Location: Harrisonburg, VA
CIK: 0001759803 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: Apr 29, 2020
Total Value: $371M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| BSV | VANGUARD BD INDEX FDS | 243,798 | $20.04M | 5.4% | $82.18 | $78.90 | +4.2% | SHORT TRM BOND | 921937827 |
| SDY | SPDR SER TR | 215,853 | $17.24M | 4.6% | $79.86 | $94.51 | -15.5% | S&P DIVID ETF | 78464A763 |
| AAPL | APPLE INC | 61,554 | $15.65M | 4.2% | $254.30 * | $45.88 | +34.0% | COM | 037833100 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 85,152 | $15.57M | 4.2% | $182.83 | $208.52 | -12.3% | CL B NEW | 084670702 |
| XLV | SELECT SECTOR SPDR TR | 172,805 | $15.31M | 4.1% | $88.58 | $90.55 | -2.2% | SBI HEALTHCARE | 81369Y209 |
| VIG | VANGUARD SPECIALIZED FUNDS | 137,371 | $14.2M | 3.8% | $103.39 | $105.13 | -1.7% | DIV APP ETF | 921908844 |
| VYM | VANGUARD WHITEHALL FDS | 186,657 | $13.21M | 3.6% | $70.75 | $83.45 | -15.2% | HIGH DIV YLD | 921946406 |
| AGG | ISHARES TR | 109,602 | $12.64M | 3.4% | $115.37 | $105.28 | +9.6% | CORE US AGGBD ET | 464287226 |
| SUB | ISHARES TR | 111,622 | $11.87M | 3.2% | $106.30 | $105.15 | +1.1% | SHRT NAT MUN ETF | 464288158 |
| VTIP | VANGUARD MALVERN FDS | 206,776 | $10.07M | 2.7% | $48.72 | $48.43 | +0.6% | STRM INFPROIDX | 922020805 |
| DLN | WISDOMTREE TR | 116,821 | $9.455M | 2.5% | $80.94 * | $45.33 | -10.7% | US LARGECAP DIVD | 97717W307 |
| VZ | VERIZON COMMUNICATIONS INC | 167,854 | $9.019M | 2.4% | $53.73 * | $38.93 | -1.0% | COM | 92343V104 |
| VCSH | VANGUARD SCOTTSDALE FDS | 111,067 | $8.785M | 2.4% | $79.10 | $78.14 | +1.2% | SHRT TRM CORP BD | 92206C409 |
| SPHQ | INVESCO EXCHANGE TRADED FD T | 270,778 | $8.104M | 2.2% | $29.93 | $30.08 | -0.5% | S&P500 QUALITY | 46137V241 |
| JPM | JPMORGAN CHASE & CO | 87,819 | $7.906M | 2.1% | $90.03 * | $87.64 | -12.4% | COM | 46625H100 |
| MUB | ISHARES TR | 65,636 | $7.418M | 2.0% | $113.02 | $108.97 | +3.7% | NATIONAL MUN ETF | 464288414 |
| EFAV | ISHARES TR | 101,379 | $6.291M | 1.7% | $62.05 | $70.07 | -11.4% | MIN VOL EAFE ETF | 46429B689 |
| IWB | ISHARES TR | 42,749 | $6.05M | 1.6% | $141.52 | $149.60 | -5.4% | RUS 1000 ETF | 464287622 |
| SCHZ | SCHWAB STRATEGIC TR | 105,644 | $5.733M | 1.5% | $54.27 * | $25.67 | +5.7% | US AGGREGATE B | 808524839 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 21 | $5.712M | 1.5% | $272000.00 | $313083.50 | -13.1% | CL A | 084670108 |
| USB | US BANCORP DEL | 141,914 | $4.889M | 1.3% | $34.45 * | $39.09 | -31.1% | COM NEW | 902973304 |
| GOOGL | ALPHABET INC | 4,145 | $4.816M | 1.3% | $1161.88 * | $54.32 | +6.1% | CAP STK CL A | 02079K305 |
| SYY | SYSCO CORP | 103,040 | $4.702M | 1.3% | $45.63 * | $55.81 | -30.5% | COM | 871829107 |
| CVX | CHEVRON CORP NEW | 63,346 | $4.59M | 1.2% | $72.46 * | $83.51 | -32.8% | COM | 166764100 |
| BND | VANGUARD BD INDEX FDS | 52,866 | $4.512M | 1.2% | $85.35 | $80.12 | +6.5% | TOTAL BND MRKT | 921937835 |
| IJH | ISHARES TR | 29,138 | $4.192M | 1.1% | $143.87 * | $36.55 | -21.3% | CORE S&P MCP ETF | 464287507 |
| PNC | PNC FINL SVCS GROUP INC | 43,225 | $4.138M | 1.1% | $95.73 * | $100.57 | -23.1% | COM | 693475105 |
| VTI | VANGUARD INDEX FDS | 29,969 | $3.863M | 1.0% | $128.90 | $139.96 | -7.9% | TOTAL STK MKT | 922908769 |
| D | DOMINION ENERGY INC | 51,253 | $3.7M | 1.0% | $72.19 * | $53.92 | +4.2% | COM | 25746U109 |
| EFA | ISHARES TR | 68,397 | $3.656M | 1.0% | $53.45 | $63.03 | -15.2% | MSCI EAFE ETF | 464287465 |
| PHG | KONINKLIJKE PHILIPS N V | 89,576 | $3.597M | 1.0% | $40.16 | $38.05 | +5.6% | NY REG SH NEW | 500472303 |
| GS | GOLDMAN SACHS GROUP INC | 22,563 | $3.488M | 0.9% | $154.59 * | $173.33 | -22.2% | COM | 38141G104 |
| VEU | VANGUARD INTL EQUITY INDEX F | 84,961 | $3.485M | 0.9% | $41.02 | $48.08 | -14.7% | ALLWRLD EX US | 922042775 |
| MRK | MERCK & CO. INC | 43,121 | $3.318M | 0.9% | $76.95 * | $59.07 | +3.6% | COM | 58933Y105 |
| DVY | ISHARES TR | 44,958 | $3.306M | 0.9% | $73.54 | $95.82 | -23.2% | SELECT DIVID ETF | 464287168 |
| IJR | ISHARES TR | 55,600 | $3.12M | 0.8% | $56.12 | $77.10 | -27.2% | CORE S&P SCP ETF | 464287804 |
| SPY | SPDR S&P 500 ETF TR | 11,650 | $3.003M | 0.8% | $257.77 | $273.58 | -5.8% | TR UNIT | 78462F103 |
| IGM | ISHARES TR | 14,032 | $2.972M | 0.8% | $211.80 * | $30.92 | +14.1% | EXPND TEC SC ETF | 464287549 |
| MSFT | MICROSOFT CORP | 17,845 | $2.814M | 0.8% | $157.69 * | $105.40 | +42.5% | COM | 594918104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 48,926 | $2.727M | 0.7% | $55.74 * | $37.38 | +18.5% | COM | 110122108 |
| GOOG | ALPHABET INC | 2,326 | $2.705M | 0.7% | $1162.94 * | $53.13 | +8.6% | CAP STK CL C | 02079K107 |
| IVV | ISHARES TR | 10,438 | $2.697M | 0.7% | $258.38 | $274.29 | -5.8% | CORE S&P500 ETF | 464287200 |
| ACWV | ISHARES INC | 33,328 | $2.678M | 0.7% | $80.35 | $84.46 | -4.9% | MIN VOL GBL ETF | 464286525 |
| IWN | ISHARES TR | 28,897 | $2.37M | 0.6% | $82.02 | $120.39 | -31.9% | RUS 2000 VAL ETF | 464287630 |
| ACWX | ISHARES TR | 58,696 | $2.21M | 0.6% | $37.65 | $44.27 | -15.0% | MSCI ACWI EX US | 464288240 |
| PG | PROCTER & GAMBLE CO | 19,263 | $2.119M | 0.6% | $110.00 * | $76.52 | +24.5% | COM | 742718109 |
| TFC | TRUIST FINL CORP | 66,332 | $2.046M | 0.6% | $30.84 * | $40.82 | -42.3% | COM | 89832Q109 |
| EOG | EOG RES INC | 56,312 | $2.023M | 0.5% | $35.92 * | $73.62 | -62.7% | COM | 26875P101 |
| DUK | DUKE ENERGY CORP NEW | 24,488 | $1.981M | 0.5% | $80.90 * | $64.60 | -0.4% | COM NEW | 26441C204 |
| SHEN | SHENANDOAH TELECOMMUNICATION | 39,332 | $1.937M | 0.5% | $49.25 | $43.17 | +14.1% | COM | 82312B106 |
| DIS | DISNEY WALT CO | 18,667 | $1.803M | 0.5% | $96.59 * | $109.84 | -14.1% | COM DISNEY | 254687106 |
| XOM | EXXON MOBIL CORP | 44,482 | $1.689M | 0.5% | $37.97 * | $56.38 | -48.3% | COM | 30231G102 |
| IBB | ISHARES TR | 15,581 | $1.679M | 0.5% | $107.76 | $106.05 | +1.6% | NASDAQ BIOTECH | 464287556 |
| DIA | SPDR DOW JONES INDL AVRG ETF | 7,554 | $1.656M | 0.4% | $219.22 | $249.83 | -12.2% | UT SER 1 | 78467X109 |
| EFV | ISHARES TR | 45,705 | $1.631M | 0.4% | $35.69 | $48.18 | -25.9% | EAFE VALUE ETF | 464288877 |
| PKG | PACKAGING CORP AMER | 17,710 | $1.538M | 0.4% | $86.84 * | $74.71 | -2.2% | COM | 695156109 |
| IVE | ISHARES TR | 15,512 | $1.493M | 0.4% | $96.25 | $109.83 | -12.4% | S&P 500 VAL ETF | 464287408 |
| T | AT&T INC | 50,716 | $1.478M | 0.4% | $29.14 * | $14.50 | +1.1% | COM | 00206R102 |
| STPZ | PIMCO ETF TR | 27,265 | $1.41M | 0.4% | $51.71 | $51.00 | +1.4% | 1-5 US TIP IDX | 72201R205 |
| JNJ | JOHNSON & JOHNSON | 10,712 | $1.405M | 0.4% | $131.16 * | $114.15 | -2.4% | COM | 478160104 |
| FXNC | FIRST NATL CORP | 91,287 | $1.369M | 0.4% | $15.00 * | $17.51 | -27.8% | COM | 32106V107 |
| IVW | ISHARES TR | 8,265 | $1.364M | 0.4% | $165.03 * | $41.25 | +0.0% | S&P 500 GRWT ETF | 464287309 |
| INTC | INTEL CORP | 20,058 | $1.086M | 0.3% | $54.14 * | $41.75 | +14.9% | COM | 458140100 |
| PEP | PEPSICO INC | 8,656 | $1.04M | 0.3% | $120.15 * | $92.19 | +9.2% | COM | 713448108 |
| USMV | ISHARES TR | 18,598 | $1.004M | 0.3% | $53.98 | $55.41 | -2.5% | MSCI MIN VOL ETF | 46429B697 |
| SO | SOUTHERN CO | 17,572 | $951K | 0.3% | $54.12 * | $35.76 | +21.2% | COM | 842587107 |
| COST | COSTCO WHSL CORP NEW | 3,330 | $950K | 0.3% | $285.29 * | $201.34 | +29.7% | COM | 22160K105 |
| XRT | SPDR SER TR | 24,775 | $738K | 0.2% | $29.79 | $45.46 | -34.5% | S&P RETAIL ETF | 78464A714 |
| SCHD | SCHWAB STRATEGIC TR | 16,253 | $731K | 0.2% | $44.98 * | $17.95 | -16.5% | US DIVIDEND EQ | 808524797 |
| VOO | VANGUARD INDEX FDS | 3,081 | $730K | 0.2% | $236.94 | $262.92 | -9.9% | S&P 500 ETF SHS | 922908363 |
| PFE | PFIZER INC | 21,892 | $715K | 0.2% | $32.66 * | $29.95 | -21.4% | COM | 717081103 |
| IWV | ISHARES TR | 4,776 | $708K | 0.2% | $148.24 | $158.87 | -6.6% | RUSSELL 3000 ETF | 464287689 |
| SCHO | SCHWAB STRATEGIC TR | 13,600 | $704K | 0.2% | $51.76 * | $25.12 | +3.0% | SHT TM US TRES | 808524862 |
| IYW | ISHARES TR | 3,433 | $702K | 0.2% | $204.49 * | $43.96 | +16.2% | U.S. TECH ETF | 464287721 |
| WFC | WELLS FARGO CO NEW | 23,695 | $680K | 0.2% | $28.70 * | $41.97 | -40.8% | COM | 949746101 |
| VUG | VANGUARD INDEX FDS | 4,173 | $654K | 0.2% | $156.72 * | $26.17 | -0.2% | GROWTH ETF | 922908736 |
| HD | HOME DEPOT INC | 3,481 | $650K | 0.2% | $186.73 * | $159.62 | +1.8% | COM | 437076102 |
| KO | COCA COLA CO | 12,897 | $571K | 0.2% | $44.27 * | $39.11 | -5.1% | COM | 191216100 |
| MCD | MCDONALDS CORP | 3,397 | $562K | 0.2% | $165.44 * | $152.40 | -5.0% | COM | 580135101 |
| ELV | ANTHEM INC | 2,412 | $548K | 0.1% | $227.20 * | $252.50 | -16.8% | COM | 036752103 |
| VT | VANGUARD INTL EQUITY INDEX F | 8,551 | $537K | 0.1% | $62.80 | $71.84 | -12.6% | TT WRLD ST ETF | 922042742 |
| UNH | UNITEDHEALTH GROUP INC | 2,031 | $506K | 0.1% | $249.14 * | $234.66 | -3.2% | COM | 91324P102 |
| — | GENERAL ELECTRIC CO | 62,469 | $496K | 0.1% | $7.94 | $9.98 | — | COM | 369604103 |
| ORCL | ORACLE CORP | 9,934 | $480K | 0.1% | $48.32 * | $44.25 | +0.6% | COM | 68389X105 |
| BAC | BK OF AMERICA CORP | 22,351 | $475K | 0.1% | $21.25 * | $23.04 | -20.0% | COM | 060505104 |
| KBE | SPDR SER TR | 17,176 | $463K | 0.1% | $26.96 | $42.41 | -36.4% | S&P BK ETF | 78464A797 |
| CSX | CSX CORP | 7,883 | $452K | 0.1% | $57.34 * | $22.66 | -22.0% | COM | 126408103 |
| MMM | 3M CO | 3,034 | $414K | 0.1% | $136.45 * | $127.53 | -27.6% | COM | 88579Y101 |
| IBM | INTERNATIONAL BUSINESS MACHS | 3,718 | $412K | 0.1% | $110.81 * | $90.66 | -8.7% | COM | 459200101 |
| ENB | ENBRIDGE INC | 14,138 | $411K | 0.1% | $29.07 * | $20.47 | -3.4% | COM | 29250N105 |
| LLY | LILLY ELI & CO | 2,959 | $411K | 0.1% | $138.90 * | $102.36 | +26.7% | COM | 532457108 |
| SPLV | INVESCO EXCHANGE-TRADED FD T | 8,730 | $410K | 0.1% | $46.96 | $48.75 | -3.7% | S&P500 LOW VOL | 46138E354 |
| UBSI | UNITED BANKSHARES INC WEST V | 17,562 | $405K | 0.1% | $23.06 | $34.86 | -33.8% | COM | 909907107 |
| — | TOTAL S.A. | 10,859 | $404K | 0.1% | $37.20 | $51.90 | — | SPONSORED ADS | 89151E109 |
| EMR | EMERSON ELEC CO | 8,374 | $399K | 0.1% | $47.65 * | $56.81 | -26.2% | COM | 291011104 |
| — | ROYAL DUTCH SHELL PLC | 12,146 | $397K | 0.1% | $32.69 | $60.33 | — | SPON ADR B | 780259107 |
| VGT | VANGUARD WORLD FDS | 1,865 | $395K | 0.1% | $211.80 * | $24.09 | +9.9% | INF TECH ETF | 92204A702 |
| UNP | UNION PAC CORP | 2,721 | $384K | 0.1% | $141.12 * | $127.01 | -2.2% | COM | 907818108 |
| ITW | ILLINOIS TOOL WKS INC | 2,609 | $371K | 0.1% | $142.20 * | $119.03 | +4.5% | COM | 452308109 |
| UDR | UDR INC | 10,053 | $367K | 0.1% | $36.51 * | $32.43 | -9.6% | COM | 902653104 |
| — | ROYAL DUTCH SHELL PLC | 10,523 | $367K | 0.1% | $34.88 | $57.97 | — | SPONS ADR A | 780259206 |
| ABBV | ABBVIE INC | 4,591 | $350K | 0.1% | $76.24 * | $64.80 | -7.1% | COM | 00287Y109 |
| IWM | ISHARES TR | 3,057 | $350K | 0.1% | $114.49 | $149.26 | -23.3% | RUSSELL 2000 ETF | 464287655 |
| CM | CANADIAN IMP BK COMM | 6,000 | $348K | 0.1% | $58.00 * | $30.20 | -25.9% | COM | 136069101 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 10,387 | $346K | 0.1% | $33.31 | $39.78 | -16.2% | FTSE DEV MKT ETF | 921943858 |
| CSCO | CISCO SYS INC | 8,266 | $325K | 0.1% | $39.32 * | $38.18 | -13.9% | COM | 17275R102 |
| — | ROYCE MICRO-CAP TR INC | 57,595 | $320K | 0.1% | $5.56 | $8.06 | — | COM | 780915104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 9,444 | $317K | 0.1% | $33.57 | $39.30 | -14.6% | FTSE EMR MKT ETF | 922042858 |
| AMGN | AMGEN INC | 1,528 | $310K | 0.1% | $202.88 * | $156.71 | +8.3% | COM | 031162100 |
| AIVL | WISDOMTREE TR | 4,763 | $308K | 0.1% | $64.67 | $84.15 | -23.2% | US DIVID EX FNCL | 97717W406 |
| APD | AIR PRODS & CHEMS INC | 1,530 | $305K | 0.1% | $199.35 * | $133.20 | +30.4% | COM | 009158106 |
| ROST | ROSS STORES INC | 3,329 | $290K | 0.1% | $87.11 * | $86.05 | -4.4% | COM | 778296103 |
| — | NUVEEN AMT FREE MUN CR INC F | 19,672 | $289K | 0.1% | $14.69 | $15.27 | — | COM | 67071L106 |
| IYH | ISHARES TR | 1,522 | $286K | 0.1% | $187.91 * | $38.32 | -2.0% | US HLTHCARE ETF | 464287762 |
| VB | VANGUARD INDEX FDS | 2,469 | $285K | 0.1% | $115.43 | $149.18 | -22.6% | SMALL CP ETF | 922908751 |
| AUB | ATLANTIC UN BANKSHARES CORP | 12,891 | $282K | 0.1% | $21.88 * | $27.55 | -36.2% | COM | 04911A107 |
| SBUX | STARBUCKS CORP | 4,232 | $278K | 0.1% | $65.69 * | $56.65 | +2.1% | COM | 855244109 |
| XEL | XCEL ENERGY INC | 4,452 | $268K | 0.1% | $60.20 * | $40.34 | +25.1% | COM | 98389B100 |
| INTU | INTUIT | 1,163 | $267K | 0.1% | $229.58 * | $201.37 | +10.1% | COM | 461202103 |
| BA | BOEING CO | 1,774 | $265K | 0.1% | $149.38 | $339.04 | -56.0% | COM | 097023105 |
| AEP | AMERICAN ELEC PWR CO INC | 3,267 | $261K | 0.1% | $79.89 * | $58.39 | +11.2% | COM | 025537101 |
| VHT | VANGUARD WORLD FDS | 1,558 | $259K | 0.1% | $166.24 | $169.43 | -2.0% | HEALTH CAR ETF | 92204A504 |
| VV | VANGUARD INDEX FDS | 2,170 | $257K | 0.1% | $118.43 | $126.78 | -6.6% | LARGE CAP ETF | 922908637 |
| LOW | LOWES COS INC | 2,962 | $255K | 0.1% | $86.09 * | $93.59 | -17.2% | COM | 548661107 |
| CI | CIGNA CORP NEW | 1,427 | $253K | 0.1% | $177.30 * | $167.01 | -2.9% | COM | 125523100 |
| EMB | ISHARES TR | 2,494 | $241K | 0.1% | $96.63 | $104.56 | -7.5% | JPMORGAN USD EMG | 464288281 |
| IYK | ISHARES TR | 2,217 | $240K | 0.1% | $108.25 * | $38.18 | -5.5% | U.S. CNSM GD ETF | 464287812 |
| VCIT | VANGUARD SCOTTSDALE FDS | 2,741 | $239K | 0.1% | $87.19 | $84.77 | +2.7% | INT-TERM CORP | 92206C870 |
| BX | BLACKSTONE GROUP INC | 5,146 | $235K | 0.1% | $45.67 * | $39.22 | -4.5% | COM CL A | 09260D107 |
| NSC | NORFOLK SOUTHERN CORP | 1,595 | $233K | 0.1% | $146.08 * | $142.96 | -9.3% | COM | 655844108 |
| XLU | SELECT SECTOR SPDR TR | 4,056 | $225K | 0.1% | $55.47 * | $30.85 | -10.2% | SBI INT-UTILS | 81369Y886 |
| — | NUVEEN VIRGINIA QLTY MUNCPL | 17,339 | $224K | 0.1% | $12.92 | $12.97 | — | COM | 67064R102 |
| — | RAYTHEON CO | 2,262 | $221K | 0.1% | $97.70 | $97.70 | — | COM NEW | 755111507 |
| VNQ | VANGUARD INDEX FDS | 3,158 | $221K | 0.1% | $69.98 | $90.78 | -23.1% | REAL ESTATE ETF | 922908553 |
| EMN | EASTMAN CHEM CO | 4,675 | $218K | 0.1% | $46.63 * | $61.31 | -37.8% | COM | 277432100 |
| — | CALAMOS CONV & HIGH INCOME F | 23,828 | $211K | 0.1% | $8.86 | $9.43 | — | COM SHS | 12811P108 |
| PHO | INVESCO EXCHANGE TRADED FD T | 6,579 | $206K | 0.1% | $31.31 | $36.01 | -13.0% | WATER RES ETF | 46137V142 |
| STLD | STEEL DYNAMICS INC | 8,984 | $202K | 0.1% | $22.48 * | $32.42 | -37.4% | COM | 858119100 |
| OEF | ISHARES TR | 1,693 | $201K | 0.1% | $118.72 | $120.34 | -1.4% | S&P 100 ETF | 464287101 |
| — | GABELLI EQUITY TR INC | 41,224 | $179K | 0.0% | $4.34 | $5.09 | — | COM | 362397101 |
| ABBNY | ABB LTD | 10,292 | $178K | 0.0% | $17.29 * | $18.51 | -10.5% | SPONSORED ADR | 000375204 |
| PXH | INVESCO EXCHANGE-TRADED FD T | 11,249 | $174K | 0.0% | $15.47 | $20.98 | -26.5% | FTSE RAFI EMNG | 46138E727 |
| PID | INVESCO EXCHANGE TRADED FD T | 13,660 | $155K | 0.0% | $11.35 | $15.00 | -24.3% | INTL DIVI ACHI | 46137V548 |
| — | BLACKROCK MUNIENHANCED FD IN | 13,886 | $148K | 0.0% | $10.66 | $9.87 | — | COM | 09253Y100 |
| — | KKR INCOME OPPORTUNITIES FD | 13,728 | $146K | 0.0% | $10.64 | $14.28 | — | COM | 48249T106 |
| — | NUVEEN MUN VALUE FD INC | 14,058 | $137K | 0.0% | $9.75 | $10.01 | — | COM | 670928100 |
| — | BLACKSTONE GSO STRATEGIC CR | 10,000 | $104K | 0.0% | $10.40 | $13.50 | — | COM SHS BEN IN | 09257R101 |
| — | ROYCE VALUE TR INC | 10,253 | $99,000 | 0.0% | $9.66 | $11.80 | — | COM | 780910105 |
| — | INVESCO MUNI INCOME OPP TRST | 12,180 | $84,000 | 0.0% | $6.90 | $6.98 | — | COM | 46132X101 |
| — | MFS HIGH YIELD MUN TR | 19,098 | $81,000 | 0.0% | $4.24 | $4.19 | — | SH BEN INT | 59318E102 |
| — | PUTNAM MASTER INTER INCOME T | 14,300 | $58,000 | 0.0% | $4.06 | $4.27 | — | SH BEN INT | 746909100 |
| — | ALLIANZGI CONV INCOME FD | 13,849 | $52,000 | 0.0% | $3.75 | $5.63 | — | COM | 018828103 |
| — | LIBERTY ALL STAR EQUITY FD | 10,000 | $48,000 | 0.0% | $4.80 | $6.50 | — | SH BEN INT | 530158104 |
| — | BGC PARTNERS INC | 10,000 | $25,000 | 0.0% | $2.50 | $5.20 | — | CL A | 05541T101 |
| — | AEGON N V | 10,000 | $25,000 | 0.0% | $2.50 | $4.30 | — | NY REGISTRY SHS | 007924103 |
| LYG | LLOYDS BANKING GROUP PLC | 10,190 | $15,000 | 0.0% | $1.47 | $3.02 | -50.1% | SPONSORED ADR | 539439109 |