CIK: 0001425165 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 12, 2019
Total Value ($000): $451,119 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB STRATEGIC TR | 1,403,063 | $99,519 | 22.1% | $70.51 | — | US LRG CAP ETF | 808524201 |
| SCHZ | SCHWAB STRATEGIC TR | 746,288 | $40,188 | 8.9% | $51.88 | — | US AGGREGATE B | 808524839 |
| AAPL | APPLE INC | 65,562 | $14,684 | 3.3% | $24.68 | +103.5% | COM | 037833100 |
| T | AT&T INC | 382,770 | $14,484 | 3.2% | $12.81 | +32.8% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 199,570 | $14,092 | 3.1% | $56.04 | -4.1% | COM | 30231G102 |
| SCHF | SCHWAB STRATEGIC TR | 422,485 | $13,460 | 3.0% | $31.85 | — | INTL EQTY ETF | 808524805 |
| BIIB | BIOGEN INC | 49,883 | $11,614 | 2.6% | $232.75 | +0.0% | COM | 09062X103 |
| GOOGL | ALPHABET INC | 9,228 | $11,269 | 2.5% | $45.66 | +28.7% | CAP STK CL A | 02079K305 |
| JNJ | JOHNSON & JOHNSON | 82,919 | $10,728 | 2.4% | $109.44 | +0.5% | COM | 478160104 |
| LOW | LOWES COS INC | 93,093 | $10,236 | 2.3% | $91.64 | +2.6% | COM | 548661107 |
| MMM | 3M CO | 58,883 | $9,680 | 2.1% | $111.28 | -0.6% | COM | 88579Y101 |
| SPY | SPDR S&P 500 ETF TR | 31,921 | $9,473 | 2.1% | $279.47 | — | TR UNIT | 78462F103 |
| CSCO | CISCO SYS INC | 185,242 | $9,153 | 2.0% | $23.54 | +81.8% | COM | 17275R102 |
| JPM | JPMORGAN CHASE & CO | 76,324 | $8,983 | 2.0% | $57.70 | +64.8% | COM | 46625H100 |
| ED | CONSOLIDATED EDISON INC | 93,119 | $8,797 | 2.0% | $45.96 | +53.5% | COM | 209115104 |
| AMZN | AMAZON COM INC | 4,905 | $8,515 | 1.9% | $56.25 | +64.8% | COM | 023135106 |
| ETN | EATON CORP PLC | 99,380 | $8,263 | 1.8% | $50.45 | +42.9% | SHS | G29183103 |
| — | EATON VANCE LTD DUR INCOME F | 631,180 | $7,890 | 1.7% | $12.97 | — | COM | 27828H105 |
| — | UNITED TECHNOLOGIES CORP | 56,368 | $7,695 | 1.7% | $115.54 | — | COM | 913017109 |
| SCHB | SCHWAB STRATEGIC TR | 106,508 | $7,564 | 1.7% | $59.89 | — | US BRD MKT ETF | 808524102 |
| CLX | CLOROX CO DEL | 48,868 | $7,422 | 1.6% | $120.89 | +8.2% | COM | 189054109 |
| KLAC | KLA CORPORATION | 45,988 | $7,333 | 1.6% | $106.14 | +21.7% | COM NEW | 482480100 |
| PFE | PFIZER INC | 198,900 | $7,146 | 1.6% | $18.24 | +48.1% | COM | 717081103 |
| BAC | BANK AMER CORP | 243,154 | $7,093 | 1.6% | $15.12 | +62.5% | COM | 060505104 |
| SCHE | SCHWAB STRATEGIC TR | 254,686 | $6,400 | 1.4% | $25.41 | — | EMRG MKTEQ ETF | 808524706 |
| PGX | INVESCO EXCHNG TRADED FD TR | 373,808 | $5,615 | 1.2% | $14.54 | — | PFD ETF | 46138E511 |
| BF/B | BROWN FORMAN CORP | 75,666 | $4,750 | 1.1% | $43.39 | +20.5% | CL B | 115637209 |
| BA | BOEING CO | 11,012 | $4,190 | 0.9% | $323.86 | +8.8% | COM | 097023105 |
| EMR | EMERSON ELEC CO | 59,309 | $3,965 | 0.9% | $56.11 | -3.1% | COM | 291011104 |
| — | BLACKROCK CR ALLCTN INC TR | 258,162 | $3,516 | 0.8% | $12.01 | — | COM | 092508100 |
| XLU | SELECT SECTOR SPDR TR | 46,800 | $3,030 | 0.7% | $50.91 | — | SBI INT-UTILS | 81369Y886 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 10,776 | $2,242 | 0.5% | $143.01 | +44.1% | CL B NEW | 084670702 |
| XLF | SELECT SECTOR SPDR TR | 77,262 | $2,163 | 0.5% | $25.87 | — | SBI INT-FINL | 81369Y605 |
| — | NUVEEN CA QUALTY MUN INCOME | 141,656 | $2,123 | 0.5% | $13.99 | — | COM | 67066Y105 |
| QQQ | INVESCO QQQ TR | 10,837 | $2,046 | 0.5% | $154.24 | — | UNIT SER 1 | 46090E103 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 127,901 | $1,934 | 0.4% | $13.67 | — | COM | 670651108 |
| SCHV | SCHWAB STRATEGIC TR | 33,570 | $1,904 | 0.4% | $48.59 | — | US LCAP VA ETF | 808524409 |
| SCHD | SCHWAB STRATEGIC TR | 32,005 | $1,753 | 0.4% | $46.13 | — | US DIVIDEND EQ | 808524797 |
| — | ALPS ETF TR | 190,986 | $1,746 | 0.4% | $10.11 | — | ALERIAN MLP | 00162Q866 |
| GDX | VANECK VECTORS ETF TR | 62,500 | $1,669 | 0.4% | $21.50 | — | GOLD MINERS ETF | 92189F106 |
| VZ | VERIZON COMMUNICATIONS INC | 27,411 | $1,655 | 0.4% | $28.77 | +40.6% | COM | 92343V104 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 124,866 | $1,632 | 0.4% | $13.38 | — | COM | 6706ER101 |
| IWF | ISHARES TR | 10,000 | $1,596 | 0.4% | $157.30 | — | RUS 1000 GRW ETF | 464287614 |
| GIS | GENERAL MLS INC | 26,158 | $1,442 | 0.3% | $40.74 | +6.5% | COM | 370334104 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 7,100 | $1,270 | 0.3% | $158.45 | — | S&P500 EQL TEC | 46137V282 |
| — | EATON VANCE TAX ADVT DIV INC | 48,175 | $1,184 | 0.3% | $22.06 | — | COM | 27828G107 |
| SBUX | STARBUCKS CORP | 13,091 | $1,158 | 0.3% | $33.54 | +140.4% | COM | 855244109 |
| — | COHEN & STEERS INFRASTRUCTUR | 41,471 | $1,130 | 0.3% | $22.29 | — | COM | 19248A109 |
| — | ANNALY CAP MGMT INC | 128,060 | $1,127 | 0.2% | $11.23 | — | COM | 035710409 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 4,150 | $1,117 | 0.2% | $243.94 | — | UT SER 1 | 78467X109 |
| CVX | CHEVRON CORP NEW | 8,930 | $1,059 | 0.2% | $75.01 | +22.0% | COM | 166764100 |
| IGIB | ISHARES TR | 18,240 | $1,056 | 0.2% | $80.85 | — | INTRM TR CRP ETF | 464288638 |
| IYH | ISHARES TR | 5,542 | $1,048 | 0.2% | $160.03 | — | US HLTHCARE ETF | 464287762 |
| CVBF | CVB FINL CORP | 45,912 | $958 | 0.2% | $17.14 | -5.5% | COM | 126600105 |
| MRK | MERCK & CO INC | 10,855 | $914 | 0.2% | $42.32 | +54.7% | COM | 58933Y105 |
| XLE | SELECT SECTOR SPDR TR | 14,820 | $877 | 0.2% | $73.52 | — | ENERGY | 81369Y506 |
| TSLA | TESLA INC | 3,551 | $855 | 0.2% | $20.89 | -25.1% | COM | 88160R101 |
| — | BLACKROCK MULTI-SECTOR INC T | 48,800 | $837 | 0.2% | $16.79 | — | COM | 09258A107 |
| ABBV | ABBVIE INC | 10,626 | $805 | 0.2% | $37.69 | +39.5% | COM | 00287Y109 |
| PG | PROCTER & GAMBLE CO | 5,964 | $742 | 0.2% | $65.47 | +54.3% | COM | 742718109 |
| — | BLACKROCK FLOAT RATE OME STR | 57,000 | $719 | 0.2% | $14.13 | — | COM | 09255X100 |
| META | FACEBOOK INC | 3,841 | $684 | 0.2% | $108.58 | +73.8% | CL A | 30303M102 |
| — | BLACKROCK MUNIYIELD CALI QLT | 45,960 | $661 | 0.1% | $14.56 | — | COM | 09254N103 |
| DIS | DISNEY WALT CO | 4,965 | $647 | 0.1% | $93.51 | +43.6% | COM DISNEY | 254687106 |
| AMD | ADVANCED MICRO DEVICES INC | 22,182 | $643 | 0.1% | $22.40 | +40.0% | COM | 007903107 |
| PWZ | INVESCO EXCHNG TRADED FD TR | 22,984 | $629 | 0.1% | $27.37 | — | CALIF AMT MUN | 46138E206 |
| HD | HOME DEPOT INC | 2,642 | $613 | 0.1% | $83.42 | +124.3% | COM | 437076102 |
| IBB | ISHARES TR | 6,015 | $598 | 0.1% | $140.68 | — | NASDAQ BIOTECH | 464287556 |
| — | ALTAIR ENGR INC | 17,000 | $589 | 0.1% | $31.36 | — | COM CL A | 021369103 |
| PYPL | PAYPAL HLDGS INC | 5,585 | $579 | 0.1% | $47.21 | +132.8% | COM | 70450Y103 |
| NFLX | NETFLIX INC | 2,103 | $563 | 0.1% | $23.70 | +32.0% | COM | 64110L106 |
| MSFT | MICROSOFT CORP | 4,017 | $559 | 0.1% | $82.12 | +58.2% | COM | 594918104 |
| SCHG | SCHWAB STRATEGIC TR | 6,459 | $543 | 0.1% | $66.66 | — | US LCAP GR ETF | 808524300 |
| PFXF | VANECK VECTORS ETF TR | 26,737 | $543 | 0.1% | $20.74 | — | PFD SECS EX FINL | 92189F429 |
| AMGN | AMGEN INC | 2,552 | $494 | 0.1% | $146.24 | +8.0% | COM | 031162100 |
| HON | HONEYWELL INTL INC | 2,912 | $493 | 0.1% | $81.92 | +70.1% | COM | 438516106 |
| PBF | PBF ENERGY INC | 17,352 | $472 | 0.1% | $28.08 | -9.0% | CL A | 69318G106 |
| VTR | VENTAS INC | 6,425 | $469 | 0.1% | $40.53 | +35.6% | COM | 92276F100 |
| QCOM | QUALCOMM INC | 6,075 | $463 | 0.1% | $48.61 | +33.7% | COM | 747525103 |
| COST | COSTCO WHSL CORP NEW | 1,604 | $462 | 0.1% | $136.41 | +87.9% | COM | 22160K105 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 10,742 | $449 | 0.1% | $39.60 | -6.8% | COM | 808513105 |
| — | ALLERGAN PLC | 2,600 | $438 | 0.1% | $204.48 | — | SHS | G0177J108 |
| INTC | INTEL CORP | 8,206 | $423 | 0.1% | $28.77 | +49.6% | COM | 458140100 |
| UNP | UNION PACIFIC CORP | 2,596 | $421 | 0.1% | $66.55 | +119.1% | COM | 907818108 |
| C | CITIGROUP INC | 6,065 | $419 | 0.1% | $52.16 | +3.8% | COM NEW | 172967424 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,538 | $369 | 0.1% | $95.29 | +7.5% | COM | 459200101 |
| NVDA | NVIDIA CORP | 2,086 | $363 | 0.1% | $3.95 | +5.8% | COM | 67066G104 |
| PPG | PPG INDS INC | 3,000 | $356 | 0.1% | $86.40 | +17.9% | COM | 693506107 |
| PANW | PALO ALTO NETWORKS INC | 1,605 | $327 | 0.1% | $31.13 | +13.7% | COM | 697435105 |
| VOO | VANGUARD INDEX FDS | 1,200 | $327 | 0.1% | $253.43 | — | S&P 500 ETF SHS | 922908363 |
| XLI | SELECT SECTOR SPDR TR | 4,170 | $324 | 0.1% | $63.58 | — | SBI INT-INDS | 81369Y704 |
| GOOG | ALPHABET INC | 266 | $324 | 0.1% | $57.26 | +2.6% | CAP STK CL C | 02079K107 |
| DD | DUPONT DE NEMOURS INC | 4,519 | $322 | 0.1% | $27.24 | -4.9% | COM | 26614N102 |
| — | LAM RESEARCH CORP | 1,390 | $321 | 0.1% | $180.79 | — | COM | 512807108 |
| IVV | ISHARES TR | 1,057 | $316 | 0.1% | $270.39 | — | CORE S&P500 ETF | 464287200 |
| DUK | DUKE ENERGY CORP NEW | 3,200 | $307 | 0.1% | $52.45 | +34.5% | COM NEW | 26441C204 |
| FFWM | FIRST FNDTN INC | 20,000 | $306 | 0.1% | $11.92 | +11.2% | COM | 32026V104 |
| — | JPMORGAN CHASE & CO | 12,850 | $299 | 0.1% | $34.10 | — | ALERIAN ML ETN | 46625H365 |
| — | FIRST TR SR FLG RTE INCM FD | 24,500 | $294 | 0.1% | $12.00 | — | COM | 33733U108 |
| — | NUVEEN ALL CAP ENE MLP OPPO | 50,514 | $288 | 0.1% | $6.20 | — | COM | 67075E108 |
| PSX | PHILLIPS 66 | 2,756 | $282 | 0.1% | $58.85 | +31.3% | COM | 718546104 |
| — | DOUBLELINE OPPORTUNISTIC CR | 12,950 | $268 | 0.1% | $23.47 | — | COM | 258623107 |
| SCHA | SCHWAB STRATEGIC TR | 3,831 | $267 | 0.1% | $72.74 | — | US SML CAP ETF | 808524607 |
| GLD | SPDR GOLD TRUST | 1,900 | $264 | 0.1% | $115.20 | — | GOLD SHS | 78463V107 |
| CBSH | COMMERCE BANCSHARES INC | 4,312 | $262 | 0.1% | $28.34 | +45.2% | COM | 200525103 |
| — | XILINX INC | 2,720 | $261 | 0.1% | $122.50 | — | COM | 983919101 |
| — | DOUBLELINE INCOME SOLUTIONS | 13,083 | $261 | 0.1% | $19.95 | — | COM | 258622109 |
| ABT | ABBOTT LABS | 3,106 | $260 | 0.1% | $50.52 | +50.6% | COM | 002824100 |
| KMB | KIMBERLY CLARK CORP | 1,825 | $259 | 0.1% | $87.59 | +25.3% | COM | 494368103 |
| — | DNP SELECT INCOME FD | 19,800 | $255 | 0.1% | $10.12 | — | COM | 23325P104 |
| WFC | WELLS FARGO CO NEW | 4,850 | $245 | 0.1% | $37.64 | +5.7% | COM | 949746101 |
| EIX | EDISON INTL | 3,048 | $230 | 0.1% | $46.34 | +17.0% | COM | 281020107 |
| DOW | DOW INC | 4,686 | $223 | 0.0% | $36.37 | -10.0% | COM | 260557103 |
| CMCSA | COMCAST CORP NEW | 4,840 | $218 | 0.0% | $37.51 | 0.0% | CL A | 20030N101 |
| KWEB | KRANESHARES TR | 5,275 | $218 | 0.0% | $43.85 | — | CSI CHI INTERNET | 500767306 |
| PH | PARKER HANNIFIN CORP | 1,196 | $216 | 0.0% | $156.48 | -0.9% | COM | 701094104 |
| BABA | ALIBABA GROUP HLDG LTD | 1,285 | $215 | 0.0% | $182.33 | — | SPONSORED ADS | 01609W102 |
| SGOL | ABERDEEN STD GOLD ETF TR | 1,505 | $214 | 0.0% | $123.53 | — | PHYSCL GOLD SHS | 00326A104 |
| CQQQ | INVESCO EXCHNG TRADED FD TR | 4,635 | $212 | 0.0% | $45.74 | — | CHINA TECHNLGY | 46138E800 |
| EFA | ISHARES TR | 3,189 | $208 | 0.0% | $65.22 | — | MSCI EAFE ETF | 464287465 |
| — | BLACKROCK MUNIYIELD CALIF FD | 14,400 | $207 | 0.0% | $12.89 | — | COM | 09254M105 |
| — | GENERAL ELECTRIC CO | 23,024 | $206 | 0.0% | $17.69 | — | COM | 369604103 |
| SDY | SPDR SERIES TRUST | 1,966 | $202 | 0.0% | $102.75 | — | S&P DIVID ETF | 78464A763 |
| LULU | LULULEMON ATHLETICA INC | 1,050 | $202 | 0.0% | $186.88 | 0.0% | COM | 550021109 |
| — | ABERDEEN ASIA PACIFIC INCOM | 37,300 | $156 | 0.0% | $5.15 | — | COM | 003009107 |
| — | NAVIOS MARITIME HLDGS INC | 18,000 | $87 | 0.0% | $3.19 | — | COM | Y62197119 |
| NIO | NIO INC | 10,000 | $16 | 0.0% | $4.04 | — | SPON ADS | 62914V106 |