Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2017 (← Previous) (Next →)

Filing Date: May 3, 2017

Total Value ($000): $332,675 (100.0% shares, 0.0% debt)

Holdings (136)

FLO FLOWERS FOODS INC 38.9%
Value ($000) $129,376 Shares 6,665,434 Est. Cost $13.87 Unrealized -0.2%
ILMN ILLUMINA INC 7.8%
Value ($000) $25,784 Shares 151,100 Est. Cost $65.93 Unrealized +139.0%
SPECTRANETICS CORP 7.7%
Value ($000) $25,576 Shares 878,151 Est. Cost $19.45 Unrealized
UEIC UNIVERSAL ELECTRONICS 7.4%
Value ($000) $24,623 Shares 359,455 Est. Cost $32.71 Unrealized +101.8%
EXPRESS SCRIPTS HOLDING CO 2.4%
Value ($000) $8,046 Shares 122,076 Est. Cost $63.43 Unrealized
IBM INTERNATIONAL BUSINESS MACHINE 1.5%
Value ($000) $5,127 Shares 29,440 Est. Cost $111.18 Unrealized +2.9%
MSFT MICROSOFT CORPORATION 1.5%
Value ($000) $5,121 Shares 77,750 Est. Cost $30.66 Unrealized +88.7%
JNJ JOHNSON & JOHNSON 1.5%
Value ($000) $5,121 Shares 41,117 Est. Cost $86.33 Unrealized +8.2%
GENERAL ELECTRIC CO 1.3%
Value ($000) $4,214 Shares 141,415 Est. Cost $26.05 Unrealized
XOM EXXON MOBIL CORP 1.2%
Value ($000) $4,116 Shares 50,192 Est. Cost $54.39 Unrealized +3.2%
PM PHILIP MORRIS INTERNAT 1.1%
Value ($000) $3,760 Shares 33,300 Est. Cost $57.00 Unrealized +15.1%
T AT&T INC 1.1%
Value ($000) $3,639 Shares 87,582 Est. Cost $11.61 Unrealized +44.1%
MDLZ MONDELEZ INTERNATIONAL 1.1%
Value ($000) $3,520 Shares 81,706 Est. Cost $33.73 Unrealized +6.4%
MO ALTRIA GROUP INC 0.9%
Value ($000) $2,983 Shares 41,772 Est. Cost $26.34 Unrealized +46.4%
DIS WALT DISNEY CO/THE 0.8%
Value ($000) $2,788 Shares 24,589 Est. Cost $60.53 Unrealized +70.2%
HON HONEYWELL INTERNATIONAL 0.8%
Value ($000) $2,722 Shares 21,799 Est. Cost $53.58 Unrealized +71.6%
KHC THE KRAFT HEINZ COMPANY 0.8%
Value ($000) $2,543 Shares 28,001 Est. Cost $56.38 Unrealized +6.3%
GM GENERAL MOTORS CO 0.7%
Value ($000) $2,486 Shares 70,300 Est. Cost $30.11 Unrealized +2.8%
JPM JP MORGAN CHASE & CO 0.7%
Value ($000) $2,474 Shares 28,168 Est. Cost $39.89 Unrealized +74.6%
BMY BRISTOL-MYERS SQUIBB CO 0.7%
Value ($000) $2,393 Shares 44,004 Est. Cost $29.34 Unrealized +36.1%
AAPL APPLE INC 0.7%
Value ($000) $2,370 Shares 16,495 Est. Cost $22.92 Unrealized +32.8%
WPC W.P. CAREY INC. 0.7%
Value ($000) $2,320 Shares 37,289 Est. Cost $65.50 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $2,209 Shares 45,312 Est. Cost $27.53 Unrealized +14.2%
UNP UNION PACIFIC 0.7%
Value ($000) $2,195 Shares 20,720 Est. Cost $69.69 Unrealized +25.7%
PFE PFIZER INC 0.6%
Value ($000) $1,946 Shares 56,876 Est. Cost $17.22 Unrealized +24.3%
EFX EQUIFAX INC 0.6%
Value ($000) $1,832 Shares 13,399 Est. Cost $53.06 Unrealized +120.8%
WY WEYERHAEUSER CO 0.5%
Value ($000) $1,799 Shares 52,928 Est. Cost $19.09 Unrealized +20.6%
PEP PEPSICO INC 0.5%
Value ($000) $1,652 Shares 14,765 Est. Cost $58.08 Unrealized +41.0%
UMBF UMB FINANCIAL CORP 0.5%
Value ($000) $1,506 Shares 20,000 Est. Cost $50.96 Unrealized +50.2%
CSCO CISCO SYSTEMS 0.4%
Value ($000) $1,335 Shares 39,499 Est. Cost $16.90 Unrealized +46.3%
ABBV ABBVIE INC. 0.4%
Value ($000) $1,249 Shares 19,166 Est. Cost $29.54 Unrealized +47.2%
PG PROCTER & GAMBLE COMPANY 0.4%
Value ($000) $1,202 Shares 13,375 Est. Cost $55.89 Unrealized +25.3%
CHICAGO BRIDGE & IRON 0.3%
Value ($000) $1,112 Shares 36,158 Est. Cost $51.81 Unrealized
MMM 3M CO 0.3%
Value ($000) $1,031 Shares 5,391 Est. Cost $68.59 Unrealized +65.7%
ABT ABBOTT LABORATORIES 0.3%
Value ($000) $1,004 Shares 22,597 Est. Cost $31.04 Unrealized +19.0%
FIS FIDELITY NATIONAL INFORMATION 0.3%
Value ($000) $971 Shares 12,198 Est. Cost $34.36 Unrealized +100.1%
CVX CHEVRON CORPORATION 0.3%
Value ($000) $954 Shares 8,884 Est. Cost $68.43 Unrealized +12.2%
AAL AMERICAN AIRLINES GROUP INC 0.3%
Value ($000) $931 Shares 22,000 Est. Cost $38.86 Unrealized +12.6%
DU PONT (EI) DE NEMOURS 0.3%
Value ($000) $928 Shares 11,551 Est. Cost $60.20 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.3%
Value ($000) $913 Shares 29,485 Est. Cost $28.98 Unrealized
CSX CSX CORP 0.3%
Value ($000) $870 Shares 18,700 Est. Cost $9.31 Unrealized +45.0%
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $822 Shares 49,510 Est. Cost $8.37 Unrealized +16.4%
MRK MERCK & CO 0.2%
Value ($000) $822 Shares 12,930 Est. Cost $40.00 Unrealized +15.1%
WM WASTE MGT. 0.2%
Value ($000) $808 Shares 11,083 Est. Cost $33.49 Unrealized +81.9%
SO SOUTHERN CO 0.2%
Value ($000) $786 Shares 15,790 Est. Cost $27.62 Unrealized +23.7%
RITM NEW RESIDENTIAL INVESTMENT COR 0.2%
Value ($000) $783 Shares 46,100 Est. Cost $14.04 Unrealized
BP BP PLC SPONS ADR 0.2%
Value ($000) $777 Shares 22,496 Est. Cost $41.79 Unrealized
GEO GEO GROUP INC 0.2%
Value ($000) $774 Shares 16,700 Est. Cost $12.33 Unrealized +56.3%
CMCSA COMCAST CORP 0.2%
Value ($000) $751 Shares 19,992 Est. Cost $26.17 Unrealized +14.3%
INTC INTEL CORP 0.2%
Value ($000) $721 Shares 20,000 Est. Cost $21.45 Unrealized +38.4%
CASI PHARMACEUTICALS INC 0.2%
Value ($000) $718 Shares 505,474 Est. Cost $1.78 Unrealized
PNC PNC FINANCIAL CORP 0.2%
Value ($000) $690 Shares 5,742 Est. Cost $47.34 Unrealized +92.9%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $672 Shares 8,500 Est. Cost $61.07 Unrealized +13.3%
BA BOEING CO 0.2%
Value ($000) $628 Shares 3,550 Est. Cost $125.03 Unrealized +27.0%
KO COCA COLA 0.2%
Value ($000) $618 Shares 14,563 Est. Cost $27.96 Unrealized +12.7%
DUK DUKE ENERGY CORP 0.2%
Value ($000) $601 Shares 7,328 Est. Cost $43.77 Unrealized +26.3%
ALERIAN MLP ETF 0.2%
Value ($000) $598 Shares 47,062 Est. Cost $12.64 Unrealized
CAT CATERPILLAR 0.2%
Value ($000) $566 Shares 6,100 Est. Cost $62.53 Unrealized +24.3%
BGS B&G FOODS INC. 0.2%
Value ($000) $555 Shares 13,780 Est. Cost $18.87 Unrealized +9.7%
CONNECTICUT WATER SVC INC 0.2%
Value ($000) $531 Shares 10,000 Est. Cost $55.80 Unrealized
CVS CVS HEALTH CORPORATION 0.2%
Value ($000) $526 Shares 6,700 Est. Cost $61.05 Unrealized -0.7%
TRN TRINITY INDS INC. 0.2%
Value ($000) $526 Shares 19,800 Est. Cost $15.94 Unrealized -8.2%
GLW CORNING INC 0.2%
Value ($000) $515 Shares 19,080 Est. Cost $10.74 Unrealized +95.2%
GOOGL ALPHABET INC (A) 0.2%
Value ($000) $501 Shares 591 Est. Cost $39.29 Unrealized +6.2%
GIS GENERAL MILLS INC 0.1%
Value ($000) $479 Shares 8,113 Est. Cost $40.46 Unrealized +10.3%
C CITIGROUP INC 0.1%
Value ($000) $475 Shares 7,940 Est. Cost $36.48 Unrealized +22.5%
ZTS ZOETIS INC 0.1%
Value ($000) $475 Shares 8,900 Est. Cost $48.41 Unrealized +4.2%
EMN EASTMAN CHEM CO 0.1%
Value ($000) $473 Shares 5,850 Est. Cost $47.81 Unrealized +22.3%
BDX BECTON DICKINSON 0.1%
Value ($000) $465 Shares 2,534 Est. Cost $123.45 Unrealized +23.6%
BAX BAXTER INTERNATIONAL INC 0.1%
Value ($000) $441 Shares 8,500 Est. Cost $30.43 Unrealized +39.3%
DGEAF DIAGEO 0.1%
Value ($000) $439 Shares 15,375 Est. Cost $22.39 Unrealized +1.7%
NEE NEXTERA ENERGY INC 0.1%
Value ($000) $436 Shares 3,400 Est. Cost $15.66 Unrealized +60.6%
NSC NORFOLK SOUTHERN 0.1%
Value ($000) $420 Shares 3,750 Est. Cost $70.35 Unrealized +39.0%
META FACEBOOK INC 0.1%
Value ($000) $403 Shares 2,835 Est. Cost $121.96 Unrealized +8.8%
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $399 Shares 10,500 Est. Cost $15.42 Unrealized +82.6%
IP INTERNATIONAL PAPER 0.1%
Value ($000) $396 Shares 7,800 Est. Cost $28.45 Unrealized +20.1%
LMT LOCKHEED MARTIN 0.1%
Value ($000) $393 Shares 1,470 Est. Cost $188.16 Unrealized +9.9%
GLAXO SMITHKLINE PLC SPONS ADR 0.1%
Value ($000) $388 Shares 9,200 Est. Cost $40.72 Unrealized
ACTIVISION BLIZZARD INC. 0.1%
Value ($000) $376 Shares 7,550 Est. Cost $39.23 Unrealized
BROADCOM LIMITED 0.1%
Value ($000) $372 Shares 1,700 Est. Cost $177.06 Unrealized
DTE D T E ENERGY CO 0.1%
Value ($000) $364 Shares 3,569 Est. Cost $38.40 Unrealized +64.0%
CWT CALIFORNIA WATER SEFICE GROUP 0.1%
Value ($000) $358 Shares 10,000 Est. Cost $27.62 Unrealized +5.1%
D DOMINION RES INC VA NEW 0.1%
Value ($000) $355 Shares 4,575 Est. Cost $46.40 Unrealized +10.4%
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $355 Shares 2,700 Est. Cost $78.13 Unrealized +18.5%
NKE NIKE 0.1%
Value ($000) $348 Shares 6,250 Est. Cost $49.27 Unrealized 0.0%
TIP ISHARES TIPS BOND ETF 0.1%
Value ($000) $344 Shares 3,000 Est. Cost $112.00 Unrealized
STLD STEEL DYNAMICS 0.1%
Value ($000) $344 Shares 9,900 Est. Cost $29.67 Unrealized 0.0%
XBI SPDR S&P BIOTECH 0.1%
Value ($000) $338 Shares 4,875 Est. Cost $70.12 Unrealized
AFL AFLAC INC. 0.1%
Value ($000) $335 Shares 4,628 Est. Cost $20.85 Unrealized +38.2%
YUM YUM BRANDS 0.1%
Value ($000) $335 Shares 5,245 Est. Cost $47.63 Unrealized +16.6%
WST WEST PHARMACEUTICALS SVCS INC 0.1%
Value ($000) $326 Shares 4,000 Est. Cost $76.11 Unrealized +6.5%
M MACY'S 0.1%
Value ($000) $326 Shares 11,000 Est. Cost $35.93 Unrealized -14.0%
UNITED TECH. 0.1%
Value ($000) $324 Shares 2,885 Est. Cost $96.22 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $320 Shares 3,800 Est. Cost $52.83 Unrealized +31.6%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $318 Shares 2,400 Est. Cost $71.40 Unrealized +46.5%
WHR WHIRLPOOL CORP 0.1%
Value ($000) $314 Shares 1,834 Est. Cost $177.59 Unrealized 0.0%
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $308 Shares 13,000 Est. Cost $6.50 Unrealized +58.9%
TIFFANY & CO 0.1%
Value ($000) $305 Shares 3,200 Est. Cost $72.50 Unrealized
ROYAL DUTCH SHELL PLC CL A 0.1%
Value ($000) $297 Shares 5,639 Est. Cost $46.89 Unrealized
LYB LYONDELLBASELL INDUSTRIES 0.1%
Value ($000) $283 Shares 3,099 Est. Cost $45.22 Unrealized +19.9%
VECTREN CORP 0.1%
Value ($000) $281 Shares 4,798 Est. Cost $42.10 Unrealized
WFC WELLS FARGO & COMPANY 0.1%
Value ($000) $279 Shares 5,013 Est. Cost $44.36 Unrealized 0.0%
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $278 Shares 20,000 Est. Cost $14.55 Unrealized
GEF/B GREIF INC CL B 0.1%
Value ($000) $274 Shares 4,200 Est. Cost $29.45 Unrealized +47.7%
DVY ISHARES TRUST DOW JONES SELECT 0.1%
Value ($000) $273 Shares 3,000 Est. Cost $75.17 Unrealized
NVDA NVIDIA 0.1%
Value ($000) $272 Shares 2,500 Est. Cost $1.45 Unrealized +80.7%
MTB M&T BANK CORP 0.1%
Value ($000) $267 Shares 1,723 Est. Cost $88.17 Unrealized +41.7%
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $265 Shares 6,575 Est. Cost $17.67 Unrealized +63.2%
WMT WAL-MART STORES 0.1%
Value ($000) $264 Shares 3,661 Est. Cost $18.31 Unrealized +8.0%
COVANTA HOLDING CORPORATION 0.1%
Value ($000) $252 Shares 16,039 Est. Cost $15.47 Unrealized
FDX FEDEX CORP 0.1%
Value ($000) $249 Shares 1,275 Est. Cost $158.34 Unrealized +4.3%
XLE SECTOR SPDR ENERGY 0.1%
Value ($000) $249 Shares 3,561 Est. Cost $70.62 Unrealized
COP CONOCOPHILLIPS 0.1%
Value ($000) $247 Shares 4,950 Est. Cost $34.77 Unrealized +5.2%
AMZN AMAZON.COM INC 0.1%
Value ($000) $239 Shares 270 Est. Cost $41.67 Unrealized 0.0%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $238 Shares 3,000 Est. Cost $71.00 Unrealized
HPQ H P INC 0.1%
Value ($000) $229 Shares 12,800 Est. Cost $9.18 Unrealized +31.8%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $229 Shares 1,373 Est. Cost $153.96 Unrealized +8.7%
ENB ENBRIDGE INC 0.1%
Value ($000) $225 Shares 5,375 Est. Cost $24.73 Unrealized 0.0%
OKE ONEOK INC 0.1%
Value ($000) $222 Shares 4,000 Est. Cost $26.73 Unrealized +19.2%
XEROX 0.1%
Value ($000) $222 Shares 30,216 Est. Cost $9.07 Unrealized
ANADARKO PETR. 0.1%
Value ($000) $217 Shares 3,500 Est. Cost $69.71 Unrealized
CLX CLOROX CO 0.1%
Value ($000) $216 Shares 1,600 Est. Cost $91.84 Unrealized +9.4%
CENTURYLINK INC 0.1%
Value ($000) $215 Shares 9,103 Est. Cost $23.62 Unrealized
SPGI S&P GLOBAL INC 0.1%
Value ($000) $209 Shares 1,600 Est. Cost $114.76 Unrealized 0.0%
SYY SYSCO CORP 0.1%
Value ($000) $208 Shares 4,000 Est. Cost $40.96 Unrealized +2.7%
SLB SCHLUMBERGER LTD 0.1%
Value ($000) $203 Shares 2,600 Est. Cost $58.24 Unrealized +8.8%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $195 Shares 10,707 Est. Cost $15.73 Unrealized
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $191 Shares 31,000 Est. Cost $6.45 Unrealized
FCX FREEPORT MCMORAN INC 0.0%
Value ($000) $162 Shares 12,100 Est. Cost $24.38 Unrealized -46.5%
CAPITAL SENIOR LIVING CORP 0.0%
Value ($000) $141 Shares 10,000 Est. Cost $18.50 Unrealized
F FORD MOTOR COMPANY NEW 0.0%
Value ($000) $121 Shares 10,400 Est. Cost $7.72 Unrealized +0.8%
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $55 Shares 19,800 Est. Cost $8.89 Unrealized -72.5%
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $30 Shares 13,818 Est. Cost $4.44 Unrealized
VASO CORPORATION 0.0%
Value ($000) $1 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized