Location: Scottsdale, AZ
CIK: 0001307878 · Show all filings
Period: Q4 2019 (← Previous) (Next →)
Filing Date: Feb 20, 2020
Total Value: $150.3B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Becton Dickinson and Co | 68,595 | $4.492B | 3.0% | $55449.23 | — | CONVERTIBLE PREFERRED STOCK | 075887208 |
| — | Dominion Energy | 39,877 | $4.262B | 2.8% | $103524.09 | — | CONVERTIBLE PREFERRED STOCK | 25746U133 |
| — | Crown Castle Int Corp | 3,309 | $4.242B | 2.8% | $1078471.20 | — | CONVERTIBLE PREFERRED STOCK | 22822V309 |
| — | Danaher Corp | 3,411 | $4.038B | 2.7% | $1063018.40 | — | CONVERTIBLE PREFERRED STOCK | 235851300 |
| — | Deutsche Bank AG London/VOYA | 2,999 | $3.155B | 2.1% | $971402.30 | — | CONVERTIBLE BOND | 25155MKM2 |
| — | Wells Fargo & Company PFD | 2,152 | $3.121B | 2.1% | $1197640.00 | — | CONVERTIBLE PREFERRED STOCK | 949746804 |
| — | ILLUMINA INC | 2,233 | $3.105B | 2.1% | $1361025.50 | — | CONVERTIBLE BOND | 452327AH2 |
| — | Booking Holdings Inc | 2,643 | $3.08B | 2.0% | $1150505.60 | — | CONVERTIBLE BOND | 741503AX4 |
| — | Sempra Energy | 25,051 | $3.014B | 2.0% | $102583.48 | — | CONVERTIBLE PREFERRED STOCK | 816851406 |
| — | Stanley Black & Decker | 27,087 | $2.948B | 2.0% | $108823.98 | — | CONVERTIBLE PREFERRED STOCK | 854502846 |
| — | TPG Specialty Lending | 2,672 | $2.947B | 2.0% | $1030011.20 | — | CONVERTIBLE BOND | 87265KAD4 |
| — | Ares Capital Corp | 2,632 | $2.895B | 1.9% | $1060804.20 | — | CONVERTIBLE BOND | 04010LAW3 |
| — | HANNON ARMSTRONG | 2,318 | $2.887B | 1.9% | $1038085.10 | — | CONVERTIBLE BOND | 41068XAB6 |
| — | Blackrock TCP Cap | 2,596 | $2.746B | 1.8% | $1041948.75 | — | CONVERTIBLE BOND | 87238QAD5 |
| — | Assurant Inc | 21,198 | $2.726B | 1.8% | $104647.13 | — | CONVERTIBLE PREFERRED STOCK | 04621X207 |
| — | Vereit Inc | 2,643 | $2.695B | 1.8% | $1010564.90 | — | CONVERTIBLE BOND | 02917TAB0 |
| — | Centerpoint Energy Inc | 55,190 | $2.694B | 1.8% | $50823.68 | — | CONVERTIBLE PREFERRED STOCK | 15189T503 |
| — | New Mountain Finance | 2,399 | $2.626B | 1.7% | $1017086.40 | — | CONVERTIBLE BOND | 647551AC4 |
| — | Fortive Corporation | 2,556 | $2.49B | 1.7% | $990570.25 | — | CONVERTIBLE PREFERRED STOCK | 34959J207 |
| — | Hercules Capital Inc | 2,258 | $2.405B | 1.6% | $1028318.25 | — | CONVERTIBLE BOND | 427096AF9 |
| — | Broadcom Inc | 2,023 | $2.369B | 1.6% | $1048021.44 | — | CONVERTIBLE PREFERRED STOCK | 11135F200 |
| — | CSG Systems International | 2,015 | $2.334B | 1.6% | $1080242.60 | — | CONVERTIBLE BOND | 126349AF6 |
| — | Spirit Realty Capital | 2,203 | $2.302B | 1.5% | $1039986.56 | — | CONVERTIBLE BOND | 84860WAB8 |
| — | ON Semiconductor Corp | 1,611 | $2.235B | 1.5% | $1143851.80 | — | CONVERTIBLE BOND | 682189AP0 |
| — | DTE Energy Co | 42,335 | $2.175B | 1.4% | $51370.99 | — | CONVERTIBLE PREFERRED STOCK | 233331842 |
| AMGN | Amgen Inc | 8,986 | $2.166B | 1.4% | $165.31 | +10.5% | COMMON STOCKS | 031162100 |
| — | International Flavor & Fragrances | 43,911 | $2.109B | 1.4% | $54264.97 | — | CONVERTIBLE PREFERRED STOCK | 459506309 |
| JNJ | Johnson & Johnson | 13,920 | $2.031B | 1.4% | $104.32 | +9.4% | COMMON STOCKS | 478160104 |
| — | J P Morgan Chase & Co | 13,916 | $1.94B | 1.3% | $117615.84 | — | COMMON STOCKS | 46625h100 |
| TXN | Texas Instrs Inc | 14,976 | $1.921B | 1.3% | $84.23 | +23.2% | COMMON STOCKS | 882508104 |
| HD | Home Depot Inc | 8,719 | $1.904B | 1.3% | $194.96 | +0.0% | COMMON STOCKS | 437076102 |
| — | Cisco Sys Inc | 39,541 | $1.896B | 1.3% | $43334.77 | — | COMMON STOCKS | 17275r102 |
| — | Synaptics Inc | 1,572 | $1.749B | 1.2% | $929689.25 | — | CONVERTIBLE BOND | 87157DAD1 |
| — | Verint Systems Inc | 1,603 | $1.726B | 1.1% | $1020759.50 | — | CONVERTIBLE BOND | 92343XAA8 |
| BG 4.875 PERP | Bunge Ltd. Perpetual Conv Pfd | 16,460 | $1.703B | 1.1% | $101060.43 | — | CONVERTIBLE PREFERRED STOCK | G16962204 |
| — | Interdigital Inc | 1,671 | $1.689B | 1.1% | $1213465.90 | — | CONVERTIBLE BOND | 458660AD9 |
| — | South Jersey Industries | 31,851 | $1.666B | 1.1% | $54776.74 | — | CONVERTIBLE PREFERRED STOCK | 838518116 |
| — | Greenbrier Cos Inc | 1,542 | $1.534B | 1.0% | $970176.10 | — | CONVERTIBLE BOND | 393657AK7 |
| — | Southern Co | 28,165 | $1.516B | 1.0% | $53515.70 | — | CONVERTIBLE PREFERRED STOCK | 842587602 |
| — | Broadcom Corp New | 4,790 | $1.514B | 1.0% | $278366.12 | — | COMMON STOCKS | 11135f101 |
| MS | Morgan Stanley | 28,395 | $1.452B | 1.0% | $39.07 | +0.0% | COMMON STOCKS | 617446448 |
| UPS | United Parcel Services | 12,345 | $1.445B | 1.0% | $82.58 | +12.4% | COMMON STOCKS | 911312106 |
| — | Cypress Semiconductor Co | 1,138 | $1.4B | 0.9% | $1200094.60 | — | CONVERTIBLE BOND | 232806AP4 |
| — | AMG Capital Trust II | 29,265 | $1.4B | 0.9% | $56745.36 | — | CONVERTIBLE PREFERRED STOCK | 00170F209 |
| SBUX | Starbucks Corp | 15,455 | $1.359B | 0.9% | $74.50 | -0.0% | COMMON STOCKS | 855244109 |
| AAPL | Apple Computer Inc | 4,540 | $1.333B | 0.9% | $61.73 | +0.5% | COMMON STOCKS | 037833100 |
| ABBV | Abbvie Inc | 14,956 | $1.324B | 0.9% | $62.70 | +3.1% | COMMON STOCKS | 00287Y109 |
| MSFT | Microsoft Corp | 8,353 | $1.317B | 0.9% | $139.18 | +0.0% | COMMON STOCKS | 594918104 |
| — | Starwood Property Trust | 1,167 | $1.239B | 0.8% | $1040454.30 | — | CONVERTIBLE BOND | 85571BAH8 |
| WMT | Wal-Mart Stores Inc | 10,380 | $1.234B | 0.8% | $36.37 | +0.0% | COMMON STOCKS | 931142103 |
| — | United Technologies | 8,154 | $1.221B | 0.8% | $149693.38 | — | COMMON STOCKS | 913017109 |
| — | Western Digital Corp | 1,124 | $1.116B | 0.7% | $993079.20 | — | CONVERTIBLE BOND | 958102AP0 |
| KO | COCA-COLA COMPANY | 19,452 | $1.077B | 0.7% | $44.51 | +0.0% | COMMON STOCKS | 191216100 |
| CVX | CHEVRON CORP | 8,591 | $1.035B | 0.7% | $89.69 | -0.0% | COMMON STOCKS | 166764100 |
| USB | US Bancorp | 16,171 | $959M | 0.6% | $44.32 | +0.0% | COMMON STOCKS | 902973304 |
| MDT | Medtronic Inc | 8,446 | $958M | 0.6% | $92.54 | +0.0% | COMMON STOCKS | G5960L103 |
| INTC | INTEL CORP | 15,254 | $913M | 0.6% | $49.22 | +0.1% | COMMON STOCKS | 458140100 |
| — | American Electric Power | 16,000 | $866M | 0.6% | $51096.00 | — | CONVERTIBLE PREFERRED STOCK | 025537127 |
| MCD | McDonalds Corp | 4,373 | $864M | 0.6% | $172.01 | -0.0% | COMMON STOCKS | 580135101 |
| BA | Boeing Co | 2,565 | $836M | 0.6% | $351.05 | -0.0% | COMMON STOCKS | 097023105 |
| MMM | 3M COMPANY | 4,611 | $813M | 0.5% | $111.75 | +0.0% | COMMON STOCKS | 88579Y101 |
| PEP | PEPSICO INC | 5,707 | $780M | 0.5% | $82.09 | +37.4% | COMMON STOCKS | 713448108 |
| — | Blackrock Inc | 1,497 | $753M | 0.5% | $502394.40 | — | COMMON STOCKS | 09247X101 |
| FLOT | iShares Floating Rate Bond ETF | 14,509 | $739M | 0.5% | $50753.01 | — | EXCHANGE TRADED FUND | 46429B655 |
| TROW | T.Rowe Price Group Inc | 5,899 | $719M | 0.5% | $91.48 | +0.0% | COMMON STOCKS | 74144T108 |
| SPG | Simon Ppty Group Inc | 4,729 | $704M | 0.5% | $106.50 | 0.0% | COMMON STOCKS | 828806109 |
| — | Palo Alto Networks | 609 | $677M | 0.5% | $1061715.00 | — | CONVERTIBLE BOND | 697435ad7 |
| PM | Philip Morris Intl Inc | 7,926 | $674M | 0.4% | $60.01 | 0.0% | COMMON STOCKS | 718172109 |
| — | Legg Mason Inc | 18,666 | $670M | 0.4% | $27369.98 | — | COMMON STOCKS | 524901105 |
| OKE | Oneok Inc New | 8,761 | $663M | 0.4% | $35.15 | +35.7% | COMMON STOCKS | 682680103 |
| SLQD | iShares 0-5 Year Investment Grade Corporate Bond | 12,956 | $661M | 0.4% | $50295.36 | — | EXCHANGE TRADED FUND | 46434V100 |
| LADR | Ladder Capitol Corp | 36,543 | $659M | 0.4% | $15101.75 | — | COMMON STOCKS | 505743104 |
| — | Ares Capital Corp | 33,921 | $633M | 0.4% | $16420.09 | — | COMMON STOCKS | 04010l103 |
| — | Valero Energy Corp | 6,596 | $618M | 0.4% | $76929.98 | — | COMMON STOCKS | 91913y100 |
| — | BCE Inc | 13,237 | $614M | 0.4% | $46798.61 | — | COMMON STOCKS | 05534b760 |
| — | AT&T Inc | 15,610 | $610M | 0.4% | $33895.00 | — | COMMON STOCKS | 00206r102 |
| — | LyondellBasell Industries NV | 6,319 | $597M | 0.4% | $97922.63 | — | COMMON STOCKS | n53745100 |
| SJM | Smucker J M Co | 5,613 | $584M | 0.4% | $84.25 | +2.8% | COMMON STOCKS | 832696405 |
| IGSB | iShares 1-3 Year Credit Bond | 10,787 | $579M | 0.4% | $68398.41 | — | EXCHANGE TRADED FUND | 464288646 |
| PG | Proctor & Gamble Co | 4,150 | $518M | 0.3% | $105.21 | +0.0% | COMMON STOCKS | 742718109 |
| IP | International Paper Co | 10,897 | $502M | 0.3% | $31.87 | +0.0% | COMMON STOCKS | 460146103 |
| — | SPDR S&P 500 ETF | 1,517 | $488M | 0.3% | $268746.90 | — | EXCHANGE TRADED FUND | 78462f103 |
| MBB | iShares MBS ETF | 3,934 | $425M | 0.3% | $109171.52 | — | EXCHANGE TRADED FUND | 464288588 |
| MPC | Marathon Petroleum Corporation | 6,129 | $369M | 0.2% | $51.59 | +0.1% | COMMON STOCKS | 56585A102 |
| KMI | KINDER MORGAN INC DE | 17,043 | $361M | 0.2% | $11.19 | +25.6% | COMMON STOCKS | 49456B101 |
| VZ | Verizon Communications | 5,804 | $356M | 0.2% | $42.77 | +0.0% | COMMON STOCKS | 92343V104 |
| ETN | Eaton Corp | 3,758 | $356M | 0.2% | $71.40 | +11.6% | COMMON STOCKS | G29183103 |
| ICVT | iShares Convertible Bond ETF | 5,652 | $354M | 0.2% | $59297.04 | — | EXCHANGE TRADED FUND | 46435G102 |
| — | Energizer Holdings Inc | 3,310 | $346M | 0.2% | $97640.20 | — | CONVERTIBLE PREFERRED STOCK | 29272W208 |
| D | Dominion Res Inc Va | 4,132 | $342M | 0.2% | $56.02 | +11.4% | COMMON STOCKS | 25746U109 |
| — | Entertainment Properties | 8,488 | $324M | 0.2% | $32548.43 | — | CONVERTIBLE PREFERRED STOCK | 26884U307 |
| — | Energy Transfer Partners 7 5/8 percent | 13,044 | $324M | 0.2% | $25659.89 | — | PREFERRED STOCK | 29278N400 |
| CCI | Crown Castle Intl Corp | 2,257 | $321M | 0.2% | $77.20 | +35.0% | COMMON STOCKS | 22822V101 |
| — | Citizens Financial Group | 11,180 | $316M | 0.2% | $26352.00 | — | PREFERRED STOCK | 174610204 |
| ABT | Abbott Laboratories | 3,583 | $311M | 0.2% | $75.30 | -0.0% | COMMON STOCKS | 002824100 |
| — | Two Harbors Inv Corp | 11,829 | $309M | 0.2% | $24366.94 | — | PREFERRED STOCK | 90187B507 |
| — | Brunswick Corp | 11,222 | $307M | 0.2% | $26147.37 | — | PREFERRED STOCK | 117043406 |
| — | Digital Realty Trust | 11,543 | $304M | 0.2% | $27430.57 | — | PREFERRED STOCK | 253868848 |
| — | Morgan Stanley PFD Perpetual | 10,690 | $303M | 0.2% | $27564.87 | — | PREFERRED STOCK | 61763E207 |
| — | Nustar Logistics LP | 11,654 | $300M | 0.2% | $23548.17 | — | PREFERRED STOCK | 67059T204 |
| CWB | SPDR Barclays Convertible Securities ETF | 5,346 | $297M | 0.2% | $55500.00 | — | EXCHANGE TRADED FUND | 78464A359 |
| — | Citigroup Inc | 10,217 | $290M | 0.2% | $27731.87 | — | PREFERRED STOCK | 172967358 |
| — | NextEra Energy Inc | 1,158 | $280M | 0.2% | $148723.30 | — | COMMON STOCKS | 65339f101 |
| CMCSA | Comcast Corp Cl A | 6,139 | $276M | 0.2% | $37.86 | 0.0% | COMMON STOCKS | 20030N101 |
| — | Magellan Midstream | 4,140 | $260M | 0.2% | $60781.45 | — | COMMON STOCKS | 559080106 |
| IGBH | iShares Interest Rate Hedged Long-Term Corporate | 9,810 | $249M | 0.2% | $25580.13 | — | EXCHANGE TRADED FUND | 46431W812 |
| LQD | iShares iBoxx Investment Grade | 1,828 | $234M | 0.2% | $117020.75 | — | EXCHANGE TRADED FUND | 464287242 |
| HYG | iShares iBoxx High Yield Corp Bond ETF | 2,628 | $231M | 0.2% | $89098.59 | — | EXCHANGE TRADED FUND | 464288513 |
| EWQ | ISHARES MSCI FRANCE ETF | 7,035 | $230M | 0.2% | $28859.91 | — | EXCHANGE TRADED FUND | 464286707 |
| ASHR | Harvest CSI 300 China A-Shares ETF | 7,653 | $227M | 0.2% | $28274.63 | — | EXCHANGE TRADED FUND | 233051879 |
| — | Global X MSCI Norway ETF | 18,049 | $226M | 0.2% | $12998.26 | — | EXCHANGE TRADED FUND | 37950E747 |
| — | ISHARES CURRENCY HEDGED MSCI GER ETF | 7,796 | $226M | 0.2% | $28053.99 | — | EXCHANGE TRADED FUND | 46434v704 |
| INDY | iShares S&P India Nifty Fifty Index ETF | 5,738 | $222M | 0.1% | $38619.90 | — | EXCHANGE TRADED FUND | 464289529 |
| FLHY | Franklin High Yield | 8,443 | $221M | 0.1% | $25329.93 | — | EXCHANGE TRADED FUND | 35473P629 |
| — | Vereit Inc | 8,258 | $211M | 0.1% | $25169.92 | — | PREFERRED STOCK | 92339V209 |
| — | iShares Currency Hedged Canada | 7,736 | $209M | 0.1% | $26360.99 | — | EXCHANGE TRADED FUND | 46435G706 |
| VCSH | Vanguard Short-Term Corporate Bond ETF | 2,285 | $185M | 0.1% | $78909.34 | — | EXCHANGE TRADED FUND | 92206C409 |
| FLTR | Market Vectors Investment Grade Floating Rate Bo | 7,309 | $185M | 0.1% | $25329.06 | — | EXCHANGE TRADED FUND | 92189F486 |
| — | Alphabet Inc Class A | 98 | $131M | 0.1% | $1339387.80 | — | COMMON STOCKS | 02079k305 |
| GSY | Guggenheim Enhanced Short Duration Bond ETF | 2,445 | $123M | 0.1% | $50256.98 | — | EXCHANGE TRADED FUND | 46090A887 |
| LOW | Lowe's Cos Inc | 911 | $109M | 0.1% | $102.36 | 0.0% | COMMON STOCKS | 548661107 |
| FDX | Fedex Corp | 698 | $106M | 0.1% | $137.51 | 0.0% | COMMON STOCKS | 31428X106 |
| META | Facebook Inc. | 490 | $101M | 0.1% | $192.35 | 0.0% | COMMON STOCKS | 30303M102 |
| AXP | American Express Co | 741 | $92.25M | 0.1% | $110.13 | 0.0% | COMMON STOCKS | 025816109 |
| GS | Goldman Sachs Group | 378 | $86.91M | 0.1% | $187.49 | 0.0% | COMMON STOCKS | 38141G104 |
| ORCL | Oracle Systems Corp | 1,619 | $85.77M | 0.1% | $50.44 | 0.0% | COMMON STOCKS | 68389X105 |
| DIS | Walt Disney Co | 573 | $82.87M | 0.1% | $135.71 | 0.0% | COMMON STOCKS | 254687106 |
| PANW | Palo Alta Networks | 317 | $73.31M | 0.0% | $37.82 | 0.0% | COMMON STOCKS | 697435105 |
| BRK/B | Berkshire Hathaway Inc Cl B | 317 | $71.8M | 0.0% | $217.17 | 0.0% | COMMON STOCKS | 084670702 |
| CRM | Salesforce.com Inc | 437 | $71.07M | 0.0% | $154.88 | 0.0% | COMMON STOCKS | 79466L302 |
| — | Splunk Inc | 443 | $66.35M | 0.0% | $149769.75 | — | COMMON STOCKS | 848637104 |
| — | Equinix Inc | 77 | $44.94M | 0.0% | $583688.30 | — | COMMON STOCKS | 29444u700 |
| V | Visa. Inc - Class A Shares | 164 | $30.82M | 0.0% | $172.55 | 0.0% | COMMON STOCKS | 92826C839 |
| TIP | iShares TIPS Bond ETF | 200 | $23.31M | 0.0% | $112644.89 | — | EXCHANGE TRADED FUND | 464287176 |
| — | Tiffany & Co New | 173 | $23.12M | 0.0% | $133647.40 | — | COMMON STOCKS | 886547108 |
| — | Stone Ridge Alternative Lending Risk Premium Fun | 11 | $119K | 0.0% | $10818.18 | — | MUTUAL FUND | 86172r101 |