Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 6, 2017

Total Value ($000): $302,686 (100.0% shares, 0.0% debt)

Holdings (145)

FLO FLOWERS FOODS INC 41.4%
Value ($000) $125,404 Shares 6,666,890 Est. Cost $13.87 Unrealized -8.1%
ILMN ILLUMINA INC 5.8%
Value ($000) $17,593 Shares 88,319 Est. Cost $65.93 Unrealized +182.4%
UEIC UNIVERSAL ELECTRONICS 5.0%
Value ($000) $15,051 Shares 237,398 Est. Cost $32.71 Unrealized +90.5%
EXPRESS SCRIPTS HOLDING CO 2.1%
Value ($000) $6,468 Shares 102,147 Est. Cost $63.43 Unrealized
MSFT MICROSOFT CORPORATION 1.9%
Value ($000) $5,871 Shares 78,809 Est. Cost $31.07 Unrealized +114.6%
JNJ JOHNSON & JOHNSON 1.8%
Value ($000) $5,597 Shares 43,047 Est. Cost $86.83 Unrealized +20.9%
IBM INTERNATIONAL BUSINESS MACHINE 1.5%
Value ($000) $4,416 Shares 30,440 Est. Cost $110.94 Unrealized -12.7%
PM PHILIP MORRIS INTERNAT 1.3%
Value ($000) $3,866 Shares 34,830 Est. Cost $57.75 Unrealized +30.3%
XOM EXXON MOBIL CORP 1.3%
Value ($000) $3,813 Shares 46,517 Est. Cost $54.39 Unrealized -0.1%
GENERAL ELECTRIC CO 1.2%
Value ($000) $3,617 Shares 149,579 Est. Cost $25.93 Unrealized
T AT&T INC 1.1%
Value ($000) $3,463 Shares 88,399 Est. Cost $11.61 Unrealized +34.4%
MDLZ MONDELEZ INTERNATIONAL 1.1%
Value ($000) $3,268 Shares 80,376 Est. Cost $33.73 Unrealized +2.8%
GM GENERAL MOTORS CO 1.0%
Value ($000) $3,041 Shares 75,300 Est. Cost $30.04 Unrealized +5.1%
BMY BRISTOL-MYERS SQUIBB CO 1.0%
Value ($000) $2,964 Shares 46,504 Est. Cost $29.99 Unrealized +43.7%
HON HONEYWELL INTERNATIONAL 1.0%
Value ($000) $2,891 Shares 20,399 Est. Cost $53.58 Unrealized +94.7%
JPM JP MORGAN CHASE & CO 0.9%
Value ($000) $2,805 Shares 29,368 Est. Cost $40.88 Unrealized +80.2%
MO ALTRIA GROUP INC 0.8%
Value ($000) $2,553 Shares 40,261 Est. Cost $26.34 Unrealized +37.0%
WPC W.P. CAREY INC. 0.8%
Value ($000) $2,506 Shares 37,181 Est. Cost $65.50 Unrealized
AAPL APPLE INC 0.8%
Value ($000) $2,443 Shares 15,854 Est. Cost $22.92 Unrealized +57.8%
UNP UNION PACIFIC 0.8%
Value ($000) $2,403 Shares 20,720 Est. Cost $69.69 Unrealized +27.9%
FSLR FIRST SOLAR INC COM 0.8%
Value ($000) $2,294 Shares 50,000 Est. Cost $38.44 Unrealized +20.6%
DIS WALT DISNEY CO/THE 0.7%
Value ($000) $2,259 Shares 22,921 Est. Cost $60.53 Unrealized +60.1%
KHC THE KRAFT HEINZ COMPANY 0.7%
Value ($000) $2,162 Shares 27,885 Est. Cost $56.38 Unrealized +0.1%
BELMOND LTD 0.7%
Value ($000) $2,143 Shares 157,000 Est. Cost $13.65 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.7%
Value ($000) $2,093 Shares 42,285 Est. Cost $27.53 Unrealized +9.8%
PFE PFIZER INC 0.7%
Value ($000) $2,045 Shares 57,284 Est. Cost $17.27 Unrealized +28.8%
AVAV AEROVIRONMENT 0.6%
Value ($000) $1,948 Shares 36,000 Est. Cost $30.26 Unrealized +40.7%
TEEKAY SHIPPING CORP 0.6%
Value ($000) $1,920 Shares 215,000 Est. Cost $6.67 Unrealized
WY WEYERHAEUSER CO 0.6%
Value ($000) $1,806 Shares 53,064 Est. Cost $19.09 Unrealized +24.0%
ABBV ABBVIE INC. 0.6%
Value ($000) $1,779 Shares 20,018 Est. Cost $30.54 Unrealized +75.7%
TRIP TRIPADVISOR INC 0.6%
Value ($000) $1,723 Shares 42,500 Est. Cost $36.13 Unrealized 0.0%
SPGI S&P GLOBAL INC 0.5%
Value ($000) $1,657 Shares 10,600 Est. Cost $126.47 Unrealized +11.6%
PEP PEPSICO INC 0.5%
Value ($000) $1,634 Shares 14,665 Est. Cost $58.08 Unrealized +53.9%
OKE ONEOK INC 0.5%
Value ($000) $1,570 Shares 28,329 Est. Cost $31.30 Unrealized +2.4%
RRC RANGE RESOURCES CORP. 0.5%
Value ($000) $1,556 Shares 79,500 Est. Cost $19.33 Unrealized 0.0%
EFX EQUIFAX INC 0.5%
Value ($000) $1,420 Shares 13,399 Est. Cost $53.06 Unrealized +130.9%
CSCO CISCO SYSTEMS 0.5%
Value ($000) $1,418 Shares 42,174 Est. Cost $17.96 Unrealized +37.6%
CONTROL4 CORPORATION 0.5%
Value ($000) $1,414 Shares 48,000 Est. Cost $19.60 Unrealized
ABT ABBOTT LABORATORIES 0.4%
Value ($000) $1,224 Shares 22,946 Est. Cost $31.21 Unrealized +38.9%
MMM 3M CO 0.4%
Value ($000) $1,145 Shares 5,453 Est. Cost $69.16 Unrealized +87.8%
FIS FIDELITY NATIONAL INFORMATION 0.4%
Value ($000) $1,139 Shares 12,198 Est. Cost $34.36 Unrealized +127.6%
CVX CHEVRON CORPORATION 0.3%
Value ($000) $1,049 Shares 8,929 Est. Cost $68.43 Unrealized +11.4%
DOWDUPONT INC. 0.3%
Value ($000) $1,025 Shares 14,807 Est. Cost $69.22 Unrealized
CSX CSX CORP 0.3%
Value ($000) $1,015 Shares 18,700 Est. Cost $9.31 Unrealized +64.5%
PG PROCTER & GAMBLE COMPANY 0.3%
Value ($000) $999 Shares 10,975 Est. Cost $55.89 Unrealized +30.6%
UAA UNDER ARMOUR INC CLASS A 0.3%
Value ($000) $989 Shares 60,000 Est. Cost $18.36 Unrealized 0.0%
INTC INTEL CORP 0.3%
Value ($000) $956 Shares 25,100 Est. Cost $23.07 Unrealized +28.3%
BA BOEING CO 0.3%
Value ($000) $902 Shares 3,550 Est. Cost $125.03 Unrealized +76.3%
CODI COMPASS DIVERSIFIED HOLDINGS 0.3%
Value ($000) $879 Shares 49,510 Est. Cost $8.37 Unrealized +22.9%
CASI PHARMACEUTICALS INC 0.3%
Value ($000) $867 Shares 489,984 Est. Cost $1.78 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.3%
Value ($000) $862 Shares 27,775 Est. Cost $29.14 Unrealized
PNC PNC FINANCIAL CORP 0.3%
Value ($000) $855 Shares 6,342 Est. Cost $51.51 Unrealized +87.7%
BP BP PLC SPONS ADR 0.3%
Value ($000) $854 Shares 22,232 Est. Cost $41.79 Unrealized
WM WASTE MGT. 0.3%
Value ($000) $852 Shares 10,883 Est. Cost $33.49 Unrealized +96.0%
MRK MERCK & CO 0.3%
Value ($000) $828 Shares 12,930 Est. Cost $40.00 Unrealized +16.7%
BGS B&G FOODS INC. 0.3%
Value ($000) $805 Shares 25,280 Est. Cost $17.57 Unrealized -8.9%
GEO GEO GROUP INC 0.3%
Value ($000) $781 Shares 29,050 Est. Cost $16.04 Unrealized +19.7%
SO SOUTHERN CO 0.3%
Value ($000) $781 Shares 15,896 Est. Cost $27.62 Unrealized +24.2%
AXP AMERICAN EXPRESS CO 0.3%
Value ($000) $769 Shares 8,500 Est. Cost $61.07 Unrealized +25.5%
CAT CATERPILLAR 0.3%
Value ($000) $761 Shares 6,100 Est. Cost $62.53 Unrealized +53.6%
SEIC SEI INVESTMENTS COMPANY 0.2%
Value ($000) $733 Shares 12,000 Est. Cost $46.13 Unrealized +10.6%
C CITIGROUP INC 0.2%
Value ($000) $666 Shares 9,150 Est. Cost $39.03 Unrealized +33.0%
GIS GENERAL MILLS INC 0.2%
Value ($000) $659 Shares 12,725 Est. Cost $40.55 Unrealized +0.4%
KO COCA COLA 0.2%
Value ($000) $646 Shares 14,363 Est. Cost $27.96 Unrealized +24.9%
CMCSA COMCAST CORP 0.2%
Value ($000) $628 Shares 16,310 Est. Cost $26.17 Unrealized +22.4%
GOOGL ALPHABET INC (A) 0.2%
Value ($000) $624 Shares 641 Est. Cost $39.89 Unrealized +18.0%
TRN TRINITY INDS INC. 0.2%
Value ($000) $606 Shares 19,000 Est. Cost $15.94 Unrealized -3.0%
CONNECTICUT WATER SVC INC 0.2%
Value ($000) $593 Shares 10,000 Est. Cost $55.80 Unrealized
AAL AMERICAN AIRLINES GROUP INC 0.2%
Value ($000) $570 Shares 12,000 Est. Cost $38.86 Unrealized +20.9%
GLW CORNING INC 0.2%
Value ($000) $569 Shares 19,020 Est. Cost $10.74 Unrealized +119.6%
UNITED TECH. 0.2%
Value ($000) $567 Shares 4,885 Est. Cost $104.34 Unrealized
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $552 Shares 8,800 Est. Cost $31.07 Unrealized +72.3%
CVS CVS HEALTH CORPORATION 0.2%
Value ($000) $545 Shares 6,700 Est. Cost $61.04 Unrealized -0.4%
ALERIAN MLP ETF 0.2%
Value ($000) $535 Shares 47,666 Est. Cost $12.64 Unrealized
DUK DUKE ENERGY CORP 0.2%
Value ($000) $532 Shares 6,341 Est. Cost $43.77 Unrealized +38.9%
EMN EASTMAN CHEM CO 0.2%
Value ($000) $529 Shares 5,850 Est. Cost $47.81 Unrealized +34.0%
ZTS ZOETIS INC 0.2%
Value ($000) $523 Shares 8,200 Est. Cost $48.41 Unrealized +21.3%
DGEAF DIAGEO 0.2%
Value ($000) $503 Shares 15,375 Est. Cost $22.39 Unrealized +19.4%
BDX BECTON DICKINSON 0.2%
Value ($000) $499 Shares 2,549 Est. Cost $123.45 Unrealized +38.6%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $498 Shares 3,400 Est. Cost $15.66 Unrealized +89.8%
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $496 Shares 3,750 Est. Cost $70.35 Unrealized +46.0%
GLAXO SMITHKLINE PLC SPONS ADR 0.2%
Value ($000) $495 Shares 12,200 Est. Cost $40.68 Unrealized
ACTIVISION BLIZZARD INC. 0.2%
Value ($000) $487 Shares 7,550 Est. Cost $39.23 Unrealized
META FACEBOOK INC 0.2%
Value ($000) $484 Shares 2,835 Est. Cost $121.96 Unrealized +35.9%
LMT LOCKHEED MARTIN 0.2%
Value ($000) $456 Shares 1,470 Est. Cost $188.16 Unrealized +26.8%
RITM NEW RESIDENTIAL INVESTMENT COR 0.1%
Value ($000) $437 Shares 26,100 Est. Cost $14.04 Unrealized
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $418 Shares 10,500 Est. Cost $15.42 Unrealized +93.5%
BROADCOM LIMITED 0.1%
Value ($000) $412 Shares 1,700 Est. Cost $177.06 Unrealized
KMB KIMBERLY CLARK CORP 0.1%
Value ($000) $412 Shares 3,500 Est. Cost $82.26 Unrealized +10.6%
IP INTERNATIONAL PAPER 0.1%
Value ($000) $386 Shares 6,800 Est. Cost $28.45 Unrealized +28.4%
WST WEST PHARMACEUTICALS SVCS INC 0.1%
Value ($000) $385 Shares 4,000 Est. Cost $76.11 Unrealized +15.6%
CWT CALIFORNIA WATER SEFICE GROUP 0.1%
Value ($000) $381 Shares 10,000 Est. Cost $27.62 Unrealized +15.8%
AFL AFLAC INC. 0.1%
Value ($000) $377 Shares 4,628 Est. Cost $20.85 Unrealized +58.8%
DTE D T E ENERGY CO 0.1%
Value ($000) $376 Shares 3,500 Est. Cost $38.40 Unrealized +82.2%
NVDA NVIDIA 0.1%
Value ($000) $375 Shares 2,100 Est. Cost $1.45 Unrealized +183.0%
GMS INC. 0.1%
Value ($000) $361 Shares 10,200 Est. Cost $35.39 Unrealized
XBI SPDR S&P BIOTECH 0.1%
Value ($000) $355 Shares 4,100 Est. Cost $70.12 Unrealized
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $355 Shares 2,400 Est. Cost $71.40 Unrealized +62.5%
ROYAL DUTCH SHELL PLC CL A 0.1%
Value ($000) $350 Shares 5,782 Est. Cost $47.14 Unrealized
TIP ISHARES TIPS BOND ETF 0.1%
Value ($000) $341 Shares 3,000 Est. Cost $112.00 Unrealized
D DOMINION RES INC VA NEW 0.1%
Value ($000) $329 Shares 4,283 Est. Cost $46.40 Unrealized +15.6%
LLY LILLY ELI & CO 0.1%
Value ($000) $325 Shares 3,800 Est. Cost $52.83 Unrealized +36.5%
H&E EQUIPMENT SERVICES INC 0.1%
Value ($000) $323 Shares 11,046 Est. Cost $29.24 Unrealized
VECTREN CORP 0.1%
Value ($000) $316 Shares 4,798 Est. Cost $42.10 Unrealized
FDX FEDEX CORP 0.1%
Value ($000) $305 Shares 1,350 Est. Cost $159.81 Unrealized +15.7%
TIFFANY & CO 0.1%
Value ($000) $294 Shares 3,200 Est. Cost $72.50 Unrealized
WMT WAL-MART STORES 0.1%
Value ($000) $289 Shares 3,705 Est. Cost $18.31 Unrealized +25.1%
DVY ISHARES TRUST DOW JONES SELECT 0.1%
Value ($000) $281 Shares 3,000 Est. Cost $75.17 Unrealized
MTB M&T BANK CORP 0.1%
Value ($000) $277 Shares 1,723 Est. Cost $88.17 Unrealized +38.9%
AHRT ARMADA HOFFLER PROPERTIES INC 0.1%
Value ($000) $276 Shares 20,000 Est. Cost $14.55 Unrealized
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $275 Shares 1,498 Est. Cost $154.99 Unrealized +14.0%
VOD VODAFONE GROUP PLC 0.1%
Value ($000) $272 Shares 9,566 Est. Cost $28.74 Unrealized
SPG SIMON PROPERTY GROUP INC REIT 0.1%
Value ($000) $269 Shares 1,670 Est. Cost $102.67 Unrealized -0.8%
XEROX 0.1%
Value ($000) $265 Shares 7,952 Est. Cost $10.29 Unrealized
HPQ H P INC 0.1%
Value ($000) $248 Shares 12,400 Est. Cost $9.18 Unrealized +57.2%
GEF/B GREIF INC CL B 0.1%
Value ($000) $238 Shares 3,700 Est. Cost $29.45 Unrealized +36.7%
MCD MCDONALDS CORP 0.1%
Value ($000) $238 Shares 1,521 Est. Cost $117.92 Unrealized +9.1%
YUM YUM BRANDS 0.1%
Value ($000) $236 Shares 3,200 Est. Cost $47.63 Unrealized +35.9%
VLO VALERO ENERGY 0.1%
Value ($000) $235 Shares 3,050 Est. Cost $46.03 Unrealized +7.4%
COP CONOCOPHILLIPS 0.1%
Value ($000) $233 Shares 4,650 Est. Cost $34.77 Unrealized -0.9%
CHICAGO BRIDGE & IRON 0.1%
Value ($000) $233 Shares 13,858 Est. Cost $51.81 Unrealized
ADDYY ADIDAS AG 0.1%
Value ($000) $232 Shares 2,050 Est. Cost $113.17 Unrealized
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $231 Shares 3,000 Est. Cost $71.00 Unrealized
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $230 Shares 6,825 Est. Cost $17.93 Unrealized +38.4%
CERNER CORP 0.1%
Value ($000) $228 Shares 3,200 Est. Cost $66.56 Unrealized
SYY SYSCO CORP 0.1%
Value ($000) $216 Shares 4,000 Est. Cost $40.96 Unrealized +2.1%
UNILEVER PLC SPONS ADR 0.1%
Value ($000) $214 Shares 3,700 Est. Cost $57.84 Unrealized
HANESBRANDS INC 0.1%
Value ($000) $212 Shares 8,600 Est. Cost $24.65 Unrealized
CLX CLOROX CO 0.1%
Value ($000) $211 Shares 1,600 Est. Cost $91.84 Unrealized +14.9%
BIDU BAIDU INC 0.1%
Value ($000) $211 Shares 850 Est. Cost $248.24 Unrealized
WFC WELLS FARGO & COMPANY 0.1%
Value ($000) $208 Shares 3,779 Est. Cost $44.36 Unrealized -5.0%
ABBNY ABB LIMITED SPONS ADR 0.1%
Value ($000) $205 Shares 8,300 Est. Cost $24.94 Unrealized
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $205 Shares 14,600 Est. Cost $21.99 Unrealized -42.1%
JUNO THERAPEUTICS, INC 0.1%
Value ($000) $202 Shares 4,500 Est. Cost $44.89 Unrealized
CENTURYLINK INC 0.1%
Value ($000) $196 Shares 10,348 Est. Cost $23.10 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $185 Shares 12,600 Est. Cost $6.50 Unrealized +62.4%
COVANTA HOLDING CORPORATION 0.1%
Value ($000) $178 Shares 11,962 Est. Cost $15.47 Unrealized
ANNALY CAPITAL MANAGEMENT 0.0%
Value ($000) $134 Shares 11,000 Est. Cost $12.18 Unrealized
NEW YORK MORTGAGE TR INC 0.0%
Value ($000) $129 Shares 21,000 Est. Cost $6.45 Unrealized
CAPITAL SENIOR LIVING CORP 0.0%
Value ($000) $125 Shares 10,000 Est. Cost $18.50 Unrealized
OCLARO INC 0.0%
Value ($000) $99 Shares 11,500 Est. Cost $8.61 Unrealized
GLOBAL MEDICAL REIT 0.0%
Value ($000) $90 Shares 10,000 Est. Cost $8.90 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $60 Shares 19,800 Est. Cost $8.89 Unrealized -78.8%
VASO CORPORATION 0.0%
Value ($000) $1 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized