NEEDHAM INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001167212 · Show all filings

Period: Q3 2021 (← Previous) (Next →)

Filing Date: Nov 15, 2021

Total Value ($000): $749,188 (100.0% shares, 0.0% debt)

Holdings (122)

ASPN ASPEN AEROGELS INC 5.9%
Value ($000) $44,192 Shares 960,500 Est. Cost $8.11 Unrealized +388.6%
ENTG ENTEGRIS INC 4.8%
Value ($000) $35,756 Shares 284,000 Est. Cost $9.84 Unrealized +1104.1%
VICR VICOR CORP 4.0%
Value ($000) $30,032 Shares 223,850 Est. Cost $27.49 Unrealized +334.6%
PDFS PDF SOLUTIONS INC 3.9%
Value ($000) $29,122 Shares 1,264,000 Est. Cost $16.15 Unrealized +27.5%
MKSI MKS INSTRS INC 3.1%
Value ($000) $23,392 Shares 155,000 Est. Cost $87.54 Unrealized +69.2%
FORM FORMFACTOR INC 2.9%
Value ($000) $21,931 Shares 587,500 Est. Cost $14.33 Unrealized +159.7%
TMO THERMO FISHER SCIENTIFIC INC 2.9%
Value ($000) $21,711 Shares 38,000 Est. Cost $80.32 Unrealized +575.2%
LAB FLUIDIGM CORP DEL 2.9%
Value ($000) $21,682 Shares 3,290,000 Est. Cost $5.37 Unrealized +22.5%
NVMI NOVA LTD 2.7%
Value ($000) $20,202 Shares 197,500 Est. Cost $9.19 Unrealized +978.7%
CMCSA COMCAST CORP NEW 2.3%
Value ($000) $17,003 Shares 304,000 Est. Cost $22.71 Unrealized +126.3%
PLAB PHOTRONICS INC 2.0%
Value ($000) $14,724 Shares 1,080,200 Est. Cost $11.08 Unrealized +22.4%
SUPER MICRO COMPUTER INC 1.9%
Value ($000) $14,445 Shares 395,000 Est. Cost $22.29 Unrealized
II-VI INC 1.9%
Value ($000) $14,128 Shares 238,000 Est. Cost $40.01 Unrealized
VRAYQ VIEWRAY INC 1.8%
Value ($000) $13,830 Shares 1,918,200 Est. Cost $4.00 Unrealized +58.0%
ADTRAN INC 1.7%
Value ($000) $12,663 Shares 675,000 Est. Cost $14.30 Unrealized
LABORATORY CORP AMER HLDGS 1.6%
Value ($000) $12,232 Shares 43,463 Est. Cost $112.92 Unrealized
VECO VEECO INSTRS INC DEL 1.6%
Value ($000) $12,071 Shares 543,500 Est. Cost $12.39 Unrealized +79.7%
TLS TELOS CORP MD 1.6%
Value ($000) $12,064 Shares 424,500 Est. Cost $28.76 Unrealized +4.7%
BENEFITFOCUS INC 1.6%
Value ($000) $12,044 Shares 1,085,000 Est. Cost $12.86 Unrealized
SUMO LOGIC INC 1.6%
Value ($000) $11,929 Shares 740,000 Est. Cost $19.94 Unrealized
AKTSQ AKOUSTIS TECHNOLOGIES INC 1.6%
Value ($000) $11,640 Shares 1,200,000 Est. Cost $9.08 Unrealized +5.5%
KMX CARMAX INC 1.5%
Value ($000) $11,452 Shares 89,500 Est. Cost $45.40 Unrealized +193.1%
CORNERSTONE ONDEMAND INC 1.5%
Value ($000) $11,452 Shares 200,000 Est. Cost $43.81 Unrealized
VPG VISHAY PRECISION GROUP INC 1.5%
Value ($000) $11,439 Shares 329,000 Est. Cost $29.05 Unrealized +24.9%
NEOPHOTONICS CORP 1.3%
Value ($000) $9,994 Shares 1,147,500 Est. Cost $10.08 Unrealized
INTEVAC INC 1.3%
Value ($000) $9,919 Shares 2,075,000 Est. Cost $6.15 Unrealized
TEKLA LIFE SCIENCES INVS 1.2%
Value ($000) $9,360 Shares 450,000 Est. Cost $23.80 Unrealized
KVHI KVH INDS INC 1.2%
Value ($000) $9,246 Shares 959,998 Est. Cost $10.89 Unrealized -0.4%
TREE LENDINGTREE INC NEW 1.2%
Value ($000) $8,949 Shares 64,000 Est. Cost $147.92 Unrealized
CMRC BIGCOMMERCE HLDGS INC 1.1%
Value ($000) $8,608 Shares 170,000 Est. Cost $63.62 Unrealized -4.2%
TEKLA HEALTHCARE INVS 1.1%
Value ($000) $8,561 Shares 334,800 Est. Cost $30.25 Unrealized
INFINERA CORP 1.1%
Value ($000) $8,320 Shares 1,000,000 Est. Cost $9.44 Unrealized
AXTI AXT INC 1.1%
Value ($000) $7,914 Shares 950,000 Est. Cost $5.25 Unrealized +77.3%
VSH VISHAY INTERTECHNOLOGY INC 1.0%
Value ($000) $7,856 Shares 391,050 Est. Cost $15.47 Unrealized +27.6%
SIENTRA INC 1.0%
Value ($000) $7,821 Shares 1,365,000 Est. Cost $4.86 Unrealized
LIMELIGHT NETWORKS INC 1.0%
Value ($000) $7,735 Shares 3,250,000 Est. Cost $4.25 Unrealized
VSAT VIASAT INC 1.0%
Value ($000) $7,412 Shares 134,600 Est. Cost $50.42 Unrealized +1.3%
GILD GILEAD SCIENCES INC 0.9%
Value ($000) $6,985 Shares 100,000 Est. Cost $36.21 Unrealized +64.0%
AAPL APPLE INC 0.9%
Value ($000) $6,934 Shares 49,000 Est. Cost $81.69 Unrealized +76.2%
KLAC KLA CORP 0.9%
Value ($000) $6,691 Shares 20,000 Est. Cost $98.08 Unrealized +225.0%
FEIM FREQUENCY ELECTRS INC 0.9%
Value ($000) $6,431 Shares 618,342 Est. Cost $8.04 Unrealized -0.5%
MDT MEDTRONIC PLC 0.9%
Value ($000) $6,398 Shares 51,041 Est. Cost $58.10 Unrealized +95.3%
AZTA BROOKS AUTOMATION INC NEW 0.8%
Value ($000) $6,141 Shares 60,000 Est. Cost $89.48 Unrealized 0.0%
YEXT YEXT INC 0.8%
Value ($000) $6,135 Shares 510,000 Est. Cost $14.67 Unrealized -12.1%
SSSS SURO CAPITAL CORP 0.8%
Value ($000) $6,061 Shares 469,488 Est. Cost $8.14 Unrealized +61.4%
ACVA ACV AUCTIONS INC 0.8%
Value ($000) $5,859 Shares 327,500 Est. Cost $24.49 Unrealized -13.3%
HON HONEYWELL INTL INC 0.8%
Value ($000) $5,626 Shares 26,500 Est. Cost $53.13 Unrealized +266.3%
BA BOEING CO 0.7%
Value ($000) $5,499 Shares 25,000 Est. Cost $80.37 Unrealized +177.5%
WAB WABTEC 0.7%
Value ($000) $5,474 Shares 63,500 Est. Cost $68.42 Unrealized +22.8%
EHC ENCOMPASS HEALTH CORP 0.7%
Value ($000) $5,253 Shares 70,000 Est. Cost $38.63 Unrealized +55.5%
AKAM AKAMAI TECHNOLOGIES INC 0.7%
Value ($000) $5,021 Shares 48,000 Est. Cost $46.73 Unrealized +144.5%
NVGS NAVIGATOR HLDGS LTD 0.7%
Value ($000) $4,873 Shares 547,500 Est. Cost $9.96 Unrealized -10.7%
CYRX CRYOPORT INC 0.6%
Value ($000) $4,789 Shares 72,000 Est. Cost $6.68 Unrealized +823.0%
BDX BECTON DICKINSON & CO 0.6%
Value ($000) $4,671 Shares 19,000 Est. Cost $78.11 Unrealized +192.0%
HEI HEICO CORP NEW 0.6%
Value ($000) $4,629 Shares 35,100 Est. Cost $131.00 Unrealized +0.5%
EVERBRIDGE INC 0.6%
Value ($000) $4,456 Shares 29,500 Est. Cost $93.68 Unrealized
AEIS ADVANCED ENERGY INDS 0.6%
Value ($000) $4,388 Shares 50,000 Est. Cost $91.96 Unrealized 0.0%
TTD THE TRADE DESK INC 0.6%
Value ($000) $4,183 Shares 59,500 Est. Cost $57.80 Unrealized +33.8%
PSN PARSONS CORP DEL 0.5%
Value ($000) $3,798 Shares 112,500 Est. Cost $36.17 Unrealized +0.9%
LASR NLIGHT INC 0.5%
Value ($000) $3,749 Shares 133,000 Est. Cost $29.81 Unrealized -0.2%
SITM SITIME CORP 0.5%
Value ($000) $3,573 Shares 17,500 Est. Cost $23.14 Unrealized +670.9%
EGHT 8X8 INC NEW 0.5%
Value ($000) $3,509 Shares 150,000 Est. Cost $26.37 Unrealized -5.0%
BOH BANK HAWAII CORP 0.4%
Value ($000) $3,287 Shares 40,000 Est. Cost $68.14 Unrealized 0.0%
CMBM CAMBIUM NETWORKS CORP 0.4%
Value ($000) $2,687 Shares 74,250 Est. Cost $7.09 Unrealized +457.9%
BROOKFIELD ASSET MGMT INC 0.3%
Value ($000) $2,477 Shares 46,294 Est. Cost $46.36 Unrealized
HAWAIIAN HOLDINGS INC 0.3%
Value ($000) $2,439 Shares 112,600 Est. Cost $26.05 Unrealized
SMID SMITH MIDLAND CORP 0.3%
Value ($000) $2,219 Shares 160,000 Est. Cost $9.33 Unrealized +96.4%
IPGP IPG PHOTONICS CORP 0.3%
Value ($000) $2,099 Shares 13,250 Est. Cost $91.59 Unrealized +100.6%
AL AIR LEASE CORP 0.3%
Value ($000) $2,066 Shares 52,500 Est. Cost $30.51 Unrealized +23.0%
QTWO Q2 HLDGS INC 0.3%
Value ($000) $1,963 Shares 24,500 Est. Cost $13.56 Unrealized +575.8%
ARLO ARLO TECHNOLOGIES INC 0.3%
Value ($000) $1,954 Shares 305,000 Est. Cost $6.07 Unrealized +2.5%
MRAM EVERSPIN TECHNOLOGIES INC 0.3%
Value ($000) $1,944 Shares 300,000 Est. Cost $5.93 Unrealized +3.5%
NEW YORK CMNTY BANCORP INC 0.3%
Value ($000) $1,931 Shares 150,000 Est. Cost $12.87 Unrealized
FLOTEK INDS INC DEL 0.3%
Value ($000) $1,890 Shares 1,500,000 Est. Cost $1.65 Unrealized
TSM TAIWAN SEMICONDUCTOR MFG LTD 0.2%
Value ($000) $1,842 Shares 16,500 Est. Cost $42.34 Unrealized
GSE SYS INC 0.2%
Value ($000) $1,815 Shares 1,235,000 Est. Cost $1.98 Unrealized
SHARPS COMPLIANCE CORP 0.2%
Value ($000) $1,637 Shares 198,000 Est. Cost $9.07 Unrealized
EQIX EQUINIX INC 0.2%
Value ($000) $1,580 Shares 2,000 Est. Cost $176.90 Unrealized +330.8%
LAM RESEARCH CORP 0.2%
Value ($000) $1,423 Shares 2,500 Est. Cost $82.80 Unrealized
CHANNELADVISOR CORP 0.2%
Value ($000) $1,388 Shares 55,000 Est. Cost $13.01 Unrealized
ODC OIL DRI CORP AMER 0.2%
Value ($000) $1,383 Shares 39,500 Est. Cost $16.82 Unrealized +4.2%
CRAI CRA INTL INC 0.2%
Value ($000) $1,192 Shares 12,000 Est. Cost $37.02 Unrealized +130.7%
G1 THERAPEUTICS INC 0.2%
Value ($000) $1,188 Shares 88,500 Est. Cost $15.32 Unrealized
GLW CORNING INC 0.2%
Value ($000) $1,186 Shares 32,500 Est. Cost $10.49 Unrealized +236.5%
AMAT APPLIED MATLS INC 0.2%
Value ($000) $1,159 Shares 9,000 Est. Cost $26.82 Unrealized +386.9%
SKYT SKYWATER TECHNOLOGY INC 0.1%
Value ($000) $1,116 Shares 41,000 Est. Cost $25.22 Unrealized +3.2%
SEMR SEMRUSH HLDGS INC 0.1%
Value ($000) $1,113 Shares 48,233 Est. Cost $13.72 Unrealized +68.0%
LMAT LEMAITRE VASCULAR INC 0.1%
Value ($000) $1,088 Shares 20,500 Est. Cost $5.54 Unrealized +876.2%
BRKR BRUKER CORP 0.1%
Value ($000) $1,054 Shares 13,500 Est. Cost $46.88 Unrealized +74.7%
DUCK CREEK TECHNOLOGIES INC 0.1%
Value ($000) $1,045 Shares 23,600 Est. Cost $44.59 Unrealized
TDUP THREDUP INC 0.1%
Value ($000) $1,030 Shares 47,500 Est. Cost $22.51 Unrealized 0.0%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $1,028 Shares 20,000 Est. Cost $27.02 Unrealized +73.9%
CASA SYS INC 0.1%
Value ($000) $976 Shares 144,000 Est. Cost $8.57 Unrealized
COHU COHU INC 0.1%
Value ($000) $958 Shares 30,000 Est. Cost $39.68 Unrealized -14.2%
CVX CHEVRON CORP NEW 0.1%
Value ($000) $913 Shares 9,000 Est. Cost $84.32 Unrealized -1.2%
TRNS TRANSCAT INC 0.1%
Value ($000) $838 Shares 13,000 Est. Cost $28.94 Unrealized +120.4%
DGX QUEST DIAGNOSTICS INC 0.1%
Value ($000) $836 Shares 5,750 Est. Cost $83.86 Unrealized +60.4%
AMT AMERICAN TOWER CORP NEW 0.1%
Value ($000) $796 Shares 3,000 Est. Cost $213.38 Unrealized +16.5%
TPG PACE SOLUTIONS CORP 0.1%
Value ($000) $754 Shares 75,000 Est. Cost $10.05 Unrealized
AGILE THERAPEUTICS INC 0.1%
Value ($000) $706 Shares 735,000 Est. Cost $2.72 Unrealized
GOOGL ALPHABET INC 0.1%
Value ($000) $668 Shares 250 Est. Cost $67.26 Unrealized +100.8%
ALGM ALLEGRO MICROSYSTEMS INC 0.1%
Value ($000) $575 Shares 18,000 Est. Cost $26.87 Unrealized +9.7%
CLH CLEAN HARBORS INC 0.1%
Value ($000) $572 Shares 5,500 Est. Cost $73.03 Unrealized +34.7%
COUPA SOFTWARE INC 0.1%
Value ($000) $548 Shares 2,500 Est. Cost $32.15 Unrealized
APT ALPHA PRO TECH LTD 0.1%
Value ($000) $505 Shares 75,000 Est. Cost $3.88 Unrealized +112.7%
DDOG DATADOG INC 0.1%
Value ($000) $495 Shares 3,500 Est. Cost $96.41 Unrealized +31.0%
FARO TECHNOLOGIES INC 0.1%
Value ($000) $494 Shares 7,500 Est. Cost $50.40 Unrealized
ALTERYX INC 0.1%
Value ($000) $439 Shares 6,000 Est. Cost $81.33 Unrealized
OMCL OMNICELL COM 0.1%
Value ($000) $430 Shares 2,900 Est. Cost $68.45 Unrealized +123.8%
UGI UGI CORP NEW 0.1%
Value ($000) $426 Shares 10,000 Est. Cost $49.97 Unrealized -8.6%
LITE LUMENTUM HLDGS INC 0.1%
Value ($000) $418 Shares 5,000 Est. Cost $92.56 Unrealized -9.4%
KRP KIMBELL RTY PARTNERS LP 0.0%
Value ($000) $353 Shares 25,000 Est. Cost $15.31 Unrealized
COIN COINBASE GLOBAL INC 0.0%
Value ($000) $341 Shares 1,500 Est. Cost $256.93 Unrealized -4.2%
WORLD WRESTLING ENTMT INC 0.0%
Value ($000) $324 Shares 5,750 Est. Cost $48.19 Unrealized
TTMI TTM TECHNOLOGIES INC 0.0%
Value ($000) $315 Shares 25,000 Est. Cost $12.32 Unrealized +11.6%
ALTAIR ENGR INC 0.0%
Value ($000) $310 Shares 4,500 Est. Cost $68.91 Unrealized
APPN APPIAN CORP 0.0%
Value ($000) $291 Shares 3,150 Est. Cost $39.98 Unrealized +177.1%
DMRC DIGIMARC CORP NEW 0.0%
Value ($000) $224 Shares 6,500 Est. Cost $39.13 Unrealized -24.5%
MRVL MARVELL TECHNOLOGY INC 0.0%
Value ($000) $211 Shares 3,500 Est. Cost $47.96 Unrealized +22.8%
CONVEY HLDG PARENT INC 0.0%
Value ($000) $127 Shares 15,102 Est. Cost $11.38 Unrealized
LUCIRA HEALTH INC 0.0%
Value ($000) $104 Shares 13,672 Est. Cost $12.10 Unrealized
AVROBIO INC 0.0%
Value ($000) $61 Shares 11,000 Est. Cost $5.55 Unrealized