Location: Seattle, WA
CIK: 0001510434 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 4, 2016
Total Value: $383M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VCSH | VANGUARD SCOTTSDALE FDS | 1,018,507 | $82.04M | 21.4% | $80.55 | $80.12 | +0.5% | SHRT TRM CORP BD | 92206C409 |
| VCIT | VANGUARD SCOTTSDALE FDS | 588,875 | $52.75M | 13.8% | $89.58 | $86.51 | +3.6% | INT-TERM CORP | 92206C870 |
| VTIP | VANGUARD MALVERN FDS | 813,559 | $40.39M | 10.5% | $49.65 | $49.07 | +1.2% | STRM INFPROIDX | 922020805 |
| SHY | ISHARES TR | 371,784 | $31.62M | 8.3% | $85.04 | $84.63 | +0.5% | 1-3 YR TR BD ETF | 464287457 |
| SJNK | SPDR SER TR | 735,780 | $20.37M | 5.3% | $27.69 | $28.52 | -2.9% | SHT TRM HGH YLD | 78468R408 |
| IEMG | ISHARES INC | 392,103 | $17.88M | 4.7% | $45.61 | $46.90 | -2.7% | CORE MSCI EMKT | 46434G103 |
| SCHX | SCHWAB STRATEGIC TR | 206,658 | $10.67M | 2.8% | $51.62 * | $6.71 | +28.2% | US LRG CAP ETF | 808524201 |
| VNQ | VANGUARD INDEX FDS | 121,744 | $10.56M | 2.8% | $86.74 | $71.99 | +20.5% | REIT ETF | 922908553 |
| VV | VANGUARD INDEX FDS | 95,168 | $9.437M | 2.5% | $99.16 | $73.91 | +34.2% | LARGE CAP ETF | 922908637 |
| HYMB | SPDR SERIES TRUST | 115,310 | $6.841M | 1.8% | $59.33 * | $27.94 | +6.2% | NUV HGHYLD MUN | 78464A284 |
| EMB | ISHARES TR | 38,433 | $4.505M | 1.2% | $117.22 | $109.41 | +7.1% | JP MOR EM MK ETF | 464288281 |
| TIP | ISHARES TR | 38,492 | $4.484M | 1.2% | $116.49 | $118.26 | -1.5% | TIPS BD ETF | 464287176 |
| SCHZ | SCHWAB STRATEGIC TR | 78,063 | $4.19M | 1.1% | $53.67 * | $25.59 | +4.9% | US AGGREGATE B | 808524839 |
| VTI | VANGUARD INDEX FDS | 37,561 | $4.182M | 1.1% | $111.34 | $84.03 | +32.5% | TOTAL STK MKT | 922908769 |
| MUB | ISHARES TR | 33,450 | $3.771M | 1.0% | $112.74 | $107.66 | +4.7% | NATIONAL MUN ETF | 464288414 |
| MSFT | MICROSOFT CORP | 43,228 | $2.49M | 0.7% | $57.60 * | $33.08 | +55.6% | COM | 594918104 |
| INTC | INTEL CORP | 65,653 | $2.478M | 0.6% | $37.74 * | $25.77 | +18.7% | COM | 458140100 |
| AAPL | APPLE INC | 21,430 | $2.423M | 0.6% | $113.07 * | $22.96 | +12.9% | COM | 037833100 |
| SCHE | SCHWAB STRATEGIC TR | 96,850 | $2.233M | 0.6% | $23.06 | $23.33 | -1.2% | EMRG MKTEQ ETF | 808524706 |
| — | CLAYMORE EXCHANGE TRD FD TR | 99,950 | $2.139M | 0.6% | $21.40 | $20.77 | — | GUG BULL2019 E | 18383M522 |
| — | CLAYMORE EXCHANGE TRD FD TR | 99,987 | $2.132M | 0.6% | $21.32 | $20.94 | — | GUG BULL2018 E | 18383M530 |
| — | CLAYMORE EXCHANGE TRD FD TR | 93,742 | $2.126M | 0.6% | $22.68 | $22.63 | — | GUGG CRP BD 2017 | 18383M548 |
| — | ISHARES | 81,973 | $2.105M | 0.5% | $25.68 | $30.96 | — | MSCI FRNTR100ETF | 464286145 |
| — | CLAYMORE EXCHANGE TRD FD TR | 94,844 | $2.059M | 0.5% | $21.71 | $20.78 | — | GUG BULL2020 E | 18383M514 |
| SHM | SPDR SER TR | 40,332 | $1.97M | 0.5% | $48.84 | $48.92 | -0.1% | NUVN BR SHT MUNI | 78468R739 |
| — | CLAYMORE EXCHANGE TRD FD TR | 88,208 | $1.946M | 0.5% | $22.06 | $22.23 | — | GUGG CRP BD 2016 | 18383M555 |
| SCHP | SCHWAB STRATEGIC TR | 34,047 | $1.943M | 0.5% | $57.07 * | $28.17 | +1.3% | US TIPS ETF | 808524870 |
| SUB | ISHARES TR | 16,750 | $1.775M | 0.5% | $105.97 | $105.92 | +0.1% | SHRT NAT MUN ETF | 464288158 |
| CAC | CAMDEN NATL CORP | 36,713 | $1.753M | 0.5% | $47.75 * | $18.93 | +20.1% | COM | 133034108 |
| — | CLAYMORE EXCHANGE TRD FD TR | 70,502 | $1.526M | 0.4% | $21.64 | $21.12 | — | GUGG BULSH 2022 | 18383M258 |
| — | CLAYMORE EXCHANGE TRD FD TR | 69,485 | $1.501M | 0.4% | $21.60 | $20.71 | — | GUGG BULSH 2021 | 18383M266 |
| SPSB | SPDR SERIES TRUST | 47,929 | $1.475M | 0.4% | $30.77 | $30.56 | +0.7% | BARC SHT TR CP | 78464A474 |
| AGG | ISHARES TR | 12,503 | $1.406M | 0.4% | $112.45 | $109.03 | +3.1% | CORE US AGGBD ET | 464287226 |
| VYM | VANGUARD WHITEHALL FDS INC | 19,025 | $1.372M | 0.4% | $72.12 | $63.21 | +14.1% | HIGH DIV YLD | 921946406 |
| — | VANECK VECTORS ETF TR | 40,363 | $1.302M | 0.3% | $32.26 | $32.32 | — | HIGH YLD MUN ETF | 92189F361 |
| SBUX | STARBUCKS CORP | 22,688 | $1.228M | 0.3% | $54.13 * | $42.91 | +3.5% | COM | 855244109 |
| — | VANECK VECTORS ETF TR | 45,536 | $1.12M | 0.3% | $24.60 | $24.85 | — | AMT FREE INT ETF | 92189F544 |
| SPIB | SPDR SERIES TRUST | 31,941 | $1.115M | 0.3% | $34.91 | $34.15 | +2.2% | INTR TRM CORP BD | 78464A375 |
| CVX | CHEVRON CORP NEW | 10,688 | $1.1M | 0.3% | $102.92 * | $66.73 | +4.0% | COM | 166764100 |
| RWR | SPDR SERIES TRUST | 10,818 | $1.053M | 0.3% | $97.34 | $79.56 | +22.4% | DJ REIT ETF | 78464A607 |
| — | CLAYMORE EXCHANGE TRD FD TR | 42,581 | $1.033M | 0.3% | $24.26 | $25.12 | — | GUG BUL 2019 HY | 18383M373 |
| — | CLAYMORE EXCHANGE TRD FD TR | 40,573 | $1.027M | 0.3% | $25.31 | $25.73 | — | GUG BLT2018 HY | 18383M381 |
| IGSB | ISHARES TR | 9,430 | $997K | 0.3% | $105.73 * | $52.66 | +0.4% | 1-3 YR CR BD ETF | 464288646 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 17,705 | $995K | 0.3% | $56.20 | $56.47 | -0.5% | GLB EX US ETF | 922042676 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,795 | $975K | 0.3% | $25.80 | $26.31 | — | GUG BLT2016 HY | 18383M415 |
| SPY | SPDR S&P 500 ETF TR | 4,456 | $964K | 0.3% | $216.34 | $182.00 | +18.8% | TR UNIT | 78462F103 |
| DWX | SPDR INDEX SHS FDS | 26,073 | $959K | 0.3% | $36.78 | $39.17 | -6.1% | S&P INTL ETF | 78463X772 |
| — | CLAYMORE EXCHANGE TRD FD TR | 36,757 | $952K | 0.2% | $25.90 | $26.33 | — | GUG BLT2017 HY | 18383M399 |
| — | CLAYMORE EXCHANGE TRD FD TR | 38,663 | $939K | 0.2% | $24.29 | $24.51 | — | GUG BUL 2020 HY | 18383M365 |
| — | CLAYMORE EXCHANGE TRD FD TR | 37,784 | $938K | 0.2% | $24.83 | $23.53 | — | 2021 HG YLD CB | 18383M225 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 47,534 | $929K | 0.2% | $19.54 | $19.51 | +0.2% | PFD SECS INC ETF | 33739E108 |
| VTV | VANGUARD INDEX FDS | 10,511 | $914K | 0.2% | $86.96 | $72.11 | +20.7% | VALUE ETF | 922908744 |
| PG | PROCTER AND GAMBLE CO | 10,031 | $900K | 0.2% | $89.72 * | $59.76 | +16.9% | COM | 742718109 |
| IVV | ISHARES TR | 3,940 | $857K | 0.2% | $217.51 | $196.80 | +10.5% | CORE S&P500 ETF | 464287200 |
| — | GENERAL ELECTRIC CO | 28,916 | $856K | 0.2% | $29.60 | $25.55 | — | COM | 369604103 |
| IEFA | ISHARES TR | 12,872 | $710K | 0.2% | $55.16 | $55.76 | -1.1% | CORE MSCI EAFE | 46432F842 |
| DES | WISDOMTREE TR | 9,374 | $705K | 0.2% | $75.21 * | $21.49 | +16.6% | SMALLCAP DIVID | 97717W604 |
| HYS | PIMCO ETF TR | 7,043 | $701K | 0.2% | $99.53 | $102.31 | -2.7% | 0-5 HIGH YIELD | 72201R783 |
| AMZN | AMAZON COM INC | 835 | $699K | 0.2% | $837.13 * | $21.01 | +99.3% | COM | 023135106 |
| IWC | ISHARES TR | 8,462 | $660K | 0.2% | $78.00 | $69.39 | +12.4% | MICRO-CAP ETF | 464288869 |
| EFA | ISHARES TR | 10,528 | $623K | 0.2% | $59.18 | $62.40 | -5.2% | MSCI EAFE ETF | 464287465 |
| FEM | FIRST TR EXCH TRD ALPHA FD I | 29,024 | $602K | 0.2% | $20.74 | $21.07 | -1.5% | EMERG MKT ALPH | 33737J182 |
| MMM | 3M CO | 3,301 | $582K | 0.2% | $176.31 * | $86.81 | +24.5% | COM | 88579Y101 |
| XOM | EXXON MOBIL CORP | 6,549 | $572K | 0.1% | $87.34 * | $56.26 | +2.7% | COM | 30231G102 |
| DLS | WISDOMTREE TR | 8,979 | $551K | 0.1% | $61.37 | $58.17 | +5.5% | INTL SMCAP DIV | 97717W760 |
| USB | US BANCORP DEL | 12,549 | $538K | 0.1% | $42.87 * | $29.90 | +1.9% | COM NEW | 902973304 |
| AMGN | AMGEN INC | 3,218 | $537K | 0.1% | $166.87 * | $81.18 | +55.6% | COM | 031162100 |
| BA | BOEING CO | 3,924 | $517K | 0.1% | $131.75 * | $119.81 | +1.2% | COM | 097023105 |
| SCHC | SCHWAB STRATEGIC TR | 16,598 | $513K | 0.1% | $30.91 | $28.44 | +8.6% | INTL SCEQT ETF | 808524888 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,893 | $495K | 0.1% | $84.00 | $78.03 | +7.6% | DIV APP ETF | 921908844 |
| SCHF | SCHWAB STRATEGIC TR | 16,945 | $488K | 0.1% | $28.80 * | $14.53 | -0.9% | INTL EQTY ETF | 808524805 |
| COST | COSTCO WHSL CORP NEW | 3,169 | $483K | 0.1% | $152.41 * | $115.98 | +11.6% | COM | 22160K105 |
| LQD | ISHARES TR | 3,823 | $471K | 0.1% | $123.20 | $117.92 | +4.5% | IBOXX INV CP ETF | 464287242 |
| IEI | ISHARES TR | 3,570 | $452K | 0.1% | $126.61 | $123.06 | +2.8% | 3-7 YR TR BD ETF | 464288661 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 9,289 | $450K | 0.1% | $48.44 | $48.33 | +0.3% | SENIOR LN FD | 33738D309 |
| SLV | ISHARES SILVER TRUST | 23,485 | $427K | 0.1% | $18.18 | $14.13 | +28.8% | ISHARES | 46428Q109 |
| DIS | DISNEY WALT CO | 4,559 | $423K | 0.1% | $92.78 * | $80.30 | +7.4% | COM DISNEY | 254687106 |
| DEM | WISDOMTREE TR | 10,951 | $411K | 0.1% | $37.53 | $42.05 | -10.7% | EMER MKT HIGH FD | 97717W315 |
| RWO | SPDR INDEX SHS FDS | 8,005 | $399K | 0.1% | $49.84 | $45.06 | +10.6% | DJ GLB RL ES ETF | 78463X749 |
| BAC | BANK AMER CORP | 25,442 | $398K | 0.1% | $15.64 * | $11.22 | +13.4% | COM | 060505104 |
| MOH | MOLINA HEALTHCARE INC | 6,605 | $385K | 0.1% | $58.29 | $55.12 | +5.8% | COM | 60855R100 |
| JNJ | JOHNSON & JOHNSON | 3,188 | $377K | 0.1% | $118.26 * | $76.94 | +18.9% | COM | 478160104 |
| GILD | GILEAD SCIENCES INC | 4,411 | $349K | 0.1% | $79.12 * | $60.19 | -6.1% | COM | 375558103 |
| IJR | ISHARES TR | 2,788 | $346K | 0.1% | $124.10 * | $57.15 | +8.6% | CORE S&P SCP ETF | 464287804 |
| — | POWERSHARES ETF TR II | 13,901 | $346K | 0.1% | $24.89 | $24.98 | — | WK VRDO TX FR | 73936T433 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,953 | $310K | 0.1% | $158.73 * | $103.66 | -1.4% | COM | 459200101 |
| CSCO | CISCO SYS INC | 9,764 | $310K | 0.1% | $31.75 * | $18.97 | +25.4% | COM | 17275R102 |
| — | POWERSHARES QQQ TRUST | 2,591 | $308K | 0.1% | $118.87 | $97.45 | — | UNIT SER 1 | 73935A104 |
| T | AT&T INC | 7,444 | $302K | 0.1% | $40.57 * | $14.47 | +9.3% | COM | 00206R102 |
| KO | COCA COLA CO | 7,086 | $300K | 0.1% | $42.34 * | $28.61 | +10.6% | COM | 191216100 |
| NKE | NIKE INC | 5,549 | $292K | 0.1% | $52.62 * | $44.97 | +3.9% | CL B | 654106103 |
| META | FACEBOOK INC | 2,272 | $291K | 0.1% | $128.08 | $93.90 | +35.7% | CL A | 30303M102 |
| EBND | SPDR SERIES TRUST | 9,984 | $283K | 0.1% | $28.35 | $30.44 | -6.9% | BRCLY EM LOCL | 78464A391 |
| VZ | VERIZON COMMUNICATIONS INC | 5,339 | $278K | 0.1% | $52.07 * | $32.90 | -3.1% | COM | 92343V104 |
| DHR | DANAHER CORP DEL | 3,489 | $274K | 0.1% | $78.53 * | $43.58 | +52.4% | COM | 235851102 |
| COP | CONOCOPHILLIPS | 6,238 | $271K | 0.1% | $43.44 * | $37.34 | -12.7% | COM | 20825C104 |
| IJH | ISHARES TR | 1,739 | $269K | 0.1% | $154.69 * | $29.33 | +5.5% | CORE S&P MCP ETF | 464287507 |
| — | RYDEX ETF TRUST | 3,120 | $261K | 0.1% | $83.65 | $80.67 | — | GUG S&P500 EQ WT | 78355W106 |
| — | TWITTER INC | 11,060 | $255K | 0.1% | $23.06 | $48.91 | — | COM | 90184L102 |
| PEP | PEPSICO INC | 2,225 | $242K | 0.1% | $108.76 * | $74.22 | +10.8% | COM | 713448108 |
| OPK | OPKO HEALTH INC | 22,200 | $235K | 0.1% | $10.59 | $7.21 | +46.9% | COM | 68375N103 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,548 | $225K | 0.1% | $88.30 * | $74.09 | -2.2% | COM | 053015103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $216K | 0.1% | $216000.00 | $219349.66 | -1.4% | CL A | 084670108 |
| USIG | ISHARES TR | 1,845 | $210K | 0.1% | $113.82 * | $56.91 | -0.0% | CORE US CR BD | 464288620 |
| ITOT | ISHARES TR | 4,229 | $209K | 0.1% | $49.42 | $49.35 | +0.4% | CORE S&P TTL STK | 464287150 |
| PFE | PFIZER INC | 6,053 | $205K | 0.1% | $33.87 * | $22.26 | -3.6% | COM | 717081103 |
| GLD | SPDR GOLD TRUST | 1,620 | $204K | 0.1% | $125.93 | $127.37 | -1.4% | GOLD SHS | 78463V107 |
| — | BARCLAYS BK PLC | 12,111 | $166K | 0.0% | $13.71 | $13.71 | — | IPSPGS TTL ETN | 06738C794 |
| — | GABELLI EQUITY TR INC | 14,560 | $82,000 | 0.0% | $5.63 | $5.63 | — | COM | 362397101 |