7,680 Shares 88,417 Est. Cost $34.38 Unrealized +119.0%
MRK MERCK & CO INC 1.3%
Value ($000) $7,464 Shares 82,066 Est. Cost $33.50 Unrealized +101.7%
TE CONNECTIVITY LTD F 1.3%
Value ($000) $7,447 Shares 77,700 Est. Cost $75.63 Unrealized
ADM ARCHER DANIELS MIDLAND CO 1.2%
Value ($000) $7,200 Shares 155,350 Est. Cost $34.51 Unrealized +3.5%
LITE LUMENTUM HOLDINGS INC 1.2%
Value ($000) $7,167 Shares 90,384 Est. Cost $65.46 Unrealized 0.0%
HON HONEYWELL INTL INC 1.2%
Value ($000) $7,138 Shares 40,326 Est. Cost $53.13 Unrealized +170.9%
SLB SCHLUMBERGER LTD F 1.2%
Value ($000) $6,789 Shares 168,882 Est. Cost $39.69 Unrealized -22.6%
WTS WATTS WATER TECH INC CLASS A 1.1%
Value ($000) $6,417 Shares 64,325 Est. Cost $55.78 Unrealized +70.1%
AECOM TECHNOLOGY CORP 1.1%
Value ($000) $6,390 Shares 148,150 Est. Cost $27.33 Unrealized
HAL HALLIBURTON CO HLDG 1.1%
Value ($000) $6,244 Shares 255,200 Est. Cost $23.04 Unrealized -18.5%
INVSC S P GLOBAL WATER INDEX E 1.1%
Value ($000) $6,152 Shares 149,566 Est. Cost $31.14 Unrealized
GVA GRANITE CONSTRUCTION 1.0%
Value ($000) $5,905 Shares 213,425 Est. Cost $40.67 Unrealized -30.1%
SPDR S&P EM MKTS SM CP 1.0%
Value ($000) $5,702 Shares 123,800 Est. Cost $42.29 Unrealized
ARGAN INC 0.9%
Value ($000) $5,406 Shares 134,675 Est. Cost $38.67 Unrealized
ALB ALBEMARLE CORP 0.9%
Value ($000) $5,295 Shares 72,500 Est. Cost $61.60 Unrealized 0.0%
QUEST DIAGNOSTIC INC 0.9%
Value ($000) $4,996 Shares 46,786 Est. Cost $83.27 Unrealized
IDA IDACORP INC 0.8%
Value ($000) $4,839 Shares 45,314 Est. Cost $48.08 Unrealized +122.3%
XRX XEROX CORP 0.8%
Value ($000) $4,702 Shares 127,537 Est. Cost $31.64 Unrealized +10.5%
ELAN ELANCO ANIMAL HEALTH INC 0.8%
Value ($000) $4,609 Shares 156,500 Est. Cost $28.81 Unrealized -5.7%
LFCR LANDEC CORP 0.7%
Value ($000) $4,183 Shares 369,885 Est. Cost $11.69 Unrealized -9.0%
EWA ISHARES MSCI AUSTRALIA ETF 0.7%
Value ($000) $4,177 Shares 184,500 Est. Cost $20.84 Unrealized
AZTA BROOKS AUTOMATION 0.7%
Value ($000) $3,940 Shares 93,888 Est. Cost $8.51 Unrealized +386.4%
DUKE ENERGY CORP 0.7%
Value ($000) $3,884 Shares 42,583 Est. Cost $86.30 Unrealized
EPU ISHARES:MSCI PERU 0.7%
Value ($000) $3,781 Shares 102,041 Est. Cost $36.83 Unrealized
EWC ISHARES MSCI CANADA ETF 0.6%
Value ($000) $3,773 Shares 126,233 Est. Cost $26.24 Unrealized
OC OWENS CORNING FIBERGLAS 0.6%
Value ($000) $3,767 Shares 57,850 Est. Cost $58.44 Unrealized +9.6%
THE MOSAIC CO 0.6%
Value ($000) $3,476 Shares 160,650 Est. Cost $24.08 Unrealized
DAN DANA INC 0.6%
Value ($000) $3,247 Shares 178,400 Est. Cost $13.44 Unrealized +8.2%
PEG PUB SVC ENTERPISE GP 0.5%
Value ($000) $3,093 Shares 52,385 Est. Cost $28.44 Unrealized +72.8%
CALAMP CORP 0.5%
Value ($000) $2,997 Shares 312,851 Est. Cost $12.28 Unrealized
SWK STANLEY BLACK & DECK 0.5%
Value ($000) $2,884 Shares 17,400 Est. Cost $114.85 Unrealized +12.0%
INGERSOLL RAND PLC F 0.5%
Value ($000) $2,878 Shares 21,651 Est. Cost $91.23 Unrealized
ASTE ASTEC INDUSTRIES INC 0.5%
Value ($000) $2,873 Shares 68,400 Est. Cost $34.61 Unrealized -2.3%
NEXTERA ENERGY INC 0.5%
Value ($000) $2,872 Shares 11,860 Est. Cost $173.81 Unrealized
ISHARES MSCI SINGAPORE ETF 0.5%
Value ($000) $2,839 Shares 117,600 Est. Cost $22.10 Unrealized
HORIZON THERAPEUTICS PLC 0.5%
Value ($000) $2,836 Shares 78,352 Est. Cost $27.23 Unrealized
GRAFTECH INTERNATIONAL LTD 0.4%
Value ($000) $2,527 Shares 217,482 Est. Cost $11.58 Unrealized
CCK CROWN HOLDINGS INC 0.4%
Value ($000) $2,370 Shares 32,670 Est. Cost $67.77 Unrealized 0.0%
GENERAL ELECTRIC CO 0.4%
Value ($000) $2,304 Shares 206,470 Est. Cost $16.68 Unrealized
HPQ HP INC 0.4%
Value ($000) $2,300 Shares 111,900 Est. Cost $15.31 Unrealized 0.0%
AAPL APPLE INC 0.4%
Value ($000) $2,150 Shares 7,322 Est. Cost $34.54 Unrealized +79.6%
ALPHABET INC. CLASS A 0.4%
Value ($000) $2,104 Shares 1,571 Est. Cost $1044.97 Unrealized
TDC TERADATA CORP 0.4%
Value ($000) $2,069 Shares 77,300 Est. Cost $27.81 Unrealized 0.0%
DOW DOW CHEMICAL CO 0.4%
Value ($000) $2,057 Shares 37,593 Est. Cost $35.93 Unrealized +2.2%
AMGN AMGEN INC. 0.3%
Value ($000) $1,974 Shares 8,190 Est. Cost $74.42 Unrealized +145.5%
DD DUPONT 0.3%
Value ($000) $1,881 Shares 29,300 Est. Cost $25.85 Unrealized -5.2%
TSM TAIWAN SEMICONDUCTR F SPONSORE 0.3%
Value ($000) $1,878 Shares 32,319 Est. Cost $46.95 Unrealized
NOBLE ENERGY INC NBL 0.3%
Value ($000) $1,853 Shares 74,600 Est. Cost $22.40 Unrealized
CNDT CONDUENT INC 0.3%
Value ($000) $1,814 Shares 292,570 Est. Cost $8.09 Unrealized -22.7%
VIAV VIAVI SOLUTIONS INC 0.3%
Value ($000) $1,749 Shares 116,625 Est. Cost $9.35 Unrealized +60.2%
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $1,733 Shares 20,726 Est. Cost $38.90 Unrealized +88.6%
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $1,656 Shares 5,597 Est. Cost $235.81 Unrealized
UHAL AMERCO 0.3%
Value ($000) $1,522 Shares 4,050 Est. Cost $37.96 Unrealized 0.0%
CTVA CORTEVA INC 0.3%
Value ($000) $1,514 Shares 51,212 Est. Cost $25.90 Unrealized -5.4%
INVSC WILDERHILL CLEAN ENERGY 0.2%
Value ($000) $1,442 Shares 42,130 Est. Cost $21.39 Unrealized
AGG ISHARES CORE US AGGREGATE BOND 0.2%
Value ($000) $1,436 Shares 12,780 Est. Cost $108.45 Unrealized
SIGNATURE BANK 0.2%
Value ($000) $1,366 Shares 10,000 Est. Cost $102.81 Unrealized
ALC ALCON INC 0.2%
Value ($000) $1,182 Shares 20,897 Est. Cost $57.87 Unrealized -2.4%
ELMIRA SAVINGS BANK F S 0.2%
Value ($000) $1,178 Shares 78,037 Est. Cost $20.08 Unrealized
NEW YORK COMMUNITY BANCORP INC 0.2%
Value ($000) $1,147 Shares 95,400 Est. Cost $13.83 Unrealized
VANGUARD MATERIALS ETF 0.2%
Value ($000) $1,135 Shares 8,460 Est. Cost $114.42 Unrealized
CISCO SYSTEMS INC 0.2%
Value ($000) $1,132 Shares 23,600 Est. Cost $43.51 Unrealized
DHR DANAHER CORP 0.2%
Value ($000) $1,024 Shares 6,675 Est. Cost $80.87 Unrealized +52.1%
TPC TUTOR PERINI CORP 0.2%
Value ($000) $899 Shares 69,950 Est. Cost $15.90 Unrealized -3.1%
BSV VANGUARD SHORT-TERM BOND ETF 0.1%
Value ($000) $831 Shares 10,315 Est. Cost $79.86 Unrealized
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $827 Shares 3,652 Est. Cost $162.37 Unrealized +33.7%
ALPHABET INC. CLASS C 0.1%
Value ($000) $802 Shares 600 Est. Cost $1049.86 Unrealized
CRUS CIRRUS LOGIC INC 0.1%
Value ($000) $742 Shares 9,000 Est. Cost $38.76 Unrealized +74.8%
AOS A. O. SMITH CORP 0.1%
Value ($000) $700 Shares 14,700 Est. Cost $42.85 Unrealized +1.1%
BLACKROCK INC 0.1%
Value ($000) $654 Shares 1,300 Est. Cost $423.38 Unrealized
II-VI INC 0.1%
Value ($000) $576 Shares 17,100 Est. Cost $33.76 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $545 Shares 4,150 Est. Cost $77.94 Unrealized +38.0%
U S CONCRETE INC 0.1%
Value ($000) $545 Shares 13,086 Est. Cost $39.18 Unrealized
IQVIA HOLDINGS INC 0.1%
Value ($000) $541 Shares 3,500 Est. Cost $117.01 Unrealized
RBB RBB BANCORP 0.1%
Value ($000) $527 Shares 24,887 Est. Cost $20.33 Unrealized 0.0%
DIS WALT DISNEY CO 0.1%
Value ($000) $526 Shares 3,636 Est. Cost $58.99 Unrealized +130.1%
MKSI MKS INSTRUMENTS INC MKSI 0.1%
Value ($000) $517 Shares 4,700 Est. Cost $79.54 Unrealized +25.7%
HEWLETT PACKARD ENTERPRI 0.1%
Value ($000) $506 Shares 31,900 Est. Cost $13.59 Unrealized
SKANSKA AB ORDF 0.1%
Value ($000) $486 Shares 22,600 Est. Cost $20.27 Unrealized
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $485 Shares 10,500 Est. Cost $43.44 Unrealized -1.2%
PSX PHILLIPS 66 0.1%
Value ($000) $480 Shares 4,310 Est. Cost $54.74 Unrealized +59.6%
LAB CO OF AMER HLDG 0.1%
Value ($000) $478 Shares 2,824 Est. Cost $131.12 Unrealized
WMT WAL-MART STORES 0.1%
Value ($000) $458 Shares 3,850 Est. Cost $16.63 Unrealized +118.7%
IPG PHOTONICS CORP 0.1%
Value ($000) $456 Shares 3,150 Est. Cost $148.91 Unrealized
AGCO A G C O CORP 0.1%
Value ($000) $448 Shares 5,800 Est. Cost $46.96 Unrealized +35.8%
BLBD BLUE BIRD CORP 0.1%
Value ($000) $445 Shares 19,436 Est. Cost $14.00 Unrealized +42.7%
DSI ISHARES:MSCI KLD 400 SOC 0.1%
Value ($000) $444 Shares 3,700 Est. Cost $106.53 Unrealized
A T & T INC 0.1%
Value ($000) $410 Shares 10,501 Est. Cost $28.92 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $396 Shares 2,895 Est. Cost $84.60 Unrealized +33.3%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $395 Shares 2,200 Est. Cost $118.54 Unrealized +23.4%
EVOQUA WATER TECHNOLOGIES CORP 0.1%
Value ($000) $394 Shares 20,800 Est. Cost $14.23 Unrealized
EEM ISHARES MSCI EMERGING MARKETS 0.1%
Value ($000) $391 Shares 8,725 Est. Cost $44.07 Unrealized
EEFT EURONET WORLDWIDE INC 0.1%
Value ($000) $378 Shares 2,400 Est. Cost $150.95 Unrealized 0.0%
FNB F N B CORP PA 0.1%
Value ($000) $377 Shares 29,657 Est. Cost $8.73 Unrealized +9.9%
IBB ISHARES:NASDAQ BIOTECH 0.1%
Value ($000) $374 Shares 3,100 Est. Cost $101.01 Unrealized
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $367 Shares 6,223 Est. Cost $60.64 Unrealized
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $362 Shares 8,900 Est. Cost $37.00 Unrealized
SWKS SKYWORKS SOLUTIONS INC SWKS 0.1%
Value ($000) $351 Shares 2,900 Est. Cost $68.44 Unrealized +23.9%
PAYX PAYCHEX INC 0.1%
Value ($000) $331 Shares 3,888 Est. Cost $39.34 Unrealized +79.7%
REGENERON PHARMS INC 0.1%
Value ($000) $300 Shares 800 Est. Cost $373.33 Unrealized
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $297 Shares 4,600 Est. Cost $58.08 Unrealized
MCD MC DONALDS CORP 0.1%
Value ($000) $296 Shares 1,500 Est. Cost $118.25 Unrealized +45.4%
SHW SHERWIN WILLIAMS CO 0.1%
Value ($000) $292 Shares 500 Est. Cost $123.81 Unrealized +45.9%
CMC COMMERCIAL METALS CO 0.0%
Value ($000) $289 Shares 13,000 Est. Cost $14.61 Unrealized +25.2%
FELE FRANKLIN ELECTRIC CO 0.0%
Value ($000) $287 Shares 5,000 Est. Cost $43.34 Unrealized +14.4%
MA COM TECH SOLUTN 0.0%
Value ($000) $285 Shares 10,700 Est. Cost $21.62 Unrealized
VERIZON COMMUNICATN 0.0%
Value ($000) $274 Shares 4,468 Est. Cost $56.92 Unrealized
CORNING NAT GAS HLDG 0.0%
Value ($000) $257 Shares 13,448 Est. Cost $19.39 Unrealized
MU MICRON TECHNOLOGY 0.0%
Value ($000) $251 Shares 4,663 Est. Cost $24.09 Unrealized +93.4%
EL ESTEE LAUDERCO INC CLASS A 0.0%
Value ($000) $247 Shares 1,198 Est. Cost $156.93 Unrealized +14.2%
NKE NIKE INC CLASS B 0.0%
Value ($000) $238 Shares 2,354 Est. Cost $77.09 Unrealized +12.6%
HOLX HOLOGIC INC 0.0%
Value ($000) $230 Shares 4,400 Est. Cost $40.70 Unrealized +22.3%
ORACLE CORP 0.0%
Value ($000) $219 Shares 4,130 Est. Cost $56.82 Unrealized
HD HOME DEPOT INC 0.0%
Value ($000) $218 Shares 999 Est. Cost $169.54 Unrealized +15.0%
SPDR S&P REGIONAL BANKING ETF 0.0%
Value ($000) $204 Shares 3,500 Est. Cost $58.29 Unrealized
PHG KONINKLIJKE PHILIPS N F SPONSO 0.0%
Value ($000) $200 Shares 4,100 Est. Cost $48.78 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $196 Shares 17,300 Est. Cost $10.75 Unrealized -0.0%
VANECK VECTORS VIETNAM ETF 0.0%
Value ($000) $185 Shares 11,600 Est. Cost $16.29 Unrealized
SND SMART SAND INC 0.0%
Value ($000) $25 Shares 10,000 Est. Cost $3.55 Unrealized -30.3%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $1 Shares 18,750 Est. Cost $0.11 Unrealized