CIK: 0001425165 · Show all filings
Period: Q4 2018 (← Previous) (Next →)
Filing Date: Feb 19, 2019
Total Value ($000): $284,363 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB STRATEGIC TR | 860,847 | $51,393 | 18.1% | $56.87 | — | US LRG CAP ETF | 808524201 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 484,365 | $22,596 | 7.9% | $49.37 | — | S&P500 LOW VOL | 46138E354 |
| XOM | EXXON MOBIL CORP | 179,392 | $12,233 | 4.3% | $56.14 | +0.4% | COM | 30231G102 |
| AAPL | APPLE INC | 65,908 | $10,396 | 3.7% | $23.81 | +93.3% | COM | 037833100 |
| PFE | PFIZER INC | 202,167 | $8,825 | 3.1% | $18.24 | +64.6% | COM | 717081103 |
| CSCO | CISCO SYS INC | 200,760 | $8,699 | 3.1% | $23.33 | +58.2% | COM | 17275R102 |
| — | EATON VANCE LTD DUR INCOME F | 682,153 | $8,131 | 2.9% | $12.98 | — | COM | 27828H105 |
| T | AT&T INC | 262,661 | $7,496 | 2.6% | $12.01 | +16.7% | COM | 00206R102 |
| ED | CONSOLIDATED EDISON INC | 97,798 | $7,478 | 2.6% | $45.64 | +32.5% | COM | 209115104 |
| JPM | JPMORGAN CHASE & CO | 74,662 | $7,288 | 2.6% | $55.71 | +57.1% | COM | 46625H100 |
| ABBV | ABBVIE INC | 77,724 | $7,165 | 2.5% | $32.90 | +96.9% | COM | 00287Y109 |
| GOOGL | ALPHABET INC | 6,642 | $6,941 | 2.4% | $41.58 | +29.0% | CAP STK CL A | 02079K305 |
| ETN | EATON CORP PLC | 98,501 | $6,763 | 2.4% | $49.36 | +31.8% | SHS | G29183103 |
| BAC | BANK AMER CORP | 244,924 | $6,035 | 2.1% | $14.73 | +54.7% | COM | 060505104 |
| AMZN | AMAZON COM INC | 3,893 | $5,847 | 2.1% | $47.19 | +76.2% | COM | 023135106 |
| VFH | VANGUARD WORLD FDS | 94,604 | $5,616 | 2.0% | $60.19 | — | FINANCIALS ETF | 92204A405 |
| PGX | INVESCO EXCHNG TRADED FD TR | 394,535 | $5,314 | 1.9% | $14.54 | — | PFD ETF | 46138E511 |
| CLX | CLOROX CO DEL | 33,085 | $5,100 | 1.8% | $117.93 | +7.3% | COM | 189054109 |
| — | UNITED TECHNOLOGIES CORP | 44,950 | $4,786 | 1.7% | $111.50 | — | COM | 913017109 |
| PHG | KONINKLIJKE PHILIPS N V | 121,352 | $4,261 | 1.5% | $39.14 | — | NY REG SH NEW | 500472303 |
| SCHB | SCHWAB STRATEGIC TR | 70,331 | $4,215 | 1.5% | $55.63 | — | US BRD MKT ETF | 808524102 |
| — | COHEN & STEERS INFRASTRUCTUR | 189,397 | $3,742 | 1.3% | $22.11 | — | COM | 19248A109 |
| — | BLACKROCK CR ALLCTN INC TR | 272,860 | $3,051 | 1.1% | $11.98 | — | COM | 092508100 |
| XLU | SELECT SECTOR SPDR TR | 45,800 | $2,424 | 0.9% | $50.61 | — | SBI INT-UTILS | 81369Y886 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,552 | $2,359 | 0.8% | $143.01 | +46.1% | CL B NEW | 084670702 |
| — | NUVEEN CA QUALTY MUN INCOME | 182,997 | $2,333 | 0.8% | $13.99 | — | COM | 67066Y105 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 178,944 | $2,160 | 0.8% | $13.38 | — | COM | 6706ER101 |
| — | ALPS ETF TR | 238,875 | $2,085 | 0.7% | $10.11 | — | ALERIAN MLP | 00162Q866 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 152,928 | $1,939 | 0.7% | $13.67 | — | COM | 670651108 |
| XLF | SELECT SECTOR SPDR TR | 76,844 | $1,830 | 0.6% | $25.87 | — | SBI INT-FINL | 81369Y605 |
| QQQ | INVESCO QQQ TR | 11,664 | $1,799 | 0.6% | $154.24 | — | UNIT SER 1 | 46090E103 |
| SCHD | SCHWAB STRATEGIC TR | 36,425 | $1,711 | 0.6% | $46.13 | — | US DIVIDEND EQ | 808524797 |
| — | ANNALY CAP MGMT INC | 159,155 | $1,563 | 0.5% | $11.23 | — | COM | 035710409 |
| VZ | VERIZON COMMUNICATIONS INC | 27,778 | $1,562 | 0.5% | $28.77 | +34.2% | COM | 92343V104 |
| SCHV | SCHWAB STRATEGIC TR | 30,759 | $1,516 | 0.5% | $47.97 | — | US LCAP VA ETF | 808524409 |
| SPHD | INVESCO EXCHNG TRADED FD TR | 36,675 | $1,401 | 0.5% | $41.41 | — | S&P500 HDL VOL | 46138E362 |
| IWF | ISHARES TR | 10,000 | $1,309 | 0.5% | $143.76 | — | RUS 1000 GRW ETF | 464287614 |
| ITA | ISHARES TR | 7,140 | $1,234 | 0.4% | $192.44 | — | US AER DEF ETF | 464288760 |
| SBUX | STARBUCKS CORP | 19,070 | $1,228 | 0.4% | $33.54 | +59.9% | COM | 855244109 |
| TSLA | TESLA INC | 3,631 | $1,208 | 0.4% | $21.04 | +2.2% | COM | 88160R101 |
| SPY | SPDR S&P 500 ETF TR | 4,791 | $1,197 | 0.4% | $223.14 | — | TR UNIT | 78462F103 |
| CVBF | CVB FINL CORP | 58,638 | $1,186 | 0.4% | $17.14 | -4.3% | COM | 126600105 |
| — | INVESCO EXCH TRD SLF IDX FD | 56,275 | $1,185 | 0.4% | $21.06 | — | BULSHS 2019 CB | 46138J304 |
| — | EATON VANCE TAX ADVT DIV INC | 62,115 | $1,180 | 0.4% | $22.06 | — | COM | 27828G107 |
| GDX | VANECK VECTORS ETF TR | 52,600 | $1,109 | 0.4% | $20.56 | — | GOLD MINERS ETF | 92189F106 |
| IGIB | ISHARES TR | 20,640 | $1,082 | 0.4% | $80.85 | — | INTRM TR CRP ETF | 464288638 |
| — | ALTAIR ENGR INC | 38,300 | $1,056 | 0.4% | $31.36 | — | COM CL A | 021369103 |
| IYH | ISHARES TR | 5,777 | $1,045 | 0.4% | $160.03 | — | US HLTHCARE ETF | 464287762 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 7,100 | $1,000 | 0.4% | $158.45 | — | S&P500 EQL TEC | 46137V282 |
| XLE | SELECT SECTOR SPDR TR | 17,430 | $1,000 | 0.4% | $73.52 | — | ENERGY | 81369Y506 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 4,150 | $968 | 0.3% | $242.65 | — | UT SER 1 | 78467X109 |
| — | BLACKROCK MULTI-SECTOR INC T | 60,300 | $926 | 0.3% | $16.79 | — | COM | 09258A107 |
| SCHF | SCHWAB STRATEGIC TR | 31,571 | $895 | 0.3% | $31.45 | — | INTL EQTY ETF | 808524805 |
| MRK | MERCK & CO INC | 11,321 | $865 | 0.3% | $41.71 | +35.5% | COM | 58933Y105 |
| — | BLACKROCK FLOAT RATE OME STR | 69,950 | $832 | 0.3% | $14.16 | — | COM | 09255X100 |
| META | FACEBOOK INC | 6,168 | $809 | 0.3% | $108.58 | +32.5% | CL A | 30303M102 |
| SCHG | SCHWAB STRATEGIC TR | 11,637 | $802 | 0.3% | $66.66 | — | US LCAP GR ETF | 808524300 |
| — | DOUBLELINE INCOME SOLUTIONS | 46,168 | $800 | 0.3% | $19.55 | — | COM | 258622109 |
| BA | BOEING CO | 2,459 | $793 | 0.3% | $196.71 | +70.3% | COM | 097023105 |
| — | LIBERTY ALL-STAR GROWTH FD I | 169,534 | $744 | 0.3% | $6.37 | — | COM | 529900102 |
| — | DOWDUPONT INC | 13,862 | $741 | 0.3% | $68.89 | — | COM | 26078J100 |
| — | BLACKROCK MUNIYIELD CALI QLT | 57,550 | $727 | 0.3% | $14.56 | — | COM | 09254N103 |
| CVX | CHEVRON CORP NEW | 6,361 | $692 | 0.2% | $68.42 | +23.9% | COM | 166764100 |
| SBAC | SBA COMMUNICATIONS CORP NEW | 3,800 | $615 | 0.2% | $120.02 | +25.3% | CL A | 78410G104 |
| LOW | LOWES COS INC | 6,557 | $606 | 0.2% | $63.17 | +33.9% | COM | 548661107 |
| HD | HOME DEPOT INC | 3,439 | $591 | 0.2% | $79.45 | +89.3% | COM | 437076102 |
| NFLX | NETFLIX INC | 2,181 | $584 | 0.2% | $20.52 | +45.8% | COM | 64110L106 |
| IBB | ISHARES TR | 5,980 | $577 | 0.2% | $140.68 | — | NASDAQ BIOTECH | 464287556 |
| PG | PROCTER AND GAMBLE CO | 6,214 | $571 | 0.2% | $64.92 | +15.1% | COM | 742718109 |
| PYPL | PAYPAL HLDGS INC | 6,385 | $537 | 0.2% | $44.28 | +87.7% | COM | 70450Y103 |
| AMGN | AMGEN INC | 2,484 | $484 | 0.2% | $145.15 | +8.0% | COM | 031162100 |
| UNP | UNION PAC CORP | 3,396 | $469 | 0.2% | $66.55 | +90.0% | COM | 907818108 |
| MSFT | MICROSOFT CORP | 4,498 | $457 | 0.2% | $77.80 | +28.5% | COM | 594918104 |
| QCOM | QUALCOMM INC | 7,954 | $453 | 0.2% | $48.49 | +4.9% | COM | 747525103 |
| LMT | LOCKHEED MARTIN CORP | 1,693 | $443 | 0.2% | $262.19 | -4.6% | COM | 539830109 |
| PFXF | VANECK VECTORS ETF TR | 24,275 | $430 | 0.2% | $20.81 | — | PFD SECS EX FINL | 92189F429 |
| JNJ | JOHNSON & JOHNSON | 3,291 | $425 | 0.1% | $89.46 | +27.6% | COM | 478160104 |
| DIS | DISNEY WALT CO | 3,834 | $420 | 0.1% | $86.32 | +26.4% | COM DISNEY | 254687106 |
| PWZ | INVESCO EXCHNG TRADED FD TR | 16,210 | $418 | 0.1% | $25.87 | — | CALIF AMT MUN | 46138E206 |
| HON | HONEYWELL INTL INC | 2,946 | $389 | 0.1% | $81.92 | +43.7% | COM | 438516106 |
| — | ALLERGAN PLC | 2,873 | $384 | 0.1% | $204.48 | — | SHS | G0177J108 |
| VOO | VANGUARD INDEX FDS | 1,665 | $383 | 0.1% | $253.43 | — | S&P 500 ETF SHS | 922908363 |
| VTR | VENTAS INC | 5,975 | $350 | 0.1% | $39.90 | +10.2% | COM | 92276F100 |
| COST | COSTCO WHSL CORP NEW | 1,688 | $344 | 0.1% | $127.92 | +57.9% | COM | 22160K105 |
| INTC | INTEL CORP | 7,074 | $332 | 0.1% | $25.76 | +56.0% | COM | 458140100 |
| PPG | PPG INDS INC | 3,200 | $327 | 0.1% | $86.10 | +5.0% | COM | 693506107 |
| C | CITIGROUP INC | 6,104 | $318 | 0.1% | $52.16 | -5.4% | COM NEW | 172967424 |
| — | DOUBLELINE OPPORTUNISTIC CR | 16,750 | $317 | 0.1% | $23.47 | — | COM | 258623107 |
| AMD | ADVANCED MICRO DEVICES INC | 16,932 | $313 | 0.1% | $20.43 | +5.8% | COM | 007903107 |
| CBSH | COMMERCE BANCSHARES INC | 5,512 | $311 | 0.1% | $28.34 | +47.3% | COM | 200525103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $306 | 0.1% | $313083.50 | 0.0% | CL A | 084670108 |
| ABT | ABBOTT LABS | 4,217 | $305 | 0.1% | $49.41 | +25.8% | COM | 002824100 |
| — | NUVEEN ALL CAP ENE MLP OPPO | 55,339 | $304 | 0.1% | $8.43 | — | COM | 67075E108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 12,211 | $300 | 0.1% | $27.13 | — | COM | 293792107 |
| XLI | SELECT SECTOR SPDR TR | 4,395 | $283 | 0.1% | $60.23 | — | SBI INT-INDS | 81369Y704 |
| DUK | DUKE ENERGY CORP NEW | 3,150 | $272 | 0.1% | $52.23 | +22.3% | COM NEW | 26441C204 |
| IVV | ISHARES TR | 1,080 | $272 | 0.1% | $270.16 | — | CORE S&P500 ETF | 464287200 |
| — | DNP SELECT INCOME FD | 25,800 | $268 | 0.1% | $10.12 | — | COM | 23325P104 |
| MRSH | MARSH & MCLENNAN COS INC | 3,294 | $263 | 0.1% | $64.42 | +15.6% | COM | 571748102 |
| SCHA | SCHWAB STRATEGIC TR | 4,256 | $258 | 0.1% | $72.74 | — | US SML CAP ETF | 808524607 |
| FFWM | FIRST FNDTN INC | 20,000 | $257 | 0.1% | $11.92 | +15.9% | COM | 32026V104 |
| GLD | SPDR GOLD TRUST | 2,112 | $256 | 0.1% | $115.20 | — | GOLD SHS | 78463V107 |
| WFC | WELLS FARGO CO NEW | 5,550 | $256 | 0.1% | $37.60 | +11.8% | COM | 949746101 |
| GIS | GENERAL MLS INC | 6,535 | $254 | 0.1% | $39.18 | -15.8% | COM | 370334104 |
| SGOL | ABERDEEN STD GOLD ETF TR | 2,040 | $252 | 0.1% | $123.53 | — | PHYSCL SWISS GLD | 00326A104 |
| BKLN | INVESCO EXCHNG TRADED FD TR | 11,410 | $249 | 0.1% | $22.87 | — | SR LN ETF | 46138G508 |
| WMT | WALMART INC | 2,652 | $247 | 0.1% | $28.36 | +1.4% | COM | 931142103 |
| — | SIRIUS XM HLDGS INC | 41,240 | $235 | 0.1% | $3.80 | — | COM | 82968B103 |
| — | JPMORGAN CHASE & CO | 10,400 | $232 | 0.1% | $38.48 | — | ALERIAN ML ETN | 46625H365 |
| KMB | KIMBERLY CLARK CORP | 2,000 | $228 | 0.1% | $87.59 | -1.4% | COM | 494368103 |
| PANW | PALO ALTO NETWORKS INC | 1,175 | $221 | 0.1% | $28.60 | +9.0% | COM | 697435105 |
| SCHE | SCHWAB STRATEGIC TR | 9,320 | $219 | 0.1% | $24.14 | — | EMRG MKTEQ ETF | 808524706 |
| GILD | GILEAD SCIENCES INC | 3,437 | $215 | 0.1% | $60.94 | -13.0% | COM | 375558103 |
| YUM | YUM BRANDS INC | 2,306 | $212 | 0.1% | $72.58 | +8.0% | COM | 988498101 |
| EFA | ISHARES TR | 3,586 | $211 | 0.1% | $58.84 | — | MSCI EAFE ETF | 464287465 |
| BMY | BRISTOL MYERS SQUIBB CO | 4,003 | $208 | 0.1% | $36.40 | +12.6% | COM | 110122108 |
| PSX | PHILLIPS 66 | 2,406 | $207 | 0.1% | $56.90 | +28.8% | COM | 718546104 |
| — | CENTURYLINK INC | 13,039 | $198 | 0.1% | $20.32 | — | COM | 156700106 |
| — | AMARIN CORP PLC | 14,250 | $194 | 0.1% | $13.61 | — | SPONS ADR NEW | 023111206 |
| — | BLACKROCK MUNIYIELD CALIF FD | 14,900 | $192 | 0.1% | $12.89 | — | COM | 09254M105 |
| — | GENERAL ELECTRIC CO | 24,956 | $189 | 0.1% | $18.22 | — | COM | 369604103 |
| — | ABERDEEN ASIA PACIFIC INCOM | 36,500 | $141 | 0.0% | $5.16 | — | COM | 003009107 |
| — | PANDORA MEDIA INC | 10,000 | $81 | 0.0% | $7.90 | — | COM | 698354107 |
| — | NAVIOS MARITIME HOLDINGS INC | 120,000 | $33 | 0.0% | $1.70 | — | COM | Y62196103 |
| — | CAPRICOR THERAPEUTICS INC | 50,000 | $21 | 0.0% | $3.38 | — | COM | 14070B101 |
| GERN | GERON CORP | 10,000 | $10 | 0.0% | $4.36 | -65.2% | COM | 374163103 |