Thomas J. Herzfeld Advisors, Inc. Diversified Active

CIK: 0001509510 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 14, 2017

Total Value ($000): $216,206 (100.0% shares, 0.0% debt)

Holdings (306)

Boulder Growth and Income Fund, Inc. 7.1%
Value ($000) $15,359 Shares 1,718,039 Est. Cost $8.47 Unrealized
NXDT NexPoint Credit Strategies Fund 5.8%
Value ($000) $12,616 Shares 554,056 Est. Cost $17.67 Unrealized
BlackRock Science and Technology Trust 4.6%
Value ($000) $9,896 Shares 551,597 Est. Cost $17.59 Unrealized
PIMCO Dynamic Credit Income Fund 4.5%
Value ($000) $9,811 Shares 485,235 Est. Cost $20.79 Unrealized
Tekla Healthcare Opportunities Fund 3.6%
Value ($000) $7,807 Shares 503,007 Est. Cost $19.71 Unrealized
Adams Diversified Equity Fund, Inc. 3.2%
Value ($000) $6,853 Shares 539,147 Est. Cost $12.50 Unrealized
Central Securities Corp. 2.7%
Value ($000) $5,863 Shares 269,046 Est. Cost $21.33 Unrealized
Tekla World Healthcare Fund 2.6%
Value ($000) $5,700 Shares 443,894 Est. Cost $15.10 Unrealized
Alpine Total Dynamic Dividend Fund 2.6%
Value ($000) $5,558 Shares 733,306 Est. Cost $8.25 Unrealized
Liberty All-Star Equity Fund 2.5%
Value ($000) $5,435 Shares 1,053,338 Est. Cost $5.40 Unrealized
Tri-Continental Corp. 2.3%
Value ($000) $4,913 Shares 222,821 Est. Cost $18.48 Unrealized
The Herzfeld Caribbean Basin Fund, Inc. 2.1%
Value ($000) $4,472 Shares 665,494 Est. Cost $7.94 Unrealized
General American Investors Company, Inc. 1.9%
Value ($000) $4,081 Shares 130,884 Est. Cost $32.77 Unrealized
Tortoise Pipeline & Energy Fund 1.8%
Value ($000) $3,930 Shares 182,257 Est. Cost $23.90 Unrealized
MTZ MasTec, Inc. 1.8%
Value ($000) $3,899 Shares 101,927 Est. Cost $27.80 Unrealized +22.0%
Adams Natural Resources Fund, Inc. 1.7%
Value ($000) $3,761 Shares 186,470 Est. Cost $21.68 Unrealized
RCL Royal Caribbean Cruises Ltd. 1.6%
Value ($000) $3,398 Shares 41,413 Est. Cost $43.43 Unrealized +64.2%
CPA Copa Holdings SA 1.4%
Value ($000) $2,931 Shares 32,273 Est. Cost $81.78 Unrealized -14.4%
Alpine Global Dynamic Dividend Fund 1.3%
Value ($000) $2,879 Shares 328,271 Est. Cost $9.89 Unrealized
XFDEX First Trust Dynamic Europe Equity Income Fund 1.2%
Value ($000) $2,595 Shares 167,196 Est. Cost $16.38 Unrealized
Salient Midstream & MLP Fund 1.2%
Value ($000) $2,591 Shares 190,770 Est. Cost $20.80 Unrealized
MINT PIMCO Enhanced Short Maturity Active ETF 1.2%
Value ($000) $2,572 Shares 25,380 Est. Cost $100.91 Unrealized
XJEQX Aberdeen Japan Equity Fund, Inc. 1.2%
Value ($000) $2,545 Shares 345,526 Est. Cost $6.84 Unrealized
Nuveen Credit Strategies Income Fund 1.1%
Value ($000) $2,477 Shares 279,872 Est. Cost $8.98 Unrealized
NCLH Norwegian Cruise Line Holdings Ltd. 1.1%
Value ($000) $2,464 Shares 57,943 Est. Cost $36.16 Unrealized +10.7%
Gabelli Healthcare & Wellness (Rx) Trust 1.1%
Value ($000) $2,433 Shares 257,822 Est. Cost $10.20 Unrealized
First Trust Energy Infrastructure Fund 1.0%
Value ($000) $2,237 Shares 123,969 Est. Cost $15.57 Unrealized
CCL Carnival Corp. 1.0%
Value ($000) $2,155 Shares 41,400 Est. Cost $32.69 Unrealized +36.9%
LEN Lennar Corp. 1.0%
Value ($000) $2,125 Shares 49,500 Est. Cost $35.37 Unrealized +4.4%
SEB Seaboard Corp. 1.0%
Value ($000) $2,114 Shares 535 Est. Cost $2669.93 Unrealized +38.6%
Royce Value Trust Inc. 1.0%
Value ($000) $2,065 Shares 154,242 Est. Cost $14.88 Unrealized
Avianca Holdings S.A. 0.9%
Value ($000) $2,040 Shares 211,569 Est. Cost $8.79 Unrealized
RMR Real Estate Income Fund 0.9%
Value ($000) $1,996 Shares 97,567 Est. Cost $19.47 Unrealized
CX Cemex, S.A.B. de C.V. 0.9%
Value ($000) $1,897 Shares 236,198 Est. Cost $9.09 Unrealized
Source Capital, Inc. 0.8%
Value ($000) $1,799 Shares 50,048 Est. Cost $35.95 Unrealized
Avenue Income Credit Strategies Fund 0.8%
Value ($000) $1,648 Shares 122,735 Est. Cost $13.65 Unrealized
Japan Smaller Capitalization Fund Inc. 0.8%
Value ($000) $1,628 Shares 167,384 Est. Cost $9.13 Unrealized
New Germany Fund, Inc. 0.7%
Value ($000) $1,603 Shares 122,616 Est. Cost $16.47 Unrealized
Spirit Airlines, Inc. 0.7%
Value ($000) $1,504 Shares 26,000 Est. Cost $64.00 Unrealized
WSO Watsco Inc. 0.7%
Value ($000) $1,496 Shares 10,100 Est. Cost $84.60 Unrealized +71.3%
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 0.7%
Value ($000) $1,460 Shares 115,788 Est. Cost $12.49 Unrealized
CWCO Consolidated Water Co. Ltd. 0.6%
Value ($000) $1,405 Shares 129,538 Est. Cost $8.64 Unrealized +4.3%
Nuveen S&P 500 Buy-Write Income Fund 0.6%
Value ($000) $1,370 Shares 107,686 Est. Cost $12.72 Unrealized
Cohen & Steers Infrastructure Fund, Inc. 0.6%
Value ($000) $1,306 Shares 67,453 Est. Cost $19.80 Unrealized
BPOP Popular, Inc. 0.6%
Value ($000) $1,271 Shares 29,000 Est. Cost $24.15 Unrealized +29.6%
Tortoise Power and Energy Infrastructure Fund, Inc. 0.6%
Value ($000) $1,224 Shares 55,206 Est. Cost $18.89 Unrealized
Diversified Real Asset Income Fund 0.6%
Value ($000) $1,205 Shares 77,312 Est. Cost $17.71 Unrealized
Cohen & Steers MLP Income and Energy Opportunity Fund 0.5%
Value ($000) $1,182 Shares 108,534 Est. Cost $11.13 Unrealized
Apollo Tactical Income Fund Inc 0.5%
Value ($000) $1,094 Shares 70,779 Est. Cost $16.24 Unrealized
Virtus Global Dividend & Income Fund Inc. 0.5%
Value ($000) $1,086 Shares 90,190 Est. Cost $12.05 Unrealized
NEE NextEra Energy, Inc. 0.5%
Value ($000) $996 Shares 8,337 Est. Cost $19.51 Unrealized +21.6%
Guggenheim Enhanced Equity Strategy Fund 0.5%
Value ($000) $991 Shares 61,363 Est. Cost $16.70 Unrealized
Gabelli Dividend & Income Trust 0.5%
Value ($000) $979 Shares 48,872 Est. Cost $20.10 Unrealized
Special Opportunities Fund, Inc. 0.4%
Value ($000) $970 Shares 71,059 Est. Cost $13.20 Unrealized
ATNI ATN International Inc. 0.4%
Value ($000) $961 Shares 11,988 Est. Cost $59.26 Unrealized -2.5%
FMX Fomento Economico Mexicano, S.A.B. de C.V. 0.4%
Value ($000) $923 Shares 12,110 Est. Cost $99.61 Unrealized
VAC Marriott Vacations Worldwide Corp. 0.4%
Value ($000) $912 Shares 10,745 Est. Cost $65.63 Unrealized +14.7%
Royal Dutch Shell PLC 0.4%
Value ($000) $826 Shares 351 Est. Cost $1581.64 Unrealized
First Trust High Income Long/Short Fund 0.4%
Value ($000) $790 Shares 49,105 Est. Cost $17.15 Unrealized
Clough Global Opportunities Fund 0.3%
Value ($000) $745 Shares 83,243 Est. Cost $12.15 Unrealized
The Korea Fund, Inc. 0.3%
Value ($000) $735 Shares 23,056 Est. Cost $34.59 Unrealized
Bancolombia S.A. 0.3%
Value ($000) $726 Shares 19,780 Est. Cost $55.58 Unrealized
ESRT Empire State Realty Trust, Inc. 0.3%
Value ($000) $684 Shares 33,894 Est. Cost $20.95 Unrealized
MLM Martin Marietta Materials Inc. 0.3%
Value ($000) $665 Shares 3,000 Est. Cost $99.70 Unrealized +92.5%
Kayne Anderson Energy Total Return Fund, Inc. 0.3%
Value ($000) $632 Shares 53,522 Est. Cost $11.81 Unrealized
Liberty All-Star Growth Fund, Inc. 0.3%
Value ($000) $603 Shares 144,302 Est. Cost $5.01 Unrealized
TV Grupo Televisa, S.A.B. 0.3%
Value ($000) $593 Shares 28,400 Est. Cost $25.22 Unrealized
BlackRock Credit Allocation Income Trust 0.3%
Value ($000) $562 Shares 43,358 Est. Cost $12.96 Unrealized
America Movil S.A.B. de C.V. 0.3%
Value ($000) $562 Shares 44,690 Est. Cost $21.75 Unrealized
VMC Vulcan Materials Company 0.2%
Value ($000) $501 Shares 4,000 Est. Cost $46.69 Unrealized +139.3%
Nuveen Multi-Market Income Fund, Inc. 0.2%
Value ($000) $500 Shares 68,474 Est. Cost $7.49 Unrealized
Morgan Stanley China A Share Fund 0.2%
Value ($000) $494 Shares 29,081 Est. Cost $23.15 Unrealized
Advent/Claymore Enhanced Growth & Income Fund 0.2%
Value ($000) $441 Shares 53,177 Est. Cost $9.05 Unrealized
Neuberger Berman MLP Income Fund Inc. 0.2%
Value ($000) $439 Shares 46,785 Est. Cost $9.30 Unrealized
FCX Freeport McMoran Copper & Gold 0.2%
Value ($000) $422 Shares 32,000 Est. Cost $23.60 Unrealized -50.8%
EVTC Evertec Inc. 0.2%
Value ($000) $420 Shares 23,643 Est. Cost $20.34 Unrealized -23.6%
Nuveen NASDAQ 100 Dynamic Overwrite Fund 0.2%
Value ($000) $415 Shares 22,347 Est. Cost $18.50 Unrealized
Delaware Enhanced Global Dividend & Income Fund 0.2%
Value ($000) $383 Shares 37,855 Est. Cost $11.59 Unrealized
LMP Capital and Income Fund, Inc. 0.2%
Value ($000) $382 Shares 28,740 Est. Cost $16.00 Unrealized
IHI iShares US Medical Devices 0.2%
Value ($000) $379 Shares 2,850 Est. Cost $128.31 Unrealized
LIVN LivaNova PLC 0.2%
Value ($000) $375 Shares 8,330 Est. Cost $60.69 Unrealized -19.0%
Era Group Inc. 0.2%
Value ($000) $365 Shares 21,515 Est. Cost $21.75 Unrealized
Taiwan Fund, Inc. 0.2%
Value ($000) $351 Shares 21,821 Est. Cost $17.04 Unrealized
John Hancock Tax-Advantaged Dividend Income Fund 0.2%
Value ($000) $350 Shares 15,179 Est. Cost $22.93 Unrealized
Nuveen Select Tax-Free Income Portfolio 3 0.2%
Value ($000) $347 Shares 24,493 Est. Cost $14.35 Unrealized
Zweig Fund, Inc. 0.2%
Value ($000) $344 Shares 28,460 Est. Cost $12.33 Unrealized
ClearBridge American Energy MLP Fund Inc. 0.2%
Value ($000) $342 Shares 37,262 Est. Cost $8.90 Unrealized
Nuveen Global High Income Fund 0.2%
Value ($000) $341 Shares 21,302 Est. Cost $17.24 Unrealized
Sprott Focus Trust, Inc. 0.2%
Value ($000) $334 Shares 48,144 Est. Cost $7.18 Unrealized
Nuveen Dow 30 Dynamic Overwrite Fund 0.2%
Value ($000) $334 Shares 22,254 Est. Cost $15.01 Unrealized
Macquarie Global Infrastructure Total Return Fund Inc. 0.1%
Value ($000) $321 Shares 16,273 Est. Cost $21.01 Unrealized
NSC Norfolk Southern Corp. 0.1%
Value ($000) $316 Shares 2,928 Est. Cost $58.90 Unrealized +42.6%
WU The Western Union Company 0.1%
Value ($000) $304 Shares 14,000 Est. Cost $17.44 Unrealized
FDP Fresh Del Monte Produce Inc. 0.1%
Value ($000) $303 Shares 5,000 Est. Cost $21.57 Unrealized +137.2%
ASR Grupo Aeroportuario del Sureste, S.A.B. de C.V. 0.1%
Value ($000) $302 Shares 2,100 Est. Cost $143.81 Unrealized
Tahoe Resources Inc. 0.1%
Value ($000) $300 Shares 31,900 Est. Cost $13.64 Unrealized
Nuveen Dividend Advantage Municipal Fund 3 0.1%
Value ($000) $287 Shares 20,284 Est. Cost $15.16 Unrealized
Kayne Anderson MLP Investment Company 0.1%
Value ($000) $271 Shares 13,827 Est. Cost $19.60 Unrealized
Nuveen Select Tax-Free Income Portfolio 2 0.1%
Value ($000) $262 Shares 19,722 Est. Cost $13.28 Unrealized
BlackRock Multi-Sector Income Trust 0.1%
Value ($000) $238 Shares 14,441 Est. Cost $16.44 Unrealized
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund 0.1%
Value ($000) $234 Shares 21,000 Est. Cost $11.24 Unrealized
Eaton Vance New York Municipal Bond Fund II 0.1%
Value ($000) $233 Shares 20,000 Est. Cost $11.65 Unrealized
Mexico Equity and Income Fund, Inc. 0.1%
Value ($000) $230 Shares 25,117 Est. Cost $13.30 Unrealized
ADM Archer Daniels Midland Company 0.1%
Value ($000) $228 Shares 5,000 Est. Cost $33.53 Unrealized +0.7%
Cushing Renaissance Fund 0.1%
Value ($000) $224 Shares 12,905 Est. Cost $25.32 Unrealized
Cohen & Steers Closed-End Opportunity Fund, Inc. 0.1%
Value ($000) $223 Shares 19,048 Est. Cost $10.94 Unrealized
Templeton Dragon Fund, Inc. 0.1%
Value ($000) $223 Shares 13,617 Est. Cost $20.59 Unrealized
Western Asset/Claymore Inflation-Linked Securities & Income Fund 0.1%
Value ($000) $210 Shares 18,291 Est. Cost $11.52 Unrealized
AllianceBernstein National Municipal Income Fund 0.1%
Value ($000) $207 Shares 15,655 Est. Cost $13.65 Unrealized
Nuveen Dividend Advantage Municipal Income Fund 0.1%
Value ($000) $198 Shares 13,677 Est. Cost $14.45 Unrealized
Blackstone/GSO Strategic Credit Fund 0.1%
Value ($000) $191 Shares 12,481 Est. Cost $16.62 Unrealized
The Mexico Fund, Inc. 0.1%
Value ($000) $188 Shares 13,345 Est. Cost $17.24 Unrealized
XMHIX Pioneer Municipal High Income Trust 0.1%
Value ($000) $178 Shares 15,000 Est. Cost $11.87 Unrealized
Dreyfus Municipal Income, Inc. 0.1%
Value ($000) $178 Shares 20,630 Est. Cost $8.63 Unrealized
MMM 3M Company 0.1%
Value ($000) $174 Shares 977 Est. Cost $99.67 Unrealized +6.6%
NXP Semiconductors N.V. 0.1%
Value ($000) $174 Shares 12,546 Est. Cost $13.87 Unrealized
GS The Goldman Sachs Group, Inc. 0.1%
Value ($000) $166 Shares 693 Est. Cost $127.90 Unrealized +31.2%
Morgan Stanley Asia Pacific Fund 0.1%
Value ($000) $161 Shares 11,901 Est. Cost $15.72 Unrealized
MRK Merck & Co. Inc. 0.1%
Value ($000) $159 Shares 2,696 Est. Cost $38.07 Unrealized +15.8%
IBB iShares Nasdaq Biotechnology 0.1%
Value ($000) $159 Shares 600 Est. Cost $261.75 Unrealized
Eagle Growth & Income Opportunities Fund 0.1%
Value ($000) $156 Shares 9,589 Est. Cost $16.27 Unrealized
Thai Fund, Inc. 0.1%
Value ($000) $154 Shares 20,286 Est. Cost $18.23 Unrealized
Pacholder High Yield Fund, Inc. 0.1%
Value ($000) $154 Shares 21,390 Est. Cost $7.36 Unrealized
GILD Gilead Sciences Inc. 0.1%
Value ($000) $143 Shares 2,000 Est. Cost $72.12 Unrealized -26.2%
Seacor Holdings, Inc. 0.1%
Value ($000) $143 Shares 2,000 Est. Cost $83.00 Unrealized
Aberdeen Singapore Fund, Inc. 0.1%
Value ($000) $142 Shares 16,417 Est. Cost $12.71 Unrealized
MFS Investment Grade Municipal Trust 0.1%
Value ($000) $141 Shares 15,000 Est. Cost $9.98 Unrealized
Nuveen Dividend Advantage Municipal Fund 0.1%
Value ($000) $141 Shares 10,085 Est. Cost $15.07 Unrealized
Teekay LNG Partners LP 0.1%
Value ($000) $139 Shares 9,589 Est. Cost $43.61 Unrealized
Cushing MLP Total Return Fund 0.1%
Value ($000) $135 Shares 9,899 Est. Cost $11.77 Unrealized
HD The Home Depot, Inc. 0.1%
Value ($000) $131 Shares 975 Est. Cost $103.07 Unrealized +0.3%
MCD McDonald's Corp. 0.1%
Value ($000) $131 Shares 1,077 Est. Cost $97.32 Unrealized -3.1%
BlackRock Resources & Commodities Strategy Trust 0.1%
Value ($000) $130 Shares 15,756 Est. Cost $11.52 Unrealized
Morgan Stanley India Investment Fund 0.1%
Value ($000) $127 Shares 4,967 Est. Cost $15.45 Unrealized
JPM JPMorgan Chase & Co. 0.1%
Value ($000) $125 Shares 1,454 Est. Cost $46.51 Unrealized +28.8%
Brookfield Real Assets Income Fund Inc. 0.1%
Value ($000) $125 Shares 5,597 Est. Cost $22.33 Unrealized
Nuveen Flexible Investment Income Fund 0.1%
Value ($000) $124 Shares 7,481 Est. Cost $16.81 Unrealized
EQS Equus Total Return, Inc. 0.1%
Value ($000) $124 Shares 61,909 Est. Cost $2.08 Unrealized -8.5%
Nuveen Municipal Value Fund, Inc. 0.1%
Value ($000) $124 Shares 13,000 Est. Cost $9.54 Unrealized
Royce Global Value Trust, Inc. 0.1%
Value ($000) $123 Shares 15,313 Est. Cost $8.91 Unrealized
Dreyfus Municipal Bond Infrastructure Fund, Inc. 0.1%
Value ($000) $123 Shares 10,037 Est. Cost $12.26 Unrealized
Special Opportunities Fund, Inc. Preferred 0.1%
Value ($000) $119 Shares 4,699 Est. Cost $25.80 Unrealized
United Technologies Corporation 0.1%
Value ($000) $118 Shares 1,079 Est. Cost $101.65 Unrealized
JNJ Johnson & Johnson 0.1%
Value ($000) $117 Shares 1,012 Est. Cost $84.47 Unrealized +6.2%
IBM International Business Machines Corporation 0.1%
Value ($000) $117 Shares 704 Est. Cost $95.13 Unrealized +8.3%
TCW Strategic Income Fund, Inc. 0.1%
Value ($000) $117 Shares 22,000 Est. Cost $5.40 Unrealized
Gabelli Multimedia Trust Inc. 0.1%
Value ($000) $112 Shares 15,423 Est. Cost $9.28 Unrealized
Eaton Vance Risk-Managed Diversified Equity Income Fund 0.1%
Value ($000) $112 Shares 12,500 Est. Cost $10.80 Unrealized
UNH UnitedHealth Group Incorporated 0.1%
Value ($000) $111 Shares 694 Est. Cost $114.17 Unrealized +13.1%
DIS The Walt Disney Company 0.1%
Value ($000) $110 Shares 1,057 Est. Cost $92.18 Unrealized -1.6%
BA The Boeing Company 0.1%
Value ($000) $109 Shares 702 Est. Cost $118.53 Unrealized +13.9%
Nuveen Tax-Advantaged Dividend Growth Fund 0.0%
Value ($000) $107 Shares 7,665 Est. Cost $13.94 Unrealized
Inovio Pharmaceuticals, Inc. 0.0%
Value ($000) $104 Shares 15,000 Est. Cost $8.13 Unrealized
Calamos Global Dynamic Income Fund 0.0%
Value ($000) $103 Shares 14,800 Est. Cost $7.16 Unrealized
AMGN Amgen Inc. 0.0%
Value ($000) $102 Shares 700 Est. Cost $115.39 Unrealized -0.9%
XOM Exxon Mobil Corporation 0.0%
Value ($000) $101 Shares 1,118 Est. Cost $55.64 Unrealized +4.5%
ClearBridge Energy MLP Total Return Fund Inc. 0.0%
Value ($000) $100 Shares 7,826 Est. Cost $13.32 Unrealized
Ares Dynamic Credit Allocation Fund, Inc. 0.0%
Value ($000) $99 Shares 6,596 Est. Cost $14.71 Unrealized
BMY Bristol-Myers Squibb Company 0.0%
Value ($000) $99 Shares 1,700 Est. Cost $46.14 Unrealized -14.3%
Nuveen S&P 500 Dynamic Overwrite Fund 0.0%
Value ($000) $96 Shares 6,645 Est. Cost $13.59 Unrealized
PG The Procter & Gamble Company 0.0%
Value ($000) $95 Shares 1,129 Est. Cost $62.68 Unrealized +6.5%
New Ireland Fund, Inc. 0.0%
Value ($000) $93 Shares 7,728 Est. Cost $11.20 Unrealized
Alliance California Municipal Income Fund, Inc. 0.0%
Value ($000) $93 Shares 7,021 Est. Cost $13.82 Unrealized
Celgene Corporation 0.0%
Value ($000) $93 Shares 800 Est. Cost $108.75 Unrealized
E.I. du Pont de Nemours and Company 0.0%
Value ($000) $92 Shares 1,253 Est. Cost $65.06 Unrealized
Central Fund of Canada Limited 0.0%
Value ($000) $90 Shares 8,000 Est. Cost $11.25 Unrealized
Aberdeen Indonesia Fund, Inc. 0.0%
Value ($000) $89 Shares 14,020 Est. Cost $11.62 Unrealized
WMT Wal-Mart Stores Inc. 0.0%
Value ($000) $88 Shares 1,266 Est. Cost $18.97 Unrealized +5.0%
TRV The Travelers Company, Inc. 0.0%
Value ($000) $85 Shares 693 Est. Cost $91.51 Unrealized +2.1%
MSFT Microsoft Corporation 0.0%
Value ($000) $84 Shares 1,357 Est. Cost $46.03 Unrealized +17.2%
PSMT PriceSmart Inc. 0.0%
Value ($000) $84 Shares 1,000 Est. Cost $74.69 Unrealized +4.7%
CVX Chevron Corporation 0.0%
Value ($000) $83 Shares 706 Est. Cost $66.77 Unrealized +10.5%
AAPL Apple Inc. 0.0%
Value ($000) $80 Shares 693 Est. Cost $22.62 Unrealized +15.3%
VZ Verizon Communications Inc. 0.0%
Value ($000) $76 Shares 1,427 Est. Cost $30.73 Unrealized +0.8%
PIMCO Income Strategy Fund II 0.0%
Value ($000) $75 Shares 7,923 Est. Cost $9.18 Unrealized
Nuveen New Jersey Dividend Advantage Municipal Fund 0.0%
Value ($000) $75 Shares 5,702 Est. Cost $14.21 Unrealized
General Electric Company 0.0%
Value ($000) $75 Shares 2,369 Est. Cost $31.59 Unrealized
Guggenheim Equal Weight Enhanced Equity Income Fund 0.0%
Value ($000) $75 Shares 4,571 Est. Cost $16.41 Unrealized
European Equity Fund, Inc. 0.0%
Value ($000) $72 Shares 9,358 Est. Cost $7.23 Unrealized
RENN Global Entrepreneurs Fund, Inc. 0.0%
Value ($000) $71 Shares 58,150 Est. Cost $1.29 Unrealized
INTC Intel Corporation 0.0%
Value ($000) $69 Shares 1,892 Est. Cost $24.77 Unrealized +17.7%
Eaton Vance California Municipal Income Trust 0.0%
Value ($000) $67 Shares 5,483 Est. Cost $12.67 Unrealized
PFE Pfizer Inc. 0.0%
Value ($000) $65 Shares 1,992 Est. Cost $19.51 Unrealized +5.1%
CAT Caterpillar Inc. 0.0%
Value ($000) $65 Shares 697 Est. Cost $59.82 Unrealized +23.3%
KO The Coca-Cola Company 0.0%
Value ($000) $64 Shares 1,538 Est. Cost $32.51 Unrealized -4.0%
GDX VanEck Vectors Gold Miners ETF 0.0%
Value ($000) $63 Shares 3,000 Est. Cost $21.00 Unrealized
Nuveen Core Equity Alpha Fund 0.0%
Value ($000) $62 Shares 4,731 Est. Cost $15.65 Unrealized
PHG Koninklijke Philips N.V. 0.0%
Value ($000) $61 Shares 2,011 Est. Cost $29.14 Unrealized
MET MetLife, Inc. 0.0%
Value ($000) $56 Shares 1,040 Est. Cost $26.83 Unrealized +25.7%
ASA Gold and Precious Metals Limited 0.0%
Value ($000) $55 Shares 5,000 Est. Cost $11.00 Unrealized
V Visa Inc. 0.0%
Value ($000) $54 Shares 689 Est. Cost $73.22 Unrealized +3.0%
ING ING Groep N.V. 0.0%
Value ($000) $53 Shares 3,789 Est. Cost $13.26 Unrealized
XXCHNXX China Fund, Inc. 0.0%
Value ($000) $53 Shares 3,500 Est. Cost $20.00 Unrealized
KHC The Kraft Heinz Company 0.0%
Value ($000) $53 Shares 608 Est. Cost $48.31 Unrealized +16.9%
AXP American Express Company 0.0%
Value ($000) $51 Shares 692 Est. Cost $55.25 Unrealized +10.4%
Asia Pacific Fund 0.0%
Value ($000) $50 Shares 5,150 Est. Cost $10.17 Unrealized
GDL Fund 0.0%
Value ($000) $49 Shares 5,000 Est. Cost $10.12 Unrealized
ABT Abbott Laboratories 0.0%
Value ($000) $48 Shares 1,249 Est. Cost $33.07 Unrealized +1.8%
BT Group PLC 0.0%
Value ($000) $48 Shares 2,104 Est. Cost $22.81 Unrealized
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc. 0.0%
Value ($000) $47 Shares 4,147 Est. Cost $17.89 Unrealized
Nuveen AMT-Free Quality Municipal Income Fund 0.0%
Value ($000) $47 Shares 3,553 Est. Cost $14.64 Unrealized
DoubleLine Income Solutions Fund 0.0%
Value ($000) $47 Shares 2,500 Est. Cost $20.58 Unrealized
Legg Mason BW Global Income Opportunities Fund 0.0%
Value ($000) $46 Shares 3,864 Est. Cost $16.99 Unrealized
TIP iShares TIPS Bond 0.0%
Value ($000) $46 Shares 410 Est. Cost $112.00 Unrealized
Karyopharm Therapeutics Inc. 0.0%
Value ($000) $46 Shares 4,868 Est. Cost $31.87 Unrealized
IBN ICIC Bank Ltd. 0.0%
Value ($000) $46 Shares 6,123 Est. Cost $9.00 Unrealized
SPG Simon Property Group Inc. 0.0%
Value ($000) $45 Shares 253 Est. Cost $115.91 Unrealized -1.0%
LLY Eli Lilly and Company 0.0%
Value ($000) $44 Shares 600 Est. Cost $69.71 Unrealized -7.9%
SBSAA Spanish Broadcasting System Inc. 0.0%
Value ($000) $44 Shares 14,272 Est. Cost $3.83 Unrealized -3.9%
PM Philip Morris International, Inc. 0.0%
Value ($000) $44 Shares 482 Est. Cost $57.07 Unrealized +2.0%
Advent Claymore Convertible Securities & Income Fund II 0.0%
Value ($000) $44 Shares 7,516 Est. Cost $5.46 Unrealized
USB U.S. Bancorp 0.0%
Value ($000) $43 Shares 831 Est. Cost $27.80 Unrealized +21.5%
Putnam Premier Income Trust 0.0%
Value ($000) $42 Shares 8,382 Est. Cost $5.36 Unrealized
Deutsche Multi-Market Income Trust 0.0%
Value ($000) $40 Shares 4,751 Est. Cost $8.57 Unrealized
BBVA Banco Bilbao Vizcaya Argentaria, S.A. 0.0%
Value ($000) $40 Shares 5,971 Est. Cost $6.14 Unrealized
ITUB Itau Unibanco Holding S.A. 0.0%
Value ($000) $39 Shares 3,769 Est. Cost $10.80 Unrealized
Royce Micro-Cap Trust, Inc. 0.0%
Value ($000) $39 Shares 4,780 Est. Cost $9.31 Unrealized
SLB Schlumberger Limited 0.0%
Value ($000) $38 Shares 449 Est. Cost $54.87 Unrealized +14.9%
TD The Toronto-Dominion Bank 0.0%
Value ($000) $38 Shares 771 Est. Cost $38.60 Unrealized +21.1%
LYB LyondellBasell Industries N.V. 0.0%
Value ($000) $38 Shares 442 Est. Cost $48.79 Unrealized +1.2%
VALE Vale S.A. 0.0%
Value ($000) $38 Shares 5,052 Est. Cost $5.54 Unrealized
AllianzGI Equity & Convertible Income Fund 0.0%
Value ($000) $37 Shares 2,000 Est. Cost $19.33 Unrealized
Central Europe Russia and Turkey Fund 0.0%
Value ($000) $37 Shares 1,776 Est. Cost $29.83 Unrealized
Clough Global Allocation Fund 0.0%
Value ($000) $36 Shares 3,000 Est. Cost $13.33 Unrealized
XMUIX BlackRock Muni Intermediate Duration Fund, Inc. 0.0%
Value ($000) $36 Shares 2,580 Est. Cost $15.25 Unrealized
Eaton Vance Limited Duration Income Fund 0.0%
Value ($000) $36 Shares 2,600 Est. Cost $15.26 Unrealized
First Trust Mortgage Income Fund 0.0%
Value ($000) $36 Shares 2,535 Est. Cost $15.88 Unrealized
TMO Thermo Fisher Scientific, Inc. 0.0%
Value ($000) $35 Shares 247 Est. Cost $130.26 Unrealized +10.3%
NKE Nike, Inc. 0.0%
Value ($000) $35 Shares 690 Est. Cost $52.67 Unrealized -13.5%
MFS Charter Income Trust 0.0%
Value ($000) $35 Shares 4,057 Est. Cost $8.40 Unrealized
Bancroft Fund Ltd. 0.0%
Value ($000) $35 Shares 1,746 Est. Cost $17.74 Unrealized
BMRN BioMarin Pharmaceutical Inc. 0.0%
Value ($000) $33 Shares 400 Est. Cost $133.58 Unrealized -35.6%
AEP American Electric Power Co., Inc. 0.0%
Value ($000) $33 Shares 528 Est. Cost $43.68 Unrealized +2.3%
Aberdeen Chile Fund Inc. 0.0%
Value ($000) $33 Shares 5,560 Est. Cost $6.97 Unrealized
Aberdeen Israel Fund, Inc. 0.0%
Value ($000) $33 Shares 2,050 Est. Cost $14.55 Unrealized
D Dominion Resources, Inc. 0.0%
Value ($000) $33 Shares 435 Est. Cost $46.10 Unrealized +7.2%
CB Chubb Limited 0.0%
Value ($000) $33 Shares 246 Est. Cost $96.06 Unrealized +12.8%
China Petroleum & Chemical Corp. 0.0%
Value ($000) $33 Shares 466 Est. Cost $61.35 Unrealized
OXY Occidental Petroleum Corporation 0.0%
Value ($000) $33 Shares 470 Est. Cost $50.37 Unrealized +9.2%
Latin American Discovery Fund Inc. 0.0%
Value ($000) $32 Shares 3,393 Est. Cost $10.54 Unrealized
CVS CVS Health Corporation 0.0%
Value ($000) $31 Shares 389 Est. Cost $72.11 Unrealized -15.3%
BAP Credicorp Ltd. 0.0%
Value ($000) $30 Shares 187 Est. Cost $107.81 Unrealized +11.4%
Tekla Healthcare Investors 0.0%
Value ($000) $30 Shares 1,433 Est. Cost $22.27 Unrealized
BTI British America Tobacco PLC 0.0%
Value ($000) $30 Shares 266 Est. Cost $104.69 Unrealized
CNQ Canadian Natural Resources Limited 0.0%
Value ($000) $29 Shares 894 Est. Cost $8.63 Unrealized +22.0%
BIDU Baidu, Inc. 0.0%
Value ($000) $29 Shares 176 Est. Cost $202.81 Unrealized
Ingersoll-Rand PLC 0.0%
Value ($000) $29 Shares 382 Est. Cost $68.06 Unrealized
Credit Suisse Group AG 0.0%
Value ($000) $28 Shares 1,978 Est. Cost $14.16 Unrealized
DEO Diageo PLC 0.0%
Value ($000) $28 Shares 268 Est. Cost $108.21 Unrealized
Morgan Stanley Income Securities Inc. 0.0%
Value ($000) $28 Shares 1,555 Est. Cost $16.98 Unrealized
RACE Ferrari N.V. 0.0%
Value ($000) $28 Shares 489 Est. Cost $54.54 Unrealized 0.0%
MA MasterCard Incorporated 0.0%
Value ($000) $27 Shares 260 Est. Cost $98.27 Unrealized 0.0%
BlackRock Municipal 2030 Target Term Trust 0.0%
Value ($000) $27 Shares 1,241 Est. Cost $21.57 Unrealized
Shire PLC 0.0%
Value ($000) $26 Shares 155 Est. Cost $207.18 Unrealized
Sensata Technologies Holding NV 0.0%
Value ($000) $26 Shares 660 Est. Cost $51.75 Unrealized
Delaware Investments Dividend and Income Fund, Inc. 0.0%
Value ($000) $26 Shares 2,624 Est. Cost $9.91 Unrealized
SNY Sanofi 0.0%
Value ($000) $25 Shares 612 Est. Cost $42.48 Unrealized
LYG Lloyds Banking Group PLC 0.0%
Value ($000) $25 Shares 7,926 Est. Cost $4.34 Unrealized
ALLE Allegion PLC 0.0%
Value ($000) $25 Shares 386 Est. Cost $54.61 Unrealized +8.9%
National Grid PLC 0.0%
Value ($000) $25 Shares 428 Est. Cost $70.09 Unrealized
Eaton Vance Floating-Rate Income Plus Fund 0.0%
Value ($000) $25 Shares 1,471 Est. Cost $18.11 Unrealized
Gabelli Global Utility & Income Trust 0.0%
Value ($000) $25 Shares 1,463 Est. Cost $19.70 Unrealized
Swiss Helvetia Fund Inc. 0.0%
Value ($000) $24 Shares 2,316 Est. Cost $13.10 Unrealized
Nuveen Diversified Dividend and Income Fund 0.0%
Value ($000) $24 Shares 2,114 Est. Cost $11.76 Unrealized
PUK Prudential PLC 0.0%
Value ($000) $24 Shares 605 Est. Cost $49.45 Unrealized
CCEP Coca-Cola European Partners PLC 0.0%
Value ($000) $24 Shares 774 Est. Cost $29.28 Unrealized -7.2%
INCY Incyte Corporation 0.0%
Value ($000) $24 Shares 242 Est. Cost $50.13 Unrealized +94.6%
Ladenburg Thalmann Financial Services Inc. 0.0%
Value ($000) $24 Shares 10,000 Est. Cost $2.40 Unrealized
SONY Sony Corporation 0.0%
Value ($000) $23 Shares 807 Est. Cost $29.26 Unrealized
Gabelli Equity Trust, Inc. 0.0%
Value ($000) $23 Shares 4,097 Est. Cost $6.46 Unrealized
GW Pharmaceuticals PLC 0.0%
Value ($000) $22 Shares 201 Est. Cost $83.48 Unrealized
GIL Gildan Activewear Inc. 0.0%
Value ($000) $22 Shares 851 Est. Cost $25.48 Unrealized -9.6%
MVC Capital, Inc. 0.0%
Value ($000) $22 Shares 2,618 Est. Cost $11.68 Unrealized
TIIAY Telecom Italia S.P.A. 0.0%
Value ($000) $22 Shares 2,428 Est. Cost $9.06 Unrealized
NTES NetEase, Inc. 0.0%
Value ($000) $22 Shares 101 Est. Cost $244.44 Unrealized
VIPS Vipshop Holdings Limited 0.0%
Value ($000) $21 Shares 1,926 Est. Cost $23.68 Unrealized
AZN AstraZeneca PLC 0.0%
Value ($000) $21 Shares 778 Est. Cost $31.13 Unrealized
CSCO Cisco Systems, Inc. 0.0%
Value ($000) $21 Shares 697 Est. Cost $20.86 Unrealized +10.5%
SAP SAP SE 0.0%
Value ($000) $21 Shares 243 Est. Cost $86.42 Unrealized
ASML ASML Holding NV 0.0%
Value ($000) $20 Shares 180 Est. Cost $96.66 Unrealized
Turkish Investment Fund, Inc. 0.0%
Value ($000) $20 Shares 2,944 Est. Cost $15.87 Unrealized
Alexion Pharmaceuticals, Inc. 0.0%
Value ($000) $19 Shares 152 Est. Cost $158.36 Unrealized
VOD Vodafone Group PLC 0.0%
Value ($000) $19 Shares 781 Est. Cost $35.14 Unrealized
Putnam High Income Securities Fund 0.0%
Value ($000) $19 Shares 2,356 Est. Cost $7.92 Unrealized
SK Telecom Co. Ltd. 0.0%
Value ($000) $18 Shares 881 Est. Cost $25.56 Unrealized
TRIP TripAdvisor Inc. 0.0%
Value ($000) $18 Shares 385 Est. Cost $64.81 Unrealized -24.6%
EL The Estee Lauder Companies Inc. 0.0%
Value ($000) $17 Shares 216 Est. Cost $76.77 Unrealized -5.7%
TEVA Teva Pharmaceutical Industries Limited 0.0%
Value ($000) $16 Shares 430 Est. Cost $58.33 Unrealized
Valeant Pharmaceuticals International, Inc. 0.0%
Value ($000) $15 Shares 1,000 Est. Cost $15.00 Unrealized
Cornerstone Strategic Value Fund Inc. 0.0%
Value ($000) $13 Shares 855 Est. Cost $15.63 Unrealized
United States Oil 0.0%
Value ($000) $12 Shares 1,000 Est. Cost $12.00 Unrealized
BlackRock Enhanced Equity Dividend Trust 0.0%
Value ($000) $11 Shares 1,323 Est. Cost $7.73 Unrealized
Eaton Vance Tax-Managed Global Diversified Equity Income Fund 0.0%
Value ($000) $10 Shares 1,300 Est. Cost $8.85 Unrealized
Morgan Stanley Emerging Markets Fund, Inc. 0.0%
Value ($000) $9 Shares 716 Est. Cost $14.13 Unrealized
Gabelli Global Small and Mid-Cap Value Fund 0.0%
Value ($000) $7 Shares 700 Est. Cost $11.43 Unrealized
Rand Capital Corporation 0.0%
Value ($000) $6 Shares 2,000 Est. Cost $3.00 Unrealized
Cohen & Steers Global Income Builder, Inc. 0.0%
Value ($000) $5 Shares 635 Est. Cost $9.60 Unrealized
Deutsche Strategic Income Trust 0.0%
Value ($000) $5 Shares 400 Est. Cost $13.00 Unrealized
BlackRock Limited Duration Income Trust 0.0%
Value ($000) $4 Shares 250 Est. Cost $16.00 Unrealized
Wells Fargo Advantage Multi-Sector Income Fund 0.0%
Value ($000) $3 Shares 234 Est. Cost $13.95 Unrealized
Tortoise Energy Independence Fund, Inc. 0.0%
Value ($000) $3 Shares 180 Est. Cost $11.32 Unrealized
Eaton Vance Enhanced Equity Income Fund 0.0%
Value ($000) $3 Shares 250 Est. Cost $12.00 Unrealized
XHNWX Pioneer Diversified High Income Trust 0.0%
Value ($000) $3 Shares 200 Est. Cost $20.00 Unrealized
Tekla Life Sciences Investors 0.0%
Value ($000) $1 Shares 66 Est. Cost $16.58 Unrealized
WEN The Wendy's Company 0.0%
Value ($000) $1 Shares 42 Est. Cost $12.07 Unrealized 0.0%
MannKind Corp. 0.0%
Value ($000) $1 Shares 1,000 Est. Cost $1.00 Unrealized