JOHN G ULLMAN & ASSOCIATES INC Diversified Active

CIK: 0000919530 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Apr 22, 2021

Total Value ($000): $745,448 (100.0% shares, 0.0% debt)

Holdings (154)

EMR EMERSON ELEC CO 4.9%
Value ($000) $36,392 Shares 403,364 Est. Cost $48.44 Unrealized +60.6%
GLW CORNING INC 3.6%
Value ($000) $26,945 Shares 619,278 Est. Cost $15.61 Unrealized +115.2%
BMY BRISTOL-MYERS SQUIBB 3.4%
Value ($000) $25,007 Shares 396,121 Est. Cost $35.22 Unrealized +44.9%
INTC INTEL CORP 3.3%
Value ($000) $24,430 Shares 381,716 Est. Cost $27.92 Unrealized +93.7%
PFE PFIZER INC 3.2%
Value ($000) $23,503 Shares 648,727 Est. Cost $20.60 Unrealized +36.1%
T A T & T INC 2.9%
Value ($000) $21,777 Shares 719,441 Est. Cost $15.57 Unrealized +3.7%
IBM IBM CORP 2.8%
Value ($000) $20,906 Shares 156,884 Est. Cost $97.93 Unrealized +0.1%
CISCO SYSTEMS INC 2.8%
Value ($000) $20,827 Shares 402,767 Est. Cost $43.24 Unrealized
XOM EXXON MOBIL CORP 2.8%
Value ($000) $20,681 Shares 370,437 Est. Cost $32.77 Unrealized +32.2%
GLAXOSMITHKLINE PLC 2.5%
Value ($000) $18,850 Shares 528,173 Est. Cost $39.27 Unrealized
MDU M D U RESOURCES GRP 2.5%
Value ($000) $18,819 Shares 595,336 Est. Cost $7.18 Unrealized +31.7%
OGE OGE ENERGY CORP 2.5%
Value ($000) $18,767 Shares 579,946 Est. Cost $32.70 Unrealized -3.6%
ARGAN INC 2.5%
Value ($000) $18,546 Shares 347,633 Est. Cost $44.10 Unrealized
DENTSPLY SIRONA INC 2.3%
Value ($000) $16,811 Shares 263,458 Est. Cost $38.66 Unrealized
FLOWSERVE CORP 2.1%
Value ($000) $15,441 Shares 397,854 Est. Cost $35.13 Unrealized
BCE BCE INC 2.1%
Value ($000) $15,291 Shares 338,748 Est. Cost $26.22 Unrealized +20.0%
NVS NOVARTIS AG 2.0%
Value ($000) $15,170 Shares 177,464 Est. Cost $78.46 Unrealized
JNJ JOHNSON & JOHNSON 2.0%
Value ($000) $14,791 Shares 89,999 Est. Cost $62.93 Unrealized +123.7%
AMERICAN SOFTWARE INC 2.0%
Value ($000) $14,554 Shares 703,078 Est. Cost $9.82 Unrealized
MMM 3M CO 1.9%
Value ($000) $14,422 Shares 74,848 Est. Cost $112.45 Unrealized +11.2%
VERIZON COMMUNICATN 1.9%
Value ($000) $14,269 Shares 245,388 Est. Cost $57.06 Unrealized
HE HAWAIIAN ELECTRIC INDUSTRIES 1.9%
Value ($000) $14,208 Shares 319,790 Est. Cost $35.88 Unrealized +2.2%
ELAN ELANCO ANIMAL HEALTH INC 1.7%
Value ($000) $12,382 Shares 420,450 Est. Cost $29.17 Unrealized +5.4%
DOMINION ENERGY INC 1.6%
Value ($000) $11,591 Shares 152,594 Est. Cost $76.33 Unrealized
LNN LINDSAY CORP 1.5%
Value ($000) $11,184 Shares 67,125 Est. Cost $68.33 Unrealized +115.4%
BKH BLACK HILLS CORP 1.5%
Value ($000) $10,970 Shares 164,300 Est. Cost $49.12 Unrealized +3.1%
AQN ALGONQUIN POWER & UTILITIES CO 1.4%
Value ($000) $10,516 Shares 663,900 Est. Cost $12.34 Unrealized +3.2%
TSM TAIWAN SEMICONDUCTR F SPONSORE 1.4%
Value ($000) $10,417 Shares 88,069 Est. Cost $47.76 Unrealized
NJR NEW JERSEY RESOURCES CORPORATI 1.3%
Value ($000) $10,022 Shares 251,365 Est. Cost $26.92 Unrealized +18.3%
TE CONNECTIVITY LTD F 1.3%
Value ($000) $10,017 Shares 77,584 Est. Cost $75.98 Unrealized
POR PORTLAND GENERAL ELECTRIC CO 1.3%
Value ($000) $9,648 Shares 203,254 Est. Cost $33.73 Unrealized +5.4%
MSFT MICROSOFT CORP 1.3%
Value ($000) $9,341 Shares 39,620 Est. Cost $26.70 Unrealized +734.7%
SLB SCHLUMBERGER LTD F 1.1%
Value ($000) $8,562 Shares 314,900 Est. Cost $18.18 Unrealized +30.4%
TMP TOMPKINS FINANCIAL CORP TMP 1.1%
Value ($000) $8,301 Shares 100,375 Est. Cost $52.58 Unrealized +24.6%
TMO THERMO FISHER SCIENTIFIC INC 1.1%
Value ($000) $8,275 Shares 18,131 Est. Cost $88.93 Unrealized +429.8%
HON HONEYWELL INTL INC 1.1%
Value ($000) $8,234 Shares 37,934 Est. Cost $53.13 Unrealized +232.5%
HORIZON THERAPEUTICS PLC 0.9%
Value ($000) $6,657 Shares 72,327 Est. Cost $27.23 Unrealized
AECOM TECHNOLOGY CORP 0.9%
Value ($000) $6,566 Shares 102,417 Est. Cost $27.33 Unrealized
MRK MERCK & CO INC 0.8%
Value ($000) $6,161 Shares 79,923 Est. Cost $33.50 Unrealized +88.3%
CACI CACI INTERNATIONAL INC 0.7%
Value ($000) $5,531 Shares 22,425 Est. Cost $216.60 Unrealized +10.5%
GVA GRANITE CONSTRUCTION 0.7%
Value ($000) $5,427 Shares 134,834 Est. Cost $28.92 Unrealized +19.7%
LITE LUMENTUM HOLDINGS INC 0.7%
Value ($000) $5,394 Shares 59,048 Est. Cost $65.46 Unrealized +41.4%
AVGO BROADCOM LTD AVGO 0.7%
Value ($000) $5,339 Shares 11,515 Est. Cost $24.64 Unrealized +69.0%
ASTE ASTEC INDUSTRIES INC 0.7%
Value ($000) $4,882 Shares 64,730 Est. Cost $34.61 Unrealized +84.9%
NXST NEXSTAR BROADCASTING GROUP-A N 0.6%
Value ($000) $4,711 Shares 33,550 Est. Cost $74.36 Unrealized +50.1%
VMWARE INC 0.6%
Value ($000) $4,657 Shares 30,955 Est. Cost $141.58 Unrealized
IDA IDACORP INC 0.6%
Value ($000) $4,450 Shares 44,509 Est. Cost $48.08 Unrealized +90.2%
EWS ISHARES MSCI SINGAPORE ETF 0.6%
Value ($000) $4,236 Shares 180,850 Est. Cost $21.48 Unrealized
QUEST DIAGNOSTIC INC 0.5%
Value ($000) $3,992 Shares 31,102 Est. Cost $83.27 Unrealized
LFCR LANDEC CORP 0.5%
Value ($000) $3,892 Shares 367,171 Est. Cost $11.56 Unrealized -2.8%
ABT ABBOTT LABORATORIES 0.5%
Value ($000) $3,863 Shares 32,238 Est. Cost $34.38 Unrealized +216.0%
AVANGRID INC 0.5%
Value ($000) $3,805 Shares 76,400 Est. Cost $42.20 Unrealized
ALB ALBEMARLE CORP 0.5%
Value ($000) $3,727 Shares 25,508 Est. Cost $61.60 Unrealized +145.7%
WTS WATTS WATER TECH INC CLASS A 0.5%
Value ($000) $3,559 Shares 29,959 Est. Cost $80.59 Unrealized +51.3%
AZTA BROOKS AUTOMATION 0.5%
Value ($000) $3,490 Shares 42,743 Est. Cost $8.51 Unrealized +843.7%
A AGILENT TECHNOLOGIES INC 0.4%
Value ($000) $3,058 Shares 24,052 Est. Cost $77.85 Unrealized +53.7%
CCK CROWN HOLDINGS INC 0.4%
Value ($000) $3,052 Shares 31,454 Est. Cost $67.77 Unrealized +35.2%
PEG PUB SVC ENTERPISE GP 0.4%
Value ($000) $3,051 Shares 50,670 Est. Cost $28.44 Unrealized +72.0%
TT TRANE TECHNOLOGIES PLC 0.4%
Value ($000) $2,889 Shares 17,450 Est. Cost $93.73 Unrealized +55.2%
AMT AMERICAN TOWER CORP 0.4%
Value ($000) $2,766 Shares 11,570 Est. Cost $192.28 Unrealized 0.0%
ETN EATON CORP PLC F 0.3%
Value ($000) $2,517 Shares 18,200 Est. Cost $86.94 Unrealized +36.8%
SYNA SYNAPTICS INCORPORATED 0.3%
Value ($000) $2,492 Shares 18,400 Est. Cost $81.42 Unrealized +49.5%
PHG KONINKLIJKE PHILIPS N F SPONSO 0.3%
Value ($000) $2,448 Shares 42,922 Est. Cost $41.28 Unrealized
AAPL APPLE INC 0.3%
Value ($000) $2,420 Shares 19,810 Est. Cost $88.61 Unrealized +41.1%
XRX XEROX CORP 0.3%
Value ($000) $2,381 Shares 98,100 Est. Cost $23.25 Unrealized +2.8%
VOO VANGUARD S&P 500 ETF 0.3%
Value ($000) $2,254 Shares 6,187 Est. Cost $246.68 Unrealized
GENERAL ELECTRIC CO 0.3%
Value ($000) $2,028 Shares 154,420 Est. Cost $16.68 Unrealized
GRC GORMAN RUPP ORD 0.3%
Value ($000) $1,967 Shares 59,411 Est. Cost $33.10 Unrealized -0.0%
AMGN AMGEN INC. 0.2%
Value ($000) $1,665 Shares 6,690 Est. Cost $74.42 Unrealized +175.0%
VIAV VIAVI SOLUTIONS INC 0.2%
Value ($000) $1,643 Shares 104,625 Est. Cost $9.35 Unrealized +72.8%
SO SOUTHERN CO 0.2%
Value ($000) $1,625 Shares 26,150 Est. Cost $46.28 Unrealized +7.7%
FIREEYE INC 0.2%
Value ($000) $1,591 Shares 81,300 Est. Cost $23.06 Unrealized
DAN DANA INC 0.2%
Value ($000) $1,581 Shares 65,000 Est. Cost $11.49 Unrealized +75.7%
VANECK VECTORS VIETNAM ETF 0.2%
Value ($000) $1,549 Shares 85,600 Est. Cost $16.81 Unrealized
RBB RBB BANCORP 0.2%
Value ($000) $1,443 Shares 71,200 Est. Cost $13.18 Unrealized +44.2%
ZYNGA INC - CL A ZNGA 0.2%
Value ($000) $1,429 Shares 140,000 Est. Cost $10.21 Unrealized
BAX BAXTER INTERNATIONAL INC 0.2%
Value ($000) $1,262 Shares 14,967 Est. Cost $38.90 Unrealized +83.7%
ALC ALCON INC 0.2%
Value ($000) $1,160 Shares 16,528 Est. Cost $57.87 Unrealized +20.6%
FISV FISERV INC 0.2%
Value ($000) $1,149 Shares 9,650 Est. Cost $114.76 Unrealized 0.0%
FTS FORTIS ORD 0.2%
Value ($000) $1,145 Shares 26,400 Est. Cost $33.85 Unrealized +0.4%
NWE NORTHWESTERN CORP 0.2%
Value ($000) $1,121 Shares 17,200 Est. Cost $45.09 Unrealized +4.7%
II-VI INC 0.2%
Value ($000) $1,121 Shares 16,400 Est. Cost $34.18 Unrealized
COMCAST CORP CLASS A 0.1%
Value ($000) $1,064 Shares 19,658 Est. Cost $48.22 Unrealized
EVOQUA WATER TECHNOLOGIES CORP 0.1%
Value ($000) $1,010 Shares 38,400 Est. Cost $12.61 Unrealized
LNT ALLIANT ENERGY CORP 0.1%
Value ($000) $937 Shares 17,300 Est. Cost $43.86 Unrealized -3.0%
DUKE ENERGY CORP 0.1%
Value ($000) $822 Shares 8,519 Est. Cost $86.53 Unrealized
KBH KB HOME ORD 0.1%
Value ($000) $792 Shares 17,027 Est. Cost $38.18 Unrealized 0.0%
ELMIRA SAVINGS BANK F S 0.1%
Value ($000) $787 Shares 58,327 Est. Cost $20.08 Unrealized
LLY LILLY ELI & CO 0.1%
Value ($000) $776 Shares 4,155 Est. Cost $84.04 Unrealized +121.4%
U S CONCRETE INC 0.1%
Value ($000) $770 Shares 10,500 Est. Cost $29.33 Unrealized
IR INGERSOLL RAND INC 0.1%
Value ($000) $726 Shares 14,744 Est. Cost $31.60 Unrealized +45.7%
NVIDIA CORP 0.1%
Value ($000) $721 Shares 1,350 Est. Cost $526.69 Unrealized
LAB CO OF AMER HLDG 0.1%
Value ($000) $718 Shares 2,816 Est. Cost $135.16 Unrealized
HRNNF HYDRO ONE ORD 0.1%
Value ($000) $688 Shares 29,700 Est. Cost $22.92 Unrealized
AEP AMER ELECTRIC PWR CO 0.1%
Value ($000) $675 Shares 7,964 Est. Cost $69.91 Unrealized -3.5%
BP BP PLC F SPONSORED ADR 1 ADR R 0.1%
Value ($000) $666 Shares 27,360 Est. Cost $18.36 Unrealized
ITRI ITRON INC 0.1%
Value ($000) $643 Shares 7,250 Est. Cost $63.64 Unrealized +55.4%
SKANSKA AB ORDF 0.1%
Value ($000) $639 Shares 25,500 Est. Cost $20.88 Unrealized
CVX CHEVRON CORP 0.1%
Value ($000) $623 Shares 5,945 Est. Cost $65.02 Unrealized +22.4%
AGCO A G C O CORP 0.1%
Value ($000) $618 Shares 4,300 Est. Cost $46.96 Unrealized +123.1%
MBCN MIDDLEFIELD BANC CORP 0.1%
Value ($000) $605 Shares 28,870 Est. Cost $15.79 Unrealized +20.7%
DIS WALT DISNEY CO 0.1%
Value ($000) $600 Shares 3,251 Est. Cost $61.97 Unrealized +190.8%
SWKS SKYWORKS SOLUTIONS INC SWKS 0.1%
Value ($000) $596 Shares 3,250 Est. Cost $71.37 Unrealized +114.3%
FENTURA FINANCIAL INC 0.1%
Value ($000) $595 Shares 25,550 Est. Cost $17.18 Unrealized
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $576 Shares 2,600 Est. Cost $122.83 Unrealized +50.6%
OTTR OTTER TAIL CORP 0.1%
Value ($000) $573 Shares 12,400 Est. Cost $37.61 Unrealized 0.0%
ALLETE INC ALE 0.1%
Value ($000) $538 Shares 8,000 Est. Cost $62.71 Unrealized
HAL HALLIBURTON CO HLDG 0.1%
Value ($000) $534 Shares 24,870 Est. Cost $16.36 Unrealized +17.0%
TXN TEXAS INSTRUMENTS 0.1%
Value ($000) $529 Shares 2,800 Est. Cost $99.52 Unrealized +52.1%
HLIO HELIOS TECHNOLOGIES INC 0.1%
Value ($000) $503 Shares 6,900 Est. Cost $43.44 Unrealized +47.2%
EEFT EURONET WORLDWIDE INC 0.1%
Value ($000) $448 Shares 3,237 Est. Cost $141.17 Unrealized +2.4%
JOHNSON CONTROLS INTER F 0.1%
Value ($000) $448 Shares 7,500 Est. Cost $37.49 Unrealized
FELE FRANKLIN ELECTRIC CO 0.1%
Value ($000) $434 Shares 5,500 Est. Cost $44.45 Unrealized +60.4%
BRK/B BERKSHIRE HATHAWAY CLASS B 0.1%
Value ($000) $421 Shares 1,648 Est. Cost $204.86 Unrealized +18.5%
RHHBY ROCHE HLDG AG F SPONSORED ADR 0.1%
Value ($000) $420 Shares 10,350 Est. Cost $43.17 Unrealized
MA COM TECH SOLUTN 0.1%
Value ($000) $415 Shares 7,150 Est. Cost $22.71 Unrealized
IQVIA HOLDINGS INC 0.1%
Value ($000) $406 Shares 2,100 Est. Cost $117.01 Unrealized
AOS A. O. SMITH CORP 0.1%
Value ($000) $399 Shares 5,900 Est. Cost $48.34 Unrealized +15.4%
ROYAL DUTCH SHELL F SPONSORED 0.1%
Value ($000) $389 Shares 9,923 Est. Cost $25.18 Unrealized
EVRG EVERGY INC 0.1%
Value ($000) $387 Shares 6,499 Est. Cost $44.68 Unrealized +1.7%
REGENERON PHARMS INC 0.1%
Value ($000) $379 Shares 800 Est. Cost $373.33 Unrealized
SELECT SECTOR UTI SELECT SPDR 0.1%
Value ($000) $378 Shares 5,900 Est. Cost $59.81 Unrealized
NEXTERA ENERGY INC 0.1%
Value ($000) $378 Shares 5,000 Est. Cost $99.27 Unrealized
GENERAL MOTORS CO 0.1%
Value ($000) $376 Shares 6,550 Est. Cost $29.65 Unrealized
VWO VANGUARD FTSE EMERGING MARKETS 0.0%
Value ($000) $371 Shares 7,119 Est. Cost $52.11 Unrealized
SHW SHERWIN WILLIAMS CO 0.0%
Value ($000) $369 Shares 500 Est. Cost $123.81 Unrealized +84.2%
IPG PHOTONICS CORP 0.0%
Value ($000) $369 Shares 1,750 Est. Cost $160.57 Unrealized
RBKB RHINEBECK BANCORP INC 0.0%
Value ($000) $333 Shares 32,200 Est. Cost $6.68 Unrealized +44.7%
PSX PHILLIPS 66 0.0%
Value ($000) $327 Shares 4,010 Est. Cost $49.06 Unrealized +32.3%
EXELON CORP 0.0%
Value ($000) $324 Shares 7,400 Est. Cost $42.16 Unrealized
IBB ISHARES:NASDAQ BIOTECH 0.0%
Value ($000) $316 Shares 2,100 Est. Cost $101.01 Unrealized
CIEN CIENA CORP 0.0%
Value ($000) $306 Shares 5,600 Est. Cost $44.43 Unrealized +21.1%
WEC W E C ENERGY GROUP INC 0.0%
Value ($000) $290 Shares 3,100 Est. Cost $82.07 Unrealized -9.7%
CYD CHINA YUCHAI INTERNATIONAL LTD 0.0%
Value ($000) $286 Shares 18,500 Est. Cost $13.34 Unrealized 0.0%
ORACLE CORP 0.0%
Value ($000) $285 Shares 4,060 Est. Cost $55.34 Unrealized
SPDR S&P REGIONAL BANKING ETF 0.0%
Value ($000) $285 Shares 4,300 Est. Cost $35.71 Unrealized
CDUAF CANADIAN UTILITIES CL A ORD 0.0%
Value ($000) $282 Shares 10,500 Est. Cost $19.39 Unrealized +3.2%
INTU INTUIT INC 0.0%
Value ($000) $259 Shares 675 Est. Cost $302.64 Unrealized +23.5%
HD HOME DEPOT INC 0.0%
Value ($000) $259 Shares 849 Est. Cost $199.72 Unrealized +22.4%
PGJ POWERSHARES GOLDEN DRAGON 0.0%
Value ($000) $254 Shares 4,000 Est. Cost $63.50 Unrealized
DHR DANAHER CORP 0.0%
Value ($000) $248 Shares 1,100 Est. Cost $140.03 Unrealized +41.9%
VANGUARD MATERIALS ETF 0.0%
Value ($000) $242 Shares 1,400 Est. Cost $134.72 Unrealized
HOLX HOLOGIC INC 0.0%
Value ($000) $238 Shares 3,200 Est. Cost $49.07 Unrealized +54.7%
CALAMP CORP 0.0%
Value ($000) $235 Shares 21,700 Est. Cost $7.18 Unrealized
ALPHABET INC. CLASS C 0.0%
Value ($000) $228 Shares 110 Est. Cost $1755.56 Unrealized
INVSC WATER RESC PORTFOLIO ETF 0.0%
Value ($000) $222 Shares 4,500 Est. Cost $46.44 Unrealized
ITT INC 0.0%
Value ($000) $218 Shares 2,400 Est. Cost $90.83 Unrealized
EL ESTEE LAUDERCO INC CLASS A 0.0%
Value ($000) $203 Shares 698 Est. Cost $255.03 Unrealized 0.0%
ROP ROPER TECHNOLOGIES INC 0.0%
Value ($000) $202 Shares 500 Est. Cost $398.27 Unrealized -2.1%
HEARTLAND BANCCORP 0.0%
Value ($000) $201 Shares 2,100 Est. Cost $95.71 Unrealized
MEXICO FUND 0.0%
Value ($000) $150 Shares 10,600 Est. Cost $13.68 Unrealized
ASRV AMERISERV FINANCIAL INC 0.0%
Value ($000) $127 Shares 31,216 Est. Cost $2.34 Unrealized +33.0%
AVLNF AVALON ADVANCED MATERIALS ORD 0.0%
Value ($000) $3 Shares 18,750 Est. Cost $0.16 Unrealized 0.0%
ASCENT SOLAR TECHNOLOGIES ORD 0.0%
Value ($000) $1 Shares 36,800 Est. Cost $0.03 Unrealized