CIK: 0001708001 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 13, 2019
Total Value ($000): $119,825 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 50,460 | $5,952 | 5.0% | $57.77 | +77.1% | Com | 594918104 |
| CSCO | Cisco Systems Inc | 83,702 | $4,520 | 3.8% | $23.29 | +69.6% | Com | 17275R102 |
| V | Visa Inc Cl A | 27,745 | $4,334 | 3.6% | $77.19 | +78.0% | Com | 92826C839 |
| AMT | American Tower Corporation | 20,478 | $4,036 | 3.4% | $134.40 | +8.7% | Com | 03027X100 |
| JNJ | Johnson & Johnson | 28,672 | $4,009 | 3.3% | $92.40 | +19.4% | Com | 478160104 |
| PYPL | PayPal Holdings, Inc. | 36,732 | $3,815 | 3.2% | $58.92 | +60.3% | Com | 70450Y103 |
| AMZN | Amazon | 2,101 | $3,742 | 3.1% | $45.09 | +84.6% | Com | 023135106 |
| AAPL | APPLE INC | 17,979 | $3,416 | 2.9% | $35.93 | +12.6% | Com | 037833100 |
| HD | Home Depot Inc | 15,790 | $3,030 | 2.5% | $117.36 | +31.8% | Com | 437076102 |
| AWK | American Water Works Co Inc | 28,204 | $2,941 | 2.5% | $69.26 | +24.6% | Com | 030420103 |
| MCD | McDonalds Corp | 15,417 | $2,928 | 2.4% | $135.83 | +13.8% | Com | 580135101 |
| BA | Boeing Co | 7,255 | $2,768 | 2.3% | $281.40 | +33.3% | Com | 097023105 |
| VYM | Vanguard High Yield Dividend | 30,677 | $2,628 | 2.2% | $78.00 | — | Com | 921946406 |
| UNH | UnitedHealth Group Inc | 10,371 | $2,565 | 2.1% | $133.49 | +70.5% | Com | 91324P102 |
| GOOGL | ALPHABET INC CL A | 2,171 | $2,556 | 2.1% | $48.60 | +15.3% | Com | 02079K305 |
| BDX | Becton Dickinson and Company | 10,198 | $2,547 | 2.1% | $208.81 | +1.9% | Com | 075887109 |
| — | Pioneer Nat Res Co | 16,713 | $2,546 | 2.1% | $155.30 | — | Com | 723787107 |
| KO | Coca Cola Co | 52,463 | $2,459 | 2.1% | $36.85 | +2.5% | Com | 191216100 |
| NEE | NextEra Energy Inc. | 11,449 | $2,214 | 1.8% | $38.07 | +1.4% | Com | 65339F101 |
| COST | Costco Wholesale Corporation | 8,952 | $2,168 | 1.8% | $199.70 | -0.7% | Com | 22160K105 |
| — | ENVIVA PARTNERS L P | 61,642 | $1,988 | 1.7% | $29.34 | — | Com | 29414J107 |
| — | L3 Technologies, Inc. | 9,571 | $1,976 | 1.6% | $203.57 | — | Com | 502413107 |
| JPM | JP Morgan Chase & Co | 17,398 | $1,762 | 1.5% | $88.71 | -3.8% | Com | 46625H100 |
| XOM | ExxonMobil Corp | 20,944 | $1,693 | 1.4% | $58.17 | -4.7% | Com | 30231G102 |
| AES | The AES Corporation | 92,238 | $1,668 | 1.4% | $8.99 | +46.5% | Com | 00130H105 |
| INTC | Intel Corp | 29,749 | $1,598 | 1.3% | $32.74 | +33.9% | Com | 458140100 |
| BIP | BROOKFIELD INFRASTRUCTURE PART LP | 32,847 | $1,376 | 1.1% | $40.41 | — | Com | G16252101 |
| C | CITIGROUP INC | 20,395 | $1,269 | 1.1% | $48.98 | -0.4% | Com | 172967424 |
| — | Pattern Energy Group Inc. | 56,648 | $1,247 | 1.0% | $19.63 | — | Com | 70338P100 |
| — | Magellan Midstream Partners | 19,700 | $1,195 | 1.0% | $75.62 | — | Com | 559080106 |
| STWD | Starwood Property Trust Inc REIT | 50,184 | $1,122 | 0.9% | $22.02 | — | Com | 85571B105 |
| — | CEDAR FAIR LP | 21,319 | $1,122 | 0.9% | $57.97 | — | Com | 150185106 |
| NEM | Newmont Mining Corp | 31,123 | $1,114 | 0.9% | $27.34 | 0.0% | Com | 651639106 |
| — | MacQuarie Infrastructure Corp | 24,736 | $1,020 | 0.9% | $49.82 | — | Com | 55608B105 |
| DIN | DINEEQUITY INC | 10,880 | $994 | 0.8% | $52.96 | +22.2% | Com | 254423106 |
| BRK/B | BERKSHIRE HATHAWAY INC CL B | 4,808 | $966 | 0.8% | $191.09 | +5.6% | Com | 084670702 |
| — | CITY OFFICE REIT INC | 80,980 | $916 | 0.8% | $12.60 | — | Com | 178587101 |
| CAT | Caterpillar Inc | 6,698 | $908 | 0.8% | $75.99 | +50.8% | Com | 149123101 |
| MKL | MARKEL CORP | 898 | $895 | 0.7% | $1001.64 | +1.4% | Com | 570535104 |
| PFE | Pfizer Inc | 21,012 | $893 | 0.7% | $21.23 | +37.7% | Com | 717081103 |
| PG | Procter & Gamble Co | 7,765 | $808 | 0.7% | $73.34 | +11.9% | Com | 742718109 |
| — | ZAYO GROUP HOLDINGS INC | 27,330 | $777 | 0.6% | $26.41 | — | Com | 98919V105 |
| — | DowDuPont Inc | 14,535 | $775 | 0.6% | $69.29 | — | Com | 26078J100 |
| IVV | iShares Core S&P 500 | 2,679 | $763 | 0.6% | $260.19 | — | Com | 464287200 |
| KMX | CARMAX INC | 10,820 | $756 | 0.6% | $59.64 | +3.3% | Com | 143130102 |
| DLTR | DOLLAR TREE INC | 7,160 | $753 | 0.6% | $83.21 | +18.0% | Com | 256746108 |
| — | DENNYS CORP | 38,615 | $709 | 0.6% | $17.10 | — | Com | 24869P104 |
| DUK | Duke Energy Corp | 7,714 | $695 | 0.6% | $58.69 | +14.0% | Com | 26441C204 |
| T | AT&T Inc | 21,592 | $678 | 0.6% | $15.42 | -8.2% | Com | 00206R102 |
| — | LANDMARK INFRASTRUCTURE PARTNERS L P | 38,440 | $652 | 0.5% | $16.81 | — | Com | 51508J108 |
| PEP | Pepsico Inc | 5,295 | $649 | 0.5% | $81.36 | +13.6% | Com | 713448108 |
| BAX | Baxter International Inc. | 7,949 | $647 | 0.5% | $41.41 | +54.7% | Com | 071813109 |
| GOOG | ALPHABET INC CL C | 529 | $621 | 0.5% | $47.37 | +17.6% | Com | 02079K107 |
| AVB | AvalonBay Communities Inc | 2,800 | $563 | 0.5% | $123.37 | +22.0% | Com | 053484101 |
| ORLY | O REILLY AUTOMOTIVE INC | 1,433 | $557 | 0.5% | $15.83 | +52.8% | Com | 67103H107 |
| — | BROOKFIELD PROPERTY REIT INC | 25,850 | $530 | 0.4% | $16.46 | — | Com | 11282X103 |
| RITM | NEW RESIDENTIAL INVESTMENT CORP | 31,230 | $529 | 0.4% | $15.41 | — | Com | 64828T201 |
| ED | Consolidated Edison Inc | 6,185 | $525 | 0.4% | $52.92 | +17.9% | Com | 209115104 |
| IBM | Intl. Business Machines Corp | 3,586 | $506 | 0.4% | $102.98 | -8.1% | Com | 459200101 |
| HSIC | SCHEIN HENRY INC | 7,815 | $470 | 0.4% | $60.29 | +0.1% | Com | 806407102 |
| PBA | Pembina Pipeline Corp | 12,500 | $460 | 0.4% | $18.66 | +29.3% | Com | 706327103 |
| HE | Hawaiian Electric Industries | 11,200 | $457 | 0.4% | $31.64 | +20.1% | Com | 419870100 |
| MO | Altria Group Inc | 7,940 | $456 | 0.4% | $35.52 | -16.3% | Com | 02209S103 |
| ORI | Old Republic International Corp | 21,400 | $448 | 0.4% | $10.84 | +8.7% | Com | 680223104 |
| OKE | Oneok Inc | 6,276 | $439 | 0.4% | $30.68 | +35.7% | Com | 682680103 |
| OLED | UNIVERSAL DISPLAY CORPORATION | 2,725 | $417 | 0.3% | $59.77 | +96.7% | Com | 91347P105 |
| EQR | Equity Residential | 5,450 | $411 | 0.3% | $44.04 | +26.1% | Com | 29476L107 |
| MA | Mastercard Inc CL A | 1,740 | $410 | 0.3% | $103.92 | +99.4% | Com | 57636Q104 |
| WM | Waste Management Inc | 3,738 | $389 | 0.3% | $58.30 | +49.2% | Com | 94106L109 |
| — | Spinnaker Realty Fund, L.P. | 387,158 | $388 | 0.3% | $0.25 | — | Com | 998007495 |
| PM | Philip Morris International | 4,348 | $385 | 0.3% | $58.38 | -3.9% | Com | 718172109 |
| ELV | Anthem Inc | 1,312 | $377 | 0.3% | $125.50 | +110.1% | Com | 036752103 |
| CPRT | COPART INC | 5,930 | $360 | 0.3% | $14.25 | -4.7% | Com | 217204106 |
| VWO | Vanguard FTSE Emerging Markets | 8,254 | $351 | 0.3% | $38.04 | — | Com | 922042858 |
| CMCSA | Comcast Corp CL A | 8,600 | $344 | 0.3% | $29.89 | +5.5% | Com | 20030N101 |
| RYN | Rayonier, Inc. | 10,650 | $336 | 0.3% | $13.62 | — | Com | 754907103 |
| TRUP | TRUPANION INC | 9,995 | $328 | 0.3% | $33.70 | -15.5% | Com | 898202106 |
| WEC | WEC Energy Group Inc | 3,875 | $307 | 0.3% | $45.14 | +32.1% | Com | 92939U106 |
| — | STORE CAPITAL CORP | 9,030 | $303 | 0.3% | $28.53 | — | Com | 862121100 |
| — | COVETRUS INC NPV | 9,352 | $298 | 0.2% | $31.86 | — | Com | 22304C100 |
| — | BROOKFIELD ASSET MANAGE CL A | 6,291 | $294 | 0.2% | $44.25 | — | Com | 112585104 |
| PPG | PPG Industries Inc. | 2,600 | $294 | 0.2% | $81.13 | +15.7% | Com | 693506107 |
| OGS | One Gas Inc | 3,050 | $272 | 0.2% | $60.73 | +38.4% | Com | 68235P108 |
| BEP | BROOKFIELD RENEWABLE PARTNERS L.P. | 8,397 | $269 | 0.2% | $28.19 | — | Com | G16258108 |
| QQQ | MFC Invesco QQQ Trust Unit Ser 1 | 1,445 | $260 | 0.2% | $171.84 | — | Com | 46090E103 |
| NFLX | Netflix.com Inc. | 728 | $260 | 0.2% | $29.94 | +15.8% | Com | 64110L106 |
| MDLZ | Mondelez International Inc | 4,875 | $244 | 0.2% | $34.70 | +11.7% | Com | 609207105 |
| AEP | American Elec Pwr Inc | 2,835 | $238 | 0.2% | $56.11 | +11.3% | Com | 025537101 |
| WELL | Welltower Inc. | 3,040 | $236 | 0.2% | $46.50 | +29.7% | Com | 95040Q104 |
| MMM | 3M Company | 1,125 | $234 | 0.2% | $115.86 | +13.1% | Com | 88579Y101 |
| KMI | KINDER MORGAN INC | 10,731 | $215 | 0.2% | $13.00 | -3.8% | Com | 49456B101 |
| KMB | Kimberly Clark Corp | 1,675 | $208 | 0.2% | $83.79 | +9.0% | Com | 494368103 |
| FGZXX | First American Government Obligations Fund | 203,137 | $204 | 0.2% | $1.00 | — | Com | 31846V567 |
| NVS | Novartis AG ADR | 2,075 | $200 | 0.2% | $73.71 | — | Com | 66987V109 |
| IWF | iShares Russell 1000 Growth ETF | 1,311 | $199 | 0.2% | $131.20 | — | Com | 464287614 |
| KHC | THE KRAFT HEINZ CO | 6,045 | $198 | 0.2% | $29.41 | -1.1% | Com | 500754106 |
| IWR | IShares Russell Mid Cap ETF | 3,500 | $189 | 0.2% | $46.45 | — | Com | 464287499 |
| NSRGY | Nestle S A Sponsored ADR | 1,950 | $186 | 0.2% | $86.99 | — | Com | 641069406 |
| ABT | Abbott Labs | 2,193 | $176 | 0.1% | $54.67 | +20.9% | Com | 002824100 |
| IHI | IShares US Medical Devices ETF | 700 | $163 | 0.1% | $200.00 | — | Com | 464288810 |
| EPD | Enterprise Products Partners | 5,200 | $152 | 0.1% | $27.22 | — | Com | 293792107 |
| BABA | ALIBABA GROUP HOLDING LTD A D R | 800 | $146 | 0.1% | $141.12 | — | Com | 01609W102 |
| CAC | Camden National Corp | 3,408 | $143 | 0.1% | $33.62 | -5.8% | Com | 133034108 |
| PSA | Public Storage Inc | 650 | $142 | 0.1% | $149.30 | +5.3% | Com | 74460D109 |
| LNG | Cheniere Energy Inc | 2,000 | $137 | 0.1% | $61.56 | +6.8% | Com | 16411R208 |
| LLY | Lilly Eli & Co | 1,000 | $130 | 0.1% | $73.70 | +50.5% | Com | 532457108 |
| IWO | IShares Russell 2000 Growth ETF | 650 | $128 | 0.1% | $167.69 | — | Com | 464287648 |
| WHR | Whirlpool Corp | 900 | $120 | 0.1% | $165.47 | -20.2% | Com | 963320106 |
| CB | Chubb Limited | 845 | $119 | 0.1% | $116.59 | +1.7% | Com | H1467J104 |
| CVX | Chevron Corporation | 950 | $118 | 0.1% | $79.23 | +10.4% | Com | 166764100 |
| MRK | Merck & Co Inc | 1,162 | $97 | 0.1% | $44.89 | +34.3% | Com | 58933Y105 |
| GIS | General Mills Inc | 1,760 | $92 | 0.1% | $44.58 | -19.7% | Com | 370334104 |
| LOW | Lowes Cos Inc | 800 | $88 | 0.1% | $78.69 | +11.9% | Com | 548661107 |
| TMO | Thermo Fisher Scientific Inc | 312 | $86 | 0.1% | $218.23 | +12.0% | Com | 883556102 |
| SYK | Stryker Corporation | 425 | $84 | 0.1% | $154.79 | +8.0% | Com | 863667101 |
| DSI | I Shares MSCI KLD 400 Social ETF | 772 | $82 | 0.1% | $102.19 | — | Com | 464288570 |
| — | Raytheon Company | 440 | $81 | 0.1% | $194.68 | — | Com | 755111507 |
| — | INTERNAP CORP | 15,979 | $80 | 0.1% | $11.63 | — | Com | 45885A409 |
| XLI | Industrial Select Sector SPDR ETF | 1,000 | $76 | 0.1% | $64.00 | — | Com | 81369Y704 |
| XLK | Technology Select Sector SPDR ETF | 1,000 | $74 | 0.1% | $62.00 | — | Com | 81369Y803 |
| SDY | SPDR S&P Dividend ETF | 700 | $70 | 0.1% | $90.00 | — | Com | 78464A763 |
| DVY | IShares Select Dividend ETF | 700 | $69 | 0.1% | $90.00 | — | Com | 464287168 |
| IDXX | Idexx Labs, Inc. | 300 | $68 | 0.1% | $205.02 | +0.7% | Com | 45168D104 |
| — | United Technologies Corp | 500 | $65 | 0.1% | $113.43 | — | Com | 913017109 |
| ABBV | AbbVie Inc. | 800 | $65 | 0.1% | $57.56 | +6.0% | Com | 00287Y109 |
| — | Aqua America, Inc. | 1,500 | $55 | 0.0% | $34.00 | — | Com | 03836W103 |
| MCHP | Microchip Technology Inc | 650 | $54 | 0.0% | $40.19 | -9.4% | Com | 595017104 |
| AMGN | Amgen Inc. | 270 | $52 | 0.0% | $140.24 | +10.3% | Com | 031162100 |
| CVS | CVS Health Corp | 960 | $52 | 0.0% | $55.43 | -10.7% | Com | 126650100 |
| BMY | Bristol Myers Squibb Co | 1,060 | $51 | 0.0% | $40.63 | -5.7% | Com | 110122108 |
| WFC | Wells Fargo & Co | 1,022 | $50 | 0.0% | $39.89 | +2.2% | Com | 949746101 |
| VZ | Verizon Communications | 820 | $49 | 0.0% | $32.21 | +20.9% | Com | 92343V104 |
| ADP | Automatic Data Processing Inc | 300 | $48 | 0.0% | $107.77 | +16.4% | Com | 053015103 |
| COP | ConocoPhillips | 650 | $44 | 0.0% | $51.80 | +2.3% | Com | 20825C104 |
| PNC | PNC Financial Services Group | 330 | $41 | 0.0% | $111.60 | -13.3% | Com | 693475105 |
| VOO | Vanguard 500 ETF | 140 | $37 | 0.0% | $250.31 | — | Com | 922908363 |
| STZ | Constellation Brands Inc. Cl A | 209 | $37 | 0.0% | $197.02 | -23.6% | Com | 21036P108 |
| — | Lam Research Corp | 198 | $36 | 0.0% | $141.41 | — | Com | 512807108 |
| PSX | Phillips 66 | 325 | $31 | 0.0% | $83.14 | -13.5% | Com | 718546104 |
| — | CyberArk Software Ltd | 255 | $31 | 0.0% | $121.57 | — | Com | M2682V108 |
| IJT | iShares S&P Small Cap Growth | 167 | $30 | 0.0% | $174.30 | — | Com | 464287887 |
| XYZ | Square, Inc. | 375 | $29 | 0.0% | $55.00 | +31.8% | Com | 852234103 |
| — | Linde PLC | 154 | $28 | 0.0% | $156.36 | — | Com | G5494J103 |
| HQY | HealthEquity, Inc. | 344 | $26 | 0.0% | $70.30 | 0.0% | Com | 42226A107 |
| INTU | Intuit | 93 | $25 | 0.0% | $221.02 | 0.0% | Com | 461202103 |
| MPC | Marathon Pete Corp | 400 | $24 | 0.0% | $58.39 | -13.6% | Com | 56585A102 |
| WEX | Wex Inc | 120 | $24 | 0.0% | $168.97 | 0.0% | Com | 96208T104 |
| — | Citigroup Global Mkts Hlds Inc 02/26/21 | 2,500 | $23 | 0.0% | $8.40 | — | Com | 17326K312 |
| ADBE | Adobe Systems Incorporated | 80 | $22 | 0.0% | $236.55 | +6.6% | Com | 00724F101 |
| CRM | Salesforce.com Inc. | 136 | $22 | 0.0% | $142.26 | +7.6% | Com | 79466L302 |
| SSNC | Ss&c Technologies Hldgs Inc | 322 | $21 | 0.0% | $55.62 | 0.0% | Com | 78467J100 |
| PANW | Palo Alto Networks Inc | 84 | $21 | 0.0% | $37.09 | 0.0% | Com | 697435105 |
| — | HSBC USA Inc 12/02/20 | 2,500 | $20 | 0.0% | $8.40 | — | Com | 40435J505 |
| — | General Electric Corp | 1,942 | $20 | 0.0% | $27.44 | — | Com | 369604103 |
| WMT | Walmart Stores Inc | 200 | $20 | 0.0% | $28.34 | +3.2% | Com | 931142103 |
| TRNO | Terreno Realty Corp REIT | 426 | $18 | 0.0% | $37.56 | — | Com | 88146M101 |
| VMC | Vulcan Materials Company | 127 | $16 | 0.0% | $115.27 | -11.7% | Com | 929160109 |
| — | Suntrust Banks Inc | 242 | $15 | 0.0% | $65.52 | — | Com | 867914103 |
| — | Fortress Trans & Infr Investors LLC | 760 | $14 | 0.0% | $13.30 | — | Com | 34960P101 |
| — | Core Laboratories NV | 200 | $14 | 0.0% | $125.00 | — | Com | N22717107 |
| CRON | Cronos Group Inc. | 719 | $14 | 0.0% | $18.77 | 0.0% | Com | 22717L101 |
| — | GS Finance Corp | 2,500 | $13 | 0.0% | $4.80 | — | Com | 36251U525 |
| — | Arista Networks Inc. | 33 | $11 | 0.0% | $333.33 | — | Com | 040413106 |
| — | Patriot Transportation Holdings, Inc. | 500 | $10 | 0.0% | $22.00 | — | Com | 70338W105 |
| SKY | Skyline Corporation | 495 | $10 | 0.0% | $28.77 | -36.3% | Com | 830830105 |
| IJS | iShares S&P Small-Cap 600 Value | 55 | $9 | 0.0% | $136.36 | — | Com | 464287879 |
| — | Rhinomed LTD Australian Exchange | 61,131 | $9 | 0.0% | $0.13 | — | Com | Q8135V195 |
| — | Reality Shares Nasdaq NexGen Economy ETF | 312 | $8 | 0.0% | $25.64 | — | Com | 75605A702 |
| EXPE | Expedia Inc. | 67 | $8 | 0.0% | $112.77 | +5.3% | Com | 30212P303 |
| FDX | Fedex Corporation | 30 | $6 | 0.0% | $215.41 | -27.7% | Com | 31428X106 |
| EOG | EOG Res Inc | 61 | $6 | 0.0% | $87.81 | -18.1% | Com | 26875P101 |
| VLO | Valero Energy Corporation | 58 | $5 | 0.0% | $65.55 | -4.8% | Com | 91913Y100 |
| — | Senior Housing Property Trust | 294 | $4 | 0.0% | $17.99 | — | Com | 81721M109 |
| HON | Honeywell International Inc. | 25 | $4 | 0.0% | $114.72 | +5.6% | Com | 438516106 |
| — | FleetCor Technologies, Inc. | 16 | $4 | 0.0% | $229.17 | — | Com | 339041105 |
| OXY | Occidental Petroleum Corp | 44 | $3 | 0.0% | $66.34 | -14.9% | Com | 674599105 |
| CMG | Chipotle Mexican Grill, Inc. | 2 | $2 | 0.0% | $11.60 | 0.0% | Com | 169656105 |
| SLB | Schlumberger LTD | 35 | $2 | 0.0% | $55.08 | -35.1% | Com | 806857108 |
| VEU | Vanguard FTSE All-World ex US ETF | 26 | $2 | 0.0% | $38.46 | — | Com | 922042775 |
| — | The Blackstone Group, LP | 30 | $2 | 0.0% | $33.33 | — | Com | 09253U108 |
| SPY | SPDR S&P 500 EFT | 5 | $2 | 0.0% | $249.96 | — | Com | 78462F103 |
| TEVA | Teva Pharmaceutical Industries Limited | 100 | $2 | 0.0% | $20.00 | — | Com | 881624209 |
| MX | Magnachip Semiconductor Corp | 35 | $1 | 0.0% | $10.35 | -31.3% | Com | 55933J203 |
| VO | Vanguard Mid-Cap ETF | 4 | $1 | 0.0% | $250.00 | — | Com | 922908629 |
| — | Sanofi Contingent Value Rights | 100 | $1 | 0.0% | — | — | Com | 80105N113 |
| VTI | Vanguard Total Stock Market ETF | 6 | $1 | 0.0% | $166.67 | — | Com | 922908769 |
| INVH | Invitation Homes Inc. | 14 | $1 | 0.0% | $18.40 | +0.9% | Com | 46187W107 |
| — | BP Prudhoe Bay Royalty Trust | 24 | $1 | 0.0% | $41.67 | — | Com | 055630107 |
| — | Apollo Global Management LLC | 23 | $1 | 0.0% | $21.74 | — | Com | 037612306 |
| DES | Wisdom Tree SmallCap Dividend ETF | 21 | $1 | 0.0% | $47.62 | — | Com | 97717W604 |
| WAB | Wabtec Corp. | 4 | $1 | 0.0% | $69.17 | 0.0% | Com | 929740108 |
| — | Arlington Asset Investment Corp. | 40 | $1 | 0.0% | $11.76 | — | Com | 041356205 |
| TKVR | EVCI Career Colleges Holding Corp. | 3,334 | $1 | 0.0% | $0.00 | -5.3% | Com | 26926P308 |
| — | Emergent Capital | 300 | $1 | 0.0% | — | — | Com | 29102N105 |
| — | North American Palladium Ltd | 12 | $1 | 0.0% | — | — | Com | 65704X109 |
| CLCL | Calcol Inc. | 393,334 | $1 | 0.0% | $0.01 | -25.4% | Com | 128699105 |
| — | Och-Ziff Capital Management | 25 | $1 | 0.0% | $40.00 | — | Com | 67551U204 |