Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Diversified Active

CIK: 0001510434 · Show all filings

Period: Q4 2016 (← Previous) (Next →)

Filing Date: Feb 8, 2017

Total Value ($000): $407,432 (100.0% shares, 0.0% debt)

Holdings (123)

VCSH VANGUARD SCOTTSDALE FDS 20.3%
Value ($000) $82,736 Shares 1,042,406 Est. Cost $79.25 Unrealized —
VCIT VANGUARD SCOTTSDALE FDS 12.7%
Value ($000) $51,592 Shares 602,013 Est. Cost $83.44 Unrealized —
VTIP VANGUARD MALVERN FDS 10.6%
Value ($000) $43,238 Shares 879,543 Est. Cost $48.80 Unrealized —
SHY ISHARES TR 8.0%
Value ($000) $32,709 Shares 387,317 Est. Cost $84.59 Unrealized —
SJNK SPDR SER TR 5.3%
Value ($000) $21,636 Shares 781,635 Est. Cost $28.19 Unrealized —
IEMG ISHARES INC 4.3%
Value ($000) $17,460 Shares 411,317 Est. Cost $45.40 Unrealized —
VNQ VANGUARD INDEX FDS 2.6%
Value ($000) $10,423 Shares 126,293 Est. Cost $69.52 Unrealized —
SCHX SCHWAB STRATEGIC TR 2.6%
Value ($000) $10,400 Shares 195,272 Est. Cost $40.28 Unrealized —
VV VANGUARD INDEX FDS 2.4%
Value ($000) $9,748 Shares 95,219 Est. Cost $73.64 Unrealized —
SHM SPDR SER TR 2.0%
Value ($000) $8,183 Shares 170,700 Est. Cost $48.15 Unrealized —
MUB ISHARES TR 1.4%
Value ($000) $5,556 Shares 51,359 Est. Cost $106.31 Unrealized —
HYMB SPDR SERIES TRUST 1.3%
Value ($000) $5,101 Shares 91,141 Est. Cost $55.72 Unrealized —
EMB ISHARES TR 1.1%
Value ($000) $4,422 Shares 40,117 Est. Cost $108.07 Unrealized —
VTI VANGUARD INDEX FDS 1.0%
Value ($000) $4,270 Shares 37,029 Est. Cost $83.73 Unrealized —
TIP ISHARES TR 1.0%
Value ($000) $4,256 Shares 37,608 Est. Cost $112.06 Unrealized —
SCHZ SCHWAB STRATEGIC TR 1.0%
Value ($000) $4,235 Shares 82,230 Est. Cost $51.00 Unrealized —
VEA VANGUARD TAX MANAGED INTL FD 0.8%
Value ($000) $3,262 Shares 89,275 Est. Cost $36.54 Unrealized —
— VANECK VECTORS ETF TR 0.8%
Value ($000) $3,149 Shares 106,091 Est. Cost $30.69 Unrealized —
MSFT MICROSOFT CORP 0.8%
Value ($000) $3,075 Shares 49,482 Est. Cost $35.71 Unrealized +51.0%
AAPL APPLE INC 0.6%
Value ($000) $2,481 Shares 21,424 Est. Cost $22.96 Unrealized +13.6%
CAC CAMDEN NATL CORP 0.6%
Value ($000) $2,397 Shares 53,919 Est. Cost $21.32 Unrealized +23.9%
SCHE SCHWAB STRATEGIC TR 0.6%
Value ($000) $2,304 Shares 106,855 Est. Cost $23.08 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,220 Shares 104,807 Est. Cost $20.95 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,201 Shares 97,339 Est. Cost $22.63 Unrealized —
— ISHARES 0.5%
Value ($000) $2,186 Shares 87,956 Est. Cost $30.54 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,148 Shares 101,594 Est. Cost $20.78 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.5%
Value ($000) $2,089 Shares 98,528 Est. Cost $20.79 Unrealized —
INTC INTEL CORP 0.5%
Value ($000) $2,010 Shares 55,412 Est. Cost $25.77 Unrealized +13.1%
SCHP SCHWAB STRATEGIC TR 0.5%
Value ($000) $1,915 Shares 34,919 Est. Cost $53.89 Unrealized —
VYM VANGUARD WHITEHALL FDS INC 0.5%
Value ($000) $1,906 Shares 25,155 Est. Cost $65.67 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,584 Shares 75,450 Est. Cost $20.73 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.4%
Value ($000) $1,580 Shares 75,518 Est. Cost $21.10 Unrealized —
VNQI VANGUARD INTL EQUITY INDEX F 0.4%
Value ($000) $1,522 Shares 30,707 Est. Cost $52.05 Unrealized —
RWR SPDR SERIES TRUST 0.4%
Value ($000) $1,464 Shares 15,685 Est. Cost $81.11 Unrealized —
SCZ ISHARES TR 0.3%
Value ($000) $1,414 Shares 28,371 Est. Cost $49.84 Unrealized —
SBUX STARBUCKS CORP 0.3%
Value ($000) $1,290 Shares 23,237 Est. Cost $42.98 Unrealized +6.1%
AGG ISHARES TR 0.3%
Value ($000) $1,280 Shares 11,845 Est. Cost $107.76 Unrealized —
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,265 Shares 10,747 Est. Cost $66.73 Unrealized +10.6%
VT VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,222 Shares 20,031 Est. Cost $61.01 Unrealized —
SPIB SPDR SERIES TRUST 0.3%
Value ($000) $1,150 Shares 33,922 Est. Cost $33.78 Unrealized —
SPSB SPDR SERIES TRUST 0.3%
Value ($000) $1,139 Shares 37,302 Est. Cost $30.59 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,136 Shares 45,100 Est. Cost $25.67 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,133 Shares 46,920 Est. Cost $25.03 Unrealized —
DWX SPDR INDEX SHS FDS 0.3%
Value ($000) $1,087 Shares 30,153 Est. Cost $38.50 Unrealized —
IGSB ISHARES TR 0.3%
Value ($000) $1,086 Shares 10,344 Est. Cost $105.05 Unrealized —
DES WISDOMTREE TR 0.3%
Value ($000) $1,077 Shares 13,016 Est. Cost $69.90 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,073 Shares 41,563 Est. Cost $26.27 Unrealized —
IVV ISHARES TR 0.3%
Value ($000) $1,073 Shares 4,770 Est. Cost $207.70 Unrealized —
— VANECK VECTORS ETF TR 0.3%
Value ($000) $1,052 Shares 45,346 Est. Cost $24.85 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,044 Shares 42,262 Est. Cost $23.65 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.3%
Value ($000) $1,043 Shares 42,982 Est. Cost $24.48 Unrealized —
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,040 Shares 4,651 Est. Cost $188.04 Unrealized —
— GENERAL ELECTRIC CO 0.3%
Value ($000) $1,033 Shares 32,693 Est. Cost $26.25 Unrealized —
VTV VANGUARD INDEX FDS 0.2%
Value ($000) $978 Shares 10,511 Est. Cost $72.26 Unrealized —
BSV VANGUARD BD INDEX FD INC 0.2%
Value ($000) $940 Shares 11,830 Est. Cost $79.46 Unrealized —
PG PROCTER AND GAMBLE CO 0.2%
Value ($000) $835 Shares 9,932 Est. Cost $59.76 Unrealized +11.7%
BA BOEING CO 0.2%
Value ($000) $783 Shares 5,028 Est. Cost $123.14 Unrealized +9.6%
AMZN AMAZON COM INC 0.2%
Value ($000) $714 Shares 952 Est. Cost $23.24 Unrealized +68.6%
BAC BANK AMER CORP 0.2%
Value ($000) $705 Shares 31,889 Est. Cost $12.12 Unrealized +29.4%
IWC ISHARES TR 0.2%
Value ($000) $699 Shares 8,145 Est. Cost $70.57 Unrealized —
IEFA ISHARES TR 0.2%
Value ($000) $691 Shares 12,878 Est. Cost $54.52 Unrealized —
DLS WISDOMTREE TR 0.2%
Value ($000) $680 Shares 11,325 Est. Cost $57.69 Unrealized —
SCHC SCHWAB STRATEGIC TR 0.2%
Value ($000) $676 Shares 23,220 Est. Cost $28.87 Unrealized —
IVE ISHARES TR 0.2%
Value ($000) $655 Shares 6,465 Est. Cost $101.31 Unrealized —
USB US BANCORP DEL 0.2%
Value ($000) $654 Shares 12,727 Est. Cost $29.95 Unrealized +12.8%
VIG VANGUARD SPECIALIZED PORTFOL 0.2%
Value ($000) $653 Shares 7,668 Est. Cost $79.48 Unrealized —
HYS PIMCO ETF TR 0.2%
Value ($000) $644 Shares 6,453 Est. Cost $101.21 Unrealized —
EFA ISHARES TR 0.2%
Value ($000) $625 Shares 10,824 Est. Cost $60.34 Unrealized —
IVW ISHARES TR 0.1%
Value ($000) $610 Shares 5,005 Est. Cost $121.88 Unrealized —
COST COSTCO WHSL CORP NEW 0.1%
Value ($000) $599 Shares 3,743 Est. Cost $118.10 Unrealized +9.9%
FEM FIRST TR EXCH TRD ALPHA FD I 0.1%
Value ($000) $590 Shares 29,050 Est. Cost $19.20 Unrealized —
— POWERSHARES QQQ TRUST 0.1%
Value ($000) $573 Shares 4,840 Est. Cost $107.18 Unrealized —
FPE FIRST TR EXCHANGE-TRADED FD 0.1%
Value ($000) $571 Shares 30,070 Est. Cost $19.54 Unrealized —
XOM EXXON MOBIL CORP 0.1%
Value ($000) $544 Shares 6,032 Est. Cost $56.26 Unrealized +3.4%
DIS DISNEY WALT CO 0.1%
Value ($000) $544 Shares 5,219 Est. Cost $81.61 Unrealized +11.1%
DEM WISDOMTREE TR 0.1%
Value ($000) $516 Shares 13,819 Est. Cost $40.97 Unrealized —
T AT&T INC 0.1%
Value ($000) $487 Shares 11,447 Est. Cost $14.81 Unrealized +4.3%
JNJ JOHNSON & JOHNSON 0.1%
Value ($000) $476 Shares 4,132 Est. Cost $79.86 Unrealized +12.3%
AMGN AMGEN INC 0.1%
Value ($000) $467 Shares 3,192 Est. Cost $81.18 Unrealized +40.9%
MMM 3M CO 0.1%
Value ($000) $457 Shares 2,558 Est. Cost $86.81 Unrealized +22.3%
FTSL FIRST TR EXCHANGE TRADED FD 0.1%
Value ($000) $451 Shares 9,289 Est. Cost $48.44 Unrealized —
IJR ISHARES TR 0.1%
Value ($000) $444 Shares 3,230 Est. Cost $119.25 Unrealized —
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $428 Shares 15,466 Est. Cost $28.25 Unrealized —
EWX SPDR INDEX SHS FDS 0.1%
Value ($000) $427 Shares 10,747 Est. Cost $39.73 Unrealized —
ITOT ISHARES TR 0.1%
Value ($000) $416 Shares 8,115 Est. Cost $50.30 Unrealized —
IEI ISHARES TR 0.1%
Value ($000) $402 Shares 3,284 Est. Cost $121.47 Unrealized —
— ISHARES TR 0.1%
Value ($000) $398 Shares 11,847 Est. Cost $33.59 Unrealized —
VBR VANGUARD INDEX FDS 0.1%
Value ($000) $388 Shares 3,209 Est. Cost $120.91 Unrealized —
IBM INTERNATIONAL BUSINESS MACHS 0.1%
Value ($000) $366 Shares 2,202 Est. Cost $103.59 Unrealized -0.5%
MOH MOLINA HEALTHCARE INC 0.1%
Value ($000) $358 Shares 6,605 Est. Cost $55.12 Unrealized -0.8%
USIG ISHARES TR 0.1%
Value ($000) $357 Shares 3,265 Est. Cost $111.87 Unrealized —
SLV ISHARES SILVER TRUST 0.1%
Value ($000) $355 Shares 23,485 Est. Cost $13.81 Unrealized —
— POWERSHARES ETF TR II 0.1%
Value ($000) $347 Shares 13,901 Est. Cost $24.98 Unrealized —
BND VANGUARD BD INDEX FD INC 0.1%
Value ($000) $339 Shares 4,196 Est. Cost $80.79 Unrealized —
RWO SPDR INDEX SHS FDS 0.1%
Value ($000) $339 Shares 7,228 Est. Cost $42.31 Unrealized —
META FACEBOOK INC 0.1%
Value ($000) $338 Shares 2,935 Est. Cost $100.24 Unrealized +21.7%
IJH ISHARES TR 0.1%
Value ($000) $330 Shares 1,997 Est. Cost $151.62 Unrealized —
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $311 Shares 4,348 Est. Cost $60.19 Unrealized -11.6%
VZ VERIZON COMMUNICATIONS INC 0.1%
Value ($000) $302 Shares 5,658 Est. Cost $32.79 Unrealized -5.5%
NKE NIKE INC 0.1%
Value ($000) $301 Shares 5,929 Est. Cost $45.01 Unrealized +1.3%
CMF ISHARES TR 0.1%
Value ($000) $301 Shares 2,606 Est. Cost $115.50 Unrealized —
PEP PEPSICO INC 0.1%
Value ($000) $293 Shares 2,802 Est. Cost $75.28 Unrealized +5.4%
SDY SPDR SERIES TRUST 0.1%
Value ($000) $289 Shares 3,381 Est. Cost $85.48 Unrealized —
KO COCA COLA CO 0.1%
Value ($000) $283 Shares 6,836 Est. Cost $28.61 Unrealized +9.1%
COP CONOCOPHILLIPS 0.1%
Value ($000) $278 Shares 5,535 Est. Cost $37.34 Unrealized -6.9%
DHR DANAHER CORP DEL 0.1%
Value ($000) $272 Shares 3,490 Est. Cost $43.58 Unrealized +52.3%
IWM ISHARES TR 0.1%
Value ($000) $271 Shares 2,013 Est. Cost $134.62 Unrealized —
— RYDEX ETF TRUST 0.1%
Value ($000) $270 Shares 3,120 Est. Cost $80.67 Unrealized —
PFE PFIZER INC 0.1%
Value ($000) $261 Shares 8,044 Est. Cost $21.82 Unrealized -6.1%
EBND SPDR SERIES TRUST 0.1%
Value ($000) $261 Shares 9,825 Est. Cost $29.58 Unrealized —
LUV SOUTHWEST AIRLS CO 0.1%
Value ($000) $251 Shares 5,033 Est. Cost $40.16 Unrealized 0.0%
LQD ISHARES TR 0.1%
Value ($000) $247 Shares 2,106 Est. Cost $118.23 Unrealized —
BRK/A BERKSHIRE HATHAWAY INC DEL 0.1%
Value ($000) $244 Shares 1 Est. Cost $219349.66 Unrealized +5.2%
ADP AUTOMATIC DATA PROCESSING IN 0.1%
Value ($000) $243 Shares 2,360 Est. Cost $74.09 Unrealized +3.6%
JPM JPMORGAN CHASE & CO 0.1%
Value ($000) $236 Shares 2,737 Est. Cost $59.89 Unrealized 0.0%
VB VANGUARD INDEX FDS 0.1%
Value ($000) $234 Shares 1,813 Est. Cost $129.07 Unrealized —
ALK ALASKA AIR GROUP INC 0.1%
Value ($000) $231 Shares 2,602 Est. Cost $73.89 Unrealized 0.0%
GOOGL ALPHABET INC 0.1%
Value ($000) $207 Shares 261 Est. Cost $39.68 Unrealized 0.0%
STIP ISHARES TR 0.1%
Value ($000) $206 Shares 2,047 Est. Cost $100.64 Unrealized —
OPK OPKO HEALTH INC 0.1%
Value ($000) $206 Shares 22,200 Est. Cost $7.21 Unrealized +43.5%
IWF ISHARES TR 0.1%
Value ($000) $205 Shares 1,953 Est. Cost $104.97 Unrealized —
— CLAYMORE EXCHANGE TRD FD TR 0.0%
Value ($000) $202 Shares 8,092 Est. Cost $24.96 Unrealized —
— GABELLI EQUITY TR INC 0.0%
Value ($000) $83 Shares 14,949 Est. Cost $5.63 Unrealized —