Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 4, 2016

Total Value ($000): $382,911 (100.0% shares, 0.0% debt)

Holdings (109)

VCSH VANGUARD SCOTTSDALE FDS 21.4%
Value ($000) $82,041 Shares 1,018,507 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 13.8%
Value ($000) $52,751 Shares 588,875 Est. Cost $83.39 Unrealized —
VTIP VANGUARD MALVERN FDS 10.5%
Value ($000) $40,393 Shares 813,559 Est. Cost $48.77 Unrealized —
SHY ISHARES TR 8.3%
Value ($000) $31,617 Shares 371,784 Est. Cost $84.59 Unrealized —
SJNK SPDR SER TR 5.3%
Value ($000) $20,374 Shares 735,780 Est. Cost $28.23 Unrealized —
IEMG ISHARES INC 4.7%
Value ($000) $17,884 Shares 392,103 Est. Cost $45.55 Unrealized —
SCHX SCHWAB STRATEGIC TR 2.8%
Value ($000) $10,668 Shares 206,658 Est. Cost $40.28 Unrealized —
VNQ VANGUARD INDEX FDS 2.8%
Value ($000) $10,560 Shares 121,744 Est. Cost $69.04 Unrealized —
VV VANGUARD INDEX FDS 2.5%
Value ($000) $9,437 Shares 95,168 Est. Cost $73.64 Unrealized —
HYMB SPDR SERIES TRUST 1.8%
Value ($000) $6,841 Shares 115,310 Est. Cost $55.72 Unrealized —
EMB ISHARES TR 1.2%
Value ($000) $4,505 Shares 38,433 Est. Cost $107.97 Unrealized —
TIP ISHARES TR 1.2%
Value ($000) $4,484 Shares 38,492 Est. Cost $112.06 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.1%
Value ($000) $4,190 Shares 78,063 Est. Cost $50.98 Unrealized —
VTI VANGUARD INDEX FDS 1.1%
Value ($000) $4,182 Shares 37,561 Est. Cost $83.73 Unrealized —
MUB ISHARES TR 1.0%
Value ($000) $3,771 Shares 33,450 Est. Cost $105.30 Unrealized —
MSFT MICROSOFT CORP 0.7%
Value ($000) $2,490 Shares 43,228 Est. Cost $33.08 Unrealized +52.0%
INTC INTEL CORP 0.6%
Value ($000) $2,478 Shares 65,653 Est. Cost $25.77 Unrealized +11.1%
AAPL APPLE INC 0.6%
Value ($000) $2,423 Shares 21,430 Est. Cost $22.96 Unrealized +5.5%
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,233 Shares 96,850 Est. Cost $23.23 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,139 Shares 99,950 Est. Cost $20.77 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,132 Shares 99,987 Est. Cost $20.94 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.6%
Value ($000) $2,126 Shares 93,742 Est. Cost $22.63 Unrealized —
— ISHARES 0.5%
Value ($000) $2,105 Shares 81,973 Est. Cost $30.96 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,059 Shares 94,844 Est. Cost $20.78 Unrealized —
SHM SPDR SER TR 0.5%
Value ($000) $1,970 Shares 40,332 Est. Cost $48.83 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $1,946 Shares 88,208 Est. Cost $22.23 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,943 Shares 34,047 Est. Cost $53.86 Unrealized —
SUB ISHARES TR 0.5%
Value ($000) $1,775 Shares 16,750 Est. Cost $105.97 Unrealized —
CAC CAMDEN NATL CORP 0.5%
Value ($000) $1,753 Shares 36,713 Est. Cost $18.93 Unrealized +14.3%
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,526 Shares 70,502 Est. Cost $21.12 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,501 Shares 69,485 Est. Cost $20.71 Unrealized —
SPSB SPDR SERIES TRUST 0.4%
Value ($000) $1,475 Shares 47,929 Est. Cost $30.59 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,406 Shares 12,503 Est. Cost $107.76 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.4%
Value ($000) $1,372 Shares 19,025 Est. Cost $62.42 Unrealized —
— VANECK VECTORS ETF TR 0.3%
Value ($000) $1,302 Shares 40,363 Est. Cost $32.32 Unrealized —
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,228 Shares 22,688 Est. Cost $42.91 Unrealized +6.8%
— VANECK VECTORS ETF TR 0.3%
Value ($000) $1,120 Shares 45,536 Est. Cost $24.85 Unrealized —
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,115 Shares 31,941 Est. Cost $33.77 Unrealized —
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,100 Shares 10,688 Est. Cost $66.73 Unrealized +2.6%
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,053 Shares 10,818 Est. Cost $75.62 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,033 Shares 42,581 Est. Cost $25.12 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,027 Shares 40,573 Est. Cost $25.73 Unrealized —
IGSB ISHARES TR 0.3%
Value ($000) $997 Shares 9,430 Est. Cost $105.06 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $995 Shares 17,705 Est. Cost $53.88 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $975 Shares 37,795 Est. Cost $26.31 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $964 Shares 4,456 Est. Cost $186.48 Unrealized —
DWX SPDR INDEX SHS FDS 0.3%
Value ($000) $959 Shares 26,073 Est. Cost $38.88 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $952 Shares 36,757 Est. Cost $26.33 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $939 Shares 38,663 Est. Cost $24.51 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $938 Shares 37,784 Est. Cost $23.53 Unrealized —
FPE FIRST TR EXCHANGE-TRADED FD 0.2%
Value ($000) $929 Shares 47,534 Est. Cost $19.54 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $914 Shares 10,511 Est. Cost $72.26 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $900 Shares 10,031 Est. Cost $59.76 Unrealized +13.0%
IVV ISHARES TR 0.2%
Value ($000) $857 Shares 3,940 Est. Cost $204.07 Unrealized —
— GENERAL ELECTRIC CO 0.2%
Value ($000) $856 Shares 28,916 Est. Cost $25.55 Unrealized —
IEFA ISHARES TR 0.2%
Value ($000) $710 Shares 12,872 Est. Cost $54.52 Unrealized —
DES WISDOMTREE TR 0.2%
Value ($000) $705 Shares 9,374 Est. Cost $64.90 Unrealized —
HYS PIMCO ETF TR 0.2%
Value ($000) $701 Shares 7,043 Est. Cost $101.21 Unrealized —
AMZN AMAZON COM INC 0.2%
Value ($000) $699 Shares 835 Est. Cost $21.01 Unrealized +82.2%
IWC ISHARES TR 0.2%
Value ($000) $660 Shares 8,462 Est. Cost $70.57 Unrealized —
EFA ISHARES TR 0.2%
Value ($000) $623 Shares 10,528 Est. Cost $60.41 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.2%
Value ($000) $602 Shares 29,024 Est. Cost $19.20 Unrealized —
MMM 3M CO 0.2%
Value ($000) $582 Shares 3,301 Est. Cost $86.81 Unrealized +25.8%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $572 Shares 6,549 Est. Cost $56.26 Unrealized +4.0%
DLS WISDOMTREE TR 0.1%
Value ($000) $551 Shares 8,979 Est. Cost $57.08 Unrealized —
USB US BANCORP DEL 0.1%
Value ($000) $538 Shares 12,549 Est. Cost $29.90 Unrealized +0.2%
AMGN AMGEN INC 0.1%
Value ($000) $537 Shares 3,218 Est. Cost $81.18 Unrealized +57.3%
BA BOEING CO 0.1%
Value ($000) $517 Shares 3,924 Est. Cost $119.81 Unrealized +0.8%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $513 Shares 16,598 Est. Cost $28.77 Unrealized —
VIG VANGUARD SPECIALIZED PORTFOL 0.1%
Value ($000) $495 Shares 5,893 Est. Cost $77.77 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $488 Shares 16,945 Est. Cost $28.25 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $483 Shares 3,169 Est. Cost $115.98 Unrealized +18.1%
LQD ISHARES TR 0.1%
Value ($000) $471 Shares 3,823 Est. Cost $118.23 Unrealized —
IEI ISHARES TR 0.1%
Value ($000) $452 Shares 3,570 Est. Cost $121.47 Unrealized —
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $450 Shares 9,289 Est. Cost $48.44 Unrealized —
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $427 Shares 23,485 Est. Cost $13.81 Unrealized —
DIS DISNEY WALT CO 0.1%
Value ($000) $423 Shares 4,559 Est. Cost $80.30 Unrealized +10.7%
DEM WISDOMTREE TR 0.1%
Value ($000) $411 Shares 10,951 Est. Cost $41.92 Unrealized —
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $399 Shares 8,005 Est. Cost $42.31 Unrealized —
BAC BANK AMER CORP 0.1%
Value ($000) $398 Shares 25,442 Est. Cost $11.22 Unrealized +7.6%
MOH MOLINA HEALTHCARE INC 0.1%
Value ($000) $385 Shares 6,605 Est. Cost $55.12 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $377 Shares 3,188 Est. Cost $76.94 Unrealized +21.6%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $349 Shares 4,411 Est. Cost $60.19 Unrealized -4.0%
IJR ISHARES TR 0.1%
Value ($000) $346 Shares 2,788 Est. Cost $116.36 Unrealized —
— POWERSHARES ETF TR II 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized —
CSCO CISCO SYS INC 0.1%
Value ($000) $310 Shares 9,764 Est. Cost $18.97 Unrealized +21.6%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $310 Shares 1,953 Est. Cost $103.66 Unrealized -1.8%
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $308 Shares 2,591 Est. Cost $97.45 Unrealized —
T AT&T INC 0.1%
Value ($000) $302 Shares 7,444 Est. Cost $14.47 Unrealized +12.6%
KO COCA COLA CO 0.1%
Value ($000) $300 Shares 7,086 Est. Cost $28.61 Unrealized +13.8%
NKE NIKE INC 0.1%
Value ($000) $292 Shares 5,549 Est. Cost $44.97 Unrealized +11.2%
META FACEBOOK INC 0.1%
Value ($000) $291 Shares 2,272 Est. Cost $93.90 Unrealized +31.3%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $283 Shares 9,984 Est. Cost $29.58 Unrealized —
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $278 Shares 5,339 Est. Cost $32.90 Unrealized 0.0%
DHR DANAHER CORP DEL 0.1%
Value ($000) $274 Shares 3,489 Est. Cost $43.58 Unrealized +54.4%
COP CONOCOPHILLIPS 0.1%
Value ($000) $271 Shares 6,238 Est. Cost $37.34 Unrealized -16.6%
IJH ISHARES TR 0.1%
Value ($000) $269 Shares 1,739 Est. Cost $149.60 Unrealized —
— RYDEX ETF TRUST 0.1%
Value ($000) $261 Shares 3,120 Est. Cost $80.67 Unrealized —
— TWITTER INC 0.1%
Value ($000) $255 Shares 11,060 Est. Cost $48.91 Unrealized —
PEP PEPSICO INC 0.1%
Value ($000) $242 Shares 2,225 Est. Cost $74.22 Unrealized +9.2%
OPK OPKO HEALTH INC 0.1%
Value ($000) $235 Shares 22,200 Est. Cost $7.21 Unrealized +38.1%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $225 Shares 2,548 Est. Cost $74.09 Unrealized 0.0%
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $216 Shares 1 Est. Cost $219349.66 Unrealized 0.0%
USIG ISHARES TR 0.1%
Value ($000) $210 Shares 1,845 Est. Cost $113.82 Unrealized —
ITOT ISHARES TR 0.1%
Value ($000) $209 Shares 4,229 Est. Cost $49.42 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $205 Shares 6,053 Est. Cost $22.26 Unrealized 0.0%
GLD SPDR GOLD TRUST 0.1%
Value ($000) $204 Shares 1,620 Est. Cost $125.93 Unrealized —
— BARCLAYS BK PLC 0.0%
Value ($000) $166 Shares 12,111 Est. Cost $13.71 Unrealized —
— GABELLI EQUITY TR INC 0.0%
Value ($000) $82 Shares 14,560 Est. Cost $5.63 Unrealized —