CIK: 0001335851 · Show all filings
Period: Q3 2014 (← Previous) (Next →)
Filing Date: Oct 27, 2014
Total Value ($000): $455,454 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 250,526 | $25,241 | 5.5% | $17.83 | +21.3% | COM | 037833100 |
| VZ | VERIZON COMMUNICATIONS INC | 436,906 | $21,841 | 4.8% | $26.58 | +4.6% | COM | 92343V104 |
| MRK | MERCK & CO INC NEW | 220,869 | $13,093 | 2.9% | $30.12 | +30.7% | COM | 58933Y105 |
| MET | METLIFE INC | 240,469 | $12,918 | 2.8% | $25.46 | +30.7% | COM | 59156R108 |
| JPM | JPMORGAN CHASE & CO | 202,077 | $12,173 | 2.7% | $37.12 | +16.2% | COM | 46625H100 |
| PFE | PFIZER INC | 397,395 | $11,751 | 2.6% | $16.52 | +5.6% | COM | 717081103 |
| VOD | VODAFONE GROUP PLC NEW | 351,423 | $11,558 | 2.5% | $35.97 | — | SPNSR ADR NO PAR | 92857W308 |
| — | GOOGLE INC | 17,910 | $10,538 | 2.3% | $833.77 | — | CL A | 38259P508 |
| — | GENERAL ELECTRIC CO | 406,445 | $10,413 | 2.3% | $23.81 | — | COM | 369604103 |
| SLB | SCHLUMBERGER LTD | 99,950 | $10,164 | 2.2% | $52.90 | +50.3% | COM | 806857108 |
| MSFT | MICROSOFT CORP | 218,924 | $10,149 | 2.2% | $26.71 | +41.0% | COM | 594918104 |
| EBAY | EBAY INC | 177,785 | $10,068 | 2.2% | $20.23 | -2.2% | COM | 278642103 |
| CVX | CHEVRON CORP NEW | 82,250 | $9,814 | 2.2% | $71.31 | +10.1% | COM | 166764100 |
| — | E M C CORP MASS | 332,470 | $9,728 | 2.1% | $23.83 | — | COM | 268648102 |
| — | GABELLI DIVD & INCOME TR | 427,550 | $9,107 | 2.0% | $19.31 | — | COM | 36242H104 |
| — | PALL CORP | 105,908 | $8,864 | 1.9% | $66.43 | — | COM | 696429307 |
| BA | BOEING CO | 65,440 | $8,336 | 1.8% | $85.20 | +28.2% | COM | 097023105 |
| TMO | THERMO FISHER SCIENTIFIC INC | 65,850 | $8,014 | 1.8% | $79.76 | +47.1% | COM | 883556102 |
| DVN | DEVON ENERGY CORP NEW | 93,810 | $6,396 | 1.4% | $37.66 | +33.5% | COM | 25179M103 |
| — | GOOGLE INC | 10,673 | $6,162 | 1.4% | $575.29 | — | CL C | 38259P706 |
| — | WHOLE FOODS MKT INC | 160,430 | $6,114 | 1.3% | $41.09 | — | COM | 966837106 |
| UPS | UNITED PARCEL SERVICE INC | 52,950 | $5,204 | 1.1% | $57.44 | +15.5% | CL B | 911312106 |
| — | KKR & CO L P DEL | 226,429 | $5,049 | 1.1% | $20.10 | — | COM UNITS | 48248M102 |
| JNJ | JOHNSON & JOHNSON | 47,172 | $5,028 | 1.1% | $60.33 | +25.3% | COM | 478160104 |
| VEOEY | VEOLIA ENVIRONNEMENT | 267,400 | $4,693 | 1.0% | $12.71 | — | SPONSORED ADR | 92334N103 |
| AXP | AMERICAN EXPRESS CO | 53,315 | $4,667 | 1.0% | $59.62 | +28.3% | COM | 025816109 |
| GILD | GILEAD SCIENCES INC | 42,840 | $4,560 | 1.0% | $55.59 | +22.4% | COM | 375558103 |
| SBUX | STARBUCKS CORP | 58,454 | $4,411 | 1.0% | $28.80 | +7.1% | COM | 855244109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 30,866 | $4,264 | 0.9% | $110.29 | +20.8% | CL B NEW | 084670702 |
| — | TIME WARNER INC | 56,605 | $4,257 | 0.9% | $65.94 | — | COM NEW | 887317303 |
| COP | CONOCOPHILLIPS | 55,607 | $4,255 | 0.9% | $40.20 | +41.0% | COM | 20825C104 |
| — | SOTHEBYS | 118,100 | $4,219 | 0.9% | $37.70 | — | COM | 835898107 |
| GS | GOLDMAN SACHS GROUP INC | 22,695 | $4,166 | 0.9% | $121.40 | +15.8% | COM | 38141G104 |
| AZN | ASTRAZENECA PLC | 58,020 | $4,145 | 0.9% | $73.75 | — | SPONSORED ADR | 046353108 |
| NVS | NOVARTIS A G | 43,750 | $4,118 | 0.9% | $86.58 | — | SPONSORED ADR | 66987V109 |
| — | MONSANTO CO NEW | 35,660 | $4,012 | 0.9% | $100.07 | — | COM | 61166W101 |
| — | APACHE CORP | 40,550 | $3,806 | 0.8% | $83.82 | — | COM | 037411105 |
| DIS | DISNEY WALT CO | 42,747 | $3,806 | 0.8% | $56.85 | +39.5% | COM DISNEY | 254687106 |
| RY | ROYAL BK CDA MONTREAL QUE | 51,735 | $3,696 | 0.8% | $59.71 | +23.3% | COM | 780087102 |
| AWK | AMERICAN WTR WKS CO INC NEW | 75,800 | $3,656 | 0.8% | $36.12 | +7.9% | COM | 030420103 |
| ORCL | ORACLE CORP | 94,634 | $3,623 | 0.8% | $29.08 | +17.7% | COM | 68389X105 |
| — | DU PONT E I DE NEMOURS & CO | 45,300 | $3,251 | 0.7% | $52.77 | — | COM | 263534109 |
| BABA | ALIBABA GROUP HLDG LTD | 36,400 | $3,234 | 0.7% | $88.85 | — | SPONSORED ADS | 01609W102 |
| FRCB | FIRST REP BK SAN FRANCISCO C | 63,410 | $3,131 | 0.7% | $39.73 | +15.5% | COM | 33616C100 |
| — | CALPINE CORP | 142,400 | $3,090 | 0.7% | $21.06 | — | COM NEW | 131347304 |
| QCOM | QUALCOMM INC | 40,050 | $2,995 | 0.7% | $49.07 | +12.9% | COM | 747525103 |
| T | AT&T INC | 83,641 | $2,948 | 0.6% | $11.24 | +5.9% | COM | 00206R102 |
| XOM | EXXON MOBIL CORP | 30,384 | $2,858 | 0.6% | $53.69 | +14.6% | COM | 30231G102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 14,818 | $2,813 | 0.6% | $118.37 | -3.4% | COM | 459200101 |
| COST | COSTCO WHSL CORP NEW | 22,368 | $2,803 | 0.6% | $87.25 | +11.3% | COM | 22160K105 |
| — | WALGREEN CO | 45,670 | $2,707 | 0.6% | $59.27 | — | COM | 931422109 |
| — | OASIS PETE INC NEW | 60,960 | $2,549 | 0.6% | $45.68 | — | COM | 674215108 |
| INTC | INTEL CORP | 72,207 | $2,514 | 0.6% | $17.09 | +50.7% | COM | 458140100 |
| SCHW | SCHWAB CHARLES CORP NEW | 83,000 | $2,439 | 0.5% | $15.92 | +55.2% | COM | 808513105 |
| MMM | 3M CO | 17,184 | $2,435 | 0.5% | $62.92 | +32.7% | COM | 88579Y101 |
| PEP | PEPSICO INC | 25,790 | $2,401 | 0.5% | $56.00 | +15.9% | COM | 713448108 |
| — | SEADRILL LIMITED | 88,700 | $2,374 | 0.5% | $35.01 | — | SHS | G7945E105 |
| — | BLACKSTONE GROUP L P | 74,540 | $2,347 | 0.5% | $21.06 | — | COM UNIT LTD | 09253U108 |
| — | TYCO INTERNATIONAL LTD | 47,500 | $2,117 | 0.5% | $32.95 | — | SHS | H89128104 |
| CCJ | CAMECO CORP | 117,400 | $2,073 | 0.5% | $19.49 | -11.1% | COM | 13321L108 |
| — | REXNORD CORP NEW | 71,700 | $2,040 | 0.4% | $28.15 | — | COM | 76169B102 |
| — | UNILEVER N V | 47,900 | $1,901 | 0.4% | $40.01 | — | N Y SHS NEW | 904784709 |
| CVS | CVS HEALTH CORP | 22,830 | $1,817 | 0.4% | $42.20 | +36.2% | COM | 126650100 |
| SPPP | SPROTT PHYSICAL PLAT PALLAD | 201,950 | $1,787 | 0.4% | $8.66 | — | UNIT | 85207Q104 |
| AMZN | AMAZON COM INC | 5,489 | $1,770 | 0.4% | $17.32 | -4.0% | COM | 023135106 |
| — | FIFTH STR SR FLOATNG RATE CO | 147,500 | $1,743 | 0.4% | $11.82 | — | COM | 31679F101 |
| V | VISA INC | 7,985 | $1,704 | 0.4% | $49.62 | 0.0% | COM CL A | 92826C839 |
| MAR | MARRIOTT INTL INC NEW | 24,200 | $1,692 | 0.4% | $45.14 | +34.2% | CL A | 571903202 |
| — | CARLYLE GROUP L P | 54,300 | $1,654 | 0.4% | $29.46 | — | COM UTS LTD PTN | 14309L102 |
| HAL | HALLIBURTON CO | 25,600 | $1,651 | 0.4% | $40.30 | +37.0% | COM | 406216101 |
| CAT | CATERPILLAR INC DEL | 16,540 | $1,638 | 0.4% | $61.55 | +28.8% | COM | 149123101 |
| — | DRAGONWAVE INC | 1,332,000 | $1,638 | 0.4% | $1.23 | — | COM | 26144M103 |
| — | NEWCASTLE INVT CORP NEW | 126,300 | $1,601 | 0.4% | $12.68 | — | COM NEW | 65105M504 |
| PG | PROCTER & GAMBLE CO | 18,693 | $1,565 | 0.3% | $55.30 | +8.0% | COM | 742718109 |
| — | CALAMOS GBL DYN INCOME FUND | 166,900 | $1,547 | 0.3% | $9.27 | — | COM | 12811L107 |
| AMCX | AMC NETWORKS INC | 24,800 | $1,449 | 0.3% | $63.92 | -3.5% | CL A | 00164V103 |
| — | CROWN CASTLE INTL CORP | 17,848 | $1,437 | 0.3% | $72.41 | — | COM | 228227104 |
| — | ANNALY CAP MGMT INC | 133,500 | $1,426 | 0.3% | $10.66 | — | COM | 035710409 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 108,782 | $1,409 | 0.3% | $11.24 | +1.8% | COM CL A | 46333X108 |
| AIG | AMERICAN INTL GROUP INC | 25,570 | $1,381 | 0.3% | $37.86 | +10.4% | COM NEW | 026874784 |
| KO | COCA COLA CO | 31,589 | $1,348 | 0.3% | $27.83 | +3.7% | COM | 191216100 |
| BMY | BRISTOL MYERS SQUIBB CO | 26,160 | $1,339 | 0.3% | $29.00 | +18.0% | COM | 110122108 |
| ABBV | ABBVIE INC | 23,080 | $1,333 | 0.3% | $27.24 | +29.1% | COM | 00287Y109 |
| — | MEDTRONIC INC | 21,430 | $1,328 | 0.3% | $51.48 | — | COM | 585055106 |
| UAA | UNDER ARMOUR INC | 19,150 | $1,323 | 0.3% | $26.26 | +27.0% | CL A | 904311107 |
| — | NUANCE COMMUNICATIONS INC | 85,100 | $1,312 | 0.3% | $16.97 | — | COM | 67020Y100 |
| RL | RALPH LAUREN CORP | 7,670 | $1,263 | 0.3% | $123.51 | +6.8% | CL A | 751212101 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 62,300 | $1,257 | 0.3% | $20.18 | — | SPONSORED ADR | 874039100 |
| — | TWENTY FIRST CENTY FOX INC | 36,600 | $1,255 | 0.3% | $34.29 | — | CL A | 90130A101 |
| CLX | CLOROX CO DEL | 12,570 | $1,207 | 0.3% | $60.00 | +9.4% | COM | 189054109 |
| — | GOODRICH PETE CORP | 79,340 | $1,176 | 0.3% | $15.64 | — | COM NEW | 382410405 |
| WSM | WILLIAMS SONOMA INC | 17,461 | $1,162 | 0.3% | $20.48 | +29.7% | COM | 969904101 |
| NTRS | NORTHERN TR CORP | 16,715 | $1,137 | 0.2% | $41.24 | +20.8% | COM | 665859104 |
| TROW | PRICE T ROWE GROUP INC | 13,933 | $1,092 | 0.2% | $49.66 | +5.9% | COM | 74144T108 |
| — | LORILLARD INC | 17,950 | $1,075 | 0.2% | $47.16 | — | COM | 544147101 |
| — | UNITED TECHNOLOGIES CORP | 9,730 | $1,027 | 0.2% | $116.02 | — | COM | 913017109 |
| — | YAHOO INC | 24,800 | $1,011 | 0.2% | $40.77 | — | COM | 984332106 |
| CHKP | CHECK POINT SOFTWARE TECH LT | 13,750 | $952 | 0.2% | $48.48 | +40.4% | ORD | M22465104 |
| — | POTASH CORP SASK INC | 26,800 | $926 | 0.2% | $34.74 | — | COM | 73755L107 |
| — | PIMCO DYNAMIC CR INCOME FD | 41,100 | $924 | 0.2% | $22.78 | — | COM SHS | 72202D106 |
| PNR | PENTAIR PLC | 13,451 | $881 | 0.2% | $41.76 | -8.8% | SHS | G7S00T104 |
| — | AMERICAN EAGLE ENERGY CORP | 211,500 | $861 | 0.2% | $5.41 | — | COM NEW | 02554F300 |
| OFS | OFS CAP CORP | 70,400 | $850 | 0.2% | $12.73 | -0.8% | COM | 67103B100 |
| ILMN | ILLUMINA INC | 5,150 | $844 | 0.2% | $71.30 | +134.5% | COM | 452327109 |
| SPY | SPDR S&P 500 ETF TR | 4,275 | $842 | 0.2% | $184.87 | — | TR UNIT | 78462F103 |
| — | THE ADT CORPORATION | 23,500 | $833 | 0.2% | $39.83 | — | COM | 00101J106 |
| — | UNILEVER PLC | 19,400 | $813 | 0.2% | $41.19 | — | SPON ADR NEW | 904767704 |
| ABT | ABBOTT LABS | 19,380 | $806 | 0.2% | $28.85 | +18.3% | COM | 002824100 |
| — | CURRENCYSHS BRIT POUND STER | 5,000 | $797 | 0.2% | — | — | Call | 23129S106 |
| — | GOVERNMENT PPTYS INCOME TR | 35,000 | $767 | 0.2% | $21.91 | — | COM SHS BEN INT | 38376A103 |
| DUK | DUKE ENERGY CORP NEW | 9,651 | $722 | 0.2% | $41.83 | +9.1% | COM NEW | 26441C204 |
| KMB | KIMBERLY CLARK CORP | 6,594 | $709 | 0.2% | $63.39 | +11.8% | COM | 494368103 |
| — | RPX CORP | 50,000 | $686 | 0.2% | $16.80 | — | COM | 74972G103 |
| NVO | NOVO-NORDISK A S | 14,100 | $671 | 0.1% | $67.51 | — | ADR | 670100205 |
| WFC | WELLS FARGO & CO NEW | 12,172 | $631 | 0.1% | $29.09 | +28.6% | COM | 949746101 |
| D | DOMINION RES INC VA NEW | 9,106 | $629 | 0.1% | $34.53 | +23.4% | COM | 25746U109 |
| WMT | WAL-MART STORES INC | 8,150 | $623 | 0.1% | $19.98 | +1.6% | COM | 931142103 |
| HD | HOME DEPOT INC | 6,785 | $622 | 0.1% | $56.41 | +16.5% | COM | 437076102 |
| — | ROCKWOOD HLDGS INC | 8,000 | $612 | 0.1% | $75.25 | — | COM | 774415103 |
| ADBE | ADOBE SYS INC | 8,800 | $609 | 0.1% | $70.88 | 0.0% | COM | 00724F101 |
| — | ROYAL DUTCH SHELL PLC | 7,888 | $601 | 0.1% | $72.05 | — | SPONS ADR A | 780259206 |
| EOG | EOG RES INC | 6,000 | $594 | 0.1% | $53.38 | +48.6% | COM | 26875P101 |
| FTNT | FORTINET INC | 23,000 | $581 | 0.1% | $3.73 | +35.4% | COM | 34959E109 |
| — | AIRCASTLE LTD | 35,500 | $581 | 0.1% | $16.00 | — | COM | G0129K104 |
| PSX | PHILLIPS 66 | 6,943 | $565 | 0.1% | $40.44 | +36.3% | COM | 718546104 |
| — | EZCHIP SEMICONDUCTOR LIMITED | 22,900 | $552 | 0.1% | $24.10 | — | ORD | M4146Y108 |
| AMGN | AMGEN INC | 3,608 | $507 | 0.1% | $94.52 | 0.0% | COM | 031162100 |
| ATR | APTARGROUP INC | 8,000 | $486 | 0.1% | $46.93 | +15.4% | COM | 038336103 |
| GGG | GRACO INC | 6,570 | $479 | 0.1% | $21.66 | 0.0% | COM | 384109104 |
| — | LACLEDE GROUP INC | 10,000 | $464 | 0.1% | $48.50 | — | COM | 505597104 |
| — | BROOKFIELD MTG OPP INC FD IN | 25,960 | $441 | 0.1% | $18.27 | — | COM | 112792106 |
| BEN | FRANKLIN RES INC | 7,500 | $410 | 0.1% | $29.22 | +15.0% | COM | 354613101 |
| NSC | NORFOLK SOUTHERN CORP | 3,650 | $407 | 0.1% | $57.67 | +43.2% | COM | 655844108 |
| SNY | SANOFI | 6,840 | $386 | 0.1% | $51.76 | — | SPONSORED ADR | 80105N105 |
| NEE | NEXTERA ENERGY INC | 4,000 | $376 | 0.1% | $14.15 | +26.7% | COM | 65339F101 |
| LLY | LILLY ELI & CO | 5,650 | $366 | 0.1% | $43.83 | +17.2% | COM | 532457108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 4,200 | $349 | 0.1% | $45.09 | +24.8% | COM | 053015103 |
| — | SOUTHWESTERN ENERGY CO | 10,000 | $349 | 0.1% | $34.90 | — | COM | 845467109 |
| — | DOUBLELINE INCOME SOLUTIONS | 16,000 | $346 | 0.1% | $23.11 | — | COM | 258622109 |
| RRC | RANGE RES CORP | 5,000 | $339 | 0.1% | $76.29 | 0.0% | COM | 75281A109 |
| NKE | NIKE INC | 3,780 | $337 | 0.1% | $34.38 | 0.0% | CL B | 654106103 |
| — | CLIFFS NAT RES INC | 31,000 | $322 | 0.1% | $11.97 | — | COM | 18683K101 |
| CL | COLGATE PALMOLIVE CO | 4,930 | $322 | 0.1% | $50.68 | 0.0% | COM | 194162103 |
| — | CALLON PETE CO DEL | 35,000 | $308 | 0.1% | $8.80 | — | COM | 13123X102 |
| VTR | VENTAS INC | 4,500 | $279 | 0.1% | $49.18 | -10.1% | COM | 92276F100 |
| CHRW | C H ROBINSON WORLDWIDE INC | 4,200 | $279 | 0.1% | $42.72 | +19.2% | COM NEW | 12541W209 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 27,000 | $269 | 0.1% | $10.24 | — | UNIT | 85207H104 |
| BUD | ANHEUSER BUSCH INBEV SA/NV | 2,420 | $268 | 0.1% | $91.80 | — | SPONSORED ADR | 03524A108 |
| CAKE | CHEESECAKE FACTORY INC | 5,900 | $268 | 0.1% | $31.63 | +12.7% | COM | 163072101 |
| ACN | ACCENTURE PLC IRELAND | 3,256 | $265 | 0.1% | $63.81 | +3.6% | SHS CLASS A | G1151C101 |
| — | PRAXAIR INC | 2,000 | $258 | 0.1% | $115.14 | — | COM | 74005P104 |
| — | BLACKROCK MULTI-SECTOR INC T | 14,000 | $248 | 0.1% | $17.52 | — | COM | 09258A107 |
| EMR | EMERSON ELEC CO | 3,800 | $238 | 0.1% | $47.77 | 0.0% | COM | 291011104 |
| — | PETROLEUM & RES CORP | 8,000 | $230 | 0.1% | $28.75 | — | COM | 716549100 |
| VRTX | VERTEX PHARMACEUTICALS INC | 2,000 | $225 | 0.0% | $95.21 | 0.0% | COM | 92532F100 |
| PM | PHILIP MORRIS INTL INC | 2,600 | $217 | 0.0% | $44.74 | +7.0% | COM | 718172109 |
| — | FIFTH STREET FINANCE CORP | 22,800 | $209 | 0.0% | $10.09 | — | COM | 31678A103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $207 | 0.0% | $199815.62 | 0.0% | CL A | 084670108 |
| CERS | CERUS CORP | 50,000 | $200 | 0.0% | $4.28 | -10.2% | COM | 157085101 |
| — | RITE AID CORP | 30,000 | $145 | 0.0% | $4.83 | — | COM | 767754104 |
| — | STRATEGIC HOTELS & RESORTS I | 11,750 | $137 | 0.0% | $10.86 | — | COM | 86272T106 |
| UUUU | ENERGY FUELS INC | 20,000 | $135 | 0.0% | $7.37 | 0.0% | COM NEW | 292671708 |
| TKC | TURKCELL ILETISIM HIZMETLERI | 10,000 | $131 | 0.0% | $13.80 | — | SPON ADR NEW | 900111204 |
| — | DRAGONWAVE INC | 532,500 | $130 | 0.0% | $0.24 | — | *W EXP 08/01/201 | 26144M129 |
| UAMY | UNITED STATES ANTIMONY CORP | 81,766 | $104 | 0.0% | $1.36 | +8.7% | COM | 911549103 |
| XPCKX | PIMCO CALIF MUN INCOME FD II | 10,500 | $97 | 0.0% | $9.81 | — | COM | 72200M108 |
| — | STREAMLINE HEALTH SOLUTIONS | 15,121 | $70 | 0.0% | $5.03 | — | COM | 86323X106 |
| — | ENDOCYTE INC | 10,000 | $61 | 0.0% | $6.60 | — | COM | 29269A102 |
| — | ZYNGA INC | 10,000 | $27 | 0.0% | $2.80 | — | CL A | 98986T108 |
| — | CARDICA INC | 15,000 | $16 | 0.0% | $1.00 | — | COM | 14141R101 |
| — | VALLEY NATL BANCORP | 25,000 | $6 | 0.0% | $0.24 | — | *W EXP 11/14/201 | 919794131 |
| — | ENDEAVOUR INTL CORP | 20,000 | $6 | 0.0% | $0.30 | — | COM NEW | 29259G200 |