Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 28, 2014
Total Value: $184M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VZ | VERIZON COMMUNICATIONS INC | 81,854 | $4.092M | 2.2% | $49.99 * | $26.89 | +4.0% | COM | 92343V104 |
| GRMN | GARMIN LTD | 76,889 | $3.997M | 2.2% | $51.98 * | $23.92 | +55.6% | SHS | H2906T109 |
| DRI | DARDEN RESTAURANTS INC | 77,300 | $3.978M | 2.2% | $51.46 * | $29.86 | +10.5% | COM | 237194105 |
| EPD | ENTERPRISE PRODS PARTNERS L | 97,208 | $3.917M | 2.1% | $40.30 | $51.37 | — | COM | 293792107 |
| CAG | CONAGRA FOODS INC | 115,578 | $3.819M | 2.1% | $33.04 * | $17.61 | -0.6% | COM | 205887102 |
| HTGC | HERCULES TECH GROWTH CAP INC | 260,533 | $3.767M | 2.0% | $14.46 | $13.35 | +8.3% | COM | 427096508 |
| VTR | VENTAS INC | 60,798 | $3.766M | 2.0% | $61.94 * | $46.87 | -7.8% | COM | 92276F100 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 44,600 | $3.754M | 2.0% | $84.17 | $54.62 | — | COM UNIT RP LP | 559080106 |
| PFE | PFIZER INC | 126,375 | $3.737M | 2.0% | $29.57 * | $16.54 | +5.7% | COM | 717081103 |
| — | SIX FLAGS ENTMT CORP NEW | 106,838 | $3.674M | 2.0% | $34.39 | $35.43 | — | COM | 83001A102 |
| WM | WASTE MGMT INC DEL | 74,434 | $3.538M | 1.9% | $47.53 * | $31.22 | +21.8% | COM | 94106L109 |
| MCHP | MICROCHIP TECHNOLOGY INC | 74,659 | $3.526M | 1.9% | $47.23 * | $14.22 | +31.6% | COM | 595017104 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 199,545 | $3.494M | 1.9% | $17.51 * | $7.24 | +11.9% | SH BEN INT | 20451Q104 |
| — | HOLLYFRONTIER CORP | 79,705 | $3.482M | 1.9% | $43.69 | $42.92 | — | COM | 436106108 |
| NNN | NATIONAL RETAIL PPTYS INC | 100,541 | $3.476M | 1.9% | $34.57 | $34.35 | — | COM | 637417106 |
| PLOW | DOUGLAS DYNAMICS INC | 178,069 | $3.472M | 1.9% | $19.50 | $13.87 | +40.6% | COM | 25960R105 |
| — | TAL INTL GROUP INC | 83,810 | $3.457M | 1.9% | $41.25 | $43.62 | — | COM | 874083108 |
| HASI | HANNON ARMSTRONG SUST INFR C | 247,690 | $3.423M | 1.9% | $13.82 * | $7.49 | +1.6% | COM | 41068X100 |
| — | TARGA RESOURCES PARTNERS LP | 46,386 | $3.356M | 1.8% | $72.35 | $50.71 | — | COM UNIT | 87611X105 |
| — | FLY LEASING LTD | 260,336 | $3.335M | 1.8% | $12.81 | $14.12 | — | SPONSORED ADR | 34407D109 |
| DLR | DIGITAL RLTY TR INC | 52,687 | $3.287M | 1.8% | $62.39 * | $38.37 | +7.6% | COM | 253868103 |
| PAYX | PAYCHEX INC | 73,524 | $3.25M | 1.8% | $44.20 * | $25.41 | +23.4% | COM | 704326107 |
| — | WINDSTREAM HLDGS INC | 284,305 | $3.065M | 1.7% | $10.78 | $8.25 | — | COM | 97382A101 |
| — | LIBERTY PPTY TR | 91,379 | $3.039M | 1.7% | $33.26 | $36.78 | — | SH BEN INT | 531172104 |
| JNJ | JOHNSON & JOHNSON | 28,139 | $2.999M | 1.6% | $106.58 * | $60.30 | +29.3% | COM | 478160104 |
| BGS | B & G FOODS INC NEW | 108,796 | $2.997M | 1.6% | $27.55 * | $12.58 | -5.1% | COM | 05508R106 |
| — | NATIONAL CINEMEDIA INC | 204,950 | $2.974M | 1.6% | $14.51 | $15.11 | — | COM | 635309107 |
| DUK | DUKE ENERGY CORP NEW | 39,201 | $2.931M | 1.6% | $74.77 * | $42.23 | +11.3% | COM NEW | 26441C204 |
| PPL | PPL CORP | 88,747 | $2.914M | 1.6% | $32.83 * | $16.55 | +11.9% | COM | 69351T106 |
| — | NUTRI SYS INC NEW | 186,286 | $2.863M | 1.6% | $15.37 | $11.88 | — | COM | 67069D108 |
| — | TEEKAY LNG PARTNERS L P | 65,625 | $2.859M | 1.6% | $43.57 | $43.79 | — | PRTNRSP UNITS | Y8564M105 |
| CVX | CHEVRON CORP NEW | 22,889 | $2.731M | 1.5% | $119.31 * | $71.89 | +2.6% | COM | 166764100 |
| SBRA | SABRA HEALTH CARE REIT INC | 110,809 | $2.695M | 1.5% | $24.32 | $26.03 | — | COM | 78573L106 |
| — | VANGUARD NAT RES LLC | 96,913 | $2.661M | 1.4% | $27.46 | $28.10 | — | COM UNIT | 92205F106 |
| — | NUSTAR ENERGY LP | 39,660 | $2.615M | 1.4% | $65.94 | $46.66 | — | UNIT COM | 67058H102 |
| VB | VANGUARD INDEX FDS | 21,838 | $2.416M | 1.3% | $110.63 | $95.24 | +16.2% | SMALL CP ETF | 922908751 |
| SPY | SPDR S&P 500 ETF TR | 12,195 | $2.403M | 1.3% | $197.05 | $164.32 | +19.9% | TR UNIT | 78462F103 |
| MKC | MCCORMICK & CO INC | 34,951 | $2.338M | 1.3% | $66.89 * | $27.25 | -1.3% | COM NON VTG | 579780206 |
| — | CREDIT SUISSE NASSAU BRH | 47,843 | $1.718M | 0.9% | $35.91 | $31.95 | — | EQL WGT MLP LKD | 22542D852 |
| — | GENERAL ELECTRIC CO | 65,378 | $1.675M | 0.9% | $25.62 | $23.70 | — | COM | 369604103 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 6,569 | $1.638M | 0.9% | $249.35 | $215.55 | +15.7% | UTSER1 S&PDCRP | 78467Y107 |
| XOM | EXXON MOBIL CORP | 16,624 | $1.563M | 0.9% | $94.02 * | $54.37 | +7.1% | COM | 30231G102 |
| AAPL | APPLE INC | 13,893 | $1.4M | 0.8% | $100.77 * | $17.98 | +23.7% | COM | 037833100 |
| MMM | 3M CO | 9,572 | $1.356M | 0.7% | $141.66 * | $61.26 | +34.8% | COM | 88579Y101 |
| — | MFS GOVT MKTS INCOME TR | 199,650 | $1.138M | 0.6% | $5.70 | $5.76 | — | SH BEN INT | 552939100 |
| PG | PROCTER & GAMBLE CO | 12,645 | $1.059M | 0.6% | $83.75 * | $55.39 | +10.4% | COM | 742718109 |
| ABBV | ABBVIE INC | 18,338 | $1.059M | 0.6% | $57.75 * | $30.07 | +21.8% | COM | 00287Y109 |
| KO | COCA COLA CO | 24,690 | $1.053M | 0.6% | $42.65 * | $27.78 | +7.8% | COM | 191216100 |
| VEU | VANGUARD INTL EQUITY INDEX F | 21,350 | $1.051M | 0.6% | $49.23 | $46.78 | +5.3% | ALLWRLD EX US | 922042775 |
| BMY | BRISTOL MYERS SQUIBB CO | 20,305 | $1.039M | 0.6% | $51.17 * | $29.01 | +20.9% | COM | 110122108 |
| MRK | MERCK & CO INC NEW | 17,481 | $1.036M | 0.6% | $59.26 * | $31.48 | +26.7% | COM | 58933Y105 |
| JPM | JPMORGAN CHASE & CO | 17,079 | $1.029M | 0.6% | $60.25 * | $38.68 | +14.9% | COM | 46625H100 |
| — | TEEKAY OFFSHORE PARTNERS L P | 29,220 | $980K | 0.5% | $33.54 | $33.39 | — | PARTNERSHIP UN | Y8565J101 |
| — | NATURAL RESOURCE PARTNERS L | 71,642 | $934K | 0.5% | $13.04 | $20.46 | — | COM UNIT L P | 63900P103 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 24,888 | $926K | 0.5% | $37.21 | $30.58 | — | SHS UNITS LLI | 29250X103 |
| HD | HOME DEPOT INC | 9,632 | $884K | 0.5% | $91.78 * | $58.04 | +21.5% | COM | 437076102 |
| — | NATIONAL GRID PLC | 11,940 | $858K | 0.5% | $71.86 | $72.24 | — | SPON ADR NEW | 636274300 |
| — | DU PONT E I DE NEMOURS & CO | 11,960 | $858K | 0.5% | $71.74 | $56.72 | — | COM | 263534109 |
| — | CIGNA CORPORATION | 10,312 | $757K | 0.4% | $73.41 | $73.41 | — | COM | 125509109 |
| — | GLAXOSMITHKLINE PLC | 15,983 | $735K | 0.4% | $45.99 | $51.47 | — | SPONSORED ADR | 37733W105 |
| NVS | NOVARTIS A G | 7,375 | $694K | 0.4% | $94.10 | $75.67 | +24.4% | SPONSORED ADR | 66987V109 |
| — | LINNCO LLC | 22,222 | $643K | 0.3% | $28.94 | $33.03 | — | COMSHS LTD INT | 535782106 |
| — | WESTPAC BKG CORP | 22,165 | $623K | 0.3% | $28.11 | $31.17 | — | SPONSORED ADR | 961214301 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,168 | $601K | 0.3% | $189.71 * | $117.74 | -3.0% | COM | 459200101 |
| T | AT&T INC | 17,035 | $600K | 0.3% | $35.22 * | $11.11 | +7.3% | COM | 00206R102 |
| AWK | AMERICAN WTR WKS CO INC NEW | 12,292 | $593K | 0.3% | $48.24 * | $32.86 | +17.4% | COM | 030420103 |
| — | STATOIL ASA | 21,695 | $589K | 0.3% | $27.15 | $29.49 | — | SPONSORED ADR | 85771P102 |
| MCD | MCDONALDS CORP | 6,156 | $584K | 0.3% | $94.87 * | $71.14 | +0.1% | COM | 580135101 |
| IWR | ISHARES TR | 3,649 | $578K | 0.3% | $158.40 * | $38.33 | +3.3% | RUS MID-CAP ETF | 464287499 |
| — | MONSANTO CO NEW | 5,125 | $577K | 0.3% | $112.59 | $100.53 | — | COM | 61166W101 |
| — | REED ELSEVIER N V | 12,675 | $573K | 0.3% | $45.21 | $45.79 | — | SPONS ADR NEW | 758204200 |
| INTC | INTEL CORP | 16,319 | $568K | 0.3% | $34.81 * | $17.44 | +52.2% | COM | 458140100 |
| — | TOTAL S A | 8,620 | $556K | 0.3% | $64.50 | $70.36 | — | SPONSORED ADR | 89151E109 |
| — | CREDIT SUISSE ASSET MGMT INC | 162,000 | $554K | 0.3% | $3.42 | $3.62 | — | COM | 224916106 |
| — | SANDY SPRING BANCORP INC | 23,505 | $538K | 0.3% | $22.89 | $21.68 | — | COM | 800363103 |
| SHBI | SHORE BANCSHARES INC | 59,537 | $536K | 0.3% | $9.00 | $7.53 | +19.5% | COM | 825107105 |
| SNY | SANOFI | 9,266 | $523K | 0.3% | $56.44 | $51.08 | +10.5% | SPONSORED ADR | 80105N105 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 7,700 | $519K | 0.3% | $67.40 | $64.80 | +4.1% | SPON ADR B | 400506101 |
| TM | TOYOTA MOTOR CORP | 4,345 | $511K | 0.3% | $117.61 | $117.85 | -0.3% | SP ADR REP2COM | 892331307 |
| FLS | FLOWSERVE CORP | 7,238 | $510K | 0.3% | $70.46 * | $43.11 | +31.7% | COM | 34354P105 |
| — | KRAFT FOODS GROUP INC | 8,469 | $477K | 0.3% | $56.32 | $54.53 | — | COM | 50076Q106 |
| — | HEALTH CARE REIT INC | 7,520 | $469K | 0.3% | $62.37 | $56.74 | — | COM | 42217K106 |
| MO | ALTRIA GROUP INC | 10,160 | $467K | 0.3% | $45.96 * | $17.36 | +28.9% | COM | 02209S103 |
| SPEM | SPDR INDEX SHS FDS | 7,010 | $466K | 0.3% | $66.48 * | $32.06 | +3.7% | EMERG MKTS ETF | 78463X509 |
| KMB | KIMBERLY CLARK CORP | 4,288 | $461K | 0.3% | $107.51 * | $67.51 | +4.5% | COM | 494368103 |
| — | GOOGLE INC | 796 | $460K | 0.3% | $577.89 | $575.38 | — | CL C | 38259P706 |
| PEP | PEPSICO INC | 4,879 | $454K | 0.2% | $93.05 * | $56.31 | +18.1% | COM | 713448108 |
| CF | CF INDS HLDGS INC | 1,612 | $450K | 0.2% | $279.16 * | $28.45 | +43.7% | COM | 125269100 |
| MCK | MCKESSON CORP | 2,314 | $450K | 0.2% | $194.47 * | $104.13 | +71.9% | COM | 58155Q103 |
| QCOM | QUALCOMM INC | 5,850 | $437K | 0.2% | $74.70 * | $48.19 | +12.8% | COM | 747525103 |
| — | BLACKROCK INC | 1,325 | $435K | 0.2% | $328.30 | $279.00 | — | COM | 09247X101 |
| CSCO | CISCO SYS INC | 17,055 | $429K | 0.2% | $25.15 * | $15.60 | +14.4% | COM | 17275R102 |
| DIS | DISNEY WALT CO | 4,509 | $401K | 0.2% | $88.93 * | $66.60 | +20.2% | COM DISNEY | 254687106 |
| AMGN | AMGEN INC | 2,801 | $393K | 0.2% | $140.31 * | $86.94 | +17.2% | COM | 031162100 |
| — | CELGENE CORP | 4,121 | $391K | 0.2% | $94.88 | $103.12 | — | COM | 151020104 |
| SSL | SASOL LTD | 6,975 | $380K | 0.2% | $54.48 | $57.23 | -4.8% | SPONSORED ADR | 803866300 |
| — | DOW CHEM CO | 7,170 | $376K | 0.2% | $52.44 | $48.59 | — | COM | 260543103 |
| WFC | WELLS FARGO & CO NEW | 7,190 | $373K | 0.2% | $51.88 * | $36.39 | +4.0% | COM | 949746101 |
| — | GOOGLE INC | 622 | $366K | 0.2% | $588.42 | $584.82 | — | CL A | 38259P508 |
| ABT | ABBOTT LABS | 8,763 | $364K | 0.2% | $41.54 * | $29.51 | +13.7% | COM | 002824100 |
| — | PUTNAM PREMIER INCOME TR | 65,000 | $356K | 0.2% | $5.48 | $5.42 | — | SH BEN INT | 746853100 |
| SPG | SIMON PPTY GROUP INC NEW | 2,132 | $351K | 0.2% | $164.63 * | $84.41 | +12.5% | COM | 828806109 |
| — | MFS CHARTER INCOME TR | 37,575 | $333K | 0.2% | $8.86 | $9.18 | — | SH BEN INT | 552727109 |
| — | HCP INC | 8,375 | $333K | 0.2% | $39.76 | $38.84 | — | COM | 40414L109 |
| MSFT | MICROSOFT CORP | 7,120 | $330K | 0.2% | $46.35 * | $31.26 | +25.6% | COM | 594918104 |
| — | BIO-REFERENCE LABS INC | 11,755 | $330K | 0.2% | $28.07 | $28.47 | — | COM $.01 NEW | 09057G602 |
| GILD | GILEAD SCIENCES INC | 3,065 | $326K | 0.2% | $106.36 * | $36.33 | +103.6% | COM | 375558103 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 16,095 | $325K | 0.2% | $20.19 | $20.68 | -2.4% | SPONSORED ADR | 874039100 |
| — | CHINA MOBILE LIMITED | 5,465 | $321K | 0.2% | $58.74 | $58.74 | — | SPONSORED ADR | 16941M109 |
| — | MARKWEST ENERGY PARTNERS L P | 4,149 | $319K | 0.2% | $76.89 | $66.31 | — | UNIT LTD PARTN | 570759100 |
| AXP | AMERICAN EXPRESS CO | 3,574 | $313K | 0.2% | $87.58 * | $75.74 | -1.8% | COM | 025816109 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,215 | $307K | 0.2% | $58.87 | $55.06 | — | UNIT LTD PARTN | 726503105 |
| — | BUCKEYE PARTNERS L P | 3,825 | $305K | 0.2% | $79.74 | $75.03 | — | UNIT LTD PARTN | 118230101 |
| VOD | VODAFONE GROUP PLC NEW | 9,100 | $299K | 0.2% | $32.86 | $38.55 | -14.7% | SPNSR ADR NO PAR | 92857W308 |
| — | BED BATH & BEYOND INC | 4,525 | $298K | 0.2% | $65.86 | $70.19 | — | COM | 075896100 |
| — | HEALTHCARE RLTY TR | 12,375 | $293K | 0.2% | $23.68 | $24.11 | — | COM | 421946104 |
| — | FELCOR LODGING TR INC | 31,351 | $293K | 0.2% | $9.35 | $5.92 | — | COM | 31430F101 |
| BCH | BANCO DE CHILE | 3,887 | $288K | 0.2% | $74.09 | $75.51 | -2.0% | SPONSORED ADR | 059520106 |
| — | MYLAN INC | 6,052 | $275K | 0.1% | $45.44 | $50.81 | — | COM | 628530107 |
| — | TIME WARNER INC | 3,576 | $269K | 0.1% | $75.22 | $58.01 | — | COM NEW | 887317303 |
| — | GENESEE & WYO INC | 2,743 | $261K | 0.1% | $95.15 | $96.82 | — | CL A | 371559105 |
| — | EXPRESS SCRIPTS HLDG CO | 3,642 | $257K | 0.1% | $70.57 | $62.39 | — | COM | 30219G108 |
| HYG | ISHARES | 2,795 | $257K | 0.1% | $91.95 | $93.20 | -1.3% | IBOXX HI YD ETF | 464288513 |
| DE | DEERE & CO | 3,102 | $254K | 0.1% | $81.88 * | $68.29 | -1.9% | COM | 244199105 |
| EQT | EQT CORP | 2,780 | $254K | 0.1% | $91.37 * | $37.67 | +21.4% | COM | 26884L109 |
| WTM | WHITE MTNS INS GROUP LTD | 400 | $252K | 0.1% | $630.00 | $583.58 | +8.0% | COM | G9618E107 |
| — | MORGAN STANLEY TRUSTS | 13,650 | $244K | 0.1% | $17.88 | $17.57 | — | INCOME SECS INC | 61745P874 |
| — | CNOOC LTD | 1,415 | $244K | 0.1% | $172.44 | $172.44 | — | SPONSORED ADR | 126132109 |
| EFA | ISHARES TR | 3,756 | $241K | 0.1% | $64.16 | $68.53 | -6.4% | MSCI EAFE ETF | 464287465 |
| — | DICE HLDGS INC | 28,664 | $240K | 0.1% | $8.37 | $8.66 | — | COM | 253017107 |
| NOC | NORTHROP GRUMMAN CORP | 1,740 | $229K | 0.1% | $131.61 * | $104.60 | +4.7% | COM | 666807102 |
| — | STAMPS COM INC | 7,177 | $228K | 0.1% | $31.77 | $39.40 | — | COM NEW | 852857200 |
| NPKI | NEWPARK RES INC | 18,347 | $228K | 0.1% | $12.43 | $10.36 | +20.1% | COM PAR $.01NEW | 651718504 |
| — | LIFELOCK INC | 15,661 | $224K | 0.1% | $14.30 | $14.02 | — | COM | 53224V100 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,345 | $223K | 0.1% | $41.72 | $41.79 | -0.2% | FTSE EMR MKT ETF | 922042858 |
| ORCL | ORACLE CORP | 5,835 | $223K | 0.1% | $38.22 * | $34.62 | -6.5% | COM | 68389X105 |
| BIIB | BIOGEN IDEC INC | 675 | $223K | 0.1% | $330.37 | $261.14 | +26.7% | COM | 09062X103 |
| — | REGENCY ENERGY PARTNERS L P | 6,772 | $221K | 0.1% | $32.63 | $32.24 | — | COM UNITS L P | 75885Y107 |
| SAH | SONIC AUTOMOTIVE INC | 8,887 | $218K | 0.1% | $24.53 | $23.30 | +5.2% | CL A | 83545G102 |
| MNRO | MONRO MUFFLER BRAKE INC | 4,498 | $218K | 0.1% | $48.47 | $49.37 | -1.7% | COM | 610236101 |
| — | WESTERN ASSET HIGH INCM OPP | 37,600 | $218K | 0.1% | $5.80 | $5.95 | — | COM | 95766K109 |
| SLB | SCHLUMBERGER LTD | 2,082 | $212K | 0.1% | $101.83 * | $74.85 | -0.7% | COM | 806857108 |
| — | NORDSTROM INC | 3,090 | $211K | 0.1% | $68.28 | $68.28 | — | COM | 655664100 |
| — | CALUMET SPECIALTY PRODS PTNR | 7,692 | $211K | 0.1% | $27.43 | $31.85 | — | UT LTD PARTNER | 131476103 |
| VEA | VANGUARD TAX MANAGED INTL FD | 5,243 | $208K | 0.1% | $39.67 | $40.96 | -2.9% | FTSE DEV MKT ETF | 921943858 |
| — | VMWARE INC | 2,190 | $206K | 0.1% | $94.06 | $94.06 | — | CL A COM | 928563402 |
| — | CANTEL MEDICAL CORP | 5,961 | $205K | 0.1% | $34.39 | $33.61 | — | COM | 138098108 |
| — | INVESCO BD FD | 11,000 | $204K | 0.1% | $18.55 | $18.18 | — | COM | 46132L107 |
| — | SUNCOKE ENERGY PARTNERS L P | 6,816 | $201K | 0.1% | $29.49 | $29.22 | — | COMUNIT REP LT | 86722Y101 |
| — | WESTERN ASSET MUN HI INCM FD | 27,500 | $200K | 0.1% | $7.27 | $6.76 | — | COM | 95766N103 |
| — | XERIUM TECHNOLOGIES INC | 13,042 | $191K | 0.1% | $14.64 | $10.20 | — | COM NEW | 98416J118 |
| GTN | GRAY TELEVISION INC | 23,894 | $188K | 0.1% | $7.87 | $5.99 | +31.5% | COM | 389375106 |
| FLWS | 1 800 FLOWERS COM | 25,932 | $186K | 0.1% | $7.17 | $5.81 | +23.8% | CL A | 68243Q106 |
| — | PUTNAM MANAGED MUN INCOM TR | 22,500 | $159K | 0.1% | $7.07 | $6.65 | — | COM | 746823103 |
| — | TRAVELCENTERS OF AMERICA LLC | 15,786 | $158K | 0.1% | $10.01 | $10.26 | — | COM | 894174101 |
| — | COMPUTER TASK GROUP INC | 13,200 | $147K | 0.1% | $11.14 | $17.00 | — | COM | 205477102 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 19,500 | $146K | 0.1% | $7.49 | $7.32 | — | COM | 01881E101 |
| — | TEMPLETON GLOBAL INCOME FD | 17,500 | $139K | 0.1% | $7.94 | $7.98 | — | COM | 880198106 |
| RYZ | RYERSON HLDG CORP | 10,462 | $134K | 0.1% | $12.81 | $11.44 | +11.9% | COM | 783754104 |
| — | WESTERN ASSET MGD HI INCM FD | 20,000 | $111K | 0.1% | $5.55 | $5.67 | — | COM | 95766L107 |
| — | PUTMAN HIGH INCOME SEC FUND | 10,825 | $90,000 | 0.0% | $8.31 | $8.22 | — | SHS BEN INT | 746779107 |
| — | MEI PHARMA INC | 12,899 | $89,000 | 0.0% | $6.90 | $7.16 | — | COM NEW | 55279B202 |
| VTGDF | VANTAGE DRILLING COMPANY | 62,416 | $79,000 | 0.0% | $1.27 * | $1.78 | +0.4% | ORD SHS | G93205113 |
| — | PRIMO WTR CORP | 11,412 | $49,000 | 0.0% | $4.29 | $3.88 | — | COM | 74165N105 |
| — | SMTC CORP | 15,977 | $30,000 | 0.0% | $1.88 | $1.82 | — | COM NEW | 832682207 |