JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Oct 21, 2019

Total Value ($000): $550,565 (100.0% shares, 0.0% debt)

Holdings (144)

EMR EMERSON ELEC CO 7.6%
Value ($000) $41,573 Shares 621,807 Est. Cost $48.44 Unrealized +12.2%
XOM EXXON MOBIL CORP 4.5%
Value ($000) $24,955 Shares 353,425 Est. Cost $55.07 Unrealized -2.4%
GLW CORNING INC 4.4%
Value ($000) $24,210 Shares 848,915 Est. Cost $15.24 Unrealized +64.0%
BMY BRISTOL-MYERS SQUIBB 3.8%
Value ($000) $21,056 Shares 415,228 Est. Cost $35.22 Unrealized +4.4%
PFE PFIZER INC 3.0%
Value ($000) $16,541 Shares 460,373 Est. Cost $17.85 Unrealized +51.4%
INTC INTEL CORP 2.8%
Value ($000) $15,647 Shares 303,646 Est. Cost $17.44 Unrealized +146.6%
GVA GRANITE CONSTRUCTION 2.6%
Value ($000) $14,083 Shares 438,325 Est. Cost $40.67 Unrealized -14.7%
NVS NOVARTIS AG 2.5%
Value ($000) $13,741 Shares 158,125 Est. Cost $76.14 Unrealized
GLAXOSMITHKLINE PLC 2.5%
Value ($000) $13,617 Shares 319,050 Est. Cost $41.19 Unrealized
MMM 3M CO 2.5%
Value ($000) $13,550 Shares 82,423 Est. Cost $112.45 Unrealized -1.6%
OGE OGE ENERGY CORP 2.3%
Value ($000) $12,886 Shares 283,968 Est. Cost $33.47 Unrealized +29.4%
JNJ JOHNSON & JOHNSON 2.2%
Value ($000) $12,097 Shares 93,498 Est. Cost $62.93 Unrealized +74.8%
EEMV ISHR EDG MSCI MIN VOL EMG MKT 2.1%
Value ($000) $11,831 Shares 207,239 Est. Cost $57.01 Unrealized
AMERICAN SOFTWARE INC 2.1%
Value ($000) $11,578 Shares 770,867 Est. Cost $9.82 Unrealized
DENTSPLY SIRONA INC 2.1%
Value ($000) $11,566 Shares 216,950 Est. Cost $37.21 Unrealized
BCE BCE INC 2.0%
Value ($000) $11,146 Shares 230,251 Est. Cost $24.45 Unrealized +25.2%
FLOWSERVE CORP 2.0%
Value ($000) $11,047 Shares 236,497 Est. Cost $38.14 Unrealized
MDU M D U RESOURCES GRP 2.0%
Value ($000) $10,974 Shares 389,297 Est. Cost $7.15 Unrealized +18.0%
LNN LINDSAY CORP 2.0%
Value ($000) $10,970 Shares 118,148 Est. Cost $68.33 Unrealized +21.6%
MSFT MICROSOFT CORP 1.8%
Value ($000) $9,714 Shares 69,868 Est. Cost $26.70 Unrealized +386.5%
BNS BANK OF NOVA SCOTIA 1.7%
Value ($000) $9,124 Shares 160,500 Est. Cost $32.44 Unrealized +17.4%
HON HONEYWELL INTL INC 1.5%
Value ($000) $8,152 Shares 48,182 Est. Cost $53.13 Unrealized +162.2%
ABT ABBOTT LABORATORIES 1.4%
Value ($000) $7,467 Shares 89,238 Est. Cost $34.38 Unrealized +121.3%
TE CONNECTIVITY LTD F 1.3%
Value ($000) $7,324 Shares 78,600 Est. Cost $75.63 Unrealized
TMO THERMO FISHER SCIENTIFIC INC 1.3%
Value ($000) $7,240 Shares 24,857 Est. Cost $88.93 Unrealized +216.7%
MRK MERCK & CO INC 1.3%
Value ($000) $7,077 Shares 84,066 Est. Cost $33.50 Unrealized +95.5%
IBM IBM CORP 1.3%
Value ($000) $6,981 Shares 48,005 Est. Cost $102.16 Unrealized +0.3%
ADM ARCHER DANIELS MIDLAND CO 1.1%
Value ($000) $6,150 Shares 149,750 Est. Cost $34.47 Unrealized -4.1%
WTS WATTS WATER TECH INC CLASS A 1.1%
Value ($000) $6,132 Shares 65,425 Est. Cost $55.78 Unrealized +66.5%
SLB SCHLUMBERGER LTD F 1.1%
Value ($000) $5,952 Shares 174,182 Est. Cost $39.69 Unrealized -22.0%
INGERSOLL RAND PLC F 1.1%
Value ($000) $5,848 Shares 47,466 Est. Cost $91.23 Unrealized
INVSC S P GLOBAL WATER INDEX E 1.1%
Value ($000) $5,834 Shares 152,491 Est. Cost $31.14 Unrealized
AECOM TECHNOLOGY CORP 1.0%
Value ($000) $5,677 Shares 151,150 Est. Cost $27.33 Unrealized
SPDR S&P EM MKTS SM CP 1.0%
Value ($000) $5,612 Shares 129,200 Est. Cost $42.29 Unrealized
IDA IDACORP INC 0.9%
Value ($000) $5,128 Shares 45,514 Est. Cost $48.08 Unrealized +121.6%
QUEST DIAGNOSTIC INC 0.9%
Value ($000) $5,077 Shares 47,436 Est. Cost $83.27 Unrealized
AZTA BROOKS AUTOMATION 0.9%
Value ($000) $4,969 Shares 134,188 Est. Cost $8.51 Unrealized +318.5%
LUMENTUM HOLDINGS INC 0.9%
Value ($000) $4,852 Shares 90,584 Est. Cost $53.65 Unrealized
LFCR LANDEC CORP 0.8%
Value ($000) $4,410 Shares 405,760 Est. Cost $11.69 Unrealized -6.9%
EWA ISHARES MSCI AUSTRALIA ETF 0.8%
Value ($000) $4,205 Shares 189,000 Est. Cost $20.84 Unrealized
DUKE ENERGY CORP 0.7%
Value ($000) $4,098 Shares 42,753 Est. Cost $86.30 Unrealized
HAL HALLIBURTON CO HLDG 0.7%
Value ($000) $3,966 Shares 210,400 Est. Cost $23.94 Unrealized -23.7%
OC OWENS CORNING FIBERGLAS 0.7%
Value ($000) $3,777 Shares 59,756 Est. Cost $58.44 Unrealized -2.0%
EWC ISHARES MSCI CANADA ETF 0.7%
Value ($000) $3,723 Shares 128,833 Est. Cost $26.24 Unrealized
EPU ISHARES:MSCI PERU 0.7%
Value ($000) $3,708 Shares 105,772 Est. Cost $36.83 Unrealized
XRX XEROX CORP 0.6%
Value ($000) $3,493 Shares 116,787 Est. Cost $31.33 Unrealized 0.0%
ARGAN INC 0.6%
Value ($000) $3,485 Shares 88,700 Est. Cost $37.91 Unrealized
THE MOSAIC CO 0.6%
Value ($000) $3,374 Shares 164,600 Est. Cost $24.08 Unrealized
PEG PUB SVC ENTERPISE GP 0.6%
Value ($000) $3,302 Shares 53,185 Est. Cost $28.44 Unrealized +68.9%
NEXTERA ENERGY INC 0.6%
Value ($000) $3,293 Shares 14,135 Est. Cost $173.81 Unrealized
CALAMP CORP 0.6%
Value ($000) $3,146 Shares 273,072 Est. Cost $12.67 Unrealized
ISHARES MSCI SINGAPORE ETF 0.5%
Value ($000) $2,802 Shares 120,800 Est. Cost $22.10 Unrealized
GRAFTECH INTERNATIONAL LTD 0.5%
Value ($000) $2,652 Shares 207,164 Est. Cost $11.58 Unrealized
DAN DANA INC 0.5%
Value ($000) $2,596 Shares 179,800 Est. Cost $13.44 Unrealized 0.0%
SWK STANLEY BLACK & DECK 0.5%
Value ($000) $2,542 Shares 17,600 Est. Cost $114.85 Unrealized +1.6%
ELAN ELANCO ANIMAL HEALTH INC 0.4%
Value ($000) $2,414 Shares 90,800 Est. Cost $30.00 Unrealized 0.0%
ARISTA NETWORKS INC ANET 0.4%
Value ($000) $2,329 Shares 9,750 Est. Cost $238.87 Unrealized
AMGN AMGEN INC. 0.4%
Value ($000) $2,249 Shares 11,622 Est. Cost $74.42 Unrealized +112.3%
HORIZON THERAPEUTICS PLC 0.4%
Value ($000) $2,166 Shares 79,552 Est. Cost $27.23 Unrealized
ASTE ASTEC INDUSTRIES INC 0.4%
Value ($000) $2,003 Shares 64,400 Est. Cost $34.66 Unrealized -18.5%
GENERAL ELECTRIC CO 0.4%
Value ($000) $1,942 Shares 217,279 Est. Cost $16.68 Unrealized
AAPL APPLE INC 0.3%
Value ($000) $1,924 Shares 8,589 Est. Cost $34.54 Unrealized +45.4%
ALPHABET INC. CLASS A 0.3%
Value ($000) $1,922 Shares 1,574 Est. Cost $1044.97 Unrealized
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $1,887 Shares 21,576 Est. Cost $38.90 Unrealized +94.1%
NOBLE ENERGY INC NBL 0.3%
Value ($000) $1,860 Shares 82,800 Est. Cost $22.40 Unrealized
DOW DOW CHEMICAL CO 0.3%
Value ($000) $1,744 Shares 36,592 Est. Cost $35.91 Unrealized -8.8%
VIAV VIAVI SOLUTIONS INC 0.3%
Value ($000) $1,656 Shares 118,225 Est. Cost $9.35 Unrealized +52.2%
ELMIRA SAVINGS BANK F S 0.3%
Value ($000) $1,602 Shares 113,855 Est. Cost $20.08 Unrealized
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $1,531 Shares 5,615 Est. Cost $235.81 Unrealized
CNDT CONDUENT INC 0.3%
Value ($000) $1,405 Shares 225,870 Est. Cost $8.63 Unrealized -10.4%
AGG ISHARES CORE US AGGREGATE BOND 0.2%
Value ($000) $1,360 Shares 12,020 Est. Cost $108.20 Unrealized
CTVA CORTEVA INC 0.2%
Value ($000) $1,352 Shares 48,291 Est. Cost $25.98 Unrealized +2.6%
SIGNATURE BANK 0.2%
Value ($000) $1,347 Shares 11,300 Est. Cost $102.81 Unrealized
INVSC WILDERHILL CLEAN ENERGY 0.2%
Value ($000) $1,290 Shares 44,230 Est. Cost $21.39 Unrealized
ALC ALCON INC 0.2%
Value ($000) $1,284 Shares 22,022 Est. Cost $57.87 Unrealized +2.2%
NEW YORK COMMUNITY BANCORP INC 0.2%
Value ($000) $1,265 Shares 100,800 Est. Cost $13.83 Unrealized
CISCO SYSTEMS INC 0.2%
Value ($000) $1,191 Shares 24,100 Est. Cost $43.51 Unrealized
DD DUPONT 0.2%
Value ($000) $1,026 Shares 14,389 Est. Cost $27.24 Unrealized -4.9%
DHR DANAHER CORP 0.2%
Value ($000) $1,025 Shares 7,100 Est. Cost $80.87 Unrealized +50.5%
VANGUARD MATERIALS ETF 0.2%
Value ($000) $943 Shares 7,460 Est. Cost $111.77 Unrealized
TPC TUTOR PERINI CORP 0.2%
Value ($000) $931 Shares 64,950 Est. Cost $15.94 Unrealized -23.4%
WMT WAL-MART STORES 0.2%
Value ($000) $910 Shares 7,665 Est. Cost $16.63 Unrealized +107.2%
BSV VANGUARD SHORT-TERM BOND ETF 0.2%
Value ($000) $857 Shares 10,603 Est. Cost $79.86 Unrealized
ALPHABET INC. CLASS C 0.1%
Value ($000) $761 Shares 624 Est. Cost $1049.86 Unrealized
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $760 Shares 3,652 Est. Cost $162.37 Unrealized +26.9%
AOS A. O. SMITH CORP 0.1%
Value ($000) $716 Shares 15,000 Est. Cost $42.85 Unrealized -4.0%
TSM TAIWAN SEMICONDUCTR F SPONSORE 0.1%
Value ($000) $627 Shares 13,500 Est. Cost $31.39 Unrealized
BLACKROCK INC 0.1%
Value ($000) $624 Shares 1,400 Est. Cost $423.38 Unrealized
IQVIA HOLDINGS INC 0.1%
Value ($000) $523 Shares 3,500 Est. Cost $117.01 Unrealized
DXC DXC TECHNOLOGY CO 0.1%
Value ($000) $504 Shares 17,100 Est. Cost $55.87 Unrealized -26.0%
DIS WALT DISNEY CO 0.1%
Value ($000) $487 Shares 3,737 Est. Cost $58.99 Unrealized +127.6%
HEWLETT PACKARD ENTERPRI 0.1%
Value ($000) $487 Shares 32,100 Est. Cost $13.59 Unrealized
CRUS CIRRUS LOGIC INC 0.1%
Value ($000) $482 Shares 9,000 Est. Cost $38.76 Unrealized +31.8%
LAB CO OF AMER HLDG 0.1%
Value ($000) $474 Shares 2,824 Est. Cost $131.12 Unrealized
PSX PHILLIPS 66 0.1%
Value ($000) $470 Shares 4,585 Est. Cost $54.74 Unrealized +41.2%
SKANSKA AB ORDF 0.1%
Value ($000) $458 Shares 22,600 Est. Cost $20.27 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $458 Shares 4,100 Est. Cost $77.57 Unrealized +32.4%
II-VI INC 0.1%
Value ($000) $444 Shares 12,600 Est. Cost $33.78 Unrealized
AGCO A G C O CORP 0.1%
Value ($000) $439 Shares 5,800 Est. Cost $46.96 Unrealized +29.7%
MKSI MKS INSTRUMENTS INC MKSI 0.1%
Value ($000) $434 Shares 4,700 Est. Cost $79.54 Unrealized -1.1%
DSI ISHARES:MSCI KLD 400 SOC 0.1%
Value ($000) $410 Shares 3,700 Est. Cost $106.53 Unrealized
PEP PEPSICO INC 0.1%
Value ($000) $404 Shares 2,945 Est. Cost $84.60 Unrealized +29.2%
A T & T INC 0.1%
Value ($000) $403 Shares 10,652 Est. Cost $28.92 Unrealized
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $391 Shares 8,908 Est. Cost $37.00 Unrealized
U S CONCRETE INC 0.1%
Value ($000) $386 Shares 6,986 Est. Cost $37.03 Unrealized
BLBD BLUE BIRD CORP 0.1%
Value ($000) $370 Shares 19,436 Est. Cost $14.00 Unrealized +36.2%
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $369 Shares 9,100 Est. Cost $43.52 Unrealized 0.0%
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $366 Shares 6,223 Est. Cost $60.64 Unrealized
EEM ISHARES MSCI EMERGING MARKETS 0.1%
Value ($000) $361 Shares 8,825 Est. Cost $44.07 Unrealized
EVOQUA WATER TECHNOLOGIES CORP 0.1%
Value ($000) $354 Shares 20,800 Est. Cost $14.23 Unrealized
IPG PHOTONICS CORP 0.1%
Value ($000) $353 Shares 2,600 Est. Cost $149.79 Unrealized
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $344 Shares 2,200 Est. Cost $118.54 Unrealized +9.8%
FNB F N B CORP PA 0.1%
Value ($000) $340 Shares 29,457 Est. Cost $8.73 Unrealized +0.2%
HOLX HOLOGIC INC 0.1%
Value ($000) $328 Shares 6,500 Est. Cost $40.70 Unrealized +20.9%
PAYX PAYCHEX INC 0.1%
Value ($000) $322 Shares 3,888 Est. Cost $39.34 Unrealized +75.7%
MCD MC DONALDS CORP 0.1%
Value ($000) $322 Shares 1,500 Est. Cost $118.25 Unrealized +56.2%
FISV FISERV INC 0.1%
Value ($000) $310 Shares 2,989 Est. Cost $87.63 Unrealized +16.5%
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $304 Shares 4,700 Est. Cost $58.08 Unrealized
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $303 Shares 4,780 Est. Cost $54.08 Unrealized -5.7%
IBB ISHARES:NASDAQ BIOTECH 0.1%
Value ($000) $289 Shares 2,900 Est. Cost $99.66 Unrealized
SHW SHERWIN WILLIAMS CO 0.0%
Value ($000) $275 Shares 500 Est. Cost $123.81 Unrealized +29.9%
VERIZON COMMUNICATN 0.0%
Value ($000) $262 Shares 4,347 Est. Cost $56.80 Unrealized
ROP ROPER TECHNOLOGIES INC 0.0%
Value ($000) $260 Shares 730 Est. Cost $341.35 Unrealized +2.4%
APH AMPHENOL CORP 0.0%
Value ($000) $251 Shares 2,600 Est. Cost $22.58 Unrealized -4.0%
DOUGLAS DYNAMICS INC 0.0%
Value ($000) $250 Shares 5,600 Est. Cost $35.89 Unrealized
CORNING NAT GAS HLDG 0.0%
Value ($000) $242 Shares 13,448 Est. Cost $19.39 Unrealized
BP BP PLC F SPONSORED ADR 1 ADR R 0.0%
Value ($000) $241 Shares 6,350 Est. Cost $41.67 Unrealized
FELE FRANKLIN ELECTRIC CO 0.0%
Value ($000) $239 Shares 5,000 Est. Cost $43.34 Unrealized 0.0%
EL ESTEE LAUDERCO INC CLASS A 0.0%
Value ($000) $238 Shares 1,198 Est. Cost $156.93 Unrealized +12.2%
BAKER HUGHES A G E COMPA CLASS 0.0%
Value ($000) $232 Shares 10,000 Est. Cost $23.20 Unrealized
HD HOME DEPOT INC 0.0%
Value ($000) $232 Shares 999 Est. Cost $169.54 Unrealized +10.3%
CMC COMMERCIAL METALS CO 0.0%
Value ($000) $231 Shares 13,300 Est. Cost $14.61 Unrealized +5.3%
SWKS SKYWORKS SOLUTIONS INC SWKS 0.0%
Value ($000) $230 Shares 2,900 Est. Cost $68.44 Unrealized 0.0%
REGENERON PHARMS INC 0.0%
Value ($000) $229 Shares 825 Est. Cost $373.33 Unrealized
ORACLE CORP 0.0%
Value ($000) $227 Shares 4,130 Est. Cost $56.82 Unrealized
MA COM TECH SOLUTN 0.0%
Value ($000) $226 Shares 10,500 Est. Cost $21.52 Unrealized
NKE NIKE INC CLASS B 0.0%
Value ($000) $221 Shares 2,354 Est. Cost $77.09 Unrealized +2.2%
ZBH ZIMMER BIOMET HOLDINGS INC 0.0%
Value ($000) $206 Shares 1,500 Est. Cost $68.24 Unrealized +79.7%
MU MICRON TECHNOLOGY 0.0%
Value ($000) $200 Shares 4,679 Est. Cost $24.09 Unrealized +83.1%
VANECK VECTORS VIETNAM ETF 0.0%
Value ($000) $189 Shares 11,600 Est. Cost $16.29 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $181 Shares 16,900 Est. Cost $10.75 Unrealized 0.0%
MEXICO FUND 0.0%
Value ($000) $132 Shares 10,100 Est. Cost $13.74 Unrealized
SND SMART SAND INC 0.0%
Value ($000) $28 Shares 10,000 Est. Cost $3.55 Unrealized -29.6%
AVALON ADVANCED MATERIALS INC 0.0%
Value ($000) $1 Shares 18,750 Est. Cost $0.11 Unrealized