ABNER HERRMAN & BROCK LLC Diversified Active

CIK: 0001038661 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Jan 7, 2014

Total Value ($000): $282,120 (100.0% shares, 0.0% debt)

Holdings (97)

BA BOEING CO 5.0%
Value ($000) $14,105 Shares 101,910 Est. Cost $89.47 Unrealized +24.0%
MERCK & CO INC 3.8%
Value ($000) $10,847 Shares 218,074 Est. Cost $48.65 Unrealized
BMY BRISTOL MYERS SQUIBB CO 3.3%
Value ($000) $9,313 Shares 176,910 Est. Cost $30.88 Unrealized +10.6%
JPMORGAN CHASE & CO 3.2%
Value ($000) $9,147 Shares 155,031 Est. Cost $55.58 Unrealized
TIME WARNER INC 3.2%
Value ($000) $9,116 Shares 133,749 Est. Cost $62.58 Unrealized
DIS WALT DISNEY CO 3.1%
Value ($000) $8,778 Shares 115,775 Est. Cost $58.50 Unrealized +5.4%
METLIFE INC 3.1%
Value ($000) $8,756 Shares 163,415 Est. Cost $48.80 Unrealized
GENERAL ELECTRIC CO 2.9%
Value ($000) $8,317 Shares 305,099 Est. Cost $24.97 Unrealized
CELGENE CORP 2.7%
Value ($000) $7,493 Shares 46,077 Est. Cost $138.56 Unrealized
BB&T CORP 2.5%
Value ($000) $7,162 Shares 191,349 Est. Cost $36.06 Unrealized
AXP AMERICAN EXPRESS COMPANY 2.5%
Value ($000) $7,143 Shares 79,632 Est. Cost $63.14 Unrealized +9.7%
BAC BANK OF AMERICA CORP 2.5%
Value ($000) $7,038 Shares 422,458 Est. Cost $10.63 Unrealized +9.9%
WFC WELLS FARGO & CO 2.4%
Value ($000) $6,737 Shares 148,323 Est. Cost $28.84 Unrealized +6.7%
C CITIGROUP INC 2.3%
Value ($000) $6,552 Shares 121,757 Est. Cost $36.59 Unrealized +2.9%
LVS LAS VEGAS SANDS CORP 2.3%
Value ($000) $6,444 Shares 83,396 Est. Cost $43.42 Unrealized +16.9%
PEP PEPSICO INC 2.2%
Value ($000) $6,335 Shares 76,990 Est. Cost $56.67 Unrealized +1.9%
SUNTRUST BANKS INC 2.1%
Value ($000) $6,033 Shares 163,949 Est. Cost $34.04 Unrealized
THE TRAVELERS COMPANIES INC 2.0%
Value ($000) $5,547 Shares 62,380 Est. Cost $84.83 Unrealized
HD HOME DEPOT INC 1.9%
Value ($000) $5,429 Shares 66,948 Est. Cost $57.02 Unrealized +3.0%
ADP AUTOMATIC DATA PROCESSING INC 1.9%
Value ($000) $5,417 Shares 67,868 Est. Cost $47.87 Unrealized +7.5%
HAL HALLIBURTON COMPANY 1.9%
Value ($000) $5,413 Shares 107,569 Est. Cost $37.00 Unrealized +11.6%
FOREST LABORATORIES INC 1.8%
Value ($000) $5,204 Shares 89,005 Est. Cost $47.90 Unrealized
EXXON MOBIL CORP 1.8%
Value ($000) $5,150 Shares 51,677 Est. Cost $93.76 Unrealized
NEXTERA ENERGY INC 1.7%
Value ($000) $4,912 Shares 58,194 Est. Cost $82.71 Unrealized
UNITED TECHNOLOGIES CORP 1.7%
Value ($000) $4,714 Shares 41,796 Est. Cost $102.76 Unrealized
TARGET CORP 1.7%
Value ($000) $4,674 Shares 74,116 Est. Cost $66.39 Unrealized
MAR MARRIOT INTERNATIONAL CLASS A 1.5%
Value ($000) $4,362 Shares 90,040 Est. Cost $38.62 Unrealized +4.4%
HEWLETT PACKARD CO 1.5%
Value ($000) $4,309 Shares 152,312 Est. Cost $26.11 Unrealized
MSFT MICROSOFT CORP 1.5%
Value ($000) $4,214 Shares 116,640 Est. Cost $28.11 Unrealized +6.8%
SLB SCHLUMBERGER LTD 1.4%
Value ($000) $4,071 Shares 46,252 Est. Cost $60.00 Unrealized +8.4%
PRU PRUDENTIAL FINANCIAL INC 1.4%
Value ($000) $3,987 Shares 44,050 Est. Cost $43.73 Unrealized +17.8%
USB US BANCORP DEL COM 1.3%
Value ($000) $3,737 Shares 92,069 Est. Cost $23.47 Unrealized +8.1%
ANHEUSER-BUSCH INBEV SA SPONSO 1.3%
Value ($000) $3,660 Shares 35,698 Est. Cost $97.70 Unrealized
BK BANK NEW YORK MELLON CORP 1.2%
Value ($000) $3,475 Shares 99,425 Est. Cost $22.19 Unrealized +9.5%
AON PLC SHS CL A 1.1%
Value ($000) $3,204 Shares 39,201 Est. Cost $69.51 Unrealized
CVX CHEVRON CORPORATION 1.1%
Value ($000) $3,191 Shares 25,733 Est. Cost $71.76 Unrealized +1.0%
ABT ABBOTT LABORATORIES 1.1%
Value ($000) $3,153 Shares 80,538 Est. Cost $29.05 Unrealized +0.6%
MAS MASCO CORP 1.1%
Value ($000) $3,001 Shares 131,386 Est. Cost $15.32 Unrealized +1.4%
QCOM QUALCOMM INC 1.0%
Value ($000) $2,848 Shares 39,172 Est. Cost $47.63 Unrealized +5.7%
PETSMART INC 1.0%
Value ($000) $2,733 Shares 39,180 Est. Cost $68.70 Unrealized
PG PROCTER & GAMBLE CO 0.9%
Value ($000) $2,650 Shares 32,866 Est. Cost $56.45 Unrealized +2.8%
GENERAL MOTORS COMPANY 0.9%
Value ($000) $2,632 Shares 65,160 Est. Cost $38.44 Unrealized
ABBVIE INC 0.9%
Value ($000) $2,509 Shares 49,800 Est. Cost $44.85 Unrealized
MS MORGAN STANLEY 0.8%
Value ($000) $2,366 Shares 74,835 Est. Cost $19.31 Unrealized +12.9%
EBAY EBAY INC 0.8%
Value ($000) $2,351 Shares 45,399 Est. Cost $19.70 Unrealized 0.0%
WALGREEN CO 0.8%
Value ($000) $2,282 Shares 39,941 Est. Cost $57.13 Unrealized
DE DEERE & CO 0.7%
Value ($000) $1,908 Shares 21,225 Est. Cost $67.80 Unrealized -0.5%
CONOCOPHILLIPS 0.6%
Value ($000) $1,786 Shares 25,415 Est. Cost $66.04 Unrealized
APD AIR PRODUCTS & CHEMICALS INC 0.6%
Value ($000) $1,726 Shares 15,480 Est. Cost $66.86 Unrealized +11.9%
AMGN AMGEN INC 0.6%
Value ($000) $1,686 Shares 14,861 Est. Cost $78.99 Unrealized +2.7%
VERIZON COMMUNICATIONS 0.6%
Value ($000) $1,619 Shares 33,260 Est. Cost $49.31 Unrealized
NATIONAL-OILWELL VARCO INC 0.6%
Value ($000) $1,603 Shares 20,160 Est. Cost $68.88 Unrealized
CL COLGATE PALMOLIVE COMPANY 0.5%
Value ($000) $1,499 Shares 23,367 Est. Cost $46.06 Unrealized +5.1%
DEVON ENERGY CORPORATION NEW 0.5%
Value ($000) $1,492 Shares 24,760 Est. Cost $59.37 Unrealized
3M COMPANY 0.4%
Value ($000) $1,244 Shares 9,038 Est. Cost $118.55 Unrealized
WMT WAL-MART STORES INC 0.4%
Value ($000) $1,128 Shares 14,425 Est. Cost $20.02 Unrealized +1.6%
E I DU PONT DE NEMOURS & CO 0.4%
Value ($000) $1,120 Shares 17,794 Est. Cost $62.94 Unrealized
CAMERON INTERNATIONAL CORPORAT 0.4%
Value ($000) $1,055 Shares 18,015 Est. Cost $61.15 Unrealized
AT&T INC 0.3%
Value ($000) $960 Shares 27,470 Est. Cost $35.13 Unrealized
TYCO INTERNATIONAL LTD 0.3%
Value ($000) $890 Shares 21,806 Est. Cost $37.66 Unrealized
GILD GILEAD SCIENCES INC 0.3%
Value ($000) $768 Shares 10,480 Est. Cost $36.62 Unrealized +32.1%
ALL ALLSTATE CORP 0.3%
Value ($000) $745 Shares 14,019 Est. Cost $37.12 Unrealized +10.7%
VIACOM INC CLASS B 0.2%
Value ($000) $697 Shares 8,131 Est. Cost $68.30 Unrealized
PM PHILIP MORRIS INTERNATIONAL IN 0.2%
Value ($000) $670 Shares 7,883 Est. Cost $49.69 Unrealized -3.7%
PFE PFIZER INC 0.2%
Value ($000) $594 Shares 19,434 Est. Cost $16.67 Unrealized +5.7%
ALTRIA GROUP INC 0.2%
Value ($000) $576 Shares 15,438 Est. Cost $35.42 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $485 Shares 1,231 Est. Cost $14.10 Unrealized +27.5%
CBS CORP CLASS B 0.2%
Value ($000) $480 Shares 7,623 Est. Cost $49.12 Unrealized
F FORD MOTOR CO DEL PAR $0.01 0.2%
Value ($000) $476 Shares 30,575 Est. Cost $7.87 Unrealized +14.4%
JNJ JOHNSON & JOHNSON 0.2%
Value ($000) $456 Shares 4,943 Est. Cost $61.62 Unrealized +6.7%
KO COCA COLA COMPANY (THE) 0.2%
Value ($000) $437 Shares 10,843 Est. Cost $26.81 Unrealized +0.5%
AAPL APPLE INC 0.1%
Value ($000) $411 Shares 756 Est. Cost $13.48 Unrealized +21.4%
IBM INTERNATIONAL BUSINESS MACHINE 0.1%
Value ($000) $405 Shares 2,176 Est. Cost $116.85 Unrealized -8.9%
MASTERCARD INCORPORATED 0.1%
Value ($000) $396 Shares 479 Est. Cost $680.62 Unrealized
GATEX GATEWAY FUND CL A 0.1%
Value ($000) $383 Shares 13,239 Est. Cost $27.90 Unrealized
PENTAIR LTD SHS 0.1%
Value ($000) $347 Shares 4,556 Est. Cost $76.16 Unrealized
ORACLE CORPORATION 0.1%
Value ($000) $342 Shares 9,134 Est. Cost $37.44 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC COM 0.1%
Value ($000) $309 Shares 8,937 Est. Cost $23.53 Unrealized +8.4%
HP HELMERICH & PAYNE INC 0.1%
Value ($000) $293 Shares 3,578 Est. Cost $61.92 Unrealized +25.7%
CMI CUMMINS INC 0.1%
Value ($000) $263 Shares 1,895 Est. Cost $89.20 Unrealized +8.0%
SPDR S&P 500 ETF TRUST 0.1%
Value ($000) $260 Shares 1,425 Est. Cost $167.72 Unrealized
EMC CORP-MASS 0.1%
Value ($000) $254 Shares 10,226 Est. Cost $23.62 Unrealized
CAT CATERPILLAR INC 0.1%
Value ($000) $252 Shares 2,842 Est. Cost $62.67 Unrealized 0.0%
VTI VANGUARD INDEX FUNDS VANGUARD 0.1%
Value ($000) $247 Shares 2,600 Est. Cost $87.69 Unrealized
MCD MCDONALDS CORP 0.1%
Value ($000) $231 Shares 2,414 Est. Cost $71.80 Unrealized -2.5%
LMT LOCKHEED MARTIN CORP 0.1%
Value ($000) $230 Shares 1,571 Est. Cost $97.17 Unrealized 0.0%
GOOGLE INC CL A 0.1%
Value ($000) $225 Shares 201 Est. Cost $1119.40 Unrealized
UNITEDHEALTH GROUP INC 0.1%
Value ($000) $214 Shares 2,879 Est. Cost $65.48 Unrealized
NSC NORFOLK SOUTHERN CORP 0.1%
Value ($000) $206 Shares 2,288 Est. Cost $65.71 Unrealized 0.0%
WEATHERFORD INTERNATIONAL LTD 0.1%
Value ($000) $173 Shares 11,825 Est. Cost $14.97 Unrealized
TRANSCEPT PHARMACEUTICALS INC 0.0%
Value ($000) $68 Shares 20,000 Est. Cost $3.00 Unrealized
WORLDGATE COMMUNICATIONS INC 0.0%
Value ($000) $0 Shares 16,000 Est. Cost Unrealized
MARRIOT INTERNATIONAL INC CL A 0.0%
Value ($000) $0 Shares 389,359 Est. Cost Unrealized
NYVATEX OIL CORP 0.0%
Value ($000) $0 Shares 20,000 Est. Cost Unrealized
FUTURENET INC 0.0%
Value ($000) $0 Shares 11,000 Est. Cost Unrealized
OILSANDS QUEST INC 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
FRACTIONAL KINDER MORGAN MGMT 0.0%
Value ($000) $0 Shares 70,103 Est. Cost Unrealized