Capital Advisory Group Advisory Services, LLC Diversified Active

CIK: 0001803229 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 18, 2023

Total Value ($000): $176,197 (100.0% shares, 0.0% debt)

Holdings (149)

QQQ INVESCO QQQ TR 6.6%
Value ($000) $11,680 Shares 32,601 Est. Cost $211.59 Unrealized
SPY SPDR S&P 500 ETF TR 6.6%
Value ($000) $11,623 Shares 27,190 Est. Cost $314.94 Unrealized
SPTM SPDR SER TR 5.0%
Value ($000) $8,795 Shares 167,553 Est. Cost $43.22 Unrealized
FLRN SPDR SER TR 2.9%
Value ($000) $5,067 Shares 164,942 Est. Cost $25.36 Unrealized
FLOT ISHARES TR 2.9%
Value ($000) $5,025 Shares 98,734 Est. Cost $45.40 Unrealized
HTGC HERCULES CAPITAL INC 2.6%
Value ($000) $4,580 Shares 278,925 Est. Cost $12.32 Unrealized +32.8%
IJH ISHARES TR 2.4%
Value ($000) $4,226 Shares 16,949 Est. Cost $199.10 Unrealized
SPYG SPDR SER TR 2.0%
Value ($000) $3,511 Shares 59,227 Est. Cost $50.60 Unrealized
SPYD SPDR SER TR 1.9%
Value ($000) $3,425 Shares 97,648 Est. Cost $34.81 Unrealized
TMFC RBB FD INC 1.9%
Value ($000) $3,302 Shares 84,032 Est. Cost $31.76 Unrealized
IWM ISHARES TR 1.9%
Value ($000) $3,273 Shares 18,519 Est. Cost $164.17 Unrealized
GLD SPDR GOLD TR 1.6%
Value ($000) $2,815 Shares 16,421 Est. Cost $161.07 Unrealized
DVY ISHARES TR 1.4%
Value ($000) $2,536 Shares 23,561 Est. Cost $103.95 Unrealized
MSFT MICROSOFT CORP 1.4%
Value ($000) $2,534 Shares 8,025 Est. Cost $324.59 Unrealized 0.0%
FHLC FIDELITY COVINGTON TRUST 1.4%
Value ($000) $2,472 Shares 40,808 Est. Cost $57.08 Unrealized
PEY INVESCO EXCHANGE TRADED FD T 1.4%
Value ($000) $2,432 Shares 126,727 Est. Cost $15.25 Unrealized
DIA SPDR DOW JONES INDL AVERAGE 1.4%
Value ($000) $2,390 Shares 7,136 Est. Cost $334.95 Unrealized
AAPL APPLE INC 1.3%
Value ($000) $2,346 Shares 13,703 Est. Cost $100.84 Unrealized +79.8%
JPMORGAN CHASE & CO 1.3%
Value ($000) $2,329 Shares 94,310 Est. Cost $20.90 Unrealized
CVX CHEVRON CORP NEW 1.3%
Value ($000) $2,313 Shares 13,719 Est. Cost $90.20 Unrealized +61.6%
SPHQ INVESCO EXCHANGE TRADED FD T 1.3%
Value ($000) $2,294 Shares 45,843 Est. Cost $39.91 Unrealized
SDY SPDR SER TR 1.3%
Value ($000) $2,233 Shares 19,417 Est. Cost $93.31 Unrealized
RTX RTX CORPORATION 1.2%
Value ($000) $2,129 Shares 29,582 Est. Cost $56.90 Unrealized +42.8%
MDY SPDR S&P MIDCAP 400 ETF TR 1.2%
Value ($000) $2,086 Shares 4,568 Est. Cost $456.64 Unrealized
DTD WISDOMTREE TR 1.2%
Value ($000) $2,063 Shares 34,282 Est. Cost $76.76 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.1%
Value ($000) $1,984 Shares 5,665 Est. Cost $354.77 Unrealized 0.0%
SPYV SPDR SER TR 1.1%
Value ($000) $1,972 Shares 47,785 Est. Cost $24.86 Unrealized
LLY ELI LILLY & CO 1.1%
Value ($000) $1,868 Shares 3,477 Est. Cost $506.78 Unrealized 0.0%
PFM INVESCO EXCHANGE TRADED FD T 1.0%
Value ($000) $1,803 Shares 49,357 Est. Cost $31.83 Unrealized
IYW ISHARES TR 1.0%
Value ($000) $1,764 Shares 16,817 Est. Cost $103.03 Unrealized
SHY ISHARES TR 1.0%
Value ($000) $1,714 Shares 21,170 Est. Cost $55.95 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 1.0%
Value ($000) $1,712 Shares 22,775 Est. Cost $73.77 Unrealized
AMZN AMAZON COM INC 0.9%
Value ($000) $1,529 Shares 12,026 Est. Cost $122.51 Unrealized +9.4%
WMT WALMART INC 0.9%
Value ($000) $1,504 Shares 9,402 Est. Cost $39.74 Unrealized +30.4%
SGOL ABRDN GOLD ETF TRUST 0.8%
Value ($000) $1,463 Shares 82,677 Est. Cost $16.81 Unrealized
JEPI J P MORGAN EXCHANGE TRADED F 0.8%
Value ($000) $1,438 Shares 26,845 Est. Cost $39.17 Unrealized
TIP ISHARES TR 0.8%
Value ($000) $1,432 Shares 13,809 Est. Cost $110.90 Unrealized
AGG ISHARES TR 0.8%
Value ($000) $1,391 Shares 14,795 Est. Cost $104.66 Unrealized
SPSM SPDR SER TR 0.8%
Value ($000) $1,353 Shares 36,653 Est. Cost $31.75 Unrealized
AGM FEDERAL AGRIC MTG CORP 0.8%
Value ($000) $1,334 Shares 8,644 Est. Cost $150.44 Unrealized 0.0%
JNJ JOHNSON & JOHNSON 0.7%
Value ($000) $1,260 Shares 8,091 Est. Cost $153.28 Unrealized 0.0%
EMLP FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $1,256 Shares 47,522 Est. Cost $20.63 Unrealized
GOOG ALPHABET INC 0.7%
Value ($000) $1,235 Shares 9,363 Est. Cost $112.09 Unrealized +15.1%
VO VANGUARD INDEX FDS 0.7%
Value ($000) $1,231 Shares 5,913 Est. Cost $208.24 Unrealized
META META PLATFORMS INC 0.7%
Value ($000) $1,207 Shares 4,019 Est. Cost $299.21 Unrealized 0.0%
NVDA NVIDIA CORPORATION 0.7%
Value ($000) $1,182 Shares 2,718 Est. Cost $44.77 Unrealized 0.0%
MO ALTRIA GROUP INC 0.7%
Value ($000) $1,178 Shares 28,026 Est. Cost $31.49 Unrealized +15.7%
RDVY FIRST TR EXCHANGE-TRADED FD 0.7%
Value ($000) $1,157 Shares 25,179 Est. Cost $34.16 Unrealized
SPSB SPDR SER TR 0.6%
Value ($000) $1,111 Shares 37,909 Est. Cost $23.86 Unrealized
ABBV ABBVIE INC 0.6%
Value ($000) $1,103 Shares 7,402 Est. Cost $135.33 Unrealized 0.0%
IAK ISHARES TR 0.6%
Value ($000) $1,036 Shares 11,300 Est. Cost $47.25 Unrealized
COM DIREXION SHS ETF TR 0.5%
Value ($000) $955 Shares 32,168 Est. Cost $27.97 Unrealized
TSLA TESLA INC 0.5%
Value ($000) $955 Shares 3,815 Est. Cost $256.88 Unrealized 0.0%
ICVT ISHARES TR 0.5%
Value ($000) $913 Shares 12,306 Est. Cost $43.85 Unrealized
UNH UNITEDHEALTH GROUP INC 0.5%
Value ($000) $904 Shares 1,792 Est. Cost $469.94 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 0.5%
Value ($000) $888 Shares 6,330 Est. Cost $131.75 Unrealized 0.0%
FDUS FIDUS INVT CORP 0.5%
Value ($000) $878 Shares 45,707 Est. Cost $10.46 Unrealized +39.4%
PFG PRINCIPAL FINANCIAL GROUP IN 0.5%
Value ($000) $873 Shares 12,115 Est. Cost $40.93 Unrealized +73.6%
CVS CVS HEALTH CORP 0.5%
Value ($000) $819 Shares 11,729 Est. Cost $56.35 Unrealized +14.6%
DOW DOW INC 0.5%
Value ($000) $806 Shares 15,634 Est. Cost $44.42 Unrealized +4.3%
XMMO INVESCO EXCHANGE TRADED FD T 0.5%
Value ($000) $803 Shares 9,976 Est. Cost $86.35 Unrealized
GD GENERAL DYNAMICS CORP 0.5%
Value ($000) $801 Shares 3,627 Est. Cost $211.15 Unrealized 0.0%
ROBO EXCHANGE TRADED CONCEPTS TR 0.4%
Value ($000) $702 Shares 13,931 Est. Cost $52.41 Unrealized
SJNK SPDR SER TR 0.4%
Value ($000) $695 Shares 28,420 Est. Cost $26.57 Unrealized
PSA PUBLIC STORAGE 0.4%
Value ($000) $678 Shares 2,572 Est. Cost $253.67 Unrealized 0.0%
XEL XCEL ENERGY INC 0.4%
Value ($000) $667 Shares 11,662 Est. Cost $55.30 Unrealized -0.2%
NFLX NETFLIX INC 0.4%
Value ($000) $638 Shares 1,689 Est. Cost $42.39 Unrealized 0.0%
ADBE ADOBE INC 0.4%
Value ($000) $628 Shares 1,232 Est. Cost $524.63 Unrealized 0.0%
UPS UNITED PARCEL SERVICE INC 0.4%
Value ($000) $619 Shares 3,971 Est. Cost $151.64 Unrealized 0.0%
BMY BRISTOL-MYERS SQUIBB CO 0.3%
Value ($000) $610 Shares 10,511 Est. Cost $51.24 Unrealized +6.1%
HD HOME DEPOT INC 0.3%
Value ($000) $605 Shares 2,003 Est. Cost $302.97 Unrealized 0.0%
KR KROGER CO 0.3%
Value ($000) $599 Shares 13,383 Est. Cost $31.44 Unrealized +42.0%
MET METLIFE INC 0.3%
Value ($000) $589 Shares 9,355 Est. Cost $58.01 Unrealized 0.0%
DAL DELTA AIR LINES INC DEL 0.3%
Value ($000) $588 Shares 15,894 Est. Cost $37.06 Unrealized +14.2%
GSG ISHARES S&P GSCI COMMODITY- 0.3%
Value ($000) $580 Shares 25,774 Est. Cost $22.53 Unrealized
DIVO AMPLIFY ETF TR 0.3%
Value ($000) $577 Shares 16,621 Est. Cost $19.26 Unrealized
FPX FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $559 Shares 6,657 Est. Cost $83.98 Unrealized
BIV VANGUARD BD INDEX FDS 0.3%
Value ($000) $558 Shares 7,723 Est. Cost $72.31 Unrealized
SPIP SPDR SER TR 0.3%
Value ($000) $551 Shares 22,187 Est. Cost $30.25 Unrealized
IYE ISHARES TR 0.3%
Value ($000) $548 Shares 11,555 Est. Cost $36.12 Unrealized
AZO AUTOZONE INC 0.3%
Value ($000) $533 Shares 210 Est. Cost $2509.45 Unrealized 0.0%
KO COCA COLA CO 0.3%
Value ($000) $510 Shares 9,116 Est. Cost $55.72 Unrealized 0.0%
ALL ALLSTATE CORP 0.3%
Value ($000) $491 Shares 4,404 Est. Cost $103.58 Unrealized 0.0%
BUFR FIRST TR EXCHNG TRADED FD VI 0.3%
Value ($000) $484 Shares 19,770 Est. Cost $17.50 Unrealized
VNQ VANGUARD INDEX FDS 0.3%
Value ($000) $475 Shares 6,273 Est. Cost $75.66 Unrealized
HNDL STRATEGY SHS 0.3%
Value ($000) $455 Shares 23,798 Est. Cost $25.43 Unrealized
VT VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $439 Shares 4,713 Est. Cost $93.18 Unrealized
QLD PROSHARES TR 0.2%
Value ($000) $439 Shares 7,390 Est. Cost $59.35 Unrealized
ORCL ORACLE CORP 0.2%
Value ($000) $437 Shares 4,122 Est. Cost $112.78 Unrealized 0.0%
FICO FAIR ISAAC CORP 0.2%
Value ($000) $432 Shares 497 Est. Cost $858.21 Unrealized 0.0%
AMD ADVANCED MICRO DEVICES INC 0.2%
Value ($000) $426 Shares 4,143 Est. Cost $108.55 Unrealized 0.0%
DXLG DESTINATION XL GROUP INC 0.2%
Value ($000) $424 Shares 94,740 Est. Cost $5.05 Unrealized -7.1%
HRB BLOCK H & R INC 0.2%
Value ($000) $421 Shares 9,767 Est. Cost $14.54 Unrealized +137.0%
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $416 Shares 2,852 Est. Cost $144.12 Unrealized 0.0%
ABT ABBOTT LABS 0.2%
Value ($000) $411 Shares 4,245 Est. Cost $100.45 Unrealized 0.0%
EFA ISHARES TR 0.2%
Value ($000) $401 Shares 5,815 Est. Cost $68.92 Unrealized
ACN ACCENTURE PLC IRELAND 0.2%
Value ($000) $397 Shares 1,294 Est. Cost $304.36 Unrealized 0.0%
COWZ PACER FDS TR 0.2%
Value ($000) $390 Shares 7,885 Est. Cost $49.43 Unrealized
GS GOLDMAN SACHS GROUP INC 0.2%
Value ($000) $382 Shares 1,180 Est. Cost $315.37 Unrealized 0.0%
INTC INTEL CORP 0.2%
Value ($000) $379 Shares 10,660 Est. Cost $27.52 Unrealized +24.3%
XOM EXXON MOBIL CORP 0.2%
Value ($000) $374 Shares 3,179 Est. Cost $101.01 Unrealized 0.0%
EPD ENTERPRISE PRODS PARTNERS L 0.2%
Value ($000) $373 Shares 13,612 Est. Cost $23.69 Unrealized
MCD MCDONALDS CORP 0.2%
Value ($000) $365 Shares 1,387 Est. Cost $269.51 Unrealized 0.0%
NEAR ISHARES U S ETF TR 0.2%
Value ($000) $359 Shares 7,200 Est. Cost $49.89 Unrealized
ARKW ARK ETF TR 0.2%
Value ($000) $359 Shares 6,627 Est. Cost $54.16 Unrealized
ET ENERGY TRANSFER L P 0.2%
Value ($000) $357 Shares 25,465 Est. Cost $10.15 Unrealized
V VISA INC 0.2%
Value ($000) $356 Shares 1,549 Est. Cost $236.17 Unrealized 0.0%
ORLY OREILLY AUTOMOTIVE INC 0.2%
Value ($000) $349 Shares 384 Est. Cost $62.73 Unrealized 0.0%
STZ CONSTELLATION BRANDS INC 0.2%
Value ($000) $346 Shares 1,377 Est. Cost $249.26 Unrealized 0.0%
IYF ISHARES TR 0.2%
Value ($000) $333 Shares 4,460 Est. Cost $74.76 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.2%
Value ($000) $321 Shares 9,894 Est. Cost $28.99 Unrealized 0.0%
TSCO TRACTOR SUPPLY CO 0.2%
Value ($000) $314 Shares 1,548 Est. Cost $41.57 Unrealized 0.0%
T AT&T INC 0.2%
Value ($000) $311 Shares 20,720 Est. Cost $15.95 Unrealized -18.8%
IYH ISHARES TR 0.2%
Value ($000) $300 Shares 1,110 Est. Cost $270.07 Unrealized
ASML ASML HOLDING N V 0.2%
Value ($000) $297 Shares 505 Est. Cost $588.66 Unrealized
PFF ISHARES TR 0.2%
Value ($000) $296 Shares 9,812 Est. Cost $30.15 Unrealized
COST COSTCO WHSL CORP NEW 0.2%
Value ($000) $291 Shares 515 Est. Cost $532.21 Unrealized 0.0%
PSX PHILLIPS 66 0.2%
Value ($000) $279 Shares 2,321 Est. Cost $103.33 Unrealized 0.0%
CL COLGATE PALMOLIVE CO 0.2%
Value ($000) $279 Shares 3,917 Est. Cost $70.87 Unrealized 0.0%
SEAGEN INC 0.2%
Value ($000) $268 Shares 1,265 Est. Cost $212.15 Unrealized
FTNT FORTINET INC 0.2%
Value ($000) $268 Shares 4,565 Est. Cost $66.20 Unrealized 0.0%
ESG FLEXSHARES TR 0.1%
Value ($000) $263 Shares 2,500 Est. Cost $105.38 Unrealized
CMCSA COMCAST CORP NEW 0.1%
Value ($000) $263 Shares 5,930 Est. Cost $41.49 Unrealized 0.0%
MNST MONSTER BEVERAGE CORP NEW 0.1%
Value ($000) $256 Shares 4,844 Est. Cost $56.82 Unrealized 0.0%
SRE SEMPRA 0.1%
Value ($000) $253 Shares 3,712 Est. Cost $66.61 Unrealized 0.0%
BARRICK GOLD CORP 0.1%
Value ($000) $252 Shares 17,318 Est. Cost $14.54 Unrealized
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $248 Shares 1,707 Est. Cost $142.31 Unrealized 0.0%
MDYV SPDR SER TR 0.1%
Value ($000) $245 Shares 3,775 Est. Cost $64.86 Unrealized
ADI ANALOG DEVICES INC 0.1%
Value ($000) $240 Shares 1,373 Est. Cost $176.96 Unrealized 0.0%
CRM SALESFORCE INC 0.1%
Value ($000) $237 Shares 1,168 Est. Cost $213.47 Unrealized 0.0%
AMGN AMGEN INC 0.1%
Value ($000) $227 Shares 844 Est. Cost $231.86 Unrealized 0.0%
ETF SER SOLUTIONS 0.1%
Value ($000) $221 Shares 10,985 Est. Cost $18.26 Unrealized
WPC WP CAREY INC 0.1%
Value ($000) $221 Shares 4,082 Est. Cost $54.08 Unrealized
FNGS BANK MONTREAL MEDIUM 0.1%
Value ($000) $218 Shares 6,823 Est. Cost $31.98 Unrealized
MMM 3M CO 0.1%
Value ($000) $218 Shares 2,327 Est. Cost $79.56 Unrealized 0.0%
RGEN REPLIGEN CORP 0.1%
Value ($000) $216 Shares 1,356 Est. Cost $163.47 Unrealized 0.0%
CSCO CISCO SYS INC 0.1%
Value ($000) $212 Shares 3,947 Est. Cost $50.30 Unrealized 0.0%
WALGREENS BOOTS ALLIANCE INC 0.1%
Value ($000) $211 Shares 9,495 Est. Cost $35.23 Unrealized
MA MASTERCARD INCORPORATED 0.1%
Value ($000) $207 Shares 523 Est. Cost $396.22 Unrealized 0.0%
SPT SPROUT SOCIAL INC 0.1%
Value ($000) $201 Shares 4,038 Est. Cost $50.15 Unrealized 0.0%
ING ING GROEP N.V. 0.1%
Value ($000) $160 Shares 12,162 Est. Cost $11.33 Unrealized
BBDC BARINGS BDC INC 0.1%
Value ($000) $159 Shares 17,800 Est. Cost $6.75 Unrealized -3.7%
TPVG TRIPLEPOINT VENTURE GROWTH B 0.1%
Value ($000) $151 Shares 14,475 Est. Cost $15.61 Unrealized -27.0%
MPT MEDICAL PPTYS TRUST INC 0.1%
Value ($000) $146 Shares 26,704 Est. Cost $13.85 Unrealized
AMCOR PLC 0.1%
Value ($000) $120 Shares 13,056 Est. Cost $8.56 Unrealized +2.0%
GNW GENWORTH FINL INC 0.0%
Value ($000) $81 Shares 13,850 Est. Cost $5.53 Unrealized +4.5%
FORTUNA SILVER MINES INC 0.0%
Value ($000) $77 Shares 28,465 Est. Cost $3.46 Unrealized
EGY VAALCO ENERGY INC 0.0%
Value ($000) $60 Shares 13,681 Est. Cost $3.54 Unrealized +6.8%
FUELCELL ENERGY INC 0.0%
Value ($000) $14 Shares 11,000 Est. Cost $4.27 Unrealized