Location: Irvine, CA
CIK: 0001425165 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 10, 2020
Total Value: $522M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SCHX | SCHWAB STRATEGIC TR | 1,401,904 | $108M | 20.6% | $70.51 | — | US LRG CAP ETF | 808524201 |
| SCHZ | SCHWAB STRATEGIC TR | 1,104,503 | $59.01M | 11.3% | $52.38 | — | US AGGREGATE B | 808524839 |
| SCHF | SCHWAB STRATEGIC TR | 1,179,603 | $39.67M | 7.6% | $32.99 | — | INTL EQTY ETF | 808524805 |
| AAPL | APPLE INC | 65,096 | $19.11M | 3.7% | $24.68 | +151.3% | COM | 037833100 |
| BIIB | BIOGEN INC | 53,116 | $15.76M | 3.0% | $235.47 | +17.8% | COM | 09062X103 |
| T | AT&T INC | 360,296 | $14.08M | 2.7% | $12.81 | +47.3% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 91,975 | $13.42M | 2.6% | $109.90 | +3.8% | COM | 478160104 |
| MMM | 3M CO | 73,919 | $13.04M | 2.5% | $111.38 | +0.3% | COM | 88579Y101 |
| LOW | LOWES COS INC | 107,653 | $12.89M | 2.5% | $93.09 | +10.0% | COM | 548661107 |
| SCHE | SCHWAB STRATEGIC TR | 458,499 | $12.55M | 2.4% | $26.28 | — | EMRG MKTEQ ETF | 808524706 |
| GOOGL | ALPHABET INC | 8,726 | $11.69M | 2.2% | $45.66 | +40.2% | CAP STK CL A | 02079K305 |
| SPY | SPDR S&P 500 ETF TR | 31,206 | $10.04M | 1.9% | $279.47 | — | TR UNIT | 78462F103 |
| AMZN | AMAZON COM INC | 5,368 | $9.919M | 1.9% | $59.03 | +49.9% | COM | 023135106 |
| JPM | JPMORGAN CHASE & CO | 71,003 | $9.898M | 1.9% | $57.70 | +88.3% | COM | 46625H100 |
| CSCO | CISCO SYS INC | 184,662 | $8.856M | 1.7% | $23.54 | +63.8% | COM | 17275R102 |
| XOM | EXXON MOBIL CORP | 121,815 | $8.5M | 1.6% | $56.04 | -7.1% | COM | 30231G102 |
| ED | CONSOLIDATED EDISON INC | 90,858 | $8.22M | 1.6% | $45.96 | +56.2% | COM | 209115104 |
| — | EATON VANCE LTD DUR INCOME F | 609,457 | $8.075M | 1.5% | $12.97 | — | COM | 27828H105 |
| BAC | BANK AMER CORP | 228,346 | $8.042M | 1.5% | $15.12 | +83.7% | COM | 060505104 |
| KLAC | KLA CORPORATION | 44,821 | $7.986M | 1.5% | $106.14 | +46.7% | COM NEW | 482480100 |
| — | UNITED TECHNOLOGIES CORP | 53,078 | $7.949M | 1.5% | $115.54 | — | COM | 913017109 |
| SCHB | SCHWAB STRATEGIC TR | 101,510 | $7.804M | 1.5% | $59.89 | — | US BRD MKT ETF | 808524102 |
| PFE | PFIZER INC | 194,730 | $7.63M | 1.5% | $18.24 | +46.4% | COM | 717081103 |
| CLX | CLOROX CO DEL | 47,651 | $7.316M | 1.4% | $120.89 | +3.0% | COM | 189054109 |
| PGX | INVESCO EXCHNG TRADED FD TR | 428,563 | $6.433M | 1.2% | $14.60 | — | PFD ETF | 46138E511 |
| BF/B | BROWN FORMAN CORP | 71,505 | $4.834M | 0.9% | $43.39 | +34.2% | CL B | 115637209 |
| BA | BOEING CO | 11,158 | $3.635M | 0.7% | $324.21 | +8.3% | COM | 097023105 |
| — | BLACKROCK CR ALLCTN INC TR | 247,743 | $3.463M | 0.7% | $12.01 | — | COM | 092508100 |
| TSLA | TESLA INC | 7,177 | $3.002M | 0.6% | $21.30 | +1.9% | COM | 88160R101 |
| XLU | SELECT SECTOR SPDR TR | 45,800 | $2.96M | 0.6% | $50.91 | — | SBI INT-UTILS | 81369Y886 |
| QQQ | INVESCO QQQ TR | 12,037 | $2.559M | 0.5% | $160.05 | — | UNIT SER 1 | 46090E103 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 10,791 | $2.444M | 0.5% | $143.01 | +51.9% | CL B NEW | 084670702 |
| XLF | SELECT SECTOR SPDR TR | 72,576 | $2.234M | 0.4% | $25.87 | — | SBI INT-FINL | 81369Y605 |
| SCHV | SCHWAB STRATEGIC TR | 34,145 | $2.053M | 0.4% | $48.78 | — | US LCAP VA ETF | 808524409 |
| — | NUVEEN CA QUALTY MUN INCOME | 124,042 | $1.847M | 0.4% | $13.99 | — | COM | 67066Y105 |
| SCHD | SCHWAB STRATEGIC TR | 31,252 | $1.81M | 0.3% | $46.13 | — | US DIVIDEND EQ | 808524797 |
| GDX | VANECK VECTORS ETF TRUST | 61,800 | $1.81M | 0.3% | $21.50 | — | GOLD MINERS ETF | 92189F106 |
| IWF | ISHARES TR | 10,000 | $1.759M | 0.3% | $157.30 | — | RUS 1000 GRW ETF | 464287614 |
| VZ | VERIZON COMMUNICATIONS INC | 28,229 | $1.733M | 0.3% | $29.18 | +46.7% | COM | 92343V104 |
| — | NUVEEN CALIFORNIA AMT QLT MU | 102,341 | $1.557M | 0.3% | $13.67 | — | COM | 670651108 |
| RSPT | INVESCO EXCHANGE TRADED FD T | 7,100 | $1.406M | 0.3% | $158.45 | — | S&P500 EQL TEC | 46137V282 |
| GIS | GENERAL MLS INC | 26,135 | $1.4M | 0.3% | $40.74 | +5.1% | COM | 370334104 |
| ETN | EATON CORP PLC | 13,207 | $1.251M | 0.2% | $50.45 | +58.0% | SHS | G29183103 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 4,150 | $1.183M | 0.2% | $243.94 | — | UT SER 1 | 78467X109 |
| — | ANNALY CAP MGMT INC | 124,060 | $1.169M | 0.2% | $11.23 | — | COM | 035710409 |
| AMD | ADVANCED MICRO DEVICES INC | 25,472 | $1.168M | 0.2% | $24.26 | +51.7% | COM | 007903107 |
| SBUX | STARBUCKS CORP | 12,719 | $1.118M | 0.2% | $33.54 | +122.0% | COM | 855244109 |
| IGIB | ISHARES TR | 18,540 | $1.075M | 0.2% | $80.48 | — | INTRM TR CRP ETF | 464288638 |
| CVBF | CVB FINL CORP | 49,661 | $1.072M | 0.2% | $17.09 | -3.2% | COM | 126600105 |
| CVX | CHEVRON CORP NEW | 8,888 | $1.071M | 0.2% | $75.01 | +19.6% | COM | 166764100 |
| IYH | ISHARES TR | 4,927 | $1.063M | 0.2% | $160.03 | — | US HLTHCARE ETF | 464287762 |
| MRK | MERCK & CO INC | 10,715 | $975K | 0.2% | $42.32 | +59.6% | COM | 58933Y105 |
| ABBV | ABBVIE INC | 10,276 | $910K | 0.2% | $37.69 | +71.5% | COM | 00287Y109 |
| DIS | DISNEY WALT CO | 5,999 | $868K | 0.2% | $100.78 | +34.7% | COM DISNEY | 254687106 |
| IBB | ISHARES TR | 6,965 | $839K | 0.2% | $137.92 | — | NASDAQ BIOTECH | 464287556 |
| META | FACEBOOK INC | 3,922 | $805K | 0.2% | $110.31 | +74.4% | CL A | 30303M102 |
| XLE | SELECT SECTOR SPDR TR | 13,380 | $803K | 0.2% | $73.52 | — | ENERGY | 81369Y506 |
| — | NUVEEN S&P 500 BUY-WRITE INC | 58,275 | $801K | 0.2% | $13.38 | — | COM | 6706ER101 |
| — | BLACKROCK FLOAT RATE OME STR | 56,150 | $755K | 0.1% | $14.13 | — | COM | 09255X100 |
| PG | PROCTER & GAMBLE CO | 5,967 | $745K | 0.1% | $65.47 | +60.7% | COM | 742718109 |
| PBF | PBF ENERGY INC | 22,321 | $700K | 0.1% | $28.68 | +7.3% | CL A | 69318G106 |
| PYPL | PAYPAL HLDGS INC | 6,335 | $685K | 0.1% | $53.93 | +92.8% | COM | 70450Y103 |
| NFLX | NETFLIX INC | 2,009 | $650K | 0.1% | $23.70 | +25.1% | COM | 64110L106 |
| MSFT | MICROSOFT CORP | 4,090 | $645K | 0.1% | $83.14 | +67.5% | COM | 594918104 |
| QCOM | QUALCOMM INC | 7,138 | $630K | 0.1% | $52.22 | +39.5% | COM | 747525103 |
| — | BLACKROCK MUNIYIELD CALI QLT | 43,654 | $620K | 0.1% | $14.56 | — | COM | 09254N103 |
| AMGN | AMGEN INC | 2,552 | $615K | 0.1% | $146.24 | +24.9% | COM | 031162100 |
| — | ALTAIR ENGR INC | 17,000 | $610K | 0.1% | $31.36 | — | COM CL A | 021369103 |
| — | BLACKROCK MULTI-SECTOR INC T | 37,650 | $608K | 0.1% | $16.79 | — | COM | 09258A107 |
| EMR | EMERSON ELEC CO | 7,913 | $603K | 0.1% | $56.11 | +12.0% | COM | 291011104 |
| SCHG | SCHWAB STRATEGIC TR | 6,420 | $596K | 0.1% | $66.66 | — | US LCAP GR ETF | 808524300 |
| INTC | INTEL CORP | 9,515 | $569K | 0.1% | $31.58 | +56.0% | COM | 458140100 |
| HD | HOME DEPOT INC | 2,603 | $568K | 0.1% | $83.42 | +133.7% | COM | 437076102 |
| NVDA | NVIDIA CORP | 2,382 | $560K | 0.1% | $4.10 | +26.1% | COM | 67066G104 |
| PFXF | VANECK VECTORS ETF TRUST | 26,876 | $543K | 0.1% | $20.74 | — | PFD SECS EX FINL | 92189F429 |
| COST | COSTCO WHSL CORP NEW | 1,784 | $524K | 0.1% | $150.04 | +81.0% | COM | 22160K105 |
| C | CITIGROUP INC | 6,470 | $517K | 0.1% | $52.60 | +12.7% | COM NEW | 172967424 |
| HON | HONEYWELL INTL INC | 2,912 | $516K | 0.1% | $81.92 | +75.7% | COM | 438516106 |
| SCHW | THE CHARLES SCHWAB CORPORATI | 10,742 | $511K | 0.1% | $39.60 | +2.3% | COM | 808513105 |
| — | ALLERGAN PLC | 2,600 | $497K | 0.1% | $204.48 | — | SHS | G0177J108 |
| — | INVESCO EXCH TRD SLF IDX FD | 23,300 | $496K | 0.1% | $21.29 | — | BULSHS 2020 CB | 46138J502 |
| — | EATON VANCE TAX ADVT DIV INC | 19,335 | $493K | 0.1% | $22.06 | — | COM | 27828G107 |
| — | ALPS ETF TR | 56,000 | $476K | 0.1% | $10.11 | — | ALERIAN MLP | 00162Q866 |
| UNP | UNION PACIFIC CORP | 2,596 | $469K | 0.1% | $66.55 | +124.4% | COM | 907818108 |
| — | LAM RESEARCH CORP | 1,545 | $452K | 0.1% | $192.01 | — | COM | 512807108 |
| — | INVESCO CALIF VALUE MUN INC | 16,354 | $447K | 0.1% | $27.33 | — | COM | 46132H106 |
| PPG | PPG INDS INC | 3,000 | $400K | 0.1% | $86.40 | +30.2% | COM | 693506107 |
| PANW | PALO ALTO NETWORKS INC | 1,605 | $371K | 0.1% | $31.13 | +21.5% | COM | 697435105 |
| VTR | VENTAS INC | 6,325 | $365K | 0.1% | $40.53 | +21.3% | COM | 92276F100 |
| FFWM | FIRST FNDTN INC | 20,000 | $348K | 0.1% | $11.92 | +25.1% | COM | 32026V104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,600 | $348K | 0.1% | $95.40 | +4.7% | COM | 459200101 |
| GOOG | ALPHABET INC | 256 | $342K | 0.1% | $57.26 | +11.9% | CAP STK CL C | 02079K107 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $340K | 0.1% | $325723.70 | 0.0% | CL A | 084670108 |
| — | DOUBLELINE INCOME SOLUTIONS | 17,083 | $338K | 0.1% | $19.91 | — | COM | 258622109 |
| — | XILINX INC | 3,220 | $315K | 0.1% | $118.67 | — | COM | 983919101 |
| CBSH | COMMERCE BANCSHARES INC | 4,527 | $308K | 0.1% | $29.15 | +56.2% | COM | 200525103 |
| PSX | PHILLIPS 66 | 2,756 | $307K | 0.1% | $58.85 | +48.5% | COM | 718546104 |
| XLK | SELECT SECTOR SPDR TR | 3,350 | $307K | 0.1% | $91.64 | — | TECHNOLOGY | 81369Y803 |
| KMB | KIMBERLY CLARK CORP | 2,225 | $306K | 0.1% | $91.40 | +19.0% | COM | 494368103 |
| SCHA | SCHWAB STRATEGIC TR | 3,949 | $299K | 0.1% | $72.83 | — | US SML CAP ETF | 808524607 |
| VDC | VANGUARD WORLD FDS | 1,850 | $298K | 0.1% | $161.08 | — | CONSUM STP ETF | 92204A207 |
| DUK | DUKE ENERGY CORP NEW | 3,200 | $292K | 0.1% | $52.45 | +36.9% | COM NEW | 26441C204 |
| DD | DUPONT DE NEMOURS INC | 4,519 | $290K | 0.1% | $27.24 | -10.0% | COM | 26614N102 |
| — | DOUBLELINE OPPORTUNISTIC CR | 13,950 | $288K | 0.1% | $23.27 | — | COM | 258623107 |
| — | GENERAL ELECTRIC CO | 25,747 | $287K | 0.1% | $17.00 | — | COM | 369604103 |
| BABA | ALIBABA GROUP HLDG LTD | 1,291 | $274K | 0.1% | $182.33 | — | SPONSORED ADS | 01609W102 |
| GLD | SPDR GOLD TRUST | 1,900 | $272K | 0.1% | $115.20 | — | GOLD SHS | 78463V107 |
| ABT | ABBOTT LABS | 3,107 | $270K | 0.1% | $50.52 | +49.1% | COM | 002824100 |
| — | FIRST TR SR FLG RTE INCM FD | 21,500 | $270K | 0.1% | $12.00 | — | COM | 33733U108 |
| CQQQ | INVESCO EXCHNG TRADED FD TR | 5,050 | $266K | 0.1% | $46.31 | — | CHINA TECHNLGY | 46138E800 |
| TGT | TARGET CORP | 2,060 | $264K | 0.1% | $99.83 | 0.0% | COM | 87612E106 |
| WFC | WELLS FARGO CO NEW | 4,850 | $261K | 0.1% | $37.64 | +18.8% | COM | 949746101 |
| DOW | DOW INC | 4,686 | $256K | 0.0% | $36.37 | +0.9% | COM | 260557103 |
| LULU | LULULEMON ATHLETICA INC | 1,105 | $256K | 0.0% | $188.18 | +13.3% | COM | 550021109 |
| IWM | ISHARES TR | 1,525 | $253K | 0.0% | $165.90 | — | RUSSELL 2000 ETF | 464287655 |
| BMY | BRISTOL MYERS SQUIBB CO | 3,904 | $251K | 0.0% | $45.19 | 0.0% | COM | 110122108 |
| PH | PARKER HANNIFIN CORP | 1,196 | $246K | 0.0% | $156.48 | +13.5% | COM | 701094104 |
| — | DNP SELECT INCOME FD | 18,600 | $238K | 0.0% | $10.12 | — | COM | 23325P104 |
| CVS | CVS HEALTH CORP | 3,178 | $236K | 0.0% | $57.78 | 0.0% | COM | 126650100 |
| XLI | SELECT SECTOR SPDR TR | 2,875 | $234K | 0.0% | $63.58 | — | SBI INT-INDS | 81369Y704 |
| EIX | EDISON INTL | 3,071 | $232K | 0.0% | $46.34 | +16.0% | COM | 281020107 |
| FTEC | FIDELITY COVINGTON TR | 3,200 | $232K | 0.0% | $72.50 | — | MSCI INFO TECH I | 316092808 |
| SGOL | ABERDEEN STD GOLD ETF TR | 15,050 | $220K | 0.0% | $25.51 | — | PHYSCL GOLD SHS | 00326A104 |
| CMCSA | COMCAST CORP NEW | 4,844 | $218K | 0.0% | $37.51 | +1.0% | CL A | 20030N101 |
| SDY | SPDR SERIES TRUST | 1,972 | $212K | 0.0% | $102.75 | — | S&P DIVID ETF | 78464A763 |
| SPLV | INVESCO EXCHNG TRADED FD TR | 3,600 | $210K | 0.0% | $58.33 | — | S&P500 LOW VOL | 46138E354 |
| SLB | SCHLUMBERGER LTD | 5,185 | $208K | 0.0% | $30.72 | 0.0% | COM | 806857108 |
| VTV | VANGUARD INDEX FDS | 1,731 | $207K | 0.0% | $119.58 | — | VALUE ETF | 922908744 |
| — | BLACKROCK MUNIYIELD CALIF FD | 14,400 | $203K | 0.0% | $12.89 | — | COM | 09254M105 |
| — | INGERSOLL-RAND PLC | 1,530 | $203K | 0.0% | $132.68 | — | SHS | G47791101 |
| FISV | FISERV INC | 1,750 | $202K | 0.0% | $110.41 | 0.0% | COM | 337738108 |
| NKE | NIKE INC | 1,981 | $201K | 0.0% | $86.82 | 0.0% | CL B | 654106103 |
| EFA | ISHARES TR | 2,879 | $200K | 0.0% | $65.22 | — | MSCI EAFE ETF | 464287465 |
| — | ABERDEEN ASIA PACIFIC INCOM | 37,300 | $159K | 0.0% | $5.15 | — | COM | 003009107 |
| KGC | KINROSS GOLD CORP | 30,300 | $144K | 0.0% | $4.51 | 0.0% | COM | 496902404 |
| NOK | NOKIA CORP | 31,000 | $115K | 0.0% | $3.71 | — | SPONSORED ADR | 654902204 |
| — | NAVIOS MARITIME HLDGS INC | 18,000 | $81,000 | 0.0% | $3.19 | — | COM | Y62197119 |