Location: New Canaan, CT
CIK: 0001551969 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Jan 26, 2015
Total Value: $198M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | SIX FLAGS ENTMT CORP NEW | 110,902 | $4.785M | 2.4% | $43.15 | $35.71 | — | COM | 83001A102 |
| VTR | VENTAS INC | 63,544 | $4.556M | 2.3% | $71.70 * | $46.93 | +7.7% | COM | 92276F100 |
| DRI | DARDEN RESTAURANTS INC | 77,030 | $4.516M | 2.3% | $58.63 * | $29.86 | +27.3% | COM | 237194105 |
| NNN | NATIONAL RETAIL PPTYS INC | 106,891 | $4.208M | 2.1% | $39.37 | $34.64 | — | COM | 637417106 |
| HASI | HANNON ARMSTRONG SUST INFR C | 293,429 | $4.175M | 2.1% | $14.23 * | $7.51 | +6.2% | COM | 41068X100 |
| HTGC | HERCULES TECH GROWTH CAP INC | 277,573 | $4.13M | 2.1% | $14.88 | $13.45 | +10.6% | COM | 427096508 |
| PFE | PFIZER INC | 132,513 | $4.128M | 2.1% | $31.15 * | $16.61 | +11.9% | COM | 717081103 |
| VZ | VERIZON COMMUNICATIONS INC | 87,391 | $4.088M | 2.1% | $46.78 * | $26.94 | -1.7% | COM | 92343V104 |
| GRMN | GARMIN LTD | 76,766 | $4.056M | 2.1% | $52.84 * | $23.92 | +59.5% | SHS | H2906T109 |
| — | TAL INTL GROUP INC | 89,950 | $3.919M | 2.0% | $43.57 | $43.62 | — | COM | 874083108 |
| WM | WASTE MGMT INC DEL | 76,266 | $3.914M | 2.0% | $51.32 * | $31.40 | +31.7% | COM | 94106L109 |
| LAMR | LAMAR ADVERTISING CO NEW | 72,627 | $3.896M | 2.0% | $53.64 | $53.64 | — | CL A | 512816109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 45,971 | $3.8M | 1.9% | $82.66 | $55.46 | — | COM UNIT RP LP | 559080106 |
| DLR | DIGITAL RLTY TR INC | 56,373 | $3.738M | 1.9% | $66.31 * | $38.76 | +14.6% | COM | 253868103 |
| PLOW | DOUGLAS DYNAMICS INC | 174,160 | $3.732M | 1.9% | $21.43 | $13.87 | +54.5% | COM | 25960R105 |
| CODI | COMPASS DIVERSIFIED HOLDINGS | 229,459 | $3.729M | 1.9% | $16.25 * | $7.36 | +4.3% | SH BEN INT | 20451Q104 |
| SBRA | SABRA HEALTH CARE REIT INC | 120,794 | $3.669M | 1.9% | $30.37 | $26.39 | — | COM | 78573L106 |
| — | LIBERTY PPTY TR | 96,599 | $3.635M | 1.8% | $37.63 | $36.83 | — | SH BEN INT | 531172104 |
| — | NUTRI SYS INC NEW | 182,363 | $3.565M | 1.8% | $19.55 | $11.88 | — | COM | 67069D108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 97,882 | $3.535M | 1.8% | $36.11 | $51.37 | — | COM | 293792107 |
| DUK | DUKE ENERGY CORP NEW | 42,037 | $3.512M | 1.8% | $83.55 * | $42.82 | +23.9% | COM NEW | 26441C204 |
| PAYX | PAYCHEX INC | 75,962 | $3.507M | 1.8% | $46.17 * | $25.65 | +28.8% | COM | 704326107 |
| — | FLY LEASING LTD | 264,942 | $3.484M | 1.8% | $13.15 | $14.10 | — | SPONSORED ADR | 34407D109 |
| BGS | B & G FOODS INC NEW | 116,432 | $3.481M | 1.8% | $29.90 * | $12.58 | +4.1% | COM | 05508R106 |
| MCHP | MICROCHIP TECHNOLOGY INC | 74,481 | $3.36M | 1.7% | $45.11 * | $14.22 | +26.8% | COM | 595017104 |
| PPL | PPL CORP | 90,939 | $3.304M | 1.7% | $36.33 * | $16.63 | +24.6% | COM | 69351T106 |
| — | NATIONAL CINEMEDIA INC | 203,532 | $2.925M | 1.5% | $14.37 | $15.11 | — | COM | 635309107 |
| — | TEEKAY LNG PARTNERS L P | 67,793 | $2.915M | 1.5% | $43.00 | $43.76 | — | PRTNRSP UNITS | Y8564M105 |
| — | HOLLYFRONTIER CORP | 77,742 | $2.914M | 1.5% | $37.48 | $42.92 | — | COM | 436106108 |
| SPY | SPDR S&P 500 ETF TR | 13,995 | $2.876M | 1.5% | $205.50 | $169.04 | +21.6% | TR UNIT | 78462F103 |
| MAT | MATTEL INC | 90,170 | $2.79M | 1.4% | $30.94 | $30.76 | +0.6% | COM | 577081102 |
| JNJ | JOHNSON & JOHNSON | 25,958 | $2.714M | 1.4% | $104.55 * | $60.30 | +27.7% | COM | 478160104 |
| CVX | CHEVRON CORP NEW | 23,377 | $2.622M | 1.3% | $112.16 * | $71.86 | -2.6% | COM | 166764100 |
| MKC | MCCORMICK & CO INC | 34,951 | $2.597M | 1.3% | $74.30 * | $27.25 | +10.9% | COM NON VTG | 579780206 |
| — | NUSTAR ENERGY LP | 44,641 | $2.578M | 1.3% | $57.75 | $47.90 | — | UNIT COM | 67058H102 |
| — | HI-CRUSH PARTNERS LP | 79,700 | $2.473M | 1.3% | $31.03 | $31.03 | — | COM UNIT LTD | 428337109 |
| — | CREDIT SUISSE NASSAU BRH | 76,069 | $2.429M | 1.2% | $31.93 | $31.95 | — | EQL WGT MLP LKD | 22542D852 |
| VB | VANGUARD INDEX FDS | 20,324 | $2.371M | 1.2% | $116.66 | $95.24 | +22.5% | SMALL CP ETF | 922908751 |
| — | TARGA RESOURCES PARTNERS LP | 47,820 | $2.29M | 1.2% | $47.89 | $50.62 | — | COM UNIT | 87611X105 |
| — | WINDSTREAM HLDGS INC | 259,277 | $2.136M | 1.1% | $8.24 | $8.25 | — | COM | 97382A101 |
| — | VANGUARD NAT RES LLC | 134,309 | $2.024M | 1.0% | $15.07 | $24.47 | — | COM UNIT | 92205F106 |
| XOM | EXXON MOBIL CORP | 17,205 | $1.591M | 0.8% | $92.47 * | $54.49 | +5.8% | COM | 30231G102 |
| — | GENERAL ELECTRIC CO | 62,511 | $1.58M | 0.8% | $25.28 | $23.70 | — | COM | 369604103 |
| MMM | 3M CO | 9,555 | $1.57M | 0.8% | $164.31 * | $61.26 | +57.1% | COM | 88579Y101 |
| MDY | SPDR S&P MIDCAP 400 ETF TR | 5,909 | $1.56M | 0.8% | $264.00 | $215.55 | +22.5% | UTSER1 S&PDCRP | 78467Y107 |
| AAPL | APPLE INC | 13,279 | $1.466M | 0.7% | $110.40 * | $17.98 | +36.1% | COM | 037833100 |
| — | MFS GOVT MKTS INCOME TR | 246,400 | $1.397M | 0.7% | $5.67 | $5.74 | — | SH BEN INT | 552939100 |
| KMI | KINDER MORGAN INC DEL | 31,778 | $1.345M | 0.7% | $42.32 * | $22.45 | +7.8% | COM | 49456B101 |
| — | ENBRIDGE ENERGY MANAGEMENT L | 31,060 | $1.205M | 0.6% | $38.80 | $32.21 | — | SHS UNITS LLI | 29250X103 |
| PG | PROCTER & GAMBLE CO | 12,881 | $1.173M | 0.6% | $91.06 * | $55.56 | +20.6% | COM | 742718109 |
| ABBV | ABBVIE INC | 17,838 | $1.167M | 0.6% | $65.42 * | $30.07 | +39.0% | COM | 00287Y109 |
| BMY | BRISTOL MYERS SQUIBB CO | 19,193 | $1.133M | 0.6% | $59.03 * | $29.01 | +41.3% | COM | 110122108 |
| KO | COCA COLA CO | 25,562 | $1.079M | 0.5% | $42.21 * | $27.85 | +7.1% | COM | 191216100 |
| MRK | MERCK & CO INC NEW | 17,481 | $993K | 0.5% | $56.80 * | $31.48 | +22.3% | COM | 58933Y105 |
| — | DU PONT E I DE NEMOURS & CO | 12,422 | $918K | 0.5% | $73.90 | $57.36 | — | COM | 263534109 |
| TLT | ISHARES TR | 6,875 | $866K | 0.4% | $125.96 | $121.24 | +3.9% | 20+ YR TR BD ETF | 464287432 |
| — | NATIONAL GRID PLC | 12,224 | $864K | 0.4% | $70.68 | $72.20 | — | SPON ADR NEW | 636274300 |
| — | TEEKAY OFFSHORE PARTNERS L P | 32,147 | $861K | 0.4% | $26.78 | $32.78 | — | PARTNERSHIP UN | Y8565J101 |
| VEU | VANGUARD INTL EQUITY INDEX F | 17,484 | $819K | 0.4% | $46.84 | $46.78 | +0.2% | ALLWRLD EX US | 922042775 |
| JPM | JPMORGAN CHASE & CO | 11,976 | $749K | 0.4% | $62.54 * | $38.68 | +20.2% | COM | 46625H100 |
| HD | HOME DEPOT INC | 6,871 | $721K | 0.4% | $104.93 * | $58.04 | +39.7% | COM | 437076102 |
| NVS | NOVARTIS A G | 7,483 | $693K | 0.4% | $92.61 | $75.91 | +22.1% | SPONSORED ADR | 66987V109 |
| — | GLAXOSMITHKLINE PLC | 15,696 | $671K | 0.3% | $42.75 | $51.47 | — | SPONSORED ADR | 37733W105 |
| — | WESTPAC BKG CORP | 24,013 | $646K | 0.3% | $26.90 | $30.84 | — | SPONSORED ADR | 961214301 |
| AWK | AMERICAN WTR WKS CO INC NEW | 11,875 | $633K | 0.3% | $53.31 * | $32.86 | +30.5% | COM | 030420103 |
| D | DOMINION RES INC VA NEW | 8,062 | $620K | 0.3% | $76.90 * | $45.08 | +6.8% | COM | 25746U109 |
| — | REED ELSEVIER N V | 12,940 | $616K | 0.3% | $47.60 | $45.83 | — | SPONS ADR NEW | 758204200 |
| — | SANDY SPRING BANCORP INC | 23,505 | $613K | 0.3% | $26.08 | $21.68 | — | COM | 800363103 |
| INTC | INTEL CORP | 16,732 | $607K | 0.3% | $36.28 * | $17.67 | +57.6% | COM | 458140100 |
| MCD | MCDONALDS CORP | 6,291 | $589K | 0.3% | $93.63 * | $71.13 | -0.2% | COM | 580135101 |
| T | AT&T INC | 17,353 | $583K | 0.3% | $33.60 * | $11.12 | +4.0% | COM | 00206R102 |
| — | MONSANTO CO NEW | 4,828 | $577K | 0.3% | $119.51 | $100.53 | — | COM | 61166W101 |
| HYS | PIMCO ETF TR | 5,650 | $570K | 0.3% | $100.88 | $103.18 | -2.3% | 0-5 HIGH YIELD | 72201R783 |
| SHBI | SHORE BANCSHARES INC | 60,537 | $565K | 0.3% | $9.33 | $7.56 | +23.6% | COM | 825107105 |
| — | BLACKROCK INC | 1,575 | $563K | 0.3% | $357.46 | $291.46 | — | COM | 09247X101 |
| TM | TOYOTA MOTOR CORP | 4,430 | $556K | 0.3% | $125.51 | $117.90 | +6.4% | SP ADR REP2COM | 892331307 |
| — | KRAFT FOODS GROUP INC | 8,794 | $551K | 0.3% | $62.66 | $54.83 | — | COM | 50076Q106 |
| IWR | ISHARES TR | 3,199 | $534K | 0.3% | $166.93 * | $38.33 | +8.9% | RUS MID-CAP ETF | 464287499 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,250 | $521K | 0.3% | $160.31 * | $117.30 | -17.2% | COM | 459200101 |
| — | CREDIT SUISSE ASSET MGMT INC | 154,500 | $508K | 0.3% | $3.29 | $3.62 | — | COM | 224916106 |
| QCOM | QUALCOMM INC | 6,800 | $505K | 0.3% | $74.26 * | $48.91 | +11.2% | COM | 747525103 |
| PAC | GPO AEROPORTUARIO DEL PAC SA | 7,935 | $501K | 0.3% | $63.14 | $64.87 | -2.6% | SPON ADR B | 400506101 |
| MO | ALTRIA GROUP INC | 10,034 | $494K | 0.3% | $49.23 * | $17.36 | +39.7% | COM | 02209S103 |
| — | HEALTH CARE REIT INC | 6,395 | $484K | 0.2% | $75.68 | $56.74 | — | COM | 42217K106 |
| MCK | MCKESSON CORP | 2,319 | $481K | 0.2% | $207.42 * | $104.13 | +83.5% | COM | 58155Q103 |
| KMB | KIMBERLY CLARK CORP | 4,144 | $479K | 0.2% | $115.59 * | $67.51 | +17.9% | COM | 494368103 |
| — | NATURAL RESOURCE PARTNERS L | 49,320 | $456K | 0.2% | $9.25 | $20.46 | — | COM UNIT L P | 63900P103 |
| PEP | PEPSICO INC | 4,785 | $452K | 0.2% | $94.46 * | $56.31 | +20.7% | COM | 713448108 |
| FLS | FLOWSERVE CORP | 7,538 | $451K | 0.2% | $59.83 * | $43.43 | +11.2% | COM | 34354P105 |
| — | GOOGLE INC | 846 | $445K | 0.2% | $526.00 | $572.46 | — | CL C | 38259P706 |
| SPEM | SPDR INDEX SHS FDS | 7,010 | $441K | 0.2% | $62.91 * | $32.06 | -2.0% | EMERG MKTS ETF | 78463X509 |
| CSCO | CISCO SYS INC | 15,687 | $436K | 0.2% | $27.79 * | $15.60 | +26.4% | COM | 17275R102 |
| SNY | SANOFI | 9,516 | $434K | 0.2% | $45.61 | $51.02 | -10.6% | SPONSORED ADR | 80105N105 |
| — | CELGENE CORP | 3,750 | $419K | 0.2% | $111.73 | $103.12 | — | COM | 151020104 |
| IVV | ISHARES TR | 2,000 | $414K | 0.2% | $207.00 | $202.42 | +2.2% | CORE S&P500 ETF | 464287200 |
| AMGN | AMGEN INC | 2,503 | $399K | 0.2% | $159.41 * | $86.94 | +33.4% | COM | 031162100 |
| ABT | ABBOTT LABS | 8,843 | $398K | 0.2% | $45.01 * | $29.51 | +23.7% | COM | 002824100 |
| — | STATOIL ASA | 22,516 | $397K | 0.2% | $17.63 | $29.06 | — | SPONSORED ADR | 85771P102 |
| SPG | SIMON PPTY GROUP INC NEW | 2,166 | $394K | 0.2% | $181.90 * | $84.70 | +25.0% | COM | 828806109 |
| CF | CF INDS HLDGS INC | 1,372 | $374K | 0.2% | $272.59 * | $28.45 | +41.1% | COM | 125269100 |
| DIS | DISNEY WALT CO | 3,941 | $371K | 0.2% | $94.14 * | $66.60 | +28.8% | COM DISNEY | 254687106 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 16,260 | $364K | 0.2% | $22.39 | $20.69 | +8.2% | SPONSORED ADR | 874039100 |
| — | HCP INC | 8,125 | $358K | 0.2% | $44.06 | $38.84 | — | COM | 40414L109 |
| — | MFS CHARTER INCOME TR | 38,575 | $355K | 0.2% | $9.20 | $9.18 | — | SH BEN INT | 552727109 |
| WFC | WELLS FARGO & CO NEW | 6,390 | $350K | 0.2% | $54.77 * | $36.39 | +10.6% | COM | 949746101 |
| — | PUTNAM PREMIER INCOME TR | 64,750 | $340K | 0.2% | $5.25 | $5.42 | — | SH BEN INT | 746853100 |
| — | GOOGLE INC | 639 | $339K | 0.2% | $530.52 | $583.38 | — | CL A | 38259P508 |
| — | HEALTHCARE RLTY TR | 12,211 | $334K | 0.2% | $27.35 | $24.11 | — | COM | 421946104 |
| AXP | AMERICAN EXPRESS CO | 3,573 | $332K | 0.2% | $92.92 * | $75.74 | +4.7% | COM | 025816109 |
| — | BIO-REFERENCE LABS INC | 10,234 | $329K | 0.2% | $32.15 | $28.47 | — | COM $.01 NEW | 09057G602 |
| — | CHINA MOBILE LIMITED | 5,590 | $329K | 0.2% | $58.86 | $58.74 | — | SPONSORED ADR | 16941M109 |
| — | STAMPS COM INC | 6,561 | $315K | 0.2% | $48.01 | $39.40 | — | COM NEW | 852857200 |
| — | MARKWEST ENERGY PARTNERS L P | 4,652 | $313K | 0.2% | $67.28 | $66.42 | — | UNIT LTD PARTN | 570759100 |
| MSFT | MICROSOFT CORP | 6,722 | $312K | 0.2% | $46.41 * | $31.26 | +26.7% | COM | 594918104 |
| — | EXPRESS SCRIPTS HLDG CO | 3,675 | $311K | 0.2% | $84.63 | $62.39 | — | COM | 30219G108 |
| — | FELCOR LODGING TR INC | 28,683 | $310K | 0.2% | $10.81 | $5.92 | — | COM | 31430F101 |
| — | LINNCO LLC | 29,778 | $309K | 0.2% | $10.38 | $27.28 | — | COMSHS LTD INT | 535782106 |
| — | TIME WARNER INC | 3,576 | $305K | 0.2% | $85.29 | $58.01 | — | COM NEW | 887317303 |
| PAA | PLAINS ALL AMERN PIPELINE L | 5,840 | $300K | 0.2% | $51.37 | $54.66 | — | UNIT LTD PARTN | 726503105 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 1,970 | $296K | 0.1% | $150.25 | $144.37 | +4.0% | CL B NEW | 084670702 |
| GILD | GILEAD SCIENCES INC | 3,118 | $294K | 0.1% | $94.29 * | $36.93 | +77.3% | COM | 375558103 |
| — | DOW CHEM CO | 6,420 | $293K | 0.1% | $45.64 | $48.59 | — | COM | 260543103 |
| — | BUCKEYE PARTNERS L P | 3,825 | $289K | 0.1% | $75.56 | $75.03 | — | UNIT LTD PARTN | 118230101 |
| — | MYLAN INC | 4,907 | $277K | 0.1% | $56.45 | $50.81 | — | COM | 628530107 |
| — | LIFELOCK INC | 14,377 | $266K | 0.1% | $18.50 | $14.02 | — | COM | 53224V100 |
| BCH | BANCO DE CHILE | 3,782 | $261K | 0.1% | $69.01 | $75.51 | -8.7% | SPONSORED ADR | 059520106 |
| — | DICE HLDGS INC | 26,004 | $260K | 0.1% | $10.00 | $8.66 | — | COM | 253017107 |
| EFA | ISHARES TR | 4,254 | $259K | 0.1% | $60.88 | $67.82 | -10.3% | MSCI EAFE ETF | 464287465 |
| SSL | SASOL LTD | 6,785 | $258K | 0.1% | $38.03 | $57.23 | -33.7% | SPONSORED ADR | 803866300 |
| WTM | WHITE MTNS INS GROUP LTD | 400 | $252K | 0.1% | $630.00 | $583.58 | +8.0% | COM | G9618E107 |
| GTN | GRAY TELEVISION INC | 22,464 | $252K | 0.1% | $11.22 | $5.99 | +86.8% | COM | 389375106 |
| DE | DEERE & CO | 2,777 | $246K | 0.1% | $88.58 * | $68.29 | +6.6% | COM | 244199105 |
| — | CANTEL MEDICAL CORP | 5,590 | $242K | 0.1% | $43.29 | $33.61 | — | COM | 138098108 |
| MNRO | MONRO MUFFLER BRAKE INC | 4,062 | $235K | 0.1% | $57.85 | $49.37 | +17.1% | COM | 610236101 |
| BIIB | BIOGEN IDEC INC | 687 | $233K | 0.1% | $339.16 | $262.23 | +29.4% | COM | 09062X103 |
| — | ROYAL DUTCH SHELL PLC | 3,465 | $232K | 0.1% | $66.96 | $66.96 | — | SPONS ADR A | 780259206 |
| — | MORGAN STANLEY TRUSTS | 12,900 | $231K | 0.1% | $17.91 | $17.57 | — | INCOME SECS INC | 61745P874 |
| — | BED BATH & BEYOND INC | 3,025 | $230K | 0.1% | $76.03 | $70.19 | — | COM | 075896100 |
| — | NORDSTROM INC | 2,884 | $229K | 0.1% | $79.40 | $68.28 | — | COM | 655664100 |
| — | CALUMET SPECIALTY PRODS PTNR | 10,179 | $228K | 0.1% | $22.40 | $29.54 | — | UT LTD PARTNER | 131476103 |
| VWO | VANGUARD INTL EQUITY INDEX F | 5,597 | $224K | 0.1% | $40.02 | $41.77 | -4.2% | FTSE EMR MKT ETF | 922042858 |
| ORCL | ORACLE CORP | 4,905 | $221K | 0.1% | $45.06 * | $34.62 | +10.1% | COM | 68389X105 |
| GAP | GAP INC DEL | 5,225 | $220K | 0.1% | $42.11 * | $26.66 | +7.4% | COM | 364760108 |
| — | CIGNA CORPORATION | 2,100 | $216K | 0.1% | $102.86 | $73.41 | — | COM | 125509109 |
| SAH | SONIC AUTOMOTIVE INC | 8,002 | $216K | 0.1% | $26.99 | $23.30 | +16.0% | CL A | 83545G102 |
| EQT | EQT CORP | 2,780 | $210K | 0.1% | $75.54 * | $37.67 | +0.4% | COM | 26884L109 |
| — | HERITAGE CRYSTAL CLEAN INC | 16,427 | $203K | 0.1% | $12.36 | $12.36 | — | COM | 42726M106 |
| — | INVESCO BD FD | 11,000 | $202K | 0.1% | $18.36 | $18.18 | — | COM | 46132L107 |
| — | WESTERN ASSET HIGH INCM OPP | 37,600 | $202K | 0.1% | $5.37 | $5.95 | — | COM | 95766K109 |
| FLWS | 1 800 FLOWERS COM | 24,035 | $198K | 0.1% | $8.24 | $5.81 | +41.9% | CL A | 68243Q106 |
| — | WESTERN ASSET MUN HI INCM FD | 25,000 | $193K | 0.1% | $7.72 | $6.76 | — | COM | 95766N103 |
| — | XERIUM TECHNOLOGIES INC | 12,062 | $190K | 0.1% | $15.75 | $10.20 | — | COM NEW | 98416J118 |
| — | TRAVELCENTERS OF AMERICA LLC | 14,427 | $182K | 0.1% | $12.62 | $10.26 | — | COM | 894174101 |
| NPKI | NEWPARK RES INC | 16,864 | $161K | 0.1% | $9.55 | $10.36 | -7.9% | COM PAR $.01NEW | 651718504 |
| RYZ | RYERSON HLDG CORP | 16,052 | $159K | 0.1% | $9.91 | $11.38 | -12.7% | COM | 783754104 |
| — | ALLIANCEBERNSTEIN INCOME FUN | 19,500 | $146K | 0.1% | $7.49 | $7.32 | — | COM | 01881E101 |
| — | PUTNAM MANAGED MUN INCOM TR | 20,000 | $145K | 0.1% | $7.25 | $6.65 | — | COM | 746823103 |
| — | WESTERN ASSET MGD HI INCM FD | 20,000 | $102K | 0.1% | $5.10 | $5.67 | — | COM | 95766L107 |
| — | TEMPLETON GLOBAL INCOME FD | 12,500 | $90,000 | 0.0% | $7.20 | $7.98 | — | COM | 880198106 |
| — | PUTMAN HIGH INCOME SEC FUND | 10,825 | $88,000 | 0.0% | $8.13 | $8.22 | — | SHS BEN INT | 746779107 |
| — | MEI PHARMA INC | 15,399 | $66,000 | 0.0% | $4.29 | $6.69 | — | COM NEW | 55279B202 |
| — | PRIMO WTR CORP | 10,520 | $45,000 | 0.0% | $4.28 | $3.88 | — | COM | 74165N105 |
| — | SMTC CORP | 15,977 | $28,000 | 0.0% | $1.75 | $1.82 | — | COM NEW | 832682207 |