ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Oct 2, 2013

Total Value ($000): $150,686 (100.0% shares, 0.0% debt)

Holdings (93)

BA BOEING CO 5.6%
Value ($000) $8,411 Shares 71,580 Est. Cost $80.37 Unrealized +13.9%
BMY BRISTOL MYERS SQUIBB CO 3.2%
Value ($000) $4,888 Shares 105,616 Est. Cost $28.67 Unrealized +1.9%
TIME WARNER INC 3.1%
Value ($000) $4,745 Shares 72,099 Est. Cost $57.82 Unrealized
METLIFE INC 3.1%
Value ($000) $4,694 Shares 99,973 Est. Cost $45.76 Unrealized
JPMORGAN CHASE & CO 2.9%
Value ($000) $4,417 Shares 85,450 Est. Cost $52.79 Unrealized
DIS WALT DISNEY CO 2.8%
Value ($000) $4,263 Shares 66,100 Est. Cost $56.11 Unrealized +1.5%
GENERAL ELECTRIC CO 2.7%
Value ($000) $4,100 Shares 171,600 Est. Cost $23.19 Unrealized
AXP AMERICAN EXPRESS COMPANY 2.5%
Value ($000) $3,820 Shares 50,581 Est. Cost $59.62 Unrealized +6.1%
PEP PEPSICO INC 2.5%
Value ($000) $3,787 Shares 47,635 Est. Cost $56.00 Unrealized +1.4%
CELGENE CORP 2.5%
Value ($000) $3,744 Shares 24,292 Est. Cost $116.99 Unrealized
BAC BANK OF AMERICA CORP 2.4%
Value ($000) $3,690 Shares 267,371 Est. Cost $10.03 Unrealized +12.0%
WFC WELLS FARGO & CO 2.3%
Value ($000) $3,466 Shares 83,870 Est. Cost $27.36 Unrealized +10.3%
LVS LAS VEGAS SANDS CORP 2.3%
Value ($000) $3,458 Shares 52,060 Est. Cost $38.99 Unrealized +4.3%
MERCK & CO INC 2.3%
Value ($000) $3,429 Shares 72,025 Est. Cost $46.45 Unrealized
C CITIGROUP INC 2.2%
Value ($000) $3,319 Shares 68,420 Est. Cost $35.76 Unrealized +5.2%
HD HOME DEPOT INC 2.1%
Value ($000) $3,239 Shares 42,700 Est. Cost $56.05 Unrealized +3.2%
CISCO SYSTEMS INC 2.1%
Value ($000) $3,102 Shares 132,405 Est. Cost $24.27 Unrealized
EXXON MOBIL CORP 1.9%
Value ($000) $2,815 Shares 32,716 Est. Cost $90.35 Unrealized
SUNTRUST BANKS INC 1.9%
Value ($000) $2,803 Shares 86,445 Est. Cost $31.57 Unrealized
UNITEDHEALTH GROUP INC 1.9%
Value ($000) $2,802 Shares 39,130 Est. Cost $65.48 Unrealized
ADP AUTOMATIC DATA PROCESSING INC 1.8%
Value ($000) $2,767 Shares 38,222 Est. Cost $45.09 Unrealized +7.2%
HAL HALLIBURTON COMPANY 1.8%
Value ($000) $2,750 Shares 57,120 Est. Cost $33.21 Unrealized +12.4%
TARGET CORP 1.8%
Value ($000) $2,723 Shares 42,566 Est. Cost $68.86 Unrealized
NEXTERA ENERGY INC 1.8%
Value ($000) $2,708 Shares 33,788 Est. Cost $81.48 Unrealized
BB&T CORP 1.7%
Value ($000) $2,502 Shares 74,145 Est. Cost $33.88 Unrealized
THE TRAVELERS COMPANIES INC 1.6%
Value ($000) $2,402 Shares 28,340 Est. Cost $79.92 Unrealized
FOREST LABORATORIES INC 1.5%
Value ($000) $2,306 Shares 53,885 Est. Cost $41.01 Unrealized
UNITED TECHNOLOGIES CORP 1.5%
Value ($000) $2,278 Shares 21,124 Est. Cost $92.94 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $2,236 Shares 67,194 Est. Cost $26.70 Unrealized +1.1%
USB US BANCORP DEL COM 1.4%
Value ($000) $2,161 Shares 59,065 Est. Cost $22.41 Unrealized +8.6%
PRU PRUDENTIAL FINANCIAL INC 1.4%
Value ($000) $2,082 Shares 26,700 Est. Cost $38.68 Unrealized +21.6%
BK BANK NEW YORK MELLON CORP 1.4%
Value ($000) $2,055 Shares 68,065 Est. Cost $21.22 Unrealized +7.3%
AON PLC SHS CL A 1.4%
Value ($000) $2,051 Shares 27,555 Est. Cost $64.35 Unrealized
HEWLETT PACKARD CO 1.3%
Value ($000) $1,998 Shares 95,190 Est. Cost $24.80 Unrealized
CVX CHEVRON CORPORATION 1.3%
Value ($000) $1,904 Shares 15,670 Est. Cost $71.30 Unrealized +2.5%
MAR MARRIOTT INTERNATIONAL INC NEW 1.2%
Value ($000) $1,745 Shares 41,495 Est. Cost $36.65 Unrealized -0.2%
SLB SCHLUMBERGER LTD 1.1%
Value ($000) $1,697 Shares 19,208 Est. Cost $52.90 Unrealized +11.5%
NATIONAL-OILWELL VARCO INC 1.1%
Value ($000) $1,604 Shares 20,534 Est. Cost $68.88 Unrealized
ANHEUSER-BUSCH INBEV SA SPONSO 0.9%
Value ($000) $1,395 Shares 14,059 Est. Cost $90.26 Unrealized
CAMERON INTERNATIONAL CORPORAT 0.9%
Value ($000) $1,377 Shares 23,598 Est. Cost $61.15 Unrealized
ABBVIE INC 0.9%
Value ($000) $1,364 Shares 30,495 Est. Cost $41.35 Unrealized
QCOM QUALCOMM INC 0.9%
Value ($000) $1,356 Shares 20,143 Est. Cost $45.06 Unrealized +3.3%
PG PROCTER & GAMBLE CO 0.9%
Value ($000) $1,293 Shares 17,099 Est. Cost $55.00 Unrealized +2.2%
ABT ABBOTT LABORATORIES 0.8%
Value ($000) $1,254 Shares 37,775 Est. Cost $28.85 Unrealized -4.0%
PETSMART INC 0.8%
Value ($000) $1,138 Shares 14,926 Est. Cost $66.99 Unrealized
MS MORGAN STANLEY 0.7%
Value ($000) $1,125 Shares 41,743 Est. Cost $17.33 Unrealized +13.4%
DE DEERE & CO 0.7%
Value ($000) $1,015 Shares 12,465 Est. Cost $68.04 Unrealized -3.1%
APD AIR PRODUCTS & CHEMICALS INC 0.7%
Value ($000) $990 Shares 9,290 Est. Cost $61.55 Unrealized +13.9%
MAS MASCO CORP 0.7%
Value ($000) $990 Shares 46,510 Est. Cost $14.92 Unrealized -0.6%
WMT WAL-MART STORES INC 0.6%
Value ($000) $949 Shares 12,825 Est. Cost $19.98 Unrealized -1.0%
F FORD MOTOR CO DEL PAR $0.01 0.6%
Value ($000) $846 Shares 50,175 Est. Cost $7.87 Unrealized +14.6%
EMC CORP-MASS 0.6%
Value ($000) $837 Shares 32,760 Est. Cost $23.62 Unrealized
FMC TECHNOLOGIES INC 0.5%
Value ($000) $820 Shares 14,800 Est. Cost $55.69 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.5%
Value ($000) $808 Shares 13,627 Est. Cost $44.38 Unrealized +0.4%
WEATHERFORD INTERNATIONAL LTD 0.5%
Value ($000) $786 Shares 51,300 Est. Cost $14.97 Unrealized
3M COMPANY 0.5%
Value ($000) $774 Shares 6,480 Est. Cost $111.01 Unrealized
CONOCOPHILLIPS 0.5%
Value ($000) $766 Shares 11,025 Est. Cost $60.50 Unrealized
ALL ALLSTATE CORP 0.5%
Value ($000) $703 Shares 13,900 Est. Cost $37.12 Unrealized +3.9%
VIACOM INC CLASS B 0.4%
Value ($000) $669 Shares 8,010 Est. Cost $68.04 Unrealized
GENERAL MOTORS COMPANY 0.4%
Value ($000) $647 Shares 17,987 Est. Cost $33.32 Unrealized
GILD GILEAD SCIENCES INC 0.4%
Value ($000) $637 Shares 10,132 Est. Cost $36.21 Unrealized +14.7%
PM PHILIP MORRIS INTERNATIONAL IN 0.4%
Value ($000) $630 Shares 7,281 Est. Cost $49.85 Unrealized -5.0%
VERIZON COMMUNICATIONS 0.4%
Value ($000) $591 Shares 12,666 Est. Cost $50.34 Unrealized
DKS DICKS SPORTING GOODS INC 0.3%
Value ($000) $511 Shares 9,565 Est. Cost $36.98 Unrealized +1.0%
DEVON ENERGY CORPORATION NEW 0.3%
Value ($000) $497 Shares 8,611 Est. Cost $57.72 Unrealized
PFE PFIZER INC 0.3%
Value ($000) $458 Shares 15,947 Est. Cost $16.46 Unrealized -0.6%
AMGN AMGEN INC 0.3%
Value ($000) $453 Shares 4,045 Est. Cost $73.34 Unrealized +5.0%
ALTRIA GROUP INC 0.3%
Value ($000) $435 Shares 12,673 Est. Cost $35.01 Unrealized
CBS CORP CLASS B 0.3%
Value ($000) $414 Shares 7,500 Est. Cost $48.89 Unrealized
MCD MCDONALDS CORP 0.3%
Value ($000) $395 Shares 4,110 Est. Cost $71.80 Unrealized -1.7%
AT&T INC 0.2%
Value ($000) $374 Shares 11,050 Est. Cost $35.41 Unrealized
GATEX GATEWAY FUND CL A 0.2%
Value ($000) $371 Shares 13,201 Est. Cost $27.90 Unrealized
AAPL APPLE INC 0.2%
Value ($000) $360 Shares 755 Est. Cost $13.48 Unrealized +5.9%
KO COCA COLA COMPANY (THE) 0.2%
Value ($000) $343 Shares 9,051 Est. Cost $26.78 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHINE 0.2%
Value ($000) $336 Shares 1,814 Est. Cost $118.94 Unrealized -6.2%
AMZN AMAZON.COM INC 0.2%
Value ($000) $320 Shares 1,024 Est. Cost $13.32 Unrealized +11.9%
MASTERCARD INC 0.2%
Value ($000) $307 Shares 456 Est. Cost $673.25 Unrealized
INTC INTEL CORP 0.2%
Value ($000) $306 Shares 13,333 Est. Cost $16.91 Unrealized 0.0%
TYCO INTERNATIONAL LTD 0.2%
Value ($000) $305 Shares 8,725 Est. Cost $32.93 Unrealized
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $290 Shares 3,350 Est. Cost $59.66 Unrealized +6.5%
CMI CUMMINS INC 0.2%
Value ($000) $248 Shares 1,870 Est. Cost $89.10 Unrealized 0.0%
HP HELMERICH & PAYNE INC 0.2%
Value ($000) $241 Shares 3,500 Est. Cost $61.57 Unrealized +7.2%
SPDR S&P 500 ETF TRUST 0.2%
Value ($000) $239 Shares 1,425 Est. Cost $167.72 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.2%
Value ($000) $236 Shares 7,507 Est. Cost $23.16 Unrealized +2.4%
VERISK ANALYTICS INC CL A 0.2%
Value ($000) $234 Shares 3,600 Est. Cost $65.00 Unrealized
VTI VANGUARD INDEX FUNDS VANGUARD 0.2%
Value ($000) $228 Shares 2,600 Est. Cost $87.69 Unrealized
TRANSCEPT PHARMACEUTICALS INC 0.0%
Value ($000) $64 Shares 20,000 Est. Cost $3.00 Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 221,810 Est. Cost Unrealized
WTS AMERIC INT GR FRAC FRAC CU 0.0%
Value ($000) $0 Shares 68,765 Est. Cost Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
FRACTIONAL KINDER MORGAN MGMT 0.0%
Value ($000) $0 Shares 58,507 Est. Cost Unrealized