FOUNDERS FINANCIAL SECURITIES LLC Diversified Active

CIK: 0001342396 · Show all filings

Period: Q3 2017 (← Previous) (Next →)

Filing Date: Nov 9, 2017

Total Value ($000): $280,707 (100.0% shares, 0.0% debt)

Holdings (89)

VTV VANGUARD INDEX FDS 10.4%
Value ($000) $29,203 Shares 292,560 Est. Cost $91.50 Unrealized —
VUG VANGUARD INDEX FDS 7.1%
Value ($000) $19,951 Shares 150,292 Est. Cost $132.75 Unrealized —
SPY SPDR S&P 500 ETF TR 5.3%
Value ($000) $14,881 Shares 59,231 Est. Cost $198.44 Unrealized —
VO VANGUARD INDEX FDS 5.2%
Value ($000) $14,607 Shares 99,364 Est. Cost $128.04 Unrealized —
IEMG ISHARES INC 4.9%
Value ($000) $13,718 Shares 253,943 Est. Cost $54.02 Unrealized —
DBEF DBX ETF TR 4.3%
Value ($000) $12,073 Shares 389,077 Est. Cost $29.55 Unrealized —
VWO VANGUARD INTL EQUITY INDEX F 4.2%
Value ($000) $11,822 Shares 271,335 Est. Cost $37.40 Unrealized —
FEZ SPDR INDEX SHS FDS 3.3%
Value ($000) $9,216 Shares 223,423 Est. Cost $37.76 Unrealized —
IEFA ISHARES TR 3.3%
Value ($000) $9,198 Shares 143,343 Est. Cost $64.17 Unrealized —
VEU VANGUARD INTL EQUITY INDEX F 3.2%
Value ($000) $9,045 Shares 171,591 Est. Cost $45.41 Unrealized —
AGG ISHARES TR 3.1%
Value ($000) $8,754 Shares 79,877 Est. Cost $110.82 Unrealized —
VB VANGUARD INDEX FDS 2.9%
Value ($000) $8,186 Shares 57,923 Est. Cost $118.83 Unrealized —
IWF ISHARES TR 2.8%
Value ($000) $7,924 Shares 63,359 Est. Cost $99.50 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 2.6%
Value ($000) $7,204 Shares 88,858 Est. Cost $80.68 Unrealized —
BND VANGUARD BD INDEX FD INC 2.3%
Value ($000) $6,330 Shares 77,229 Est. Cost $82.95 Unrealized —
DBEU DBX ETF TR 2.2%
Value ($000) $6,275 Shares 221,402 Est. Cost $27.08 Unrealized —
QUAL ISHARES TR 2.1%
Value ($000) $5,807 Shares 75,275 Est. Cost $68.37 Unrealized —
TOTL SSGA ACTIVE ETF TR 2.0%
Value ($000) $5,709 Shares 115,879 Est. Cost $49.43 Unrealized —
ITA ISHARES TR 1.6%
Value ($000) $4,577 Shares 25,710 Est. Cost $178.02 Unrealized —
VPL VANGUARD INTL EQUITY INDEX F 1.6%
Value ($000) $4,523 Shares 66,314 Est. Cost $68.21 Unrealized —
— HANCOCK JOHN TAX-ADV DIV INC 1.5%
Value ($000) $4,225 Shares 163,397 Est. Cost $24.63 Unrealized —
— POWERSHARES ETF TR II 1.5%
Value ($000) $4,166 Shares 101,589 Est. Cost $38.92 Unrealized —
LQD ISHARES TR 1.5%
Value ($000) $4,123 Shares 34,009 Est. Cost $122.49 Unrealized —
IEI ISHARES TR 1.4%
Value ($000) $3,864 Shares 31,281 Est. Cost $123.56 Unrealized —
CWI SPDR INDEX SHS FDS 1.1%
Value ($000) $3,224 Shares 85,230 Est. Cost $32.34 Unrealized —
HYG ISHARES TR 1.1%
Value ($000) $3,222 Shares 36,300 Est. Cost $87.02 Unrealized —
IVV ISHARES TR 1.1%
Value ($000) $2,977 Shares 11,770 Est. Cost $194.68 Unrealized —
— NUVEEN FLTNG RTE INCM OPP FD 0.8%
Value ($000) $2,272 Shares 192,081 Est. Cost $11.75 Unrealized —
XT ISHARES TR 0.6%
Value ($000) $1,793 Shares 52,238 Est. Cost $29.70 Unrealized —
— POWERSHARES ETF TRUST 0.5%
Value ($000) $1,513 Shares 38,877 Est. Cost $30.85 Unrealized —
IEF ISHARES TR 0.5%
Value ($000) $1,402 Shares 13,161 Est. Cost $105.80 Unrealized —
IJH ISHARES TR 0.5%
Value ($000) $1,374 Shares 7,683 Est. Cost $152.20 Unrealized —
IWR ISHARES TR 0.5%
Value ($000) $1,287 Shares 6,530 Est. Cost $166.15 Unrealized —
SHY ISHARES TR 0.4%
Value ($000) $1,253 Shares 14,839 Est. Cost $84.45 Unrealized —
HSBC HSBC HLDGS PLC 0.4%
Value ($000) $1,088 Shares 22,019 Est. Cost $46.48 Unrealized —
— POWERSHARES ETF TR II 0.4%
Value ($000) $1,083 Shares 23,570 Est. Cost $43.15 Unrealized —
LOW LOWES COS INC 0.4%
Value ($000) $1,062 Shares 13,289 Est. Cost $65.65 Unrealized 0.0%
KO COCA COLA CO 0.4%
Value ($000) $1,011 Shares 22,451 Est. Cost $31.44 Unrealized +11.1%
KMB KIMBERLY CLARK CORP 0.4%
Value ($000) $1,000 Shares 8,494 Est. Cost $94.55 Unrealized -3.8%
SNY SANOFI 0.4%
Value ($000) $989 Shares 19,870 Est. Cost $48.00 Unrealized —
— TOTAL S A 0.4%
Value ($000) $986 Shares 18,431 Est. Cost $49.78 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 0.3%
Value ($000) $957 Shares 10,873 Est. Cost $88.02 Unrealized —
EMB ISHARES TR 0.3%
Value ($000) $956 Shares 8,208 Est. Cost $114.64 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.3%
Value ($000) $939 Shares 6,471 Est. Cost $103.44 Unrealized -6.4%
KSS KOHLS CORP 0.3%
Value ($000) $896 Shares 19,637 Est. Cost $40.83 Unrealized +0.4%
INTC INTEL CORP 0.3%
Value ($000) $876 Shares 23,017 Est. Cost $29.57 Unrealized +0.1%
COF CAPITAL ONE FINL CORP 0.3%
Value ($000) $868 Shares 10,249 Est. Cost $70.38 Unrealized +1.4%
HYLB DBX ETF TR 0.3%
Value ($000) $855 Shares 16,666 Est. Cost $51.24 Unrealized —
— PIMCO INCOME OPPORTUNITY FD 0.3%
Value ($000) $834 Shares 31,640 Est. Cost $24.83 Unrealized —
MUB ISHARES TR 0.3%
Value ($000) $832 Shares 7,500 Est. Cost $107.65 Unrealized —
NVS NOVARTIS A G 0.3%
Value ($000) $830 Shares 9,665 Est. Cost $83.60 Unrealized —
— POWERSHARES ETF TRUST 0.3%
Value ($000) $820 Shares 43,220 Est. Cost $18.45 Unrealized —
WMT WAL-MART STORES INC 0.3%
Value ($000) $790 Shares 10,107 Est. Cost $19.01 Unrealized +20.5%
MRK MERCK & CO INC 0.3%
Value ($000) $781 Shares 12,204 Est. Cost $46.55 Unrealized +0.3%
JNJ JOHNSON & JOHNSON 0.3%
Value ($000) $765 Shares 5,885 Est. Cost $100.59 Unrealized +4.4%
FDN FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $765 Shares 7,476 Est. Cost $94.74 Unrealized —
AFL AFLAC INC 0.3%
Value ($000) $760 Shares 9,338 Est. Cost $31.21 Unrealized +6.1%
CSCO CISCO SYS INC 0.3%
Value ($000) $737 Shares 21,922 Est. Cost $22.07 Unrealized +12.0%
FTXO FIRST TR EXCHANGE TRADED FD 0.3%
Value ($000) $713 Shares 25,797 Est. Cost $26.06 Unrealized —
FXR FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $676 Shares 18,205 Est. Cost $32.92 Unrealized —
QTEC FIRST TR NASDAQ100 TECH INDE 0.2%
Value ($000) $675 Shares 9,906 Est. Cost $52.66 Unrealized —
XLP SELECT SECTOR SPDR TR 0.2%
Value ($000) $664 Shares 12,308 Est. Cost $48.12 Unrealized —
BNS BANK N S HALIFAX 0.2%
Value ($000) $657 Shares 10,229 Est. Cost $36.94 Unrealized +9.1%
— ROYAL DUTCH SHELL PLC 0.2%
Value ($000) $637 Shares 10,516 Est. Cost $60.57 Unrealized —
FXU FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $616 Shares 22,797 Est. Cost $26.01 Unrealized —
XXHYBXX NEW AMER HIGH INCOME FD INC 0.2%
Value ($000) $610 Shares 61,390 Est. Cost $9.94 Unrealized —
PFF ISHARES TR 0.2%
Value ($000) $602 Shares 15,522 Est. Cost $39.29 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $586 Shares 6,440 Est. Cost $73.02 Unrealized 0.0%
— ALPS ETF TR 0.2%
Value ($000) $578 Shares 51,508 Est. Cost $16.48 Unrealized —
NVO NOVO-NORDISK A S 0.2%
Value ($000) $531 Shares 11,033 Est. Cost $35.00 Unrealized —
IWM ISHARES TR 0.2%
Value ($000) $470 Shares 3,173 Est. Cost $436.52 Unrealized —
FXG FIRST TR EXCHANGE TRADED FD 0.2%
Value ($000) $466 Shares 10,210 Est. Cost $41.53 Unrealized —
FVD FIRST TR VALUE LINE DIVID IN 0.2%
Value ($000) $450 Shares 15,119 Est. Cost $29.39 Unrealized —
HON HONEYWELL INTL INC 0.2%
Value ($000) $431 Shares 3,039 Est. Cost $92.41 Unrealized +12.9%
IGSB ISHARES TR 0.1%
Value ($000) $416 Shares 3,952 Est. Cost $105.16 Unrealized —
FGM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $397 Shares 8,317 Est. Cost $39.55 Unrealized —
HEDJ WISDOMTREE TR 0.1%
Value ($000) $372 Shares 5,747 Est. Cost $63.10 Unrealized —
— FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $369 Shares 9,646 Est. Cost $31.67 Unrealized —
FSZ FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $368 Shares 7,166 Est. Cost $44.88 Unrealized —
— TORTOISE MLP FD INC 0.1%
Value ($000) $347 Shares 19,160 Est. Cost $20.78 Unrealized —
FDT FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $344 Shares 5,819 Est. Cost $55.31 Unrealized —
— FIRST TR BICK INDEX FD 0.1%
Value ($000) $340 Shares 11,725 Est. Cost $25.98 Unrealized —
GDX VANECK VECTORS ETF TR 0.1%
Value ($000) $291 Shares 12,690 Est. Cost $26.76 Unrealized —
— BAY BANCORP INC 0.1%
Value ($000) $252 Shares 22,217 Est. Cost $5.09 Unrealized —
UNH UNITEDHEALTH GROUP INC 0.1%
Value ($000) $225 Shares 1,148 Est. Cost $152.68 Unrealized +10.6%
HRZN HORIZON TECHNOLOGY FIN CORP 0.0%
Value ($000) $125 Shares 11,252 Est. Cost $4.08 Unrealized +1.2%
— THL CR INC 0.0%
Value ($000) $114 Shares 12,179 Est. Cost $9.93 Unrealized —
— APOLLO INVT CORP 0.0%
Value ($000) $112 Shares 18,295 Est. Cost $6.58 Unrealized —
— MEDLEY CAP CORP 0.0%
Value ($000) $95 Shares 15,904 Est. Cost $7.72 Unrealized —