Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 6, 2014

Total Value ($000): $159,885 (100.0% shares, 0.0% debt)

Holdings (116)

ILMN ILLUMINA INC. 17.6%
Value ($000) $28,214 Shares 158,029 Est. Cost $64.01 Unrealized +133.1%
SPECTRANETICS 10.5%
Value ($000) $16,800 Shares 734,275 Est. Cost $18.68 Unrealized
UEIC UNIVERSAL ELECTRONICS 10.2%
Value ($000) $16,275 Shares 332,950 Est. Cost $24.88 Unrealized +65.8%
EXPRESS SCRIPTS HOLDING CO 5.1%
Value ($000) $8,171 Shares 117,851 Est. Cost $61.74 Unrealized
XOM EXXON MOBIL CORP 3.0%
Value ($000) $4,782 Shares 47,501 Est. Cost $53.80 Unrealized +15.0%
F X ENERGY 3.0%
Value ($000) $4,747 Shares 1,314,907 Est. Cost $3.23 Unrealized
IBM INT'L BUS MACHINES 2.9%
Value ($000) $4,635 Shares 25,567 Est. Cost $118.12 Unrealized -4.9%
T AT&T INC. 2.1%
Value ($000) $3,380 Shares 95,576 Est. Cost $11.38 Unrealized +3.5%
FLO FLOWERS FOODS INC. 1.9%
Value ($000) $3,108 Shares 147,447 Est. Cost $13.92 Unrealized -3.7%
MSFT MICROSOFT 1.9%
Value ($000) $3,073 Shares 73,696 Est. Cost $27.37 Unrealized +24.1%
BMY BRISTOL MYERS SQUIBB 1.7%
Value ($000) $2,748 Shares 56,640 Est. Cost $28.73 Unrealized +16.6%
GENERAL ELECTRIC 1.5%
Value ($000) $2,425 Shares 92,260 Est. Cost $23.54 Unrealized
HON HONEYWELL INTERNATIONAL 1.3%
Value ($000) $2,121 Shares 22,823 Est. Cost $53.13 Unrealized +23.7%
DIS DISNEY, WALT 1.3%
Value ($000) $2,015 Shares 23,499 Est. Cost $56.51 Unrealized +30.0%
VZ VERIZON COMM 1.2%
Value ($000) $1,919 Shares 39,228 Est. Cost $26.89 Unrealized -0.3%
PM PHILIP MORRIS INTERNATIONAL IN 1.0%
Value ($000) $1,604 Shares 19,022 Est. Cost $49.85 Unrealized -3.2%
UNP UNION PACIFIC 0.9%
Value ($000) $1,508 Shares 15,120 Est. Cost $65.92 Unrealized +13.4%
WPC W.P. CAREY INC. 0.8%
Value ($000) $1,332 Shares 20,685 Est. Cost $65.59 Unrealized
PFE PFIZER 0.8%
Value ($000) $1,323 Shares 44,570 Est. Cost $16.44 Unrealized +6.8%
BP BP PLC ADR 0.8%
Value ($000) $1,292 Shares 24,496 Est. Cost $42.04 Unrealized
UMBF UMB FINANCIAL CORP 0.8%
Value ($000) $1,268 Shares 20,000 Est. Cost $50.96 Unrealized +17.0%
PNC PNC FINANCIAL CORP 0.8%
Value ($000) $1,206 Shares 13,546 Est. Cost $47.34 Unrealized +26.3%
CHICAGO BRIDGE & IRON 0.8%
Value ($000) $1,203 Shares 17,641 Est. Cost $63.58 Unrealized
PEP PEPSICO 0.7%
Value ($000) $1,181 Shares 13,215 Est. Cost $56.09 Unrealized +8.6%
MO ALTRIA GROUP INC. 0.7%
Value ($000) $1,164 Shares 27,750 Est. Cost $16.40 Unrealized +17.0%
JPM JP MORGAN CHASE 0.7%
Value ($000) $1,153 Shares 20,017 Est. Cost $36.69 Unrealized +12.3%
PUKPF PRUDENTIAL 0.6%
Value ($000) $1,035 Shares 45,159 Est. Cost $16.76 Unrealized +36.8%
ABBV ABBVIE INC 0.6%
Value ($000) $1,030 Shares 18,250 Est. Cost $26.66 Unrealized +23.7%
PG PROCTER & GAMBLE 0.6%
Value ($000) $987 Shares 12,555 Est. Cost $55.00 Unrealized +6.0%
EFX EQUIFAX 0.6%
Value ($000) $972 Shares 13,399 Est. Cost $53.06 Unrealized +18.0%
BAX BAXTER INT'L 0.6%
Value ($000) $940 Shares 13,004 Est. Cost $30.40 Unrealized +7.6%
CASI PHARMACEUTICALS INC 0.6%
Value ($000) $933 Shares 518,583 Est. Cost $1.80 Unrealized
LEUCADIA NATIONAL CORP 0.6%
Value ($000) $912 Shares 34,800 Est. Cost $26.21 Unrealized
AXP AMERICAN EXPRESS 0.5%
Value ($000) $873 Shares 9,200 Est. Cost $60.53 Unrealized +26.2%
AES TRUST III CV 6.75% 0.5%
Value ($000) $867 Shares 16,734 Est. Cost $51.09 Unrealized
HAL HALLIBURTON CO 0.5%
Value ($000) $852 Shares 12,000 Est. Cost $33.21 Unrealized +55.0%
NEW YORK COMMUNITY BANCORP INC 0.5%
Value ($000) $837 Shares 52,350 Est. Cost $14.04 Unrealized
KO COCA COLA 0.5%
Value ($000) $822 Shares 19,403 Est. Cost $27.83 Unrealized +1.0%
CSCO CISCO SYSTEMS 0.5%
Value ($000) $804 Shares 32,374 Est. Cost $15.47 Unrealized +7.6%
CVX CHEVRON CORP. 0.5%
Value ($000) $800 Shares 6,129 Est. Cost $71.25 Unrealized +6.5%
ENERGY TRANSFER PARTNERS LP 0.5%
Value ($000) $789 Shares 13,618 Est. Cost $50.89 Unrealized
LIDCO GROUP 0.5%
Value ($000) $787 Shares 2,706,959 Est. Cost $0.20 Unrealized
HEWLETT PACKARD 0.5%
Value ($000) $761 Shares 22,600 Est. Cost $25.03 Unrealized
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $760 Shares 7,264 Est. Cost $59.83 Unrealized +22.3%
FCX FREEPORT MCMORAN INC 0.5%
Value ($000) $757 Shares 20,748 Est. Cost $24.59 Unrealized +20.2%
ABT ABBOTT LABS 0.5%
Value ($000) $742 Shares 18,150 Est. Cost $28.63 Unrealized +10.0%
GEO GEO GROUP INC 0.5%
Value ($000) $722 Shares 20,200 Est. Cost $12.24 Unrealized 0.0%
FIS FIDELITY NATIONAL INFORMATION 0.4%
Value ($000) $668 Shares 12,198 Est. Cost $34.36 Unrealized +27.9%
WY WEYERHAEUSER 0.4%
Value ($000) $632 Shares 19,100 Est. Cost $18.65 Unrealized +3.4%
AAPL APPLE COMPUTER 0.4%
Value ($000) $607 Shares 6,536 Est. Cost $18.11 Unrealized +3.0%
MMM 3M COMPANY 0.4%
Value ($000) $602 Shares 4,200 Est. Cost $62.16 Unrealized +30.4%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $558 Shares 7,521 Est. Cost $41.79 Unrealized +6.4%
MERCK & CO 0.3%
Value ($000) $556 Shares 9,605 Est. Cost $46.47 Unrealized
WM WASTE MGT. 0.3%
Value ($000) $554 Shares 12,383 Est. Cost $30.75 Unrealized +11.6%
SO SOUTHERN COMPANY 0.3%
Value ($000) $551 Shares 12,136 Est. Cost $26.74 Unrealized +0.8%
B&G FOODS INC. 0.3%
Value ($000) $539 Shares 16,500 Est. Cost $34.02 Unrealized
SLB SCHLUMBERGER LTD 0.3%
Value ($000) $531 Shares 4,500 Est. Cost $66.03 Unrealized +13.4%
PLUM CREEK TIMBER 0.3%
Value ($000) $528 Shares 11,700 Est. Cost $46.70 Unrealized
XEROX 0.3%
Value ($000) $521 Shares 41,891 Est. Cost $9.07 Unrealized
BONTQ BON TON STORES INC 0.3%
Value ($000) $521 Shares 50,500 Est. Cost $16.14 Unrealized -37.2%
GLW CORNING INC 0.3%
Value ($000) $511 Shares 23,270 Est. Cost $10.66 Unrealized +46.9%
EMN EASTMAN CHEMICAL 0.3%
Value ($000) $511 Shares 5,850 Est. Cost $47.81 Unrealized +26.8%
DU PONT (EI) DE NEMOURS 0.3%
Value ($000) $507 Shares 7,751 Est. Cost $53.87 Unrealized
DGEAF DIAGEO 0.3%
Value ($000) $489 Shares 15,375 Est. Cost $22.39 Unrealized +5.7%
MDLZ MONDELEZ INTERNATIONAL INC A 0.3%
Value ($000) $488 Shares 12,970 Est. Cost $23.49 Unrealized +20.5%
INTERNATIONAL GAME TECHNOLOGY 0.3%
Value ($000) $463 Shares 29,100 Est. Cost $14.05 Unrealized
ALERIAN MLP ETF 0.3%
Value ($000) $436 Shares 22,945 Est. Cost $17.87 Unrealized
COP CONOCOPHILLIPS 0.3%
Value ($000) $433 Shares 5,050 Est. Cost $46.24 Unrealized +15.4%
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $429 Shares 23,650 Est. Cost $7.10 Unrealized +13.5%
MTB M&T BANK CORP 0.3%
Value ($000) $427 Shares 3,446 Est. Cost $72.91 Unrealized +21.2%
GEF/B GREIF INC CL B 0.3%
Value ($000) $413 Shares 6,900 Est. Cost $29.45 Unrealized +12.2%
TALISMAN ENERGY INC 0.3%
Value ($000) $410 Shares 38,663 Est. Cost $11.42 Unrealized
MARKET VECTORS GOLD MINERS ETF 0.3%
Value ($000) $402 Shares 15,200 Est. Cost $24.46 Unrealized
CAT CATERPILLAR 0.2%
Value ($000) $397 Shares 3,650 Est. Cost $61.55 Unrealized +26.8%
PENDRELL CORPORATION 0.2%
Value ($000) $394 Shares 224,000 Est. Cost $2.30 Unrealized
TRN TRINITY INDS INC. 0.2%
Value ($000) $393 Shares 9,000 Est. Cost $15.95 Unrealized +26.2%
BLACKSTONE GROUP LP 0.2%
Value ($000) $391 Shares 11,686 Est. Cost $32.07 Unrealized
THORATEC LABS CORP 0.2%
Value ($000) $371 Shares 10,654 Est. Cost $31.28 Unrealized
AFL AFLAC INC. 0.2%
Value ($000) $371 Shares 5,956 Est. Cost $20.85 Unrealized +13.6%
WMB WILLIAMS CO 0.2%
Value ($000) $370 Shares 6,350 Est. Cost $17.79 Unrealized +35.9%
C CITIGROUP INC 0.2%
Value ($000) $365 Shares 7,740 Est. Cost $37.07 Unrealized -4.5%
F FORD MOTOR 0.2%
Value ($000) $359 Shares 20,837 Est. Cost $7.87 Unrealized +12.6%
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $355 Shares 3,450 Est. Cost $58.26 Unrealized +30.5%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $348 Shares 3,400 Est. Cost $14.32 Unrealized +25.2%
TIP ISHARES UNITED STATES TREASURY 0.2%
Value ($000) $346 Shares 3,000 Est. Cost $112.00 Unrealized
INTC INTEL CORP 0.2%
Value ($000) $321 Shares 10,400 Est. Cost $17.42 Unrealized +18.7%
TIFFANY & CO 0.2%
Value ($000) $321 Shares 3,200 Est. Cost $72.81 Unrealized
DVN DEVON ENERGY 0.2%
Value ($000) $302 Shares 3,800 Est. Cost $42.09 Unrealized +16.5%
ORLY O'REILLY AUTOMOTIVE INC 0.2%
Value ($000) $301 Shares 2,000 Est. Cost $9.87 Unrealized 0.0%
DTE D T E ENERGY CO 0.2%
Value ($000) $278 Shares 3,569 Est. Cost $38.40 Unrealized +14.2%
ACTG ACACIA RESEARCH 0.2%
Value ($000) $276 Shares 15,542 Est. Cost $22.79 Unrealized -33.7%
OKE ONEOK INC 0.2%
Value ($000) $272 Shares 4,000 Est. Cost $20.98 Unrealized +49.0%
SIGMA-ALDRICH CORP 0.2%
Value ($000) $264 Shares 2,600 Est. Cost $101.54 Unrealized
SPECTRA ENERGY 0.2%
Value ($000) $260 Shares 6,121 Est. Cost $35.64 Unrealized
KRAFT FOODS GROUP 0.2%
Value ($000) $254 Shares 4,234 Est. Cost $56.11 Unrealized
MSI MOTOROLA SOLUTIONS INC 0.1%
Value ($000) $234 Shares 3,522 Est. Cost $47.67 Unrealized +13.9%
CMCSA COMCAST CORP 0.1%
Value ($000) $228 Shares 4,246 Est. Cost $19.78 Unrealized 0.0%
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $228 Shares 14,852 Est. Cost $12.24 Unrealized 0.0%
GILD GILEAD SCIENCES INC. 0.1%
Value ($000) $226 Shares 2,725 Est. Cost $54.08 Unrealized 0.0%
BP PRUDHOE BAY ROYALTY TRUST 0.1%
Value ($000) $225 Shares 2,275 Est. Cost $98.90 Unrealized
KMB KIMBERLY CLARK 0.1%
Value ($000) $211 Shares 1,900 Est. Cost $69.39 Unrealized +3.4%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $210 Shares 2,400 Est. Cost $65.43 Unrealized 0.0%
TR TOOTSIE ROLL 0.1%
Value ($000) $205 Shares 6,964 Est. Cost $23.22 Unrealized -5.2%
CAG CONAGRA FOODS 0.1%
Value ($000) $204 Shares 6,875 Est. Cost $17.67 Unrealized -7.8%
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $203 Shares 5,000 Est. Cost $13.34 Unrealized 0.0%
TVAGF TVA GROUP INC CL B 0.1%
Value ($000) $167 Shares 19,800 Est. Cost $8.89 Unrealized
NEW YORK MORTGAGE TR INC NEW 0.1%
Value ($000) $125 Shares 16,000 Est. Cost $6.86 Unrealized
BPAQF BP 0.1%
Value ($000) $92 Shares 10,479 Est. Cost $4.49 Unrealized +21.3%
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $75 Shares 12,902 Est. Cost $4.20 Unrealized
UEC URANIUM ENERGY 0.0%
Value ($000) $22 Shares 14,000 Est. Cost $1.84 Unrealized -23.1%
VASOMEDICAL INC 0.0%
Value ($000) $3 Shares 11,000 Est. Cost $0.18 Unrealized
VATUKOULA GOLD MINES PLC 0.0%
Value ($000) $1 Shares 13,500 Est. Cost $0.07 Unrealized
MAOMF MAUDORE MINERALS LTD 0.0%
Value ($000) $1 Shares 13,200 Est. Cost $0.09 Unrealized -14.6%
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
PLC SYSTEMS INC 0.0%
Value ($000) $0 Shares 12,400 Est. Cost $0.08 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized