Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 6, 2018

Total Value ($000): $185,947 (100.0% shares, 0.0% debt)

Holdings (149)

ILMN ILLUMINA INC 9.5%
Value ($000) $17,742 Shares 81,202 Est. Cost $65.93 Unrealized +212.1%
UEIC UNIVERSAL ELECTRONICS 4.9%
Value ($000) $9,096 Shares 192,517 Est. Cost $32.71 Unrealized +69.4%
MSFT MICROSOFT CORPORATION 3.6%
Value ($000) $6,698 Shares 78,297 Est. Cost $31.07 Unrealized +142.2%
EXPRESS SCRIPTS HOLDING CO 3.5%
Value ($000) $6,488 Shares 86,921 Est. Cost $63.43 Unrealized
JNJ JOHNSON & JOHNSON 3.2%
Value ($000) $6,017 Shares 43,061 Est. Cost $86.83 Unrealized +27.8%
GM GENERAL MOTORS CO 2.4%
Value ($000) $4,408 Shares 107,550 Est. Cost $32.39 Unrealized +16.9%
IBM INTERNATIONAL BUSINESS MACHINE 2.3%
Value ($000) $4,343 Shares 28,305 Est. Cost $110.94 Unrealized -8.0%
AES AES CORP 2.1%
Value ($000) $3,915 Shares 361,500 Est. Cost $8.06 Unrealized 0.0%
XOM EXXON MOBIL CORP 2.0%
Value ($000) $3,697 Shares 44,207 Est. Cost $54.39 Unrealized +5.0%
FSLR FIRST SOLAR INC COM 1.9%
Value ($000) $3,477 Shares 51,500 Est. Cost $39.03 Unrealized +50.3%
MDLZ MONDELEZ INTERNATIONAL 1.9%
Value ($000) $3,446 Shares 80,506 Est. Cost $33.73 Unrealized +2.2%
T AT&T INC 1.8%
Value ($000) $3,424 Shares 88,077 Est. Cost $11.61 Unrealized +31.3%
PM PHILIP MORRIS INTERNAT 1.8%
Value ($000) $3,331 Shares 31,530 Est. Cost $57.75 Unrealized +20.5%
HON HONEYWELL INTERNATIONAL 1.7%
Value ($000) $3,128 Shares 20,399 Est. Cost $53.58 Unrealized +111.6%
JPM JP MORGAN CHASE & CO 1.6%
Value ($000) $3,062 Shares 28,629 Est. Cost $40.88 Unrealized +99.0%
MO ALTRIA GROUP INC 1.5%
Value ($000) $2,819 Shares 39,472 Est. Cost $26.34 Unrealized +39.1%
UNP UNION PACIFIC 1.5%
Value ($000) $2,752 Shares 20,520 Est. Cost $69.69 Unrealized +44.6%
BMY BRISTOL-MYERS SQUIBB CO 1.5%
Value ($000) $2,742 Shares 44,750 Est. Cost $29.99 Unrealized +54.9%
AAPL APPLE INC 1.5%
Value ($000) $2,705 Shares 15,983 Est. Cost $22.92 Unrealized +70.5%
FLO FLOWERS FOODS INC 1.5%
Value ($000) $2,700 Shares 139,839 Est. Cost $13.87 Unrealized +0.3%
DIS WALT DISNEY CO/THE 1.3%
Value ($000) $2,443 Shares 22,721 Est. Cost $60.53 Unrealized +60.7%
WPC W.P. CAREY INC. 1.3%
Value ($000) $2,432 Shares 35,296 Est. Cost $65.50 Unrealized
KHC THE KRAFT HEINZ COMPANY 1.2%
Value ($000) $2,161 Shares 27,785 Est. Cost $56.38 Unrealized -5.3%
VZ VERIZON COMMUNICATIONS INC 1.2%
Value ($000) $2,141 Shares 40,448 Est. Cost $27.53 Unrealized +16.1%
TEEKAY SHIPPING CORP 1.1%
Value ($000) $2,080 Shares 223,200 Est. Cost $6.77 Unrealized
GENERAL ELECTRIC CO 1.1%
Value ($000) $2,054 Shares 117,698 Est. Cost $25.93 Unrealized
AVAV AEROVIRONMENT 1.1%
Value ($000) $2,022 Shares 36,000 Est. Cost $30.26 Unrealized +68.2%
BELMOND LTD 1.1%
Value ($000) $1,987 Shares 162,200 Est. Cost $13.60 Unrealized
PFE PFIZER INC 1.0%
Value ($000) $1,946 Shares 53,739 Est. Cost $17.27 Unrealized +37.8%
ABBV ABBVIE INC. 1.0%
Value ($000) $1,940 Shares 20,061 Est. Cost $30.54 Unrealized +119.0%
WY WEYERHAEUSER CO 1.0%
Value ($000) $1,800 Shares 51,058 Est. Cost $19.09 Unrealized +34.9%
SPGI S&P GLOBAL INC 1.0%
Value ($000) $1,796 Shares 10,600 Est. Cost $126.47 Unrealized +20.2%
PEP PEPSICO INC 0.9%
Value ($000) $1,762 Shares 14,695 Est. Cost $58.08 Unrealized +53.2%
CSCO CISCO SYSTEMS 0.8%
Value ($000) $1,530 Shares 39,954 Est. Cost $17.96 Unrealized +55.8%
EFX EQUIFAX INC 0.8%
Value ($000) $1,462 Shares 12,399 Est. Cost $53.06 Unrealized +96.9%
CASI PHARMACEUTICALS INC 0.8%
Value ($000) $1,447 Shares 445,118 Est. Cost $1.78 Unrealized
CONTROL4 CORPORATION 0.8%
Value ($000) $1,428 Shares 48,000 Est. Cost $19.60 Unrealized
ABT ABBOTT LABORATORIES 0.7%
Value ($000) $1,312 Shares 22,983 Est. Cost $31.21 Unrealized +54.2%
AQUAVENTURE HOLDINGS LTD 0.7%
Value ($000) $1,308 Shares 84,300 Est. Cost $15.52 Unrealized
MMM 3M CO 0.7%
Value ($000) $1,285 Shares 5,459 Est. Cost $69.16 Unrealized +109.6%
INTC INTEL CORP 0.7%
Value ($000) $1,266 Shares 27,418 Est. Cost $24.21 Unrealized +51.0%
BARRICK GOLD CORP 0.7%
Value ($000) $1,230 Shares 85,000 Est. Cost $14.47 Unrealized
FIS FIDELITY NATIONAL INFORMATION 0.6%
Value ($000) $1,148 Shares 12,198 Est. Cost $34.36 Unrealized +136.2%
CVX CHEVRON CORPORATION 0.6%
Value ($000) $1,099 Shares 8,779 Est. Cost $68.43 Unrealized +22.1%
DOWDUPONT INC. 0.6%
Value ($000) $1,055 Shares 14,807 Est. Cost $69.22 Unrealized
BA BOEING CO 0.6%
Value ($000) $1,047 Shares 3,550 Est. Cost $125.03 Unrealized +105.9%
CSX CSX CORP 0.6%
Value ($000) $1,029 Shares 18,700 Est. Cost $9.31 Unrealized +70.4%
PG PROCTER & GAMBLE COMPANY 0.5%
Value ($000) $985 Shares 10,719 Est. Cost $55.89 Unrealized +30.0%
OKE ONEOK INC 0.5%
Value ($000) $967 Shares 18,093 Est. Cost $31.30 Unrealized +2.4%
CAT CATERPILLAR 0.5%
Value ($000) $961 Shares 6,100 Est. Cost $62.53 Unrealized +86.0%
BGS B&G FOODS INC 0.5%
Value ($000) $959 Shares 27,280 Est. Cost $17.52 Unrealized -3.3%
WM WASTE MGT. 0.5%
Value ($000) $931 Shares 10,783 Est. Cost $33.49 Unrealized +111.2%
BP BP PLC SPONS ADR 0.5%
Value ($000) $912 Shares 21,696 Est. Cost $41.79 Unrealized
PNC PNC FINANCIAL CORP 0.5%
Value ($000) $901 Shares 6,246 Est. Cost $51.51 Unrealized +103.2%
LEUCADIA NATIONAL CORP 0.5%
Value ($000) $874 Shares 33,000 Est. Cost $26.48 Unrealized
BXMT BLACKSTONE MORTGAGE TRUST INC 0.5%
Value ($000) $866 Shares 26,925 Est. Cost $29.14 Unrealized
SEIC SEI INVESTMENTS COMPANY 0.5%
Value ($000) $862 Shares 12,000 Est. Cost $46.13 Unrealized +30.5%
VIRGINIA PARTNERS BK FREDERICK 0.5%
Value ($000) $850 Shares 68,000 Est. Cost $12.50 Unrealized
SO SOUTHERN CO 0.4%
Value ($000) $767 Shares 15,950 Est. Cost $27.62 Unrealized +32.0%
UNITED TECH. 0.4%
Value ($000) $767 Shares 6,012 Est. Cost $108.70 Unrealized
GIS GENERAL MILLS INC 0.4%
Value ($000) $759 Shares 12,797 Est. Cost $40.55 Unrealized -0.0%
MRK MERCK & CO 0.4%
Value ($000) $728 Shares 12,930 Est. Cost $40.00 Unrealized +7.5%
AXP AMERICAN EXPRESS CO 0.4%
Value ($000) $725 Shares 7,300 Est. Cost $61.07 Unrealized +39.6%
WMT WAL-MART STORES 0.4%
Value ($000) $702 Shares 7,105 Est. Cost $22.38 Unrealized +19.8%
GLW CORNING INC 0.4%
Value ($000) $698 Shares 21,820 Est. Cost $12.60 Unrealized +100.2%
GEO GEO GROUP INC 0.4%
Value ($000) $686 Shares 29,050 Est. Cost $16.04 Unrealized +11.9%
C CITIGROUP INC 0.4%
Value ($000) $685 Shares 9,200 Est. Cost $39.03 Unrealized +44.7%
TRN TRINITY INDS INC. 0.4%
Value ($000) $682 Shares 18,200 Est. Cost $15.94 Unrealized +17.7%
LMT LOCKHEED MARTIN 0.4%
Value ($000) $681 Shares 2,120 Est. Cost $208.21 Unrealized +21.8%
GOOGL ALPHABET INC (A) 0.4%
Value ($000) $675 Shares 641 Est. Cost $39.89 Unrealized +28.4%
CODI COMPASS DIVERSIFIED HOLDINGS 0.4%
Value ($000) $662 Shares 39,070 Est. Cost $8.37 Unrealized +24.6%
AAL AMERICAN AIRLINES GROUP INC 0.3%
Value ($000) $624 Shares 12,000 Est. Cost $38.86 Unrealized +24.8%
ZTS ZOETIS INC 0.3%
Value ($000) $591 Shares 8,200 Est. Cost $48.41 Unrealized +33.1%
CMCSA COMCAST CORP 0.3%
Value ($000) $580 Shares 14,492 Est. Cost $26.17 Unrealized +17.3%
CONNECTICUT WATER SVC INC 0.3%
Value ($000) $574 Shares 10,000 Est. Cost $55.80 Unrealized
BAX BAXTER INTERNATIONAL INC 0.3%
Value ($000) $569 Shares 8,800 Est. Cost $31.07 Unrealized +79.5%
DGEAF DIAGEO 0.3%
Value ($000) $557 Shares 15,375 Est. Cost $22.39 Unrealized +28.7%
BDX BECTON DICKINSON 0.3%
Value ($000) $547 Shares 2,556 Est. Cost $123.45 Unrealized +50.2%
EMN EASTMAN CHEM CO 0.3%
Value ($000) $542 Shares 5,850 Est. Cost $47.81 Unrealized +43.9%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $534 Shares 6,353 Est. Cost $43.77 Unrealized +43.1%
NEE NEXTERA ENERGY INC 0.3%
Value ($000) $531 Shares 3,400 Est. Cost $15.66 Unrealized +101.3%
CVS CVS HEALTH CORPORATION 0.3%
Value ($000) $529 Shares 7,300 Est. Cost $60.65 Unrealized -7.3%
ALERIAN MLP ETF 0.3%
Value ($000) $518 Shares 48,003 Est. Cost $12.64 Unrealized
META FACEBOOK INC 0.3%
Value ($000) $500 Shares 2,835 Est. Cost $121.96 Unrealized +43.9%
RITM NEW RESIDENTIAL INVESTMENT COR 0.3%
Value ($000) $492 Shares 27,500 Est. Cost $14.24 Unrealized
ACTIVISION BLIZZARD INC. 0.3%
Value ($000) $478 Shares 7,550 Est. Cost $39.23 Unrealized
NSC NORFOLK SOUTHERN 0.2%
Value ($000) $456 Shares 3,150 Est. Cost $70.35 Unrealized +62.0%
CWT CALIFORNIA WATER SEFICE GROUP 0.2%
Value ($000) $453 Shares 10,000 Est. Cost $27.62 Unrealized +32.6%
BROADCOM LIMITED 0.2%
Value ($000) $437 Shares 1,700 Est. Cost $177.06 Unrealized
IP INTERNATIONAL PAPER 0.2%
Value ($000) $435 Shares 7,500 Est. Cost $29.30 Unrealized +28.3%
GMS INC. 0.2%
Value ($000) $433 Shares 11,500 Est. Cost $35.65 Unrealized
D DOMINION RES INC VA NEW 0.2%
Value ($000) $432 Shares 5,332 Est. Cost $48.37 Unrealized +16.6%
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $420 Shares 10,500 Est. Cost $15.42 Unrealized +102.4%
CERNER CORP 0.2%
Value ($000) $418 Shares 6,200 Est. Cost $66.98 Unrealized
ROYAL DUTCH SHELL PLC CL A 0.2%
Value ($000) $417 Shares 6,247 Est. Cost $48.60 Unrealized
ITW ILLINOIS TOOL WORKS 0.2%
Value ($000) $412 Shares 2,470 Est. Cost $73.09 Unrealized +79.0%
BWA BORG WARNER INC 0.2%
Value ($000) $409 Shares 8,000 Est. Cost $40.72 Unrealized 0.0%
AFL AFLAC INC. 0.2%
Value ($000) $406 Shares 4,628 Est. Cost $20.85 Unrealized +69.3%
NVDA NVIDIA 0.2%
Value ($000) $406 Shares 2,100 Est. Cost $1.45 Unrealized +238.4%
WST WEST PHARMACEUTICALS SVCS INC 0.2%
Value ($000) $395 Shares 4,000 Est. Cost $76.11 Unrealized +25.4%
DTE D T E ENERGY CO 0.2%
Value ($000) $391 Shares 3,569 Est. Cost $39.05 Unrealized +85.1%
KO COCA COLA 0.2%
Value ($000) $382 Shares 8,325 Est. Cost $27.96 Unrealized +27.4%
TECK TECK COMINCO LTD CL B 0.2%
Value ($000) $379 Shares 14,500 Est. Cost $22.79 Unrealized 0.0%
XBI SPDR S&P BIOTECH 0.2%
Value ($000) $352 Shares 4,145 Est. Cost $70.28 Unrealized
AMZN AMAZON.COM INC 0.2%
Value ($000) $351 Shares 300 Est. Cost $55.02 Unrealized 0.0%
TIP ISHARES TIPS BOND ETF 0.2%
Value ($000) $342 Shares 3,000 Est. Cost $112.00 Unrealized
FDX FEDEX CORP 0.2%
Value ($000) $337 Shares 1,350 Est. Cost $159.81 Unrealized +24.5%
TIFFANY & CO 0.2%
Value ($000) $333 Shares 3,200 Est. Cost $72.50 Unrealized
KMB KIMBERLY CLARK CORP 0.2%
Value ($000) $326 Shares 2,700 Est. Cost $82.26 Unrealized +6.5%
LLY LILLY ELI & CO 0.2%
Value ($000) $322 Shares 3,818 Est. Cost $52.83 Unrealized +42.5%
YUM YUM BRANDS 0.2%
Value ($000) $320 Shares 3,920 Est. Cost $51.41 Unrealized +32.7%
VECTREN CORP 0.2%
Value ($000) $312 Shares 4,798 Est. Cost $42.10 Unrealized
AHRT ARMADA HOFFLER PROPERTIES INC 0.2%
Value ($000) $311 Shares 20,000 Est. Cost $14.55 Unrealized
VOD VODAFONE GROUP PLC 0.2%
Value ($000) $305 Shares 9,566 Est. Cost $28.74 Unrealized
ABBNY ABB LIMITED SPONS ADR 0.2%
Value ($000) $303 Shares 11,300 Est. Cost $25.44 Unrealized
DVY ISHARES TRUST DOW JONES SELECT 0.2%
Value ($000) $296 Shares 3,000 Est. Cost $75.17 Unrealized
MTB M&T BANK CORP 0.2%
Value ($000) $295 Shares 1,723 Est. Cost $88.17 Unrealized +47.4%
H&E EQUIPMENT SERVICES INC 0.2%
Value ($000) $290 Shares 7,143 Est. Cost $29.24 Unrealized
SPG SIMON PROPERTY GROUP INC REIT 0.2%
Value ($000) $287 Shares 1,670 Est. Cost $102.67 Unrealized +2.0%
JUNO THERAPEUTICS, INC 0.2%
Value ($000) $283 Shares 6,200 Est. Cost $45.10 Unrealized
VLO VALERO ENERGY 0.2%
Value ($000) $280 Shares 3,050 Est. Cost $46.03 Unrealized +29.7%
FCX FREEPORT MCMORAN INC 0.1%
Value ($000) $277 Shares 14,600 Est. Cost $21.99 Unrealized -37.8%
HPQ H P INC 0.1%
Value ($000) $277 Shares 13,200 Est. Cost $9.61 Unrealized +69.0%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $277 Shares 1,398 Est. Cost $154.99 Unrealized +22.5%
MCD MCDONALDS CORP 0.1%
Value ($000) $263 Shares 1,529 Est. Cost $117.92 Unrealized +17.6%
VCSH VANGUARD SHORT TERM CORPORATE 0.1%
Value ($000) $258 Shares 3,250 Est. Cost $79.38 Unrealized
CAG CONAGRA BRANDS INC 0.1%
Value ($000) $257 Shares 6,825 Est. Cost $17.93 Unrealized +45.6%
GEF/B GREIF INC CL B 0.1%
Value ($000) $257 Shares 3,700 Est. Cost $29.45 Unrealized +44.7%
COP CONOCOPHILLIPS 0.1%
Value ($000) $255 Shares 4,650 Est. Cost $34.77 Unrealized +14.0%
GLAXO SMITHKLINE PLC SPONS ADR 0.1%
Value ($000) $252 Shares 7,100 Est. Cost $40.68 Unrealized
IBB ISHARES NASDAQ BIOTECH 0.1%
Value ($000) $250 Shares 2,340 Est. Cost $106.84 Unrealized
SYY SYSCO CORP 0.1%
Value ($000) $243 Shares 4,000 Est. Cost $40.96 Unrealized +11.9%
CLX CLOROX CO 0.1%
Value ($000) $238 Shares 1,600 Est. Cost $91.84 Unrealized +17.1%
XEROX 0.1%
Value ($000) $227 Shares 7,784 Est. Cost $10.29 Unrealized
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $219 Shares 3,000 Est. Cost $71.00 Unrealized
HD HOME DEPOT INC 0.1%
Value ($000) $212 Shares 1,116 Est. Cost $141.67 Unrealized 0.0%
QCOM QUALCOMM INC 0.1%
Value ($000) $211 Shares 3,300 Est. Cost $49.00 Unrealized 0.0%
CHICAGO BRIDGE & IRON 0.1%
Value ($000) $210 Shares 13,000 Est. Cost $51.81 Unrealized
CE CELANESE CORP 0.1%
Value ($000) $203 Shares 1,900 Est. Cost $90.95 Unrealized 0.0%
PEOPLE'S UNITED FINANCIAL INC 0.1%
Value ($000) $200 Shares 10,707 Est. Cost $18.68 Unrealized
HPE HEWLETT PACKARD ENTERPRIS 0.1%
Value ($000) $192 Shares 13,400 Est. Cost $6.77 Unrealized +63.2%
COVANTA HOLDING CORPORATION 0.1%
Value ($000) $188 Shares 11,096 Est. Cost $15.47 Unrealized
F FORD MOTOR COMPANY NEW 0.1%
Value ($000) $143 Shares 11,450 Est. Cost $8.01 Unrealized 0.0%
CAPITAL SENIOR LIVING CORP 0.1%
Value ($000) $135 Shares 10,000 Est. Cost $18.50 Unrealized
ANNALY CAPITAL MANAGEMENT 0.1%
Value ($000) $131 Shares 11,000 Est. Cost $12.18 Unrealized
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $130 Shares 21,000 Est. Cost $6.45 Unrealized
TVAGF TVA GROUP INC CL B 0.0%
Value ($000) $64 Shares 19,800 Est. Cost $8.89 Unrealized -78.8%
VASO CORPORATION 0.0%
Value ($000) $1 Shares 11,000 Est. Cost $0.18 Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized