CIK: 0001425165 · Show all filings
Period: Q3 2018 (← Previous) (Next →)
Filing Date: Nov 14, 2018
Total Value ($000): $456,845 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB US LARGE CAP ETF | 1,234,560 | $85,876 | 18.8% | $56.87 | — | cs | 808524201 |
| PDBC | INVESCO OPTIMUM YIELD | 1,709,486 | $32,087 | 7.0% | $18.46 | — | cs | 46090F100 |
| SCHA | SCHWAB US SMALL CAP ETF | 304,894 | $23,224 | 5.1% | $72.74 | — | cs | 808524607 |
| SPLV | INVESCO S&P 500 LOW | 458,446 | $22,702 | 5.0% | $49.52 | — | cs | 46138E354 |
| SCHM | CHARLES SCHWAB US MC | 351,835 | $20,350 | 4.5% | $57.08 | — | cs | 808524508 |
| SCHG | SCHWAB US LARGE CAP | 242,361 | $19,878 | 4.4% | $66.66 | — | cs | 808524300 |
| XOM | EXXON MOBIL CORP | 167,527 | $14,243 | 3.1% | $56.13 | +3.7% | cs | 30231G102 |
| AAPL | APPLE INC | 56,316 | $12,713 | 2.8% | $20.03 | +146.0% | cs | 037833100 |
| RSP | INVESCO S&P 500 EQUAL | 93,370 | $9,973 | 2.2% | $103.28 | — | cs | 46137V357 |
| CSCO | CISCO SYSTEMS INC | 189,996 | $9,243 | 2.0% | $22.56 | +59.8% | cs | 17275R102 |
| SPY | SPDR S&P 500 ETF | 31,638 | $9,198 | 2.0% | $223.14 | — | cs | 78462F103 |
| T | A T & T INC | 262,433 | $8,812 | 1.9% | $12.01 | +20.5% | cs | 00206R102 |
| PFE | PFIZER INC | 188,552 | $8,309 | 1.8% | $17.39 | +59.0% | cs | 717081103 |
| ETN | EATON CORP PLC F | 94,726 | $8,216 | 1.8% | $48.74 | +45.9% | cs | G29183103 |
| — | EATON VANCE LIMITED DURA | 600,414 | $7,613 | 1.7% | $13.13 | — | cs | 27828H105 |
| JPM | J P MORGAN CHASE & CO | 63,721 | $7,190 | 1.6% | $50.25 | +84.3% | cs | 46625H100 |
| GOOGL | ALPHABET INC. | 5,679 | $6,855 | 1.5% | $39.54 | +52.0% | cs | 02079K305 |
| ABBV | ABBVIE INC | 70,873 | $6,703 | 1.5% | $29.82 | +131.9% | cs | 00287Y109 |
| VFH | VANGUARD FINANCIALS ETF | 95,579 | $6,630 | 1.5% | $60.19 | — | cs | 92204A405 |
| AMZN | AMAZON.COM INC | 3,217 | $6,444 | 1.4% | $39.63 | +137.3% | cs | 023135106 |
| META | FACEBOOK INC | 38,991 | $6,412 | 1.4% | $108.58 | +65.6% | cs | 30303M102 |
| BAC | BANK OF AMERICA CORP | 211,211 | $6,222 | 1.4% | $13.45 | +89.4% | cs | 060505104 |
| ED | CONSOLIDATED EDISON | 81,044 | $6,175 | 1.4% | $42.58 | +41.8% | cs | 209115104 |
| PGX | INVESCO PREFERRED ETF | 426,714 | $6,111 | 1.3% | $14.54 | — | cs | 46138E511 |
| PHG | KONINKLIJKE PHILIPS N F | 102,382 | $4,659 | 1.0% | $39.89 | — | cs | 500472303 |
| — | UNITED TECHNOLOGIES | 32,550 | $4,551 | 1.0% | $113.41 | — | cs | 913017109 |
| — | COHEN AND STEERS INFRAST | 182,832 | $4,046 | 0.9% | $22.19 | — | cs | 19248A109 |
| VZ | VERIZON COMMUNICATN | 75,497 | $4,031 | 0.9% | $28.77 | +23.9% | cs | 92343V104 |
| CLX | CLOROX CO | 23,738 | $3,570 | 0.8% | $114.55 | +0.1% | cs | 189054109 |
| — | ALPS ALERIAN MLP ETF | 271,390 | $2,898 | 0.6% | $10.11 | — | cs | 00162Q866 |
| — | NUVEEN S&P500 BUY-WRITE | 189,294 | $2,720 | 0.6% | $13.38 | — | cs | 6706ER101 |
| — | BLACKROCK CREDIT ALLOCAT | 206,340 | $2,526 | 0.6% | $12.24 | — | cs | 092508100 |
| — | NUVEEN CLIFORNIA QULTY M | 192,597 | $2,492 | 0.5% | $13.99 | — | cs | 67066Y105 |
| BRK/B | BERKSHIRE HATHAWAY | 11,447 | $2,451 | 0.5% | $143.01 | +43.5% | cs | 084670702 |
| XLU | SELECT SECTOR UTI SELECT | 45,800 | $2,411 | 0.5% | $50.61 | — | cs | 81369Y886 |
| XLF | SELECT STR FINANCIAL | 79,839 | $2,202 | 0.5% | $25.87 | — | cs | 81369Y605 |
| — | NUVEN CALIFOR AMT FREE Q | 169,672 | $2,184 | 0.5% | $13.67 | — | cs | 670651108 |
| SCHB | SCHWAB US BROAD MARKET | 29,559 | $2,081 | 0.5% | $49.69 | — | cs | 808524102 |
| — | ANNALY CAPITAL MGMT | 203,055 | $2,077 | 0.5% | $11.23 | — | oa | 035710409 |
| SCHD | SCHWAB US DIVIDEND | 34,670 | $1,838 | 0.4% | $46.09 | — | cs | 808524797 |
| — | EATON VANCE TAX ADVANTAG | 72,840 | $1,786 | 0.4% | $22.06 | — | cs | 27828G107 |
| — | ROYCE VALUE CF | 109,221 | $1,786 | 0.4% | $15.82 | — | cs | 780910105 |
| SCHV | SCHWAB US LARGE CAP | 30,222 | $1,695 | 0.4% | $47.95 | — | cs | 808524409 |
| XLE | ENERGY SELECT SECTOR | 22,120 | $1,675 | 0.4% | $73.52 | — | cs | 81369Y506 |
| — | ALTAIR ENGINEERING INC | 38,300 | $1,664 | 0.4% | $31.36 | — | cs | 021369103 |
| SPHD | INVESCO S&P 500 HIGH | 39,050 | $1,617 | 0.4% | $41.41 | — | cs | 46138E362 |
| IWF | ISHARES RUSSELL 1000 | 10,142 | $1,582 | 0.3% | $143.76 | — | cs | 464287614 |
| ITA | ISHARES US AEROSPACE | 7,140 | $1,545 | 0.3% | $192.44 | — | cs | 464288760 |
| IYH | ISHARES US HEALTHCARE | 5,927 | $1,203 | 0.3% | $160.03 | — | cs | 464287762 |
| RSPT | INVESCO S&P 500 EQUAL | 7,100 | $1,195 | 0.3% | $158.45 | — | cs | 46137V282 |
| — | BLACKROCK FLOAT RATE INC | 86,550 | $1,194 | 0.3% | $14.16 | — | cs | 09255X100 |
| IGIB | ISHARES INTERMEDT TERM | 21,640 | $1,149 | 0.3% | $80.85 | — | cs | 464288638 |
| SBUX | STARBUCKS CORP | 20,062 | $1,140 | 0.2% | $33.54 | +34.4% | cs | 855244109 |
| SCHF | SCHWAB INTERNATIONAL | 33,926 | $1,138 | 0.2% | $31.45 | — | cs | 808524805 |
| DIA | SPDR DOW JONES | 4,150 | $1,097 | 0.2% | $242.65 | — | cs | 78467X109 |
| — | LIBERTY ALL STAR GROWTH | 160,700 | $1,020 | 0.2% | $6.48 | — | cs | 529900102 |
| CVX | CHEVRON CORP | 8,337 | $1,019 | 0.2% | $68.42 | +28.5% | cs | 166764100 |
| VYMI | VANGUARD INTERNATNL HGH | 15,900 | $999 | 0.2% | $62.65 | — | cs | 921946794 |
| NFLX | NETFLIX INC | 2,587 | $968 | 0.2% | $20.52 | +76.9% | cs | 64110L106 |
| — | BLACKROCK MULTI SECTOR I | 55,450 | $938 | 0.2% | $16.92 | — | cs | 09258A107 |
| BA | BOEING CO | 2,428 | $903 | 0.2% | $194.95 | +73.9% | cs | 097023105 |
| — | DOUBLELINE INCOME SOLUTI | 44,280 | $894 | 0.2% | $19.65 | — | cs | 258622109 |
| — | DOWDUPONT INC | 13,560 | $872 | 0.2% | $69.24 | — | cs | 26078J100 |
| MRK | MERCK & CO. INC. | 11,076 | $786 | 0.2% | $41.39 | +22.4% | cs | 58933Y105 |
| LOW | LOWES COMPANIES INC | 6,320 | $726 | 0.2% | $62.37 | +45.9% | cs | 548661107 |
| CVBF | C V B FINL CORP | 32,275 | $720 | 0.2% | $17.74 | 0.0% | cs | 126600105 |
| IBB | ISHARES NASDAQ | 5,895 | $719 | 0.2% | $141.32 | — | cs | 464287556 |
| HD | HOME DEPOT INC | 3,260 | $675 | 0.1% | $75.56 | +122.3% | cs | 437076102 |
| — | BLACKROCK MUNIYIELD CALI | 52,404 | $671 | 0.1% | $14.75 | — | cs | 09254N103 |
| BABA | ALIBABA GROUP HOLDING F | 3,992 | $658 | 0.1% | $167.89 | — | cs | 01609W102 |
| PFXF | VANECK VECTORS PFD SEC | 33,825 | $657 | 0.1% | $20.81 | — | cs | 92189F429 |
| SBAC | S B A COMMUNICATIONS | 3,900 | $626 | 0.1% | $120.02 | +22.7% | cs | 78410G104 |
| AMD | ADVANCED MICRO DEVIC | 19,842 | $613 | 0.1% | $20.43 | +10.5% | cs | 007903107 |
| — | ALLERGAN PLC F | 3,173 | $604 | 0.1% | $204.48 | — | cs | G0177J108 |
| NVDA | NVIDIA CORP | 2,113 | $594 | 0.1% | $4.89 | +31.8% | cs | 67066G104 |
| GDX | VANECK VECTORS GOLD | 31,600 | $585 | 0.1% | $20.21 | — | cs | 92189F106 |
| LMT | LOCKHEED MARTIN CORP | 1,647 | $570 | 0.1% | $262.53 | +0.7% | cs | 539830109 |
| UNP | UNION PACIFIC CORP | 3,496 | $569 | 0.1% | $66.55 | +92.0% | cs | 907818108 |
| PYPL | PAYPAL HOLDINGS INCORPOR | 6,385 | $561 | 0.1% | $44.28 | +98.4% | cs | 70450Y103 |
| PG | PROCTER & GAMBLE | 6,319 | $526 | 0.1% | $64.92 | +4.4% | cs | 742718109 |
| HON | HONEYWELL INTL INC | 2,939 | $489 | 0.1% | $81.92 | +48.5% | cs | 438516106 |
| — | DOUBLELINE OPPORTUNISTIC | 23,600 | $485 | 0.1% | $23.47 | — | cs | 258623107 |
| C | CITIGROUP INC | 6,702 | $481 | 0.1% | $52.16 | +5.0% | cs | 172967424 |
| PWZ | INVESCO CALIFORNIA | 18,806 | $480 | 0.1% | $25.87 | — | cs | 46138E206 |
| — | JP MORGAN CHASE ALERIAN | 16,900 | $464 | 0.1% | $38.48 | — | cs | 46625H365 |
| — | INVESCO BULLETSHARES | 21,550 | $456 | 0.1% | $21.18 | — | cs | 46138J106 |
| VOO | VANGUARD S&P 500 ETF | 1,665 | $445 | 0.1% | $253.43 | — | cs | 922908363 |
| — | NUVEEN ALL CAP ENERGY ML | 55,514 | $442 | 0.1% | $8.43 | — | cs | 67075E108 |
| AMGN | AMGEN INC. | 2,104 | $436 | 0.1% | $143.04 | +10.0% | cs | 031162100 |
| FDN | FIRST TRUST INTERNET | 3,075 | $435 | 0.1% | $141.46 | — | cs | 33733E302 |
| QCOM | QUALCOMM INC | 6,013 | $433 | 0.1% | $47.72 | +14.5% | cs | 747525103 |
| JNJ | JOHNSON & JOHNSON | 3,095 | $428 | 0.1% | $87.90 | +22.9% | cs | 478160104 |
| DIS | WALT DISNEY CO | 3,444 | $403 | 0.1% | $83.74 | +27.3% | cs | 254687106 |
| COST | COSTCO WHOLESALE CO | 1,692 | $397 | 0.1% | $127.92 | +58.8% | cs | 22160K105 |
| MSFT | MICROSOFT CORP | 3,474 | $397 | 0.1% | $71.26 | +41.5% | cs | 594918104 |
| XLI | SELECT SECTOR INDUSTRIAL | 4,900 | $384 | 0.1% | $60.23 | — | cs | 81369Y704 |
| PPG | PPG INDUSTRIES INC | 3,491 | $381 | 0.1% | $86.10 | +10.0% | cs | 693506107 |
| CBSH | COMMERCE BANCSHARES | 5,250 | $347 | 0.1% | $27.67 | +63.8% | cs | 200525103 |
| EPD | ENTERPRISE PRODS PART LP | 12,024 | $345 | 0.1% | $27.17 | — | oa | 293792107 |
| — | GENERAL ELECTRIC CO | 29,521 | $333 | 0.1% | $18.22 | — | cs | 369604103 |
| GILD | GILEAD SCIENCES INC | 4,237 | $327 | 0.1% | $60.94 | -6.7% | cs | 375558103 |
| INTC | INTEL CORP | 6,864 | $325 | 0.1% | $25.32 | +64.0% | cs | 458140100 |
| — | CENTURYLINK INC | 15,237 | $323 | 0.1% | $20.32 | — | cs | 156700106 |
| — | 1/100 BERKSHIRE HTWY CLA | 1 | $320 | 0.1% | $4412.50 | — | cs | 084990175 |
| — | SPDR S&P OIL & GAS EXPL | 7,350 | $318 | 0.1% | $34.25 | — | cs | 78464A730 |
| FFWM | FIRST FOUNDATION INC | 20,000 | $312 | 0.1% | $11.92 | +29.3% | cs | 32026V104 |
| ABT | ABBOTT LABORATORIES | 4,056 | $298 | 0.1% | $48.90 | +18.2% | cs | 002824100 |
| GIS | GENERAL MILLS INC | 6,875 | $295 | 0.1% | $39.18 | -10.8% | cs | 370334104 |
| WFC | WELLS FARGO BK N A | 5,550 | $292 | 0.1% | $37.60 | +23.7% | cs | 949746101 |
| BMY | BRISTOL-MYERS SQUIBB | 4,603 | $286 | 0.1% | $36.40 | +23.6% | cs | 110122108 |
| — | ETFS GOLD TRUST ETF | 2,440 | $281 | 0.1% | $125.22 | — | cs | 26922Y105 |
| WDC | WESTERN DIGITAL CORP | 4,775 | $280 | 0.1% | $33.75 | +38.8% | cs | 958102105 |
| FBT | FIRST TRUST NYSE ARCA | 1,750 | $277 | 0.1% | $147.42 | — | cs | 33733E203 |
| IVV | ISHARES CORE S&P 500 | 930 | $272 | 0.1% | $273.12 | — | cs | 464287200 |
| MRSH | MARSH & MC LENNAN CO | 3,279 | $271 | 0.1% | $64.42 | +16.9% | cs | 571748102 |
| PSX | PHILLIPS 66 | 2,375 | $268 | 0.1% | $56.68 | +51.8% | cs | 718546104 |
| PANW | PALO ALTO NETWORKS | 1,175 | $265 | 0.1% | $28.60 | +27.3% | cs | 697435105 |
| BKLN | INVESCO SENIOR LOAN ETF | 11,410 | $264 | 0.1% | $22.87 | — | cs | 46138G508 |
| — | SIRIUS XM HLDGS INC | 41,240 | $261 | 0.1% | $3.80 | — | cs | 82968B103 |
| SCHE | SCHWAB EMERGING MARKETS | 10,108 | $260 | 0.1% | $24.14 | — | cs | 808524706 |
| — | RAYTHEON CO | 1,220 | $252 | 0.1% | $186.97 | — | cs | 755111507 |
| GLD | SPDR GOLD SHARES ETF | 2,225 | $251 | 0.1% | $115.20 | — | cs | 78463V107 |
| DUK | DUKE ENERGY CORP | 3,050 | $244 | 0.1% | $51.84 | +15.8% | cs | 26441C204 |
| — | DNP SELECT INCOME CF | 21,800 | $241 | 0.1% | $10.07 | — | cs | 23325P104 |
| VTR | VENTAS INC | 4,425 | $241 | 0.1% | $38.47 | +10.7% | oa | 92276F100 |
| KMB | KIMBERLY-CLARK CORP | 2,100 | $239 | 0.1% | $87.59 | -1.2% | cs | 494368103 |
| WMT | WAL-MART STORES | 2,516 | $236 | 0.1% | $28.34 | -3.5% | cs | 931142103 |
| IBM | IBM CORP | 1,547 | $234 | 0.1% | $105.87 | -4.4% | cs | 459200101 |
| BIDU | BAIDU COM INC F | 1,002 | $229 | 0.1% | $231.94 | — | cs | 056752108 |
| GOOG | ALPHABET INC. | 191 | $228 | 0.0% | $55.01 | +8.1% | cs | 02079K107 |
| COP | CONOCOPHILLIPS | 2,925 | $226 | 0.0% | $51.80 | +8.8% | cs | 20825C104 |
| NOC | NORTHROP GRUMMAN CO | 703 | $223 | 0.0% | $136.45 | +97.7% | cs | 666807102 |
| XYZ | SQUARE INC | 2,250 | $223 | 0.0% | $69.26 | +11.4% | cs | 852234103 |
| — | ABERDEEN ASIA PACIFIC IN | 52,000 | $215 | 0.0% | $5.16 | — | cs | 003009107 |
| TSLA | TESLA INC | 803 | $213 | 0.0% | $19.39 | +7.4% | cs | 88160R101 |
| YUM | YUM BRANDS INC | 2,306 | $210 | 0.0% | $72.58 | +0.4% | cs | 988498101 |
| EMR | EMERSON ELECTRIC CO | 2,701 | $207 | 0.0% | $58.65 | +5.6% | cs | 291011104 |
| EIX | EDISON INTERNTNL | 3,048 | $206 | 0.0% | $36.38 | +33.3% | cs | 281020107 |
| OXSQ | OXFORD SQUARE CAP | 13,661 | $97 | 0.0% | $7.20 | 0.0% | cs | 69181V107 |
| — | GARRISON CAPITAL INC | 11,441 | $95 | 0.0% | $8.30 | — | cs | 366554103 |
| — | PANDORA MEDIA INC | 10,000 | $95 | 0.0% | $7.90 | — | cs | 698354107 |
| — | NEW YORK MTG TR | 15,698 | $95 | 0.0% | $6.05 | — | oa | 649604501 |
| — | NAVIOS MARITIME F | 120,000 | $85 | 0.0% | $1.70 | — | cs | Y62196103 |
| — | CAPRICOR THERAPEUTICS INC COM | 50,000 | $53 | 0.0% | $3.38 | — | cs | 14070B101 |
| — | LEO MOTORS INC | 610,100 | $50 | 0.0% | $0.13 | — | cs | 526362108 |
| GERN | GERON CORP | 10,000 | $18 | 0.0% | $4.36 | 0.0% | cs | 374163103 |
| — | NFUSZ INC | 25,000 | $10 | 0.0% | $0.40 | — | cs | 65342D101 |
| — | MCIG INC | 25,000 | $6 | 0.0% | $0.24 | — | cs | 55279L101 |
| — | CALL SPDR CNSMR STAPLES | 13 | $6 | 0.0% | — | — | Call | 004596122 |
| — | 5BARZ INTL INC | 50,000 | $4 | 0.0% | $0.10 | — | cs | 33833F100 |
| — | HEALTHMED SVCS LTD | 489,700 | $2 | 0.0% | — | — | cs | 422246306 |
| — | SOLARIS PWR CELLS | 20,000 | $0 | 0.0% | $0.10 | — | cs | 83416X101 |
| NTEK | NANOTECH ENTERTAINMENT I | 19,921 | $0 | 0.0% | $0.05 | -84.7% | cs | 63009Y203 |
| FITX | CREATIVE EDGE NUTRIT | 150,000 | $0 | 0.0% | $0.04 | -99.7% | cs | 22528W205 |
| — | LIBERTY STAR URANIUM | 616,600 | $0 | 0.0% | $0.01 | — | cs | 53123T206 |
| CHAG | CHANCELLOR GROUP INC | 70,000 | $0 | 0.0% | $0.11 | -98.1% | cs | 15883D101 |
| HEMP | HEMP INC | 10,000 | $0 | 0.0% | $0.02 | +34.0% | cs | 423703206 |
| — | ANGEL ACQUISITION CORXXX | 10,999,983 | $0 | 0.0% | — | — | cs | 03462P109 |
| — | FRESH PROMISE FOODS | 150,000 | $0 | 0.0% | — | — | cs | 302999271 |
| — | LIBERTY ALL STAR 18RTS | 147,612 | $0 | 0.0% | — | — | wt | 529900888 |
| — | USA URANIUM CORP XXX | 400,000 | $0 | 0.0% | — | — | cs | 91154T109 |
| XNNHQ | XENONICS HOLDINGS | 16,553 | $0 | 0.0% | $0.02 | -84.3% | cs | 984117101 |
| — | GENERAL MOTORS 7.70XXX | 25,000 | $0 | 0.0% | — | — | oa | 370ESCAU9 |
| — | CALL NORDIC AMERN TANK | 40 | $0 | 0.0% | — | — | Call | 004636832 |