Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Oct 22, 2015

Total Value ($000): $423,630 (100.0% shares, 0.0% debt)

Holdings (112)

VCSH VANGUARD SCOTTSDALE FDS 19.6%
Value ($000) $82,872 Shares 1,039,672 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.3%
Value ($000) $52,091 Shares 609,748 Est. Cost $83.39 Unrealized —
SCHX SCHWAB STRATEGIC TR 7.4%
Value ($000) $31,411 Shares 686,421 Est. Cost $40.04 Unrealized —
VTIP VANGUARD MALVERN FDS 7.1%
Value ($000) $30,030 Shares 620,703 Est. Cost $48.71 Unrealized —
SHY ISHARES TR 6.4%
Value ($000) $26,955 Shares 317,159 Est. Cost $84.52 Unrealized —
VNQ VANGUARD INDEX FDS 4.1%
Value ($000) $17,461 Shares 231,145 Est. Cost $69.04 Unrealized —
— BARCLAYS BK PLC 3.8%
Value ($000) $16,179 Shares 998,058 Est. Cost $26.27 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 3.4%
Value ($000) $14,416 Shares 404,495 Est. Cost $38.75 Unrealized —
IEMG ISHARES INC 3.1%
Value ($000) $13,217 Shares 331,340 Est. Cost $46.58 Unrealized —
SJNK SPDR SER TR 3.0%
Value ($000) $12,500 Shares 464,008 Est. Cost $29.47 Unrealized —
VV VANGUARD INDEX FDS 2.3%
Value ($000) $9,935 Shares 112,835 Est. Cost $73.41 Unrealized —
TIP ISHARES TR 1.4%
Value ($000) $6,087 Shares 54,993 Est. Cost $112.06 Unrealized —
HYMB SPDR SERIES TRUST 1.1%
Value ($000) $4,800 Shares 84,796 Est. Cost $54.65 Unrealized —
MUB ISHARES TR 1.0%
Value ($000) $4,412 Shares 40,278 Est. Cost $104.91 Unrealized —
SCHZ SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,946 Shares 75,678 Est. Cost $50.91 Unrealized —
HYS PIMCO ETF TR 0.9%
Value ($000) $3,879 Shares 40,997 Est. Cost $102.71 Unrealized —
SCHP SCHWAB STRATEGIC TR 0.9%
Value ($000) $3,869 Shares 72,093 Est. Cost $53.86 Unrealized —
VTI VANGUARD INDEX FDS 0.9%
Value ($000) $3,809 Shares 38,584 Est. Cost $82.67 Unrealized —
EMB ISHARES TR 0.7%
Value ($000) $3,071 Shares 28,865 Est. Cost $108.36 Unrealized —
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,344 Shares 115,917 Est. Cost $23.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,300 Shares 103,670 Est. Cost $22.24 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,293 Shares 101,054 Est. Cost $22.62 Unrealized —
MSFT MICROSOFT CORP 0.5%
Value ($000) $2,236 Shares 50,512 Est. Cost $32.28 Unrealized +20.6%
PG PROCTER & GAMBLE CO 0.5%
Value ($000) $2,195 Shares 30,507 Est. Cost $59.07 Unrealized -4.6%
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,175 Shares 100,571 Est. Cost $21.83 Unrealized —
— ISHARES 0.5%
Value ($000) $2,133 Shares 84,839 Est. Cost $31.33 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,120 Shares 99,921 Est. Cost $20.89 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,062 Shares 97,551 Est. Cost $20.68 Unrealized —
— PIMCO ETF TR 0.5%
Value ($000) $2,054 Shares 40,217 Est. Cost $50.80 Unrealized —
AAPL APPLE INC 0.5%
Value ($000) $1,938 Shares 17,574 Est. Cost $23.15 Unrealized +13.5%
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,879 Shares 88,297 Est. Cost $20.61 Unrealized —
— SPDR SERIES TRUST 0.4%
Value ($000) $1,877 Shares 77,069 Est. Cost $24.20 Unrealized —
FEM FIRST TR EXCH TRD ALPHA FD I 0.4%
Value ($000) $1,834 Shares 101,841 Est. Cost $19.20 Unrealized —
IEFA ISHARES TR 0.4%
Value ($000) $1,745 Shares 33,047 Est. Cost $54.79 Unrealized —
IGSB ISHARES TR 0.4%
Value ($000) $1,680 Shares 15,978 Est. Cost $105.06 Unrealized —
AGG ISHARES TR 0.4%
Value ($000) $1,659 Shares 15,142 Est. Cost $107.60 Unrealized —
EFA ISHARES TR 0.4%
Value ($000) $1,633 Shares 28,490 Est. Cost $60.41 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,549 Shares 74,315 Est. Cost $20.64 Unrealized —
INTC INTEL CORP 0.3%
Value ($000) $1,482 Shares 49,165 Est. Cost $24.62 Unrealized -8.1%
VNQI VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,468 Shares 28,810 Est. Cost $53.88 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.3%
Value ($000) $1,413 Shares 51,637 Est. Cost $28.25 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,378 Shares 58,305 Est. Cost $22.13 Unrealized —
RWR SPDR SERIES TRUST 0.3%
Value ($000) $1,356 Shares 15,741 Est. Cost $75.62 Unrealized —
SCZ ISHARES TR 0.3%
Value ($000) $1,314 Shares 27,498 Est. Cost $44.98 Unrealized —
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,232 Shares 22,274 Est. Cost $51.77 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.3%
Value ($000) $1,191 Shares 14,820 Est. Cost $80.07 Unrealized —
IWC ISHARES TR 0.3%
Value ($000) $1,180 Shares 16,914 Est. Cost $70.02 Unrealized —
— MARKET VECTORS ETF TR 0.3%
Value ($000) $1,102 Shares 36,038 Est. Cost $30.55 Unrealized —
SPSB SPDR SERIES TRUST 0.3%
Value ($000) $1,101 Shares 36,063 Est. Cost $30.62 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,079 Shares 5,633 Est. Cost $185.78 Unrealized —
EWX SPDR INDEX SHS FDS 0.2%
Value ($000) $967 Shares 26,158 Est. Cost $40.68 Unrealized —
NKE NIKE INC 0.2%
Value ($000) $953 Shares 7,748 Est. Cost $44.79 Unrealized +10.7%
VYM VANGUARD WHITEHALL FDS INC 0.2%
Value ($000) $934 Shares 14,913 Est. Cost $59.03 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $914 Shares 35,302 Est. Cost $26.41 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $906 Shares 35,019 Est. Cost $26.36 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $894 Shares 35,221 Est. Cost $26.39 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $836 Shares 33,922 Est. Cost $25.99 Unrealized —
EBND SPDR SERIES TRUST 0.2%
Value ($000) $817 Shares 33,237 Est. Cost $29.60 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $780 Shares 33,050 Est. Cost $25.50 Unrealized —
SPIB SPDR SERIES TRUST 0.2%
Value ($000) $764 Shares 22,490 Est. Cost $33.60 Unrealized —
IEI ISHARES TR 0.2%
Value ($000) $752 Shares 6,036 Est. Cost $121.47 Unrealized —
— TWITTER INC 0.2%
Value ($000) $735 Shares 27,291 Est. Cost $48.91 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.2%
Value ($000) $723 Shares 30,740 Est. Cost $24.85 Unrealized —
RWO SPDR INDEX SHS FDS 0.2%
Value ($000) $706 Shares 15,632 Est. Cost $42.31 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $701 Shares 9,136 Est. Cost $69.32 Unrealized —
— ISHARES TR 0.2%
Value ($000) $691 Shares 19,827 Est. Cost $35.53 Unrealized —
MMM 3M CO 0.2%
Value ($000) $677 Shares 4,778 Est. Cost $69.56 Unrealized +25.8%
— GENERAL ELECTRIC CO 0.2%
Value ($000) $640 Shares 25,361 Est. Cost $23.83 Unrealized —
IVV ISHARES TR 0.1%
Value ($000) $632 Shares 3,277 Est. Cost $198.41 Unrealized —
CVX CHEVRON CORP NEW 0.1%
Value ($000) $631 Shares 8,001 Est. Cost $69.38 Unrealized -22.4%
AMZN AMAZON COM INC 0.1%
Value ($000) $580 Shares 1,134 Est. Cost $19.50 Unrealized +29.6%
XOM EXXON MOBIL CORP 0.1%
Value ($000) $562 Shares 7,555 Est. Cost $56.41 Unrealized -13.0%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $534 Shares 7,397 Est. Cost $75.93 Unrealized —
DWX SPDR INDEX SHS FDS 0.1%
Value ($000) $489 Shares 14,391 Est. Cost $40.87 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $473 Shares 3,274 Est. Cost $109.47 Unrealized +9.3%
DIS DISNEY WALT CO 0.1%
Value ($000) $469 Shares 4,590 Est. Cost $77.93 Unrealized +28.0%
SBUX STARBUCKS CORP 0.1%
Value ($000) $459 Shares 8,077 Est. Cost $35.59 Unrealized +27.4%
LQD ISHARES TR 0.1%
Value ($000) $444 Shares 3,823 Est. Cost $118.21 Unrealized —
DES WISDOMTREE TR 0.1%
Value ($000) $436 Shares 6,919 Est. Cost $59.84 Unrealized —
AMGN AMGEN INC 0.1%
Value ($000) $424 Shares 3,067 Est. Cost $78.57 Unrealized +47.9%
BAC BANK AMER CORP 0.1%
Value ($000) $423 Shares 27,159 Est. Cost $10.95 Unrealized +22.8%
USB US BANCORP DEL 0.1%
Value ($000) $398 Shares 9,707 Est. Cost $29.91 Unrealized -0.3%
KO COCA COLA CO 0.1%
Value ($000) $378 Shares 9,412 Est. Cost $28.21 Unrealized +2.2%
BMY BRISTOL MYERS SQUIBB CO 0.1%
Value ($000) $361 Shares 6,094 Est. Cost $45.96 Unrealized -3.1%
BA BOEING CO 0.1%
Value ($000) $347 Shares 2,646 Est. Cost $102.01 Unrealized +20.9%
— POWERSHARES GLOBAL ETF TRUST 0.1%
Value ($000) $346 Shares 13,901 Est. Cost $24.98 Unrealized —
DLS WISDOMTREE TR 0.1%
Value ($000) $339 Shares 6,136 Est. Cost $55.05 Unrealized —
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $339 Shares 4,139 Est. Cost $81.28 Unrealized —
V VISA INC 0.1%
Value ($000) $314 Shares 4,512 Est. Cost $62.92 Unrealized +5.5%
— BLACKROCK INC 0.1%
Value ($000) $313 Shares 1,053 Est. Cost $345.68 Unrealized —
MRK MERCK & CO INC NEW 0.1%
Value ($000) $305 Shares 6,185 Est. Cost $40.28 Unrealized -4.7%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $305 Shares 3,272 Est. Cost $74.42 Unrealized -2.6%
TIPZ PIMCO ETF TR 0.1%
Value ($000) $300 Shares 5,380 Est. Cost $56.32 Unrealized —
META FACEBOOK INC 0.1%
Value ($000) $298 Shares 3,320 Est. Cost $91.13 Unrealized 0.0%
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $292 Shares 2,015 Est. Cost $107.92 Unrealized -11.6%
ELD WISDOMTREE TR 0.1%
Value ($000) $291 Shares 8,390 Est. Cost $46.25 Unrealized —
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $284 Shares 2,893 Est. Cost $55.25 Unrealized +40.3%
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $277 Shares 2,725 Est. Cost $96.04 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $274 Shares 2,575 Est. Cost $109.90 Unrealized —
MDT MEDTRONIC PLC 0.1%
Value ($000) $268 Shares 4,010 Est. Cost $56.98 Unrealized 0.0%
COP CONOCOPHILLIPS 0.1%
Value ($000) $252 Shares 5,259 Est. Cost $46.39 Unrealized -20.7%
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $246 Shares 6,460 Est. Cost $26.90 Unrealized +21.7%
SCHC SCHWAB STRATEGIC TR 0.1%
Value ($000) $237 Shares 8,290 Est. Cost $28.59 Unrealized —
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $236 Shares 5,419 Est. Cost $27.01 Unrealized 0.0%
MCD MCDONALDS CORP 0.1%
Value ($000) $236 Shares 2,400 Est. Cost $75.34 Unrealized 0.0%
VWO VANGUARD INTL EQUITY INDEX F 0.1%
Value ($000) $233 Shares 7,047 Est. Cost $40.80 Unrealized —
DEM WISDOMTREE TR 0.1%
Value ($000) $227 Shares 6,771 Est. Cost $46.15 Unrealized —
PSX PHILLIPS 66 0.1%
Value ($000) $225 Shares 2,930 Est. Cost $53.68 Unrealized +0.7%
SRE SEMPRA ENERGY 0.1%
Value ($000) $225 Shares 2,324 Est. Cost $37.85 Unrealized -6.4%
DHR DANAHER CORP DEL 0.1%
Value ($000) $223 Shares 2,618 Est. Cost $36.01 Unrealized 0.0%
PCAR PACCAR INC 0.0%
Value ($000) $205 Shares 3,929 Est. Cost $27.08 Unrealized 0.0%
OPK OPKO HEALTH INC 0.0%
Value ($000) $168 Shares 20,000 Est. Cost $6.91 Unrealized +91.6%