Verity Asset Management, Inc. Diversified Active

CIK: 0001597298 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value ($000): $107,275 (100.0% shares, 0.0% debt)

Holdings (113)

MINT PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF 7.7%
Value ($000) $8,298 Shares 81,831 Est. Cost $101.16 Unrealized
POWERSHARES EXCHANGE TRADED FD TR II SENIOR LN PORT 5.6%
Value ($000) $5,977 Shares 257,517 Est. Cost $23.21 Unrealized
DIA SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 4.3%
Value ($000) $4,654 Shares 25,462 Est. Cost $179.25 Unrealized
IBB ISHARES TR NASDAQ BIOTECH ETF 3.5%
Value ($000) $3,749 Shares 12,950 Est. Cost $247.76 Unrealized
FLOT ISHARES FLOATING RATE BOND ETF 3.3%
Value ($000) $3,515 Shares 69,268 Est. Cost $50.67 Unrealized
BNDX VANGUARD CHARLOTTE FDS TOTAL INTL BD INDEX FD 3.1%
Value ($000) $3,283 Shares 58,592 Est. Cost $55.77 Unrealized
POWERSHARES WATER RESOURCE PORTFOLIO 2.6%
Value ($000) $2,745 Shares 111,566 Est. Cost $25.77 Unrealized
ITB ISHARES US HOME CONSTRUCTION ETF 2.6%
Value ($000) $2,741 Shares 99,504 Est. Cost $25.93 Unrealized
IGV ISHARES GOLDMAN SACHS SOFTWARE INDEX FUND 2.3%
Value ($000) $2,490 Shares 21,934 Est. Cost $95.58 Unrealized
HYG ISHARES TR IBOXX $ HIGH YIELD CORP BD ETF 2.3%
Value ($000) $2,478 Shares 28,398 Est. Cost $84.70 Unrealized
IWM ISHARES TR RUSSELL 2000 ETF 2.3%
Value ($000) $2,437 Shares 19,623 Est. Cost $122.04 Unrealized
POWERSHARES QQQ TR UNIT SER 1 2.1%
Value ($000) $2,202 Shares 18,545 Est. Cost $111.74 Unrealized
EPI WISDOMTREE TR INDIA EARNINGS FD 2.0%
Value ($000) $2,140 Shares 98,999 Est. Cost $19.67 Unrealized
EFZ PROSHARES TR SHORT MSCI EAFE FD 1.9%
Value ($000) $2,084 Shares 66,023 Est. Cost $33.27 Unrealized
XLY SELECT SECTOR SPDR TR CONSUMER 1.9%
Value ($000) $2,010 Shares 25,116 Est. Cost $75.31 Unrealized
BND VANGUARD TTL BD MKT 1.9%
Value ($000) $1,994 Shares 23,703 Est. Cost $84.30 Unrealized
TBT PROSHARES TR ULTRASHORT 20+ YR TREAS NEW 1.8%
Value ($000) $1,980 Shares 62,668 Est. Cost $40.15 Unrealized
VWOB VANGUARD WHITEHALL FDS EMERGING MKT GOVT BD INDEX FD ETF CL 1.8%
Value ($000) $1,938 Shares 23,738 Est. Cost $81.05 Unrealized
SHORT S&P 500 PROSHARES 1.6%
Value ($000) $1,668 Shares 43,826 Est. Cost $39.58 Unrealized
AAPL APPLE COMPUTER INC COM 1.5%
Value ($000) $1,648 Shares 14,580 Est. Cost $23.65 Unrealized +2.4%
NTRS NORTHERN TRUST CORP 1.5%
Value ($000) $1,569 Shares 23,072 Est. Cost $52.45 Unrealized 0.0%
TRIANGLE CAPITAL CORPORATION COMMON STOCK 1.4%
Value ($000) $1,502 Shares 76,269 Est. Cost $19.59 Unrealized
HON HONEYWELL INTL 1.2%
Value ($000) $1,335 Shares 11,454 Est. Cost $86.03 Unrealized 0.0%
VTIP VANGUARD MALVERN FDS SHORT TERM INFLATION PROTECTED SECS INDEX ETF 1.2%
Value ($000) $1,324 Shares 26,675 Est. Cost $49.27 Unrealized
VCIT VANGUARD INTERMEDIATE TERM 1.2%
Value ($000) $1,324 Shares 14,783 Est. Cost $89.41 Unrealized
CLAYMORE EXHCHANGE TRADED FD TR 2 GUGGENHEIM SOLAR ETF 1.2%
Value ($000) $1,289 Shares 63,487 Est. Cost $20.30 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 1.2%
Value ($000) $1,286 Shares 8,899 Est. Cost $146.25 Unrealized 0.0%
IYT ISHARES DOW JONES TRANSPORTATION AV INDEX FUND 1.2%
Value ($000) $1,286 Shares 8,851 Est. Cost $139.80 Unrealized
BMY BRISTOL MYERS SQUIBB CORPORATION 1.2%
Value ($000) $1,277 Shares 23,682 Est. Cost $46.14 Unrealized 0.0%
LQD ISHARES IBOXX $ INVESTMENT GRADE CO ETF 1.1%
Value ($000) $1,146 Shares 9,300 Est. Cost $115.70 Unrealized
PFF ISHARES US PREFERRED STOCK ETF 1.0%
Value ($000) $1,075 Shares 27,207 Est. Cost $38.61 Unrealized
POWERSHARES ETF TR II VAR RATE PFD PORT 1.0%
Value ($000) $1,027 Shares 40,270 Est. Cost $24.65 Unrealized
HDB HDFC BANK LIMITED 0.9%
Value ($000) $1,005 Shares 13,985 Est. Cost $66.33 Unrealized
VMC VULCAN MATERIALS COMPANY 0.9%
Value ($000) $959 Shares 8,434 Est. Cost $105.15 Unrealized +3.4%
WMT WAL MART STORES INC 0.9%
Value ($000) $958 Shares 13,288 Est. Cost $20.60 Unrealized 0.0%
HAS HASBRO INC 0.9%
Value ($000) $952 Shares 12,003 Est. Cost $61.11 Unrealized -3.2%
VWO VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS 0.9%
Value ($000) $931 Shares 24,749 Est. Cost $35.23 Unrealized
PYPL PAYPAL HLDGS INC 0.8%
Value ($000) $888 Shares 21,666 Est. Cost $38.34 Unrealized 0.0%
IBM IBM CORP 0.8%
Value ($000) $884 Shares 5,563 Est. Cost $97.59 Unrealized +4.3%
XLV SELECT SECTOR SPDR FD HEALTH CARE 0.8%
Value ($000) $861 Shares 11,945 Est. Cost $58.77 Unrealized
CCEP COCA-COLA EUROPEAN PARTNERS PLC 0.8%
Value ($000) $838 Shares 20,994 Est. Cost $29.28 Unrealized 0.0%
SKECHERS U.S.A. INC 0.7%
Value ($000) $776 Shares 33,887 Est. Cost $29.51 Unrealized
MHK MOHAWK IND INC 0.7%
Value ($000) $763 Shares 3,808 Est. Cost $205.53 Unrealized 0.0%
GOOGL ALPHABET INC CAP STK CL A 0.7%
Value ($000) $740 Shares 920 Est. Cost $38.82 Unrealized 0.0%
BHP BHP BILLITON LIMITED (2 ORD SHRS) 0.7%
Value ($000) $735 Shares 21,217 Est. Cost $34.64 Unrealized
CSCO CISCO SYSTEMS, INC. 0.7%
Value ($000) $713 Shares 22,474 Est. Cost $20.86 Unrealized +10.6%
ADBE ADOBE SYSTEMS 0.6%
Value ($000) $666 Shares 6,134 Est. Cost $100.34 Unrealized 0.0%
PS DB USD IDX BL FD 0.6%
Value ($000) $642 Shares 26,020 Est. Cost $24.74 Unrealized
MSFT MICROSOFT CORP 0.6%
Value ($000) $642 Shares 11,144 Est. Cost $40.88 Unrealized +23.0%
NKE NIKE INC CLASS B 0.6%
Value ($000) $626 Shares 11,899 Est. Cost $50.32 Unrealized -0.6%
CVS CVS HEALTH CORP 0.6%
Value ($000) $607 Shares 6,824 Est. Cost $70.89 Unrealized 0.0%
SCHD SCHWAB US DIVIDEND 0.5%
Value ($000) $566 Shares 13,372 Est. Cost $41.71 Unrealized
AGRIUM INC 0.5%
Value ($000) $528 Shares 5,827 Est. Cost $90.40 Unrealized
GENERAL ELECTRIC CO 0.4%
Value ($000) $443 Shares 14,971 Est. Cost $25.74 Unrealized
ADM ARCHER-DANIELS-MIDLAND INC 0.4%
Value ($000) $440 Shares 10,429 Est. Cost $29.99 Unrealized +9.2%
VTR VENTAS INC 0.4%
Value ($000) $439 Shares 6,210 Est. Cost $46.29 Unrealized +4.4%
AMERIGAS PARTNERS, L LP 0.4%
Value ($000) $429 Shares 9,385 Est. Cost $41.30 Unrealized
LSTR LANDSTAR SYSTEM INC 0.4%
Value ($000) $422 Shares 6,197 Est. Cost $64.64 Unrealized
WELL WELLTOWER INC COM STK 0.4%
Value ($000) $418 Shares 5,595 Est. Cost $45.34 Unrealized +19.1%
AGG ISHARES CORE TOTAL US BOND MARKET ETF 0.4%
Value ($000) $390 Shares 3,472 Est. Cost $112.59 Unrealized
VTI VANGUARD TOTAL STOCK MARKET VIPERS 0.3%
Value ($000) $355 Shares 3,191 Est. Cost $107.17 Unrealized
MO ALTRIA GROUP INC 0.3%
Value ($000) $344 Shares 5,439 Est. Cost $29.01 Unrealized +19.8%
EMR EMERSON ELECTRIC CO 0.3%
Value ($000) $336 Shares 6,169 Est. Cost $37.91 Unrealized +11.6%
FDN FIRST TRUST DOW JONES INTERNET INDEX FUND 0.3%
Value ($000) $329 Shares 4,036 Est. Cost $73.59 Unrealized
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND 0.3%
Value ($000) $328 Shares 21,182 Est. Cost $6.30 Unrealized 0.0%
SO SOUTHERN COMPANY 0.3%
Value ($000) $323 Shares 6,292 Est. Cost $30.96 Unrealized +15.0%
MAGELLAN MIDSTREAM P LP 0.3%
Value ($000) $317 Shares 4,480 Est. Cost $69.96 Unrealized
DUK DUKE ENERGY CORP 0.3%
Value ($000) $311 Shares 3,886 Est. Cost $48.14 Unrealized +17.1%
GNTX GENTEX CORP 0.3%
Value ($000) $294 Shares 16,719 Est. Cost $15.49 Unrealized +11.6%
PM PHILIP MORRIS INTL INC COM 0.3%
Value ($000) $289 Shares 2,972 Est. Cost $57.76 Unrealized +7.8%
VIG VANGUARD DIVIDEND APPRECIATION VIPERS 0.3%
Value ($000) $288 Shares 3,436 Est. Cost $75.36 Unrealized
MAIN MAIN STREET CAPITAL 0.3%
Value ($000) $287 Shares 8,350 Est. Cost $30.28 Unrealized +11.7%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $284 Shares 2,406 Est. Cost $80.90 Unrealized +15.7%
AEO AMERICAN EAGLE OUTFITTERS INC NEW 0.3%
Value ($000) $282 Shares 15,817 Est. Cost $11.46 Unrealized +21.2%
OHI OMEGA HEALTHCARE INVESTORS INC 0.3%
Value ($000) $278 Shares 7,830 Est. Cost $34.27 Unrealized
LUV SOUTHWEST AIRLINES 0.3%
Value ($000) $278 Shares 7,142 Est. Cost $33.98 Unrealized 0.0%
BB&T CORPORATION 0.3%
Value ($000) $277 Shares 7,354 Est. Cost $37.67 Unrealized
VZ VERIZON COMMUNICATN 0.3%
Value ($000) $276 Shares 5,319 Est. Cost $28.18 Unrealized +16.8%
PAYX PAYCHEX INC 0.3%
Value ($000) $272 Shares 4,695 Est. Cost $40.17 Unrealized +12.9%
KO COCA-COLA CO 0.2%
Value ($000) $268 Shares 6,325 Est. Cost $33.21 Unrealized -2.0%
VIAV VIAVI SOLUTIONS INC COM 0.2%
Value ($000) $258 Shares 34,962 Est. Cost $6.26 Unrealized +17.2%
SPECTRA ENERGY PARTN LP 0.2%
Value ($000) $258 Shares 5,900 Est. Cost $47.17 Unrealized
TWITTER IN COM 0.2%
Value ($000) $256 Shares 11,115 Est. Cost $16.92 Unrealized
CLAYMORE EXCHANGE-TRADED FD TR GUGGENHEIM BULLETSHARES 2016 0.2%
Value ($000) $256 Shares 9,923 Est. Cost $25.80 Unrealized
MERIDIAN BIOSCIENCE INC. 0.2%
Value ($000) $254 Shares 13,170 Est. Cost $19.46 Unrealized
PG PROCTER & GAMBLE 0.2%
Value ($000) $252 Shares 2,805 Est. Cost $67.52 Unrealized 0.0%
CMP COMPASS MINERALS INT 0.2%
Value ($000) $251 Shares 3,406 Est. Cost $56.05 Unrealized -2.9%
TJX TJX COMPANIES INC. 0.2%
Value ($000) $249 Shares 3,332 Est. Cost $34.29 Unrealized 0.0%
VMI VALMONT INDUSTRIES, INC. 0.2%
Value ($000) $246 Shares 1,829 Est. Cost $131.85 Unrealized 0.0%
BIIB BIOGEN INC 0.2%
Value ($000) $245 Shares 782 Est. Cost $296.18 Unrealized 0.0%
XLB SELECT SECTOR SPDR TR MATLS 0.2%
Value ($000) $238 Shares 4,982 Est. Cost $48.39 Unrealized
EEM ISHARES MSCI EMERGING MARKETS ETF 0.2%
Value ($000) $237 Shares 6,321 Est. Cost $37.49 Unrealized
WFC WELLS FARGO & CO NEW COM 0.2%
Value ($000) $231 Shares 5,226 Est. Cost $37.15 Unrealized -0.9%
L3 COMMUNICATIONS HOLDINGS INC 0.2%
Value ($000) $229 Shares 1,521 Est. Cost $146.76 Unrealized
STAG STAG INDUSTRIAL INC 0.2%
Value ($000) $228 Shares 9,295 Est. Cost $23.78 Unrealized
DKS DICKS SPORTING GOODS INC COM 0.2%
Value ($000) $222 Shares 3,909 Est. Cost $42.17 Unrealized 0.0%
COOPER COMPANIES INC 0.2%
Value ($000) $218 Shares 1,217 Est. Cost $179.13 Unrealized
UPS UNITED PARCEL SRVC 0.2%
Value ($000) $214 Shares 1,957 Est. Cost $77.25 Unrealized 0.0%
DZZ DEUTSCHE BK AG LONDON BRH GOLD DOUBLES SHORT EXCH TRD NTS 0.2%
Value ($000) $209 Shares 39,305 Est. Cost $5.32 Unrealized
HARMAN INTERNATIONAL INDUSTRIES 0.2%
Value ($000) $207 Shares 2,454 Est. Cost $87.92 Unrealized
TOWN TOWNE BANK - COMMON STOCK 0.2%
Value ($000) $204 Shares 8,471 Est. Cost $23.18 Unrealized 0.0%
NEOPHOTONICS CORP COM 0.2%
Value ($000) $202 Shares 12,387 Est. Cost $12.49 Unrealized
UNITED STATES OIL FUND, LP 0.2%
Value ($000) $186 Shares 16,972 Est. Cost $10.96 Unrealized
HLX HELIX ENERGY SOLUTIONS GROUP, INC. - COMMON STOCK 0.2%
Value ($000) $178 Shares 21,911 Est. Cost $7.57 Unrealized 0.0%
SVA SINOVAC BIOTECH LTD 0.2%
Value ($000) $175 Shares 29,726 Est. Cost $5.88 Unrealized 0.0%
ASTORIA FINANCIAL CORP 0.2%
Value ($000) $174 Shares 11,889 Est. Cost $14.64 Unrealized
URA GLOBAL X FDS GLOBAL X URANIUM ETF 0.1%
Value ($000) $140 Shares 10,712 Est. Cost $13.99 Unrealized
INFINERA CORP COM 0.1%
Value ($000) $104 Shares 11,470 Est. Cost $9.07 Unrealized
WEATHERFORD INTL LTD 0.1%
Value ($000) $95 Shares 16,914 Est. Cost $5.62 Unrealized
INVITAE CORP 0.1%
Value ($000) $92 Shares 10,505 Est. Cost $8.76 Unrealized
GTIM GOOD TIMES RESTAURANTS INC COM PAR $0.001 NEW 0.1%
Value ($000) $80 Shares 23,741 Est. Cost $3.75 Unrealized 0.0%
URG UR ENERGY INC COM ISIN#CA91688R1082 0.1%
Value ($000) $74 Shares 149,365 Est. Cost $0.55 Unrealized 0.0%
SPECIAL DIVERSIFIED OPPORTUNITIES INC COM 0.1%
Value ($000) $65 Shares 68,172 Est. Cost $0.95 Unrealized