Principle Wealth Partners LLC Diversified Active

CIK: 0001743413 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Nov 16, 2020

Total Value ($000): $358,876 (100.0% shares, 0.0% debt)

Holdings (152)

OFLX OMEGA FLEX INC COM 17.7%
Value ($000) $63,651 Shares 406,145 Est. Cost $59.29 Unrealized +111.4%
AAPL APPLE INC COM 8.0%
Value ($000) $28,743 Shares 248,189 Est. Cost $91.34 Unrealized +16.0%
VIG VANGUARD DIVIDEND APPRECIATION INDEX FUND 7.7%
Value ($000) $27,691 Shares 215,227 Est. Cost $103.51 Unrealized
VUG VANGUARD GROWTH INDEX FUND 7.2%
Value ($000) $25,823 Shares 113,452 Est. Cost $154.17 Unrealized
AMGN AMGEN INC COM 4.1%
Value ($000) $14,710 Shares 57,877 Est. Cost $157.36 Unrealized +33.2%
AMZN AMAZON COM INC COM 3.9%
Value ($000) $14,154 Shares 4,495 Est. Cost $88.42 Unrealized +78.3%
VIGI VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF 3.1%
Value ($000) $11,047 Shares 153,410 Est. Cost $61.14 Unrealized
JNJ JOHNSON & JOHNSON COM 2.3%
Value ($000) $8,248 Shares 55,399 Est. Cost $111.02 Unrealized +14.4%
PFE PFIZER INC COM 2.2%
Value ($000) $7,805 Shares 212,676 Est. Cost $28.02 Unrealized -3.2%
BA BOEING CO COM 2.0%
Value ($000) $7,031 Shares 42,547 Est. Cost $335.52 Unrealized -49.2%
MSFT MICROSOFT CORP COM 1.9%
Value ($000) $6,788 Shares 32,274 Est. Cost $114.37 Unrealized +75.5%
V VISA INC COM CL A 1.9%
Value ($000) $6,786 Shares 33,934 Est. Cost $142.68 Unrealized +34.7%
VOOG VANGUARD S&P 500 GROWTH ETF 1.9%
Value ($000) $6,716 Shares 32,222 Est. Cost $146.34 Unrealized
INTC INTEL CORP COM 1.8%
Value ($000) $6,474 Shares 125,020 Est. Cost $42.86 Unrealized +8.6%
HD HOME DEPOT INC COM 1.2%
Value ($000) $4,158 Shares 14,974 Est. Cost $176.66 Unrealized +34.5%
GOOG ALPHABET INC CAP STK CL C 1.1%
Value ($000) $4,016 Shares 2,733 Est. Cost $53.94 Unrealized +40.4%
JPM JPMORGAN CHASE & CO COM 1.0%
Value ($000) $3,653 Shares 37,941 Est. Cost $90.82 Unrealized -5.9%
GOOGL ALPHABET INC CAP STK CL A 1.0%
Value ($000) $3,652 Shares 2,492 Est. Cost $54.30 Unrealized +39.3%
ARKK ARK INNOVATION ETF 0.9%
Value ($000) $3,283 Shares 35,688 Est. Cost $57.94 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP COM 0.9%
Value ($000) $3,146 Shares 54,672 Est. Cost $61.36 Unrealized -12.5%
VGT VANGUARD INFORMATION TECHNOLOGY INDEX FUND 0.9%
Value ($000) $3,093 Shares 9,932 Est. Cost $167.98 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL CL B NEW 0.8%
Value ($000) $2,910 Shares 13,667 Est. Cost $208.41 Unrealized -1.8%
BRK/A BERKSHIRE HATHAWAY INC DEL CL A 0.8%
Value ($000) $2,880 Shares 9 Est. Cost $307970.80 Unrealized -0.4%
PG PROCTER AND GAMBLE CO COM 0.8%
Value ($000) $2,706 Shares 19,470 Est. Cost $81.55 Unrealized +42.7%
BAC BK OF AMERICA CORP COM 0.7%
Value ($000) $2,624 Shares 108,933 Est. Cost $23.77 Unrealized -8.2%
TSLA TESLA INC COM 0.7%
Value ($000) $2,598 Shares 6,055 Est. Cost $97.67 Unrealized +20.9%
ALL ALLSTATE CORP COM 0.7%
Value ($000) $2,360 Shares 25,073 Est. Cost $89.63 Unrealized -8.8%
VHT VANGUARD HEALTH CARE INDEX FUND 0.6%
Value ($000) $2,213 Shares 10,850 Est. Cost $162.24 Unrealized
GS GOLDMAN SACHS GROUP INC COM 0.6%
Value ($000) $2,191 Shares 10,903 Est. Cost $172.41 Unrealized +3.8%
META FACEBOOK INC CL A 0.6%
Value ($000) $2,169 Shares 8,282 Est. Cost $147.78 Unrealized +73.3%
IBM INTERNATIONAL BUSINESS MACHS COM 0.6%
Value ($000) $2,088 Shares 17,158 Est. Cost $98.72 Unrealized -4.9%
GD GENERAL DYNAMICS CORP COM 0.6%
Value ($000) $2,014 Shares 14,551 Est. Cost $151.92 Unrealized -13.7%
LMBS FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF 0.5%
Value ($000) $1,867 Shares 36,130 Est. Cost $51.19 Unrealized
VFH VANGUARD FINANCIALS INDEX FUND 0.5%
Value ($000) $1,827 Shares 31,237 Est. Cost $59.36 Unrealized
UNH UNITEDHEALTH GROUP INC COM 0.5%
Value ($000) $1,791 Shares 5,745 Est. Cost $236.39 Unrealized +19.0%
QQQ INVESCO QQQ TRUST 0.5%
Value ($000) $1,770 Shares 6,370 Est. Cost $166.49 Unrealized
MA MASTERCARD INCORPORATED CL A 0.5%
Value ($000) $1,622 Shares 4,797 Est. Cost $220.62 Unrealized +43.1%
DIS DISNEY WALT CO COM DISNEY 0.4%
Value ($000) $1,580 Shares 12,734 Est. Cost $112.95 Unrealized +8.1%
COP CONOCOPHILLIPS COM 0.4%
Value ($000) $1,534 Shares 46,718 Est. Cost $44.98 Unrealized -30.6%
LOW LOWES COS INC COM 0.4%
Value ($000) $1,435 Shares 8,650 Est. Cost $84.62 Unrealized +65.3%
SPY SPDR S&P 500 ETF 0.4%
Value ($000) $1,387 Shares 4,141 Est. Cost $286.34 Unrealized
FSMB FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF 0.4%
Value ($000) $1,346 Shares 65,158 Est. Cost $20.49 Unrealized
MSI MOTOROLA SOLUTIONS INC COM NEW 0.4%
Value ($000) $1,344 Shares 8,571 Est. Cost $157.75 Unrealized -13.5%
MCD MCDONALDS CORP COM 0.4%
Value ($000) $1,321 Shares 6,018 Est. Cost $163.30 Unrealized +11.1%
PSX PHILLIPS 66 COM 0.4%
Value ($000) $1,278 Shares 24,650 Est. Cost $75.87 Unrealized -35.3%
CVS CVS HEALTH CORP COM 0.4%
Value ($000) $1,263 Shares 21,620 Est. Cost $48.37 Unrealized +8.3%
ITA ISHARES U.S. AEROSPACE & DEFENSE ETF 0.3%
Value ($000) $1,230 Shares 7,767 Est. Cost $161.97 Unrealized
NSC NORFOLK SOUTHN CORP COM 0.3%
Value ($000) $1,187 Shares 5,547 Est. Cost $159.27 Unrealized +13.0%
LMT LOCKHEED MARTIN CORP COM 0.3%
Value ($000) $1,148 Shares 2,995 Est. Cost $281.78 Unrealized +16.8%
GENERAL ELECTRIC CO COM 0.3%
Value ($000) $1,080 Shares 173,402 Est. Cost $9.50 Unrealized
SCHD SCHWAB US DIVIDEND EQUITY ETF 0.3%
Value ($000) $1,075 Shares 19,443 Est. Cost $52.46 Unrealized
TMO THERMO FISHER SCIENTIFIC INC COM 0.3%
Value ($000) $1,023 Shares 2,317 Est. Cost $230.26 Unrealized +76.9%
VTI VANGUARD TOTAL STOCK MARKET INDEX FUND 0.3%
Value ($000) $991 Shares 5,816 Est. Cost $139.35 Unrealized
IYW ISHARES U.S. TECHNOLOGY ETF 0.3%
Value ($000) $922 Shares 3,064 Est. Cost $179.65 Unrealized
BK OF AMERICA CORP 7.25CNV PFD L 0.2%
Value ($000) $863 Shares 580 Est. Cost $1251.72 Unrealized
FTCS FIRST TRUST CAPITAL STRENGTH ETF 0.2%
Value ($000) $862 Shares 13,620 Est. Cost $52.75 Unrealized
CRM SALESFORCE COM INC COM 0.2%
Value ($000) $841 Shares 3,345 Est. Cost $140.39 Unrealized +54.0%
BX BLACKSTONE GROUP INC COM CL A 0.2%
Value ($000) $830 Shares 15,900 Est. Cost $40.04 Unrealized +11.1%
VZ VERIZON COMMUNICATIONS INC COM 0.2%
Value ($000) $807 Shares 13,550 Est. Cost $39.65 Unrealized +7.4%
PRF INVESCO FTSE RAFI US 1000 ETF 0.2%
Value ($000) $765 Shares 6,724 Est. Cost $199.27 Unrealized
NKE NIKE INC CL B 0.2%
Value ($000) $745 Shares 5,938 Est. Cost $69.04 Unrealized +44.3%
CSCO CISCO SYS INC COM 0.2%
Value ($000) $743 Shares 18,855 Est. Cost $38.11 Unrealized -2.7%
MRK MERCK & CO. INC COM 0.2%
Value ($000) $700 Shares 8,437 Est. Cost $58.99 Unrealized +11.8%
MS MORGAN STANLEY COM NEW 0.2%
Value ($000) $689 Shares 14,253 Est. Cost $35.07 Unrealized +21.3%
AMT AMERICAN TOWER CORP NEW COM 0.2%
Value ($000) $681 Shares 2,816 Est. Cost $141.36 Unrealized +53.3%
WELLS FARGO CO NEW PERP PFD CNV A 0.2%
Value ($000) $679 Shares 506 Est. Cost $1262.85 Unrealized
HON HONEYWELL INTL INC COM 0.2%
Value ($000) $678 Shares 4,120 Est. Cost $125.36 Unrealized +6.3%
MKL MARKEL CORP COM 0.2%
Value ($000) $660 Shares 678 Est. Cost $1093.58 Unrealized -7.1%
CVX CHEVRON CORP NEW COM 0.2%
Value ($000) $651 Shares 9,043 Est. Cost $81.90 Unrealized -18.8%
SO SOUTHERN CO COM 0.2%
Value ($000) $617 Shares 11,377 Est. Cost $36.86 Unrealized +18.1%
DD DUPONT DE NEMOURS INC COM 0.2%
Value ($000) $616 Shares 11,112 Est. Cost $25.91 Unrealized -18.6%
NOC NORTHROP GRUMMAN CORP COM 0.2%
Value ($000) $613 Shares 1,943 Est. Cost $261.06 Unrealized +14.2%
ISHARES COMEX GOLD TRUST 0.2%
Value ($000) $609 Shares 33,854 Est. Cost $12.43 Unrealized
DHR DANAHER CORPORATION COM 0.2%
Value ($000) $596 Shares 2,770 Est. Cost $114.95 Unrealized +51.1%
DOW DOW INC COM 0.2%
Value ($000) $592 Shares 12,583 Est. Cost $31.05 Unrealized +7.8%
SBUX STARBUCKS CORP COM 0.2%
Value ($000) $588 Shares 6,841 Est. Cost $67.70 Unrealized +4.6%
PEP PEPSICO INC COM 0.2%
Value ($000) $583 Shares 4,207 Est. Cost $96.90 Unrealized +18.9%
BMY BRISTOL-MYERS SQUIBB CO COM 0.2%
Value ($000) $563 Shares 9,332 Est. Cost $42.04 Unrealized +15.6%
UPS UNITED PARCEL SERVICE INC CL B 0.2%
Value ($000) $551 Shares 3,308 Est. Cost $79.74 Unrealized +47.1%
NEE NEXTERA ENERGY INC COM 0.2%
Value ($000) $546 Shares 1,966 Est. Cost $36.78 Unrealized +63.9%
PM PHILIP MORRIS INTL INC COM 0.2%
Value ($000) $540 Shares 7,198 Est. Cost $57.58 Unrealized +2.2%
KMB KIMBERLY CLARK CORP COM 0.1%
Value ($000) $537 Shares 3,640 Est. Cost $102.58 Unrealized +20.4%
XOM EXXON MOBIL CORP COM 0.1%
Value ($000) $535 Shares 15,572 Est. Cost $55.49 Unrealized -41.8%
ABT ABBOTT LABS COM 0.1%
Value ($000) $522 Shares 4,798 Est. Cost $67.99 Unrealized +35.8%
KO COCA COLA CO COM 0.1%
Value ($000) $517 Shares 10,469 Est. Cost $38.63 Unrealized +5.6%
UNP UNION PAC CORP COM 0.1%
Value ($000) $509 Shares 2,588 Est. Cost $145.81 Unrealized +13.1%
XLV HEALTH CARE SELECT SECTOR SPDR FUND 0.1%
Value ($000) $487 Shares 4,617 Est. Cost $90.85 Unrealized
RSP INVESCO S&P 500 EQUAL WEIGHT ETF 0.1%
Value ($000) $481 Shares 4,448 Est. Cost $97.62 Unrealized
NFLX NETFLIX INC COM 0.1%
Value ($000) $481 Shares 961 Est. Cost $35.34 Unrealized +40.8%
AVANGRID INC COM 0.1%
Value ($000) $471 Shares 9,340 Est. Cost $50.11 Unrealized
USB US BANCORP DEL COM NEW 0.1%
Value ($000) $467 Shares 13,040 Est. Cost $40.51 Unrealized -28.6%
PNC PNC FINL SVCS GROUP INC COM 0.1%
Value ($000) $453 Shares 4,118 Est. Cost $98.92 Unrealized -10.3%
CME CME GROUP INC COM 0.1%
Value ($000) $448 Shares 2,675 Est. Cost $142.72 Unrealized -4.5%
CMCSA COMCAST CORP NEW CL A 0.1%
Value ($000) $441 Shares 9,538 Est. Cost $37.51 Unrealized +0.3%
ADBE ADOBE SYSTEMS INCORPORATED COM 0.1%
Value ($000) $441 Shares 900 Est. Cost $258.86 Unrealized +79.7%
MMM 3M CO COM 0.1%
Value ($000) $438 Shares 2,736 Est. Cost $120.24 Unrealized -8.2%
XLF FINANCIAL SELECT SECTOR SPDR FUND 0.1%
Value ($000) $436 Shares 18,095 Est. Cost $24.95 Unrealized
AXP AMERICAN EXPRESS CO COM 0.1%
Value ($000) $423 Shares 4,219 Est. Cost $85.61 Unrealized +7.3%
VYM VANGUARD HIGH DIVIDEND YIELD ETF 0.1%
Value ($000) $422 Shares 5,219 Est. Cost $70.70 Unrealized
MO ALTRIA GROUP INC COM 0.1%
Value ($000) $420 Shares 10,858 Est. Cost $31.51 Unrealized -13.7%
NOBL PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 0.1%
Value ($000) $418 Shares 5,789 Est. Cost $61.44 Unrealized
COST COSTCO WHSL CORP NEW COM 0.1%
Value ($000) $398 Shares 1,120 Est. Cost $215.06 Unrealized +43.7%
MSA MSA SAFETY INC COM 0.1%
Value ($000) $389 Shares 2,900 Est. Cost $102.44 Unrealized +19.5%
BLACKROCK INC COM 0.1%
Value ($000) $384 Shares 682 Est. Cost $407.05 Unrealized
TGT TARGET CORP COM 0.1%
Value ($000) $375 Shares 2,380 Est. Cost $80.37 Unrealized +47.6%
HOLX HOLOGIC INC COM 0.1%
Value ($000) $366 Shares 5,500 Est. Cost $49.07 Unrealized +29.0%
FPE FIRST TRUST PREFERRED SECURITIES AND INCOME ETF 0.1%
Value ($000) $356 Shares 18,574 Est. Cost $16.41 Unrealized
PYPL PAYPAL HLDGS INC COM 0.1%
Value ($000) $353 Shares 1,794 Est. Cost $138.66 Unrealized +35.5%
PFF ISHARES PREFERRED AND INCOME SECURITIES ETF 0.1%
Value ($000) $353 Shares 9,688 Est. Cost $37.21 Unrealized
CMI CUMMINS INC COM 0.1%
Value ($000) $341 Shares 1,617 Est. Cost $123.12 Unrealized +42.0%
IVW ISHARES S&P 500 GROWTH ETF 0.1%
Value ($000) $337 Shares 1,458 Est. Cost $215.70 Unrealized
PDP INVESCO DWA MOMENTUM ETF 0.1%
Value ($000) $336 Shares 4,395 Est. Cost $49.08 Unrealized
WASH WASHINGTON TR BANCORP COM 0.1%
Value ($000) $332 Shares 10,814 Est. Cost $33.92 Unrealized -30.9%
T AT&T INC COM 0.1%
Value ($000) $323 Shares 11,662 Est. Cost $15.57 Unrealized -0.1%
CTVA CORTEVA INC COM 0.1%
Value ($000) $320 Shares 11,112 Est. Cost $26.48 Unrealized +0.0%
GLD SPDR GOLD SHARES 0.1%
Value ($000) $319 Shares 1,799 Est. Cost $175.48 Unrealized
SPGI S&P GLOBAL INC COM 0.1%
Value ($000) $316 Shares 877 Est. Cost $206.56 Unrealized +63.4%
DUNKIN BRANDS GROUP INC COM 0.1%
Value ($000) $307 Shares 3,750 Est. Cost $65.25 Unrealized
IBB ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND 0.1%
Value ($000) $306 Shares 2,263 Est. Cost $112.87 Unrealized
KKR KKR & CO INC COM 0.1%
Value ($000) $304 Shares 8,850 Est. Cost $27.09 Unrealized +22.9%
IQV IQVIA HLDGS INC COM 0.1%
Value ($000) $303 Shares 1,920 Est. Cost $121.14 Unrealized +29.4%
IVV ISHARES CORE S&P 500 ETF 0.1%
Value ($000) $301 Shares 896 Est. Cost $254.94 Unrealized
EATON VANCE TAX-MANAGED BUY- W COM 0.1%
Value ($000) $301 Shares 21,800 Est. Cost $12.06 Unrealized
IJH ISHARES S&P MIDCAP FUND 0.1%
Value ($000) $298 Shares 1,609 Est. Cost $175.02 Unrealized
INTU INTUIT COM 0.1%
Value ($000) $294 Shares 900 Est. Cost $222.25 Unrealized +36.2%
LLY LILLY ELI & CO COM 0.1%
Value ($000) $285 Shares 1,925 Est. Cost $102.71 Unrealized +41.9%
ARKG ARK GENOMIC REVOLUTION ETF 0.1%
Value ($000) $276 Shares 4,327 Est. Cost $52.82 Unrealized
MDLZ MONDELEZ INTL INC CL A 0.1%
Value ($000) $269 Shares 4,684 Est. Cost $36.31 Unrealized +33.7%
SYK STRYKER CORPORATION COM 0.1%
Value ($000) $266 Shares 1,278 Est. Cost $154.78 Unrealized +18.6%
TE CONNECTIVITY LTD REG SHS 0.1%
Value ($000) $255 Shares 2,607 Est. Cost $81.70 Unrealized
USMV ISHARES MSCI USA MIN VOL FACTOR ETF 0.1%
Value ($000) $255 Shares 4,000 Est. Cost $52.44 Unrealized
XBI SPDR S&P BIOTECH ETF 0.1%
Value ($000) $250 Shares 2,240 Est. Cost $112.05 Unrealized
IWF ISHARES RUSSELL 1000 GROWTH ETF 0.1%
Value ($000) $241 Shares 1,110 Est. Cost $191.89 Unrealized
FMB FIRST TRUST MANAGED MUNICIPAL ETF 0.1%
Value ($000) $239 Shares 4,300 Est. Cost $55.53 Unrealized
CARR CARRIER GLOBAL CORPORATION COM 0.1%
Value ($000) $234 Shares 7,646 Est. Cost $19.87 Unrealized +32.7%
SDY SPDR S&P DIVIDEND ETF 0.1%
Value ($000) $230 Shares 2,493 Est. Cost $91.05 Unrealized
AEP AMERICAN ELEC PWR CO INC COM 0.1%
Value ($000) $230 Shares 2,814 Est. Cost $59.69 Unrealized +13.6%
MRNA MODERNA INC COM 0.1%
Value ($000) $226 Shares 3,200 Est. Cost $65.05 Unrealized +7.2%
CL COLGATE PALMOLIVE CO COM 0.1%
Value ($000) $224 Shares 2,900 Est. Cost $62.36 Unrealized +8.0%
TJX TJX COS INC NEW COM 0.1%
Value ($000) $220 Shares 3,951 Est. Cost $46.73 Unrealized +7.1%
WEC WEC ENERGY GROUP INC COM 0.1%
Value ($000) $213 Shares 2,200 Est. Cost $75.08 Unrealized +4.0%
TXN TEXAS INSTRS INC COM 0.1%
Value ($000) $211 Shares 1,480 Est. Cost $99.52 Unrealized +17.4%
XAR SPDR S&P AEROSPACE & DEFENSE ETF 0.1%
Value ($000) $207 Shares 2,375 Est. Cost $87.58 Unrealized
FISV FISERV INC COM 0.1%
Value ($000) $206 Shares 2,000 Est. Cost $100.70 Unrealized -1.1%
IYH ISHARES U.S. HEALTHCARE ETF 0.1%
Value ($000) $205 Shares 902 Est. Cost $216.19 Unrealized
VYMI VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF 0.1%
Value ($000) $204 Shares 3,917 Est. Cost $61.99 Unrealized
ORCL ORACLE CORP COM 0.1%
Value ($000) $204 Shares 3,425 Est. Cost $48.99 Unrealized +7.7%
WFC WELLS FARGO CO NEW COM 0.1%
Value ($000) $203 Shares 8,649 Est. Cost $40.73 Unrealized -46.4%
NUVEEN MUN HIGH INCOME OPPORTU COM 0.0%
Value ($000) $148 Shares 11,000 Est. Cost $13.45 Unrealized
EATON VANCE TAX-MANAGED DIVERS COM 0.0%
Value ($000) $131 Shares 12,000 Est. Cost $9.33 Unrealized
NAVI NAVIENT CORPORATION COM 0.0%
Value ($000) $120 Shares 14,155 Est. Cost $7.44 Unrealized +10.2%
LUMEN TECHNOLOGIES INC COM 0.0%
Value ($000) $115 Shares 11,375 Est. Cost $11.15 Unrealized