CIK: 0001040762 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 17, 2017
Total Value ($000): $1,111,505 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SPY | SPDR S&P 500 ETF TR | 350,000 | $78,236 | 7.0% | — | — | Put | 78462F103 |
| EGBN | EAGLE BANCORP INC MD | 548,400 | $33,425 | 3.0% | $37.53 | +13.9% | COM | 268948106 |
| C | CITIGROUP INC | 499,600 | $29,691 | 2.7% | $36.45 | +11.5% | COM NEW | 172967424 |
| IBCP | INDEPENDENT BANK CORP MICH | 922,500 | $20,018 | 1.8% | $7.84 | +69.0% | COM NEW | 453838609 |
| SBCF | SEACOAST BKG CORP FLA | 885,000 | $19,523 | 1.8% | $13.10 | +45.0% | COM NEW | 811707801 |
| ZION | ZIONS BANCORPORATION | 443,900 | $19,105 | 1.7% | $28.21 | +30.6% | COM | 989701107 |
| ABCB | AMERIS BANCORP | 430,000 | $18,748 | 1.7% | $22.73 | +58.4% | COM | 03076K108 |
| — | STATE BK FINL CORP | 665,000 | $17,862 | 1.6% | $15.87 | — | COM | 856190103 |
| — | CENTURY BANCORP INC MASS | 281,040 | $16,862 | 1.5% | $35.63 | — | CL A NON VTG | 156432106 |
| KEY | KEYCORP NEW | 910,000 | $16,626 | 1.5% | $8.31 | +28.8% | COM | 493267108 |
| USB | US BANCORP DEL | 315,000 | $16,182 | 1.5% | $33.77 | 0.0% | COM NEW | 902973304 |
| UCB | UNITED CMNTY BKS BLAIRSVLE G | 540,000 | $15,995 | 1.4% | $19.26 | +30.0% | COM | 90984P303 |
| PNC | PNC FINL SVCS GROUP INC | 135,000 | $15,790 | 1.4% | $67.33 | +14.6% | COM | 693475105 |
| QCRH | QCR HOLDINGS INC | 338,300 | $14,648 | 1.3% | $23.25 | +50.7% | COM | 74727A104 |
| — | SUN BANCORP INC | 555,100 | $14,433 | 1.3% | $18.44 | — | COM NEW | 86663B201 |
| — | SUNTRUST BKS INC | 260,600 | $14,294 | 1.3% | $54.85 | — | COM | 867914103 |
| — | BANCORPSOUTH INC | 455,000 | $14,128 | 1.3% | $28.66 | — | COM | 059692103 |
| — | CENTERSTATE BANKS INC | 560,800 | $14,115 | 1.3% | $12.73 | — | COM | 15201P109 |
| — | IBERIABANK CORP | 159,600 | $13,367 | 1.2% | $83.75 | — | COM | 450828108 |
| PFBC | PREFERRED BK LOS ANGELES CA | 254,500 | $13,341 | 1.2% | $26.58 | +59.4% | COM NEW | 740367404 |
| BAC | BANK AMER CORP | 600,000 | $13,260 | 1.2% | $11.24 | +39.5% | COM | 060505104 |
| — | ZIONS BANCORPORATION | 1,524,700 | $13,189 | 1.2% | $3.19 | — | *W EXP 11/14/201 | 989701131 |
| — | SI FINL GROUP INC MD | 841,737 | $12,963 | 1.2% | $11.75 | — | COM | 78425V104 |
| — | BOSTON PRIVATE FINL HLDGS IN | 770,000 | $12,744 | 1.1% | $11.36 | — | COM | 101119105 |
| — | STONEGATE BK FT LAUDERDALE F | 304,700 | $12,715 | 1.1% | $32.87 | — | COM | 861811107 |
| MS | MORGAN STANLEY | 293,300 | $12,392 | 1.1% | $22.34 | +30.4% | COM NEW | 617446448 |
| — | SVB FINL GROUP | 70,000 | $12,016 | 1.1% | $165.11 | — | COM | 78486Q101 |
| BANR | BANNER CORP | 206,700 | $11,536 | 1.0% | $32.98 | +6.9% | COM NEW | 06652V208 |
| AMG | AFFILIATED MANAGERS GROUP | 79,200 | $11,508 | 1.0% | $145.67 | -3.5% | COM | 008252108 |
| CMA | COMERICA INC | 164,200 | $11,184 | 1.0% | $26.45 | +52.6% | COM | 200340107 |
| — | UNITED FINL BANCORP INC NEW | 592,108 | $10,753 | 1.0% | $13.26 | — | COM | 910304104 |
| OSBC | OLD SECOND BANCORP INC ILL | 949,943 | $10,497 | 0.9% | $4.79 | +73.4% | COM | 680277100 |
| — | AMERICAN RIVER BANKSHARES | 654,400 | $9,888 | 0.9% | $8.29 | — | COM | 029326105 |
| — | PRIVATEBANCORP INC | 175,000 | $9,483 | 0.9% | $54.19 | — | COM | 742962103 |
| RVSB | RIVERVIEW BANCORP INC | 1,329,200 | $9,304 | 0.8% | $3.15 | +50.0% | COM | 769397100 |
| — | MAINSOURCE FINANCIAL GP INC | 268,397 | $9,233 | 0.8% | $14.74 | — | COM | 56062Y102 |
| — | EVANS BANCORP INC | 292,600 | $9,232 | 0.8% | $19.53 | — | COM NEW | 29911Q208 |
| GS | GOLDMAN SACHS GROUP INC | 37,100 | $8,884 | 0.8% | $126.59 | +32.5% | COM | 38141G104 |
| SCHW | SCHWAB CHARLES CORP NEW | 224,500 | $8,861 | 0.8% | $31.79 | 0.0% | COM | 808513105 |
| CFR | CULLEN FROST BANKERS INC | 100,000 | $8,823 | 0.8% | $61.60 | 0.0% | COM | 229899109 |
| — | LAKELAND BANCORP INC | 439,000 | $8,561 | 0.8% | $11.28 | — | COM | 511637100 |
| NMIH | NMI HLDGS INC | 784,492 | $8,355 | 0.8% | $9.01 | -1.8% | CL A | 629209305 |
| JPM | JPMORGAN CHASE & CO | 94,700 | $8,172 | 0.7% | $59.89 | 0.0% | COM | 46625H100 |
| — | UNITED CMNTY FINL CORP OHIO | 893,614 | $7,989 | 0.7% | $4.37 | — | COM | 909839102 |
| — | FIRST BANCSHARES INC MS | 281,690 | $7,746 | 0.7% | $27.50 | — | COM | 318916103 |
| CCNE | CNB FINL CORP PA | 288,000 | $7,701 | 0.7% | $13.53 | +30.1% | COM | 126128107 |
| HTB | HOMETRUST BANCSHARES INC | 297,291 | $7,700 | 0.7% | $16.30 | +33.4% | COM | 437872104 |
| — | CODORUS VY BANCORP INC | 263,629 | $7,540 | 0.7% | $22.80 | — | COM | 192025104 |
| ISTR | INVESTAR HLDG CORP | 403,222 | $7,520 | 0.7% | $14.58 | +17.6% | COM | 46134L105 |
| WTFC | WINTRUST FINL CORP | 100,000 | $7,257 | 0.7% | $47.90 | +29.6% | COM | 97650W108 |
| — | MUTUALFIRST FINL INC | 218,100 | $7,219 | 0.6% | $25.58 | — | COM | 62845B104 |
| — | CARDINAL FINL CORP | 220,000 | $7,214 | 0.6% | $20.35 | — | COM | 14149F109 |
| — | M & T BK CORP | 90,000 | $7,155 | 0.6% | $50.18 | — | *W EXP 12/23/201 | 55261F112 |
| HTH | HILLTOP HOLDINGS INC | 239,800 | $7,146 | 0.6% | $21.85 | +21.6% | COM | 432748101 |
| IVZ | INVESCO LTD | 235,000 | $7,130 | 0.6% | $20.93 | -3.6% | SHS | G491BT108 |
| — | XENITH BANKSHARES INC NEW | 252,100 | $7,109 | 0.6% | $28.20 | — | COM | 984102202 |
| — | CIVISTA BANCSHARES INC | 115,000 | $7,050 | 0.6% | $35.83 | — | 6.50% PFD SER B | 178867206 |
| — | GUARANTY BANCORP DEL | 286,461 | $6,932 | 0.6% | $14.55 | — | COM NEW | 40075T607 |
| LEN/B | LENNAR CORP | 198,928 | $6,863 | 0.6% | $30.30 | -6.0% | CL B | 526057302 |
| — | COASTWAY BANCORP INC | 430,000 | $6,730 | 0.6% | $10.28 | — | COM | 190632109 |
| RF | REGIONS FINL CORP NEW | 465,000 | $6,677 | 0.6% | $6.45 | +37.1% | COM | 7591EP100 |
| — | ESSA BANCORP INC | 415,600 | $6,533 | 0.6% | $12.28 | — | COM | 29667D104 |
| UVSP | UNIVEST CORP PA | 211,100 | $6,523 | 0.6% | $22.30 | +19.6% | COM | 915271100 |
| — | COMMUNITY BANKERS TR CORP | 882,100 | $6,395 | 0.6% | $5.82 | — | COM | 203612106 |
| — | WOLVERINE BANCORP INC | 200,000 | $6,320 | 0.6% | $20.42 | — | COM | 977880103 |
| FNB | FNB CORP PA | 353,300 | $5,663 | 0.5% | $9.99 | 0.0% | COM | 302520101 |
| — | VERITEX HLDGS INC | 210,000 | $5,609 | 0.5% | $26.71 | — | COM | 923451108 |
| KRE | SPDR SERIES TRUST | 100,000 | $5,558 | 0.5% | — | — | Put | 78464A698 |
| EQBK | EQUITY BANCSHARES INC | 165,000 | $5,551 | 0.5% | $28.00 | 0.0% | COM CL A | 29460X109 |
| PB | PROSPERITY BANCSHARES INC | 77,200 | $5,541 | 0.5% | $44.61 | +7.7% | COM | 743606105 |
| NRIM | NORTHRIM BANCORP INC | 175,200 | $5,536 | 0.5% | $4.15 | +19.4% | COM | 666762109 |
| FCCO | FIRST CMNTY CORP S C | 302,571 | $5,461 | 0.5% | $7.04 | +84.9% | COM | 319835104 |
| — | Standard Financial Corp. | 211,500 | $5,330 | 0.5% | $19.94 | — | COM | 853393106 |
| — | FIRST MIDWEST BANCORP DEL | 204,800 | $5,167 | 0.5% | $15.08 | — | COM | 320867104 |
| — | WASHINGTONFIRST BANKSHARES I | 178,250 | $5,167 | 0.5% | $22.80 | — | COM | 940730104 |
| — | SYNOVUS FINL CORP | 125,000 | $5,135 | 0.5% | $28.76 | — | COM NEW | 87161C501 |
| — | POAGE BANKSHARES INC | 270,505 | $5,085 | 0.5% | $15.53 | — | COM | 730206109 |
| — | FNB CORP PA | 386,888 | $4,979 | 0.4% | $12.87 | — | *W $3.161 EXP 1/30/2019 | 302520945 |
| — | UNITED CMNTY BANCORP IND | 296,886 | $4,958 | 0.4% | $10.69 | — | COM | 90984R101 |
| FHN | FIRST HORIZON NATL CORP | 245,000 | $4,902 | 0.4% | $12.82 | 0.0% | COM | 320517105 |
| TPH | TRI POINTE GROUP INC | 423,500 | $4,862 | 0.4% | $11.95 | 0.0% | COM | 87265H109 |
| HOPE | HOPE BANCORP INC | 220,000 | $4,816 | 0.4% | $16.45 | +14.9% | COM | 43940T109 |
| IROQ | IF BANCORP INC | 255,000 | $4,718 | 0.4% | $15.44 | +22.2% | COM | 44951J105 |
| — | TD AMERITRADE HLDG CORP | 107,600 | $4,691 | 0.4% | $43.60 | — | COM | 87236Y108 |
| WSFS | WSFS FINL CORP | 100,000 | $4,635 | 0.4% | $38.81 | +3.6% | COM | 929328102 |
| — | E TRADE FINANCIAL CORP | 132,200 | $4,581 | 0.4% | $24.44 | — | COM NEW | 269246401 |
| CTBI | COMMUNITY TR BANCORP INC | 89,400 | $4,434 | 0.4% | $23.88 | +21.4% | COM | 204149108 |
| WAL | WESTERN ALLIANCE BANCORP | 83,900 | $4,087 | 0.4% | $37.34 | 0.0% | COM | 957638109 |
| HBAN | HUNTINGTON BANCSHARES INC | 306,600 | $4,053 | 0.4% | $7.91 | 0.0% | COM | 446150104 |
| TROW | PRICE T ROWE GROUP INC | 52,900 | $3,981 | 0.4% | $50.63 | 0.0% | COM | 74144T108 |
| — | Polonia Bancorp, Inc. | 317,400 | $3,928 | 0.4% | $9.38 | — | COM | 73158Q109 |
| SMBC | SOUTHERN MO BANCORP INC | 109,200 | $3,863 | 0.3% | $13.79 | +75.9% | COM | 843380106 |
| WNEB | WESTERN NEW ENG BANCORP INC | 411,102 | $3,844 | 0.3% | $6.49 | 0.0% | COM | 958892101 |
| TD | TORONTO DOMINION BK ONT | 74,500 | $3,676 | 0.3% | $46.74 | 0.0% | COM NEW | 891160509 |
| — | BRYN MAWR BK CORP | 86,425 | $3,643 | 0.3% | $31.74 | — | COM | 117665109 |
| — | HMN FINL INC | 277,778 | $3,597 | 0.3% | $12.95 | — | *W $4.68 EXP 12/23/2018 | 40424G975 |
| PBHC | PATHFINDER BANCORP INC MD | 266,056 | $3,589 | 0.3% | $7.97 | +29.4% | COM | 70319R109 |
| — | Bay Banks of Virginia, Inc. | 469,700 | $3,570 | 0.3% | $5.80 | — | COM | 072035108 |
| — | MELROSE BANCORP INC | 194,240 | $3,487 | 0.3% | $13.31 | — | COM | 585553100 |
| — | DCB Financial Corp | 185,267 | $3,437 | 0.3% | $7.35 | — | COM | 233075100 |
| EVR | EVERCORE PARTNERS INC | 50,000 | $3,435 | 0.3% | $40.48 | +24.8% | CLASS A | 29977A105 |
| CAC | CAMDEN NATL CORP | 76,200 | $3,387 | 0.3% | $25.16 | +5.0% | COM | 133034108 |
| BOTJ | BANK OF THE ST JAMES FINL GP | 217,800 | $3,304 | 0.3% | $8.64 | +15.0% | COM | 470299108 |
| — | PACIFIC MERCANTILE BANCORP | 445,000 | $3,249 | 0.3% | $7.06 | — | COM | 694552100 |
| — | PB BANCORP INC | 323,431 | $3,202 | 0.3% | $8.40 | — | COM | 70454T100 |
| TFIN | TRIUMPH BANCORP INC | 117,068 | $3,061 | 0.3% | $16.11 | +32.4% | COM | 89679E300 |
| EQFN | EQUITABLE FINL CORP NEW | 308,629 | $3,055 | 0.3% | $8.28 | +9.4% | COM | 29448T105 |
| — | First American International Corp. | 168,880 | $3,048 | 0.3% | $17.34 | — | COM | 31849X107 |
| OTTW | OTTAWA BANCORP INC | 237,785 | $3,027 | 0.3% | $8.77 | 0.0% | COM | 689195105 |
| NTB | BANK OF NT BUTTERFIELD&SON L | 95,000 | $2,987 | 0.3% | $16.00 | +15.7% | SHS NEW | G0772R208 |
| — | BANK COMM HLDGS | 310,000 | $2,945 | 0.3% | $6.42 | — | COM | 06424J103 |
| CFG | CITIZENS FINL GROUP INC | 82,300 | $2,932 | 0.3% | $17.16 | +24.3% | COM | 174610105 |
| — | COMMUNITY WEST BANCSHARES | 308,500 | $2,851 | 0.3% | $6.81 | — | COM | 204157101 |
| — | HAMILTON BANCORP INC MD | 200,000 | $2,850 | 0.3% | $13.24 | — | COM | 407015106 |
| UBSI | UNITED BANKSHARES INC WEST V | 60,000 | $2,775 | 0.2% | $42.45 | 0.0% | COM | 909907107 |
| — | MB Bancorp, Inc. | 188,500 | $2,771 | 0.2% | $11.06 | — | COM | 55280E104 |
| — | TERRITORIAL BANCORP INC | 81,981 | $2,692 | 0.2% | $22.43 | — | COM | 88145X108 |
| PEBK | PEOPLES BANCORP N C INC | 105,000 | $2,632 | 0.2% | $16.53 | +21.3% | COM | 710577107 |
| AL | AIR LEASE CORP | 75,000 | $2,575 | 0.2% | $28.37 | 0.0% | CL A | 00912X302 |
| — | AJS Bancorp, Inc. | 169,100 | $2,570 | 0.2% | $12.71 | — | COM | 001503101 |
| — | ANNALY CAP MGMT INC | 250,000 | $2,493 | 0.2% | $9.97 | — | COM | 035710409 |
| — | TWO RIV BANCORP | 156,437 | $2,334 | 0.2% | $9.51 | — | COM | 90207C105 |
| — | FRANKLIN FINL NETWORK INC | 55,000 | $2,302 | 0.2% | $41.85 | — | COM | 35352P104 |
| — | GUARANTY FED BANCSHARES INC | 107,600 | $2,279 | 0.2% | $15.25 | — | COM | 40108P101 |
| — | SUTHERLAND ASSET MGMT CORP M | 167,116 | $2,248 | 0.2% | $13.45 | — | COM | 86933G105 |
| — | Pilgrim Bancshares, Inc. | 153,900 | $2,247 | 0.2% | $11.30 | — | COM | 72143J105 |
| ASB | ASSOCIATED BANC CORP | 89,800 | $2,218 | 0.2% | $12.96 | +23.0% | COM | 045487105 |
| — | INDEPENDENT BK GROUP INC | 35,000 | $2,184 | 0.2% | $62.40 | — | COM | 45384B106 |
| — | HMN FINL INC | 124,800 | $2,184 | 0.2% | $12.53 | — | COM | 40424G108 |
| AVBH | Avidbank Holdings, Inc. | 120,353 | $2,160 | 0.2% | $11.95 | +40.0% | COM | 05368J103 |
| — | WSFS Financial Corporation 6.25 Pfd. Stock | 83,275 | $2,115 | 0.2% | $26.50 | — | 6.50% PFD | 929328409 |
| — | Central Federal Bancshares, Inc. | 165,500 | $2,102 | 0.2% | $10.84 | — | Unlisted | 15346T107 |
| VLY | VALLEY NATL BANCORP | 175,000 | $2,037 | 0.2% | $10.69 | 0.0% | COM | 919794107 |
| HNNA | HENNESSY ADVISORS INC | 62,804 | $1,994 | 0.2% | $14.32 | +48.0% | COM | 425885100 |
| UBFO | UNITED SECURITY BANCSHARES C | 250,097 | $1,938 | 0.2% | $3.28 | +27.3% | COM | 911460103 |
| — | STONEGATE MTG CORP | 322,600 | $1,926 | 0.2% | $14.32 | — | COM | 86181Q300 |
| — | JACKSONVILLE BANCORP INC MD | 63,769 | $1,913 | 0.2% | $20.01 | — | COM | 46924R106 |
| EWBC | EAST WEST BANCORP INC | 35,000 | $1,779 | 0.2% | $35.99 | 0.0% | COM | 27579R104 |
| EFSC | ENTERPRISE FINL SVCS CORP | 39,900 | $1,716 | 0.2% | $31.06 | 0.0% | COM | 293712105 |
| CMA | COMERICA INC | 25,000 | $1,703 | 0.2% | $26.45 | +52.6% | Call | 200340107 |
| QNBC | QNB Corporation | 45,927 | $1,644 | 0.1% | $30.86 | +12.8% | COM | 74726N107 |
| — | LEGACY TEX FINL GROUP INC | 34,800 | $1,498 | 0.1% | $31.87 | — | COM | 52471Y106 |
| — | FIRST SOUTH BANCORP INC VA | 118,271 | $1,413 | 0.1% | $9.02 | — | COM | 33646W100 |
| V | VISA INC | 17,500 | $1,365 | 0.1% | $75.44 | 0.0% | COM CL A | 92826C839 |
| — | OM ASSET MGMT PLC | 89,400 | $1,296 | 0.1% | $13.48 | — | SHS | G67506108 |
| — | Sunshine Financial Inc. | 66,000 | $1,287 | 0.1% | $18.47 | — | COM | 86782T109 |
| HBCP | HOME BANCORP INC | 32,985 | $1,274 | 0.1% | $21.21 | +21.5% | COM | 43689E107 |
| SHBI | SHORE BANCSHARES INC | 76,200 | $1,162 | 0.1% | $9.30 | +48.2% | COM | 825107105 |
| — | SB FINL GROUP INC | 80,000 | $1,134 | 0.1% | $11.25 | — | DEP SHS PFD 6.5% | 78408D204 |
| — | Sugar Creek Financial Corporation | 83,575 | $1,095 | 0.1% | $10.13 | — | COM | 86481Y102 |
| — | MIDDLEBURG FINANCIAL CORP | 30,000 | $1,043 | 0.1% | $27.24 | — | COM | 596094102 |
| OVLY | OAK VALLEY BANCORP OAKDALE C | 82,825 | $1,039 | 0.1% | $9.55 | +18.1% | COM | 671807105 |
| — | FIRST DEFIANCE FINL CORP | 20,188 | $1,024 | 0.1% | $50.72 | — | COM | 32006W106 |
| — | FSB BANCORP INC | 71,541 | $1,016 | 0.1% | $12.50 | — | COM | 30289C102 |
| — | First Intercontinental Bank | 131,439 | $954 | 0.1% | $7.21 | — | COM | 32056Y101 |
| — | JPMORGAN CHASE & CO | 20,000 | $885 | 0.1% | $44.25 | — | *W EXP 10/28/201 | 46634E114 |
| — | New Bancorp, Inc. | 66,200 | $880 | 0.1% | $13.00 | — | COM | 642142103 |
| — | Sunnyside Bancorp, Inc. | 64,871 | $863 | 0.1% | $10.20 | — | COM | 867475105 |
| FNF | FIDELITY NATIONAL FINANCIAL | 24,800 | $842 | 0.1% | $16.16 | +3.0% | FNF GROUP COM | 31620R303 |
| — | SOUTHWEST BANCORP INC OKLA | 27,700 | $803 | 0.1% | $14.28 | — | COM | 844767103 |
| — | West End Indiana Bancshares, Inc. | 22,800 | $775 | 0.1% | $19.76 | — | COM | 952678100 |
| — | Meetinghouse Bancorp, Inc. | 45,300 | $757 | 0.1% | $12.00 | — | COM | 58514H109 |
| BCTF | BANCORP 34 INC | 60,000 | $755 | 0.1% | $10.69 | 0.0% | COM | 05970V106 |
| WLFC | WILLIS LEASE FINANCE CORP | 25,000 | $640 | 0.1% | $14.76 | +75.5% | COM | 970646105 |
| — | LEGG MASON INC | 20,000 | $598 | 0.1% | $31.70 | — | COM | 524901105 |
| — | New Jersey Community Bank | 160,488 | $586 | 0.1% | $5.30 | — | COM | 64577U102 |
| — | HERITAGE OAKS BANCORP | 47,000 | $580 | 0.1% | $7.53 | — | COM | 42724R107 |
| PLBC | PLUMAS BANCORP | 27,323 | $519 | 0.0% | $12.87 | +9.6% | COM | 729273102 |
| — | SUNSHINE BANCORP INC | 30,000 | $514 | 0.0% | $17.13 | — | COM | 86777J108 |
| — | PNC FINL SVCS GROUP INC | 10,000 | $493 | 0.0% | $25.20 | — | *W EXP 12/31/201 | 693475121 |
| — | PRUDENTIAL BANCORP INC NEW | 25,886 | $443 | 0.0% | $10.80 | — | COM | 74431A101 |
| SAMG | SILVERCREST ASSET MGMT GROUP | 33,434 | $440 | 0.0% | $13.05 | -4.5% | CL A | 828359109 |
| FCNCA | FIRST CTZNS BANCSHARES INC N | 1,200 | $426 | 0.0% | $216.02 | +46.5% | CL A | 31946M103 |
| — | Four Oaks Fincorp, Inc. | 160,500 | $425 | 0.0% | $2.19 | — | Unlisted | 350891107 |
| — | Carolina Alliance Bank | 34,439 | $420 | 0.0% | $9.90 | — | Unlisted | 14376R107 |
| — | Minden Bancorp, Inc. | 14,900 | $339 | 0.0% | $18.98 | — | COM | 60255R106 |
| — | Hibernia Bancorp, Inc. | 15,000 | $319 | 0.0% | $18.92 | — | COM | 42866N104 |
| HTBK | HERITAGE COMMERCE CORP | 21,257 | $307 | 0.0% | $7.52 | +61.6% | COM | 426927109 |
| — | SUNTRUST BKS INC | 10,000 | $212 | 0.0% | $10.00 | — | *W EXP 12/31/201 | 867914129 |
| AMBZ | American Business Bank | 6,000 | $210 | 0.0% | $30.41 | 0.0% | Unlisted | 02475L105 |
| TRCY | Tri City Bankshares Corporation | 10,435 | $200 | 0.0% | $19.17 | — | Unlisted | 895364107 |
| — | PARAGON COML CORP | 2,902 | $127 | 0.0% | $43.76 | — | COM NEW | 69911U403 |
| NIC | NICOLET BANKSHARES INC | 1,700 | $81 | 0.0% | $40.56 | 0.0% | COM | 65406E102 |
| CIZN | CITIZENS HLDG CO MISS | 2,800 | $72 | 0.0% | $15.49 | 0.0% | COM | 174715102 |
| — | Community Bank Of Santa Maria | 550 | $5 | 0.0% | $9.09 | — | Unlisted | 203598107 |
| — | CARROLL BANCORP INC | 12,169 | $0 | 0.0% | — | — | *W $16 EXP 3/20/2017 | 114702115 |