Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q2 2017 (← Previous) (Next →)

Filing Date: Jul 25, 2017

Total Value ($000): $289,647 (100.0% shares, 0.0% debt)

Holdings (141)

FLO FLOWERS FOODS INC 39.8%
Value ($000) $115,404 Shares 6,666,880 Est. Cost $13.87 Unrealized -3.7%
UEIC UNIVERSAL ELECTRONICS 5.6%
Value ($000) $16,137 Shares 241,398 Est. Cost $32.71 Unrealized +103.1%
ILMN ILLUMINA INC 5.3%
Value ($000) $15,447 Shares 89,022 Est. Cost $65.93 Unrealized +162.5%
SPECTRANETICS CORP 4.2%
Value ($000) $12,300 Shares 320,300 Est. Cost $19.45 Unrealized
EXPRESS SCRIPTS HOLDING CO 2.3%
Value ($000) $6,692 Shares 104,826 Est. Cost $63.43 Unrealized
JNJ JOHNSON & JOHNSON 1.9%
Value ($000) $5,640 Shares 42,632 Est. Cost $86.83 Unrealized +15.6%
MSFT MICROSOFT CORPORATION 1.9%
Value ($000) $5,430 Shares 78,780 Est. Cost $31.07 Unrealized +100.6%
IBM INTERNATIONAL BUSINESS MACHINE 1.6%
Value ($000) $4,683 Shares 30,440 Est. Cost $110.94 Unrealized -6.5%
PM PHILIP MORRIS INTERNAT 1.4%
Value ($000) $4,087 Shares 34,800 Est. Cost $57.75 Unrealized +28.6%
XOM EXXON MOBIL CORP 1.3%
Value ($000) $3,842 Shares 47,592 Est. Cost $54.39 Unrealized +2.0%
GENERAL ELECTRIC CO 1.3%
Value ($000) $3,791 Shares 140,356 Est. Cost $26.05 Unrealized
MDLZ MONDELEZ INTERNATIONAL 1.2%
Value ($000) $3,507 Shares 81,206 Est. Cost $33.73 Unrealized +8.7%
T AT&T INC 1.1%
Value ($000) $3,307 Shares 87,653 Est. Cost $11.61 Unrealized +37.1%
MO ALTRIA GROUP INC 1.1%
Value ($000) $3,111 Shares 41,773 Est. Cost $26.34 Unrealized +49.2%
HON HONEYWELL INTERNATIONAL 1.0%
Value ($000) $2,919 Shares 21,899 Est. Cost $53.58 Unrealized +84.3%
JPM JP MORGAN CHASE & CO 0.9%
Value ($000) $2,666 Shares 29,168 Est. Cost $40.88 Unrealized +67.7%
GM GENERAL MOTORS CO 0.9%
Value ($000) $2,630 Shares 75,300 Est. Cost $30.04 Unrealized -3.3%
DIS WALT DISNEY CO/THE 0.9%
Value ($000) $2,613 Shares 24,589 Est. Cost $60.53 Unrealized +69.3%
BMY BRISTOL-MYERS SQUIBB CO 0.9%
Value ($000) $2,524 Shares 45,304 Est. Cost $29.65 Unrealized +34.6%
WPC W.P. CAREY INC. 0.8%
Value ($000) $2,449 Shares 37,105 Est. Cost $65.50 Unrealized
KHC THE KRAFT HEINZ COMPANY 0.8%
Value ($000) $2,398 Shares 28,001 Est. Cost $56.38 Unrealized +7.7%
AAPL APPLE INC 0.8%
Value ($000) $2,290 Shares 15,900 Est. Cost $22.92 Unrealized +49.7%
UNP UNION PACIFIC 0.8%
Value ($000) $2,257 Shares 20,720 Est. Cost $69.69 Unrealized +29.3%
PFE PFIZER INC 0.7%
Value ($000) $1,904 Shares 56,682 Est. Cost $17.22 Unrealized +25.5%
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $1,896 Shares 42,449 Est. Cost $27.53 Unrealized +7.2%
EFX EQUIFAX INC 0.6%
Value ($000) $1,841 Shares 13,399 Est. Cost $53.06 Unrealized +139.0%
WY WEYERHAEUSER CO 0.6%
Value ($000) $1,775 Shares 52,995 Est. Cost $19.09 Unrealized +25.9%
PEP PEPSICO INC 0.6%
Value ($000) $1,705 Shares 14,765 Est. Cost $58.08 Unrealized +51.8%
SPGI S&P GLOBAL INC 0.5%
Value ($000) $1,547 Shares 10,600 Est. Cost $126.47 Unrealized +1.6%
TEEKAY SHIPPING CORP 0.5%
Value ($000) $1,434 Shares 215,000 Est. Cost $6.67 Unrealized
ABBV ABBVIE INC. 0.5%
Value ($000) $1,392 Shares 19,193 Est. Cost $29.54 Unrealized +58.9%
AVAV AEROVIRONMENT 0.5%
Value ($000) $1,375 Shares 36,000 Est. Cost $30.26 Unrealized 0.0%
FSLR FIRST SOLAR INC COM 0.4%
Value ($000) $1,276 Shares 32,000 Est. Cost $33.98 Unrealized 0.0%
CSCO CISCO SYSTEMS 0.4%
Value ($000) $1,142 Shares 36,474 Est. Cost $16.90 Unrealized +48.3%
MMM 3M CO 0.4%
Value ($000) $1,134 Shares 5,447 Est. Cost $69.16 Unrealized +80.3%
ABT ABBOTT LABORATORIES 0.4%
Value ($000) $1,100 Shares 22,622 Est. Cost $31.04 Unrealized +25.3%
FIS FIDELITY NATIONAL INFORMATION 0.4%
Value ($000) $1,042 Shares 12,198 Est. Cost $34.36 Unrealized +108.9%
CSX CSX CORP 0.4%
Value ($000) $1,020 Shares 18,700 Est. Cost $9.31 Unrealized +63.6%
PG PROCTER & GAMBLE COMPANY 0.4%
Value ($000) $1,017 Shares 11,675 Est. Cost $55.89 Unrealized +25.5%
CONTROL4 CORPORATION 0.3%
Value ($000) $941 Shares 48,000 Est. Cost $19.60 Unrealized
DU PONT (EI) DE NEMOURS 0.3%
Value ($000) $932 Shares 11,551 Est. Cost $60.20 Unrealized
CVX CHEVRON CORPORATION 0.3%
Value ($000) $929 Shares 8,907 Est. Cost $68.43 Unrealized +7.0%
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $864 Shares 49,510 Est. Cost $8.37 Unrealized +16.1%
MRK MERCK & CO 0.3%
Value ($000) $829 Shares 12,930 Est. Cost $40.00 Unrealized +16.3%
BXMT BLACKSTONE MORTGAGE TRUST INC 0.3%
Value ($000) $812 Shares 25,685 Est. Cost $28.98 Unrealized
WM WASTE MGT. 0.3%
Value ($000) $806 Shares 10,983 Est. Cost $33.49 Unrealized +86.7%
GEO GEO GROUP INC 0.3%
Value ($000) $800 Shares 27,050 Est. Cost $15.81 Unrealized +35.5%
PNC PNC FINANCIAL CORP 0.3%
Value ($000) $779 Shares 6,242 Est. Cost $50.78 Unrealized +77.9%
BP BP PLC SPONS ADR 0.3%
Value ($000) $779 Shares 22,496 Est. Cost $41.79 Unrealized
CMCSA COMCAST CORP 0.3%
Value ($000) $778 Shares 19,992 Est. Cost $26.17 Unrealized +21.9%
SO SOUTHERN CO 0.3%
Value ($000) $759 Shares 15,842 Est. Cost $27.62 Unrealized +27.0%
AXP AMERICAN EXPRESS CO 0.2%
Value ($000) $716 Shares 8,500 Est. Cost $61.07 Unrealized +15.1%
BA BOEING CO 0.2%
Value ($000) $702 Shares 3,550 Est. Cost $125.03 Unrealized +39.9%
INTC INTEL CORP 0.2%
Value ($000) $678 Shares 20,100 Est. Cost $21.45 Unrealized +37.8%
CAT CATERPILLAR 0.2%
Value ($000) $656 Shares 6,100 Est. Cost $62.53 Unrealized +34.4%
KO COCA COLA 0.2%
Value ($000) $653 Shares 14,563 Est. Cost $27.96 Unrealized +20.4%
SEIC SEI INVESTMENTS COMPANY 0.2%
Value ($000) $645 Shares 12,000 Est. Cost $46.13 Unrealized 0.0%
AAL AMERICAN AIRLINES GROUP INC 0.2%
Value ($000) $604 Shares 12,000 Est. Cost $38.86 Unrealized +16.0%
GLW CORNING INC 0.2%
Value ($000) $573 Shares 19,080 Est. Cost $10.74 Unrealized +112.0%
ALERIAN MLP ETF 0.2%
Value ($000) $566 Shares 47,344 Est. Cost $12.64 Unrealized
CONNECTICUT WATER SVC INC 0.2%
Value ($000) $555 Shares 10,000 Est. Cost $55.80 Unrealized
GOOGL ALPHABET INC (A) 0.2%
Value ($000) $549 Shares 591 Est. Cost $39.29 Unrealized +18.2%
TRN TRINITY INDS INC. 0.2%
Value ($000) $547 Shares 19,500 Est. Cost $15.94 Unrealized -10.2%
VIACOM INC CL B 0.2%
Value ($000) $536 Shares 15,976 Est. Cost $33.55 Unrealized
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $533 Shares 8,800 Est. Cost $31.07 Unrealized +58.0%
CASI PHARMACEUTICALS INC 0.2%
Value ($000) $531 Shares 505,474 Est. Cost $1.78 Unrealized
DUK DUKE ENERGY CORP 0.2%
Value ($000) $529 Shares 6,334 Est. Cost $43.77 Unrealized +35.0%
CVS CVS HEALTH CORPORATION 0.2%
Value ($000) $523 Shares 6,500 Est. Cost $61.05 Unrealized -1.2%
ZTS ZOETIS INC 0.2%
Value ($000) $512 Shares 8,200 Est. Cost $48.41 Unrealized +14.2%
C CITIGROUP INC 0.2%
Value ($000) $511 Shares 7,640 Est. Cost $36.48 Unrealized +27.4%
BDX BECTON DICKINSON 0.2%
Value ($000) $496 Shares 2,541 Est. Cost $123.45 Unrealized +30.1%
BGS B&G FOODS INC. 0.2%
Value ($000) $491 Shares 13,780 Est. Cost $18.87 Unrealized +1.5%
EMN EASTMAN CHEM CO 0.2%
Value ($000) $491 Shares 5,850 Est. Cost $47.81 Unrealized +26.2%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $476 Shares 3,400 Est. Cost $15.66 Unrealized +75.9%
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $456 Shares 3,750 Est. Cost $70.35 Unrealized +40.4%
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $452 Shares 3,500 Est. Cost $82.26 Unrealized +17.0%
GIS GENERAL MILLS INC 0.2%
Value ($000) $452 Shares 8,167 Est. Cost $40.46 Unrealized +3.8%
DGEAF DIAGEO 0.2%
Value ($000) $450 Shares 15,375 Est. Cost $22.39 Unrealized +8.6%
IP INTERNATIONAL PAPER 0.2%
Value ($000) $442 Shares 7,800 Est. Cost $28.45 Unrealized +22.2%
ACTIVISION BLIZZARD INC. 0.2%
Value ($000) $435 Shares 7,550 Est. Cost $39.23 Unrealized
META FACEBOOK INC 0.1%
Value ($000) $428 Shares 2,835 Est. Cost $121.96 Unrealized +21.1%
LMT LOCKHEED MARTIN 0.1%
Value ($000) $408 Shares 1,470 Est. Cost $188.16 Unrealized +16.0%
RITM NEW RESIDENTIAL INVESTMENT COR 0.1%
Value ($000) $406 Shares 26,100 Est. Cost $14.04 Unrealized
GLAXO SMITHKLINE PLC SPONS ADR 0.1%
Value ($000) $397 Shares 9,200 Est. Cost $40.72 Unrealized
BROADCOM LIMITED 0.1%
Value ($000) $396 Shares 1,700 Est. Cost $177.06 Unrealized
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $391 Shares 10,500 Est. Cost $15.42 Unrealized +88.8%
DTE D T E ENERGY CO 0.1%
Value ($000) $378 Shares 3,569 Est. Cost $38.40 Unrealized +76.9%
WST WEST PHARMACEUTICALS SVCS INC 0.1%
Value ($000) $378 Shares 4,000 Est. Cost $76.11 Unrealized +17.3%
CWT CALIFORNIA WATER SEFICE GROUP 0.1%
Value ($000) $368 Shares 10,000 Est. Cost $27.62 Unrealized +9.2%
NVDA NVIDIA 0.1%
Value ($000) $361 Shares 2,500 Est. Cost $1.45 Unrealized +116.0%
AFL AFLAC INC. 0.1%
Value ($000) $360 Shares 4,628 Est. Cost $20.85 Unrealized +47.4%
UNITED TECH. 0.1%
Value ($000) $352 Shares 2,885 Est. Cost $96.22 Unrealized
D DOMINION RES INC VA NEW 0.1%
Value ($000) $351 Shares 4,581 Est. Cost $46.40 Unrealized +15.8%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $344 Shares 2,400 Est. Cost $71.40 Unrealized +58.7%
TIP ISHARES TIPS BOND ETF 0.1%
Value ($000) $340 Shares 3,000 Est. Cost $112.00 Unrealized
XBI SPDR S&P BIOTECH 0.1%
Value ($000) $316 Shares 4,100 Est. Cost $70.12 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $313 Shares 3,800 Est. Cost $52.83 Unrealized +35.0%
ROYAL DUTCH SHELL PLC CL A 0.1%
Value ($000) $304 Shares 5,710 Est. Cost $46.97 Unrealized
TIFFANY & CO 0.1%
Value ($000) $300 Shares 3,200 Est. Cost $72.50 Unrealized
YUM YUM BRANDS 0.1%
Value ($000) $289 Shares 3,920 Est. Cost $47.63 Unrealized +25.2%
CHICAGO BRIDGE & IRON 0.1%
Value ($000) $283 Shares 14,358 Est. Cost $51.81 Unrealized
VECTREN CORP 0.1%
Value ($000) $280 Shares 4,798 Est. Cost $42.10 Unrealized
WMT WAL-MART STORES 0.1%
Value ($000) $279 Shares 3,690 Est. Cost $18.31 Unrealized +20.3%
MTB M&T BANK CORP 0.1%
Value ($000) $279 Shares 1,723 Est. Cost $88.17 Unrealized +38.8%
DVY ISHARES TRUST DOW JONES SELECT 0.1%
Value ($000) $277 Shares 3,000 Est. Cost $75.17 Unrealized
FDX FEDEX CORP 0.1%
Value ($000) $277 Shares 1,275 Est. Cost $158.34 Unrealized +8.0%
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $270 Shares 9,393 Est. Cost $28.74 Unrealized
SPG SIMON PROPERTY GROUP INC REIT 0.1%
Value ($000) $270 Shares 1,670 Est. Cost $102.67 Unrealized 0.0%
MELLANOX TECHS LTD 0.1%
Value ($000) $264 Shares 6,100 Est. Cost $43.28 Unrealized
AMZN AMAZON.COM INC 0.1%
Value ($000) $261 Shares 270 Est. Cost $41.67 Unrealized +14.5%
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $259 Shares 20,000 Est. Cost $14.55 Unrealized
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $254 Shares 1,498 Est. Cost $154.99 Unrealized +7.3%
GEF/B GREIF INC CL B 0.1%
Value ($000) $254 Shares 4,200 Est. Cost $29.45 Unrealized +40.8%
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $242 Shares 3,000 Est. Cost $71.00 Unrealized
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $235 Shares 6,575 Est. Cost $17.67 Unrealized +59.2%
MCD MCDONALDS CORP 0.1%
Value ($000) $232 Shares 1,513 Est. Cost $117.92 Unrealized 0.0%
CENTURYLINK INC 0.1%
Value ($000) $220 Shares 9,202 Est. Cost $23.62 Unrealized
HPQ H P INC 0.1%
Value ($000) $218 Shares 12,500 Est. Cost $9.18 Unrealized +50.5%
XEROX 0.1%
Value ($000) $217 Shares 7,552 Est. Cost $9.07 Unrealized
CERNER CORP 0.1%
Value ($000) $213 Shares 3,200 Est. Cost $66.56 Unrealized
WFC WELLS FARGO & COMPANY 0.1%
Value ($000) $213 Shares 3,836 Est. Cost $44.36 Unrealized -4.9%
CLX CLOROX CO 0.1%
Value ($000) $213 Shares 1,600 Est. Cost $91.84 Unrealized +14.7%
COVANTA HOLDING CORPORATION 0.1%
Value ($000) $213 Shares 16,110 Est. Cost $15.47 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $211 Shares 12,700 Est. Cost $6.50 Unrealized +65.1%
OKE ONEOK INC 0.1%
Value ($000) $209 Shares 4,000 Est. Cost $26.73 Unrealized +13.4%
ABBNY ABB LIMITED SPONS ADR 0.1%
Value ($000) $207 Shares 8,300 Est. Cost $24.94 Unrealized
VLO VALERO ENERGY 0.1%
Value ($000) $206 Shares 3,050 Est. Cost $46.03 Unrealized 0.0%
COP CONOCOPHILLIPS 0.1%
Value ($000) $204 Shares 4,650 Est. Cost $34.77 Unrealized +2.1%
SYY SYSCO CORP 0.1%
Value ($000) $201 Shares 4,000 Est. Cost $40.96 Unrealized +4.1%
MET METLIFE INC 0.1%
Value ($000) $201 Shares 3,656 Est. Cost $34.63 Unrealized 0.0%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $193 Shares 31,000 Est. Cost $6.45 Unrealized
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $189 Shares 10,707 Est. Cost $15.73 Unrealized
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $152 Shares 10,000 Est. Cost $18.50 Unrealized
FCX FREEPORT MCMORAN INC 0.0%
Value ($000) $139 Shares 11,600 Est. Cost $24.38 Unrealized -54.8%
GLOBAL MEDICAL REIT 0.0%
Value ($000) $89 Shares 10,000 Est. Cost $8.90 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $37 Shares 19,800 Est. Cost $8.89 Unrealized -71.9%
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $13 Shares 11,578 Est. Cost $4.44 Unrealized
VASO CORPORATION 0.0%
Value ($000) $1 Shares 11,000 Est. Cost $0.18 Unrealized
PRUDENTIAL ANNUITY LIFE 0.0%
Value ($000) $0 Shares 34,436 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized