Location: Seattle, WA
CIK: 0001510434 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 8, 2017
Total Value: $407M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VCSH | VANGUARD SCOTTSDALE FDS | 1,042,406 | $82.74M | 20.3% | $79.37 | $80.11 | -0.9% | SHRT TRM CORP BD | 92206C409 |
| VCIT | VANGUARD SCOTTSDALE FDS | 602,013 | $51.59M | 12.7% | $85.70 | $86.52 | -0.9% | INT-TERM CORP | 92206C870 |
| VTIP | VANGUARD MALVERN FDS | 879,543 | $43.24M | 10.6% | $49.16 | $49.10 | +0.1% | STRM INFPROIDX | 922020805 |
| SHY | ISHARES TR | 387,317 | $32.71M | 8.0% | $84.45 | $84.63 | -0.2% | 1-3 YR TR BD ETF | 464287457 |
| SJNK | SPDR SER TR | 781,635 | $21.64M | 5.3% | $27.68 | $28.46 | -2.7% | BLOOMBERG SRT TR | 78468R408 |
| IEMG | ISHARES INC | 411,317 | $17.46M | 4.3% | $42.45 | $46.76 | -9.2% | CORE MSCI EMKT | 46434G103 |
| VNQ | VANGUARD INDEX FDS | 126,293 | $10.42M | 2.6% | $82.53 | $72.33 | +14.1% | REIT ETF | 922908553 |
| SCHX | SCHWAB STRATEGIC TR | 195,272 | $10.4M | 2.6% | $53.26 * | $6.71 | +32.2% | US LRG CAP ETF | 808524201 |
| VV | VANGUARD INDEX FDS | 95,219 | $9.748M | 2.4% | $102.37 | $73.91 | +38.5% | LARGE CAP ETF | 922908637 |
| SHM | SPDR SER TR | 170,700 | $8.183M | 2.0% | $47.94 | $48.44 | -1.0% | NUVEEN BLMBRG SR | 78468R739 |
| MUB | ISHARES TR | 51,359 | $5.556M | 1.4% | $108.18 | $108.30 | -0.1% | NATIONAL MUN ETF | 464288414 |
| HYMB | SPDR SERIES TRUST | 91,141 | $5.101M | 1.3% | $55.97 * | $27.94 | +0.1% | NUV HGHYLD MUN | 78464A284 |
| EMB | ISHARES TR | 40,117 | $4.422M | 1.1% | $110.23 | $109.53 | +0.6% | JP MOR EM MK ETF | 464288281 |
| VTI | VANGUARD INDEX FDS | 37,029 | $4.27M | 1.0% | $115.32 | $84.03 | +37.2% | TOTAL STK MKT | 922908769 |
| TIP | ISHARES TR | 37,608 | $4.256M | 1.0% | $113.17 | $118.26 | -4.3% | TIPS BD ETF | 464287176 |
| SCHZ | SCHWAB STRATEGIC TR | 82,230 | $4.235M | 1.0% | $51.50 * | $25.62 | +0.5% | US AGGREGATE B | 808524839 |
| VEA | VANGUARD TAX MANAGED INTL FD | 89,275 | $3.262M | 0.8% | $36.54 | $36.48 | +0.2% | FTSE DEV MKT ETF | 921943858 |
| — | VANECK VECTORS ETF TR | 106,091 | $3.149M | 0.8% | $29.68 | $30.69 | — | HIGH YLD MUN ETF | 92189F361 |
| MSFT | MICROSOFT CORP | 49,482 | $3.075M | 0.8% | $62.14 * | $35.71 | +56.5% | COM | 594918104 |
| AAPL | APPLE INC | 21,424 | $2.481M | 0.6% | $115.80 * | $22.96 | +16.3% | COM | 037833100 |
| CAC | CAMDEN NATL CORP | 53,919 | $2.397M | 0.6% | $44.46 * | $21.32 | +49.9% | COM | 133034108 |
| SCHE | SCHWAB STRATEGIC TR | 106,855 | $2.304M | 0.6% | $21.56 | $23.24 | -7.2% | EMRG MKTEQ ETF | 808524706 |
| — | CLAYMORE EXCHANGE TRD FD TR | 104,807 | $2.22M | 0.5% | $21.18 | $20.95 | — | GUG BULL2018 E | 18383M530 |
| — | CLAYMORE EXCHANGE TRD FD TR | 97,339 | $2.201M | 0.5% | $22.61 | $22.63 | — | GUGG CRP BD 2017 | 18383M548 |
| — | ISHARES | 87,956 | $2.186M | 0.5% | $24.85 | $30.54 | — | MSCI FRNTR100ETF | 464286145 |
| — | CLAYMORE EXCHANGE TRD FD TR | 101,594 | $2.148M | 0.5% | $21.14 | $20.78 | — | GUG BULL2019 E | 18383M522 |
| — | CLAYMORE EXCHANGE TRD FD TR | 98,528 | $2.089M | 0.5% | $21.20 | $20.79 | — | GUG BULL2020 E | 18383M514 |
| INTC | INTEL CORP | 55,412 | $2.01M | 0.5% | $36.27 * | $25.77 | +14.9% | COM | 458140100 |
| SCHP | SCHWAB STRATEGIC TR | 34,919 | $1.915M | 0.5% | $54.84 * | $28.16 | -2.6% | US TIPS ETF | 808524870 |
| VYM | VANGUARD WHITEHALL FDS INC | 25,155 | $1.906M | 0.5% | $75.77 | $65.69 | +15.3% | HIGH DIV YLD | 921946406 |
| — | CLAYMORE EXCHANGE TRD FD TR | 75,450 | $1.584M | 0.4% | $20.99 | $20.73 | — | GUGG BULSH 2021 | 18383M266 |
| — | CLAYMORE EXCHANGE TRD FD TR | 75,518 | $1.58M | 0.4% | $20.92 | $21.10 | — | GUGG BULSH 2022 | 18383M258 |
| VNQI | VANGUARD INTL EQUITY INDEX F | 30,707 | $1.522M | 0.4% | $49.57 | $54.56 | -9.1% | GLB EX US ETF | 922042676 |
| RWR | SPDR SERIES TRUST | 15,685 | $1.464M | 0.4% | $93.34 | $83.29 | +12.1% | DJ REIT ETF | 78464A607 |
| SCZ | ISHARES TR | 28,371 | $1.414M | 0.3% | $49.84 | $50.43 | -1.2% | EAFE SML CP ETF | 464288273 |
| SBUX | STARBUCKS CORP | 23,237 | $1.29M | 0.3% | $55.51 * | $42.98 | +6.5% | COM | 855244109 |
| AGG | ISHARES TR | 11,845 | $1.28M | 0.3% | $108.06 | $109.03 | -0.9% | CORE US AGGBD ET | 464287226 |
| CVX | CHEVRON CORP NEW | 10,747 | $1.265M | 0.3% | $117.71 * | $66.73 | +20.1% | COM | 166764100 |
| VT | VANGUARD INTL EQUITY INDEX F | 20,031 | $1.222M | 0.3% | $61.01 | $60.43 | +0.9% | TT WRLD ST ETF | 922042742 |
| SPIB | SPDR SERIES TRUST | 33,922 | $1.15M | 0.3% | $33.90 | $34.15 | -0.7% | BLOMBRG BRC INTR | 78464A375 |
| SPSB | SPDR SERIES TRUST | 37,302 | $1.139M | 0.3% | $30.53 | $30.56 | -0.1% | BLOMBERG BRC SRT | 78464A474 |
| — | CLAYMORE EXCHANGE TRD FD TR | 45,100 | $1.136M | 0.3% | $25.19 | $25.67 | — | GUG BLT2018 HY | 18383M381 |
| — | CLAYMORE EXCHANGE TRD FD TR | 46,920 | $1.133M | 0.3% | $24.15 | $25.03 | — | GUG BUL 2019 HY | 18383M373 |
| DWX | SPDR INDEX SHS FDS | 30,153 | $1.087M | 0.3% | $36.05 | $38.75 | -6.9% | S&P INTL ETF | 78463X772 |
| IGSB | ISHARES TR | 10,344 | $1.086M | 0.3% | $104.99 * | $52.65 | -0.3% | 1-3 YR CR BD ETF | 464288646 |
| DES | WISDOMTREE TR | 13,016 | $1.077M | 0.3% | $82.74 * | $22.71 | +21.4% | SMALLCAP DIVID | 97717W604 |
| IVV | ISHARES TR | 4,770 | $1.073M | 0.3% | $224.95 | $200.80 | +12.0% | CORE S&P500 ETF | 464287200 |
| — | CLAYMORE EXCHANGE TRD FD TR | 41,563 | $1.073M | 0.3% | $25.82 | $26.27 | — | GUG BLT2017 HY | 18383M399 |
| — | VANECK VECTORS ETF TR | 45,346 | $1.052M | 0.3% | $23.20 | $24.85 | — | AMT FREE INT ETF | 92189F544 |
| — | CLAYMORE EXCHANGE TRD FD TR | 42,262 | $1.044M | 0.3% | $24.70 | $23.65 | — | 2021 HG YLD CB | 18383M225 |
| — | CLAYMORE EXCHANGE TRD FD TR | 42,982 | $1.043M | 0.3% | $24.27 | $24.48 | — | GUG BUL 2020 HY | 18383M365 |
| SPY | SPDR S&P 500 ETF TR | 4,651 | $1.04M | 0.3% | $223.61 | $183.53 | +21.8% | TR UNIT | 78462F103 |
| — | GENERAL ELECTRIC CO | 32,693 | $1.033M | 0.3% | $31.60 | $26.25 | — | COM | 369604103 |
| VTV | VANGUARD INDEX FDS | 10,511 | $978K | 0.2% | $93.05 | $72.11 | +29.0% | VALUE ETF | 922908744 |
| BSV | VANGUARD BD INDEX FD INC | 11,830 | $940K | 0.2% | $79.46 | $79.99 | -0.7% | SHORT TRM BOND | 921937827 |
| PG | PROCTER AND GAMBLE CO | 9,932 | $835K | 0.2% | $84.07 * | $59.76 | +10.4% | COM | 742718109 |
| BA | BOEING CO | 5,028 | $783K | 0.2% | $155.73 * | $123.14 | +17.2% | COM | 097023105 |
| AMZN | AMAZON COM INC | 952 | $714K | 0.2% | $750.00 * | $23.24 | +61.3% | COM | 023135106 |
| BAC | BANK AMER CORP | 31,889 | $705K | 0.2% | $22.11 * | $12.12 | +48.8% | COM | 060505104 |
| IWC | ISHARES TR | 8,145 | $699K | 0.2% | $85.82 | $69.39 | +23.7% | MICRO-CAP ETF | 464288869 |
| IEFA | ISHARES TR | 12,878 | $691K | 0.2% | $53.66 | $55.76 | -3.8% | CORE MSCI EAFE | 46432F842 |
| DLS | WISDOMTREE TR | 11,325 | $680K | 0.2% | $60.04 | $58.55 | +2.5% | INTL SMCAP DIV | 97717W760 |
| SCHC | SCHWAB STRATEGIC TR | 23,220 | $676K | 0.2% | $29.11 | $28.76 | +1.2% | INTL SCEQT ETF | 808524888 |
| IVE | ISHARES TR | 6,465 | $655K | 0.2% | $101.31 | $97.57 | +3.9% | S&P 500 VAL ETF | 464287408 |
| USB | US BANCORP DEL | 12,727 | $654K | 0.2% | $51.39 * | $29.95 | +22.4% | COM NEW | 902973304 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 7,668 | $653K | 0.2% | $85.16 | $79.43 | +7.2% | DIV APP ETF | 921908844 |
| HYS | PIMCO ETF TR | 6,453 | $644K | 0.2% | $99.80 | $102.31 | -2.4% | 0-5 HIGH YIELD | 72201R783 |
| EFA | ISHARES TR | 10,824 | $625K | 0.2% | $57.74 | $62.27 | -7.3% | MSCI EAFE ETF | 464287465 |
| IVW | ISHARES TR | 5,005 | $610K | 0.1% | $121.88 * | $30.20 | +0.8% | S&P 500 GRWT ETF | 464287309 |
| COST | COSTCO WHSL CORP NEW | 3,743 | $599K | 0.1% | $160.03 * | $118.10 | +15.4% | COM | 22160K105 |
| FEM | FIRST TR EXCH TRD ALPHA FD I | 29,050 | $590K | 0.1% | $20.31 | $21.07 | -3.6% | EMERG MKT ALPH | 33737J182 |
| — | POWERSHARES QQQ TRUST | 4,840 | $573K | 0.1% | $118.39 | $107.18 | — | UNIT SER 1 | 73935A104 |
| FPE | FIRST TR EXCHANGE-TRADED FD | 30,070 | $571K | 0.1% | $18.99 | $19.51 | -2.7% | PFD SECS INC ETF | 33739E108 |
| XOM | EXXON MOBIL CORP | 6,032 | $544K | 0.1% | $90.19 * | $56.26 | +7.2% | COM | 30231G102 |
| DIS | DISNEY WALT CO | 5,219 | $544K | 0.1% | $104.23 * | $81.61 | +19.5% | COM DISNEY | 254687106 |
| DEM | WISDOMTREE TR | 13,819 | $516K | 0.1% | $37.34 | $41.07 | -9.1% | EMER MKT HIGH FD | 97717W315 |
| T | AT&T INC | 11,447 | $487K | 0.1% | $42.54 * | $14.81 | +13.6% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 4,132 | $476K | 0.1% | $115.20 * | $79.86 | +12.5% | COM | 478160104 |
| AMGN | AMGEN INC | 3,192 | $467K | 0.1% | $146.30 * | $81.18 | +37.3% | COM | 031162100 |
| MMM | 3M CO | 2,558 | $457K | 0.1% | $178.66 * | $86.81 | +27.0% | COM | 88579Y101 |
| FTSL | FIRST TR EXCHANGE TRADED FD | 9,289 | $451K | 0.1% | $48.55 | $48.33 | +0.4% | SENIOR LN FD | 33738D309 |
| IJR | ISHARES TR | 3,230 | $444K | 0.1% | $137.46 * | $58.15 | +18.2% | CORE S&P SCP ETF | 464287804 |
| SCHF | SCHWAB STRATEGIC TR | 15,466 | $428K | 0.1% | $27.67 * | $14.53 | -4.8% | INTL EQTY ETF | 808524805 |
| EWX | SPDR INDEX SHS FDS | 10,747 | $427K | 0.1% | $39.73 | $41.58 | -4.5% | S&P EMKTSC ETF | 78463X756 |
| ITOT | ISHARES TR | 8,115 | $416K | 0.1% | $51.26 | $49.68 | +3.2% | CORE S&P TTL STK | 464287150 |
| IEI | ISHARES TR | 3,284 | $402K | 0.1% | $122.41 | $123.06 | -0.4% | 3-7 YR TR BD ETF | 464288661 |
| — | ISHARES TR | 11,847 | $398K | 0.1% | $33.60 | $33.59 | — | INTL DEVPPTY ETF | 464288422 |
| VBR | VANGUARD INDEX FDS | 3,209 | $388K | 0.1% | $120.91 | $114.69 | +5.5% | SM CP VAL ETF | 922908611 |
| IBM | INTERNATIONAL BUSINESS MACHS | 2,202 | $366K | 0.1% | $166.21 * | $103.59 | +4.0% | COM | 459200101 |
| MOH | MOLINA HEALTHCARE INC | 6,605 | $358K | 0.1% | $54.20 | $55.12 | -1.6% | COM | 60855R100 |
| USIG | ISHARES TR | 3,265 | $357K | 0.1% | $109.34 * | $56.18 | -2.8% | US CREDIT BD ETF | 464288620 |
| SLV | ISHARES SILVER TRUST | 23,485 | $355K | 0.1% | $15.12 | $14.13 | +6.9% | ISHARES | 46428Q109 |
| — | POWERSHARES ETF TR II | 13,901 | $347K | 0.1% | $24.96 | $24.98 | — | WK VRDO TX FR | 73936T433 |
| RWO | SPDR INDEX SHS FDS | 7,228 | $339K | 0.1% | $46.90 | $45.06 | +4.0% | DJ GLB RL ES ETF | 78463X749 |
| BND | VANGUARD BD INDEX FD INC | 4,196 | $339K | 0.1% | $80.79 | $81.91 | -1.4% | TOTAL BND MRKT | 921937835 |
| META | FACEBOOK INC | 2,935 | $338K | 0.1% | $115.16 | $100.24 | +14.0% | CL A | 30303M102 |
| IJH | ISHARES TR | 1,997 | $330K | 0.1% | $165.25 * | $29.64 | +11.6% | CORE S&P MCP ETF | 464287507 |
| GILD | GILEAD SCIENCES INC | 4,348 | $311K | 0.1% | $71.53 * | $60.19 | -14.4% | COM | 375558103 |
| VZ | VERIZON COMMUNICATIONS INC | 5,658 | $302K | 0.1% | $53.38 * | $32.79 | +1.0% | COM | 92343V104 |
| NKE | NIKE INC | 5,929 | $301K | 0.1% | $50.77 * | $45.01 | +0.6% | CL B | 654106103 |
| CMF | ISHARES TR | 2,606 | $301K | 0.1% | $115.50 * | $58.46 | -1.2% | CALIF MUN BD ETF | 464288356 |
| PEP | PEPSICO INC | 2,802 | $293K | 0.1% | $104.57 * | $75.28 | +5.8% | COM | 713448108 |
| SDY | SPDR SERIES TRUST | 3,381 | $289K | 0.1% | $85.48 | $84.01 | +1.8% | S&P DIVID ETF | 78464A763 |
| KO | COCA COLA CO | 6,836 | $283K | 0.1% | $41.40 * | $28.61 | +9.3% | COM | 191216100 |
| COP | CONOCOPHILLIPS | 5,535 | $278K | 0.1% | $50.23 * | $37.34 | +1.3% | COM | 20825C104 |
| DHR | DANAHER CORP DEL | 3,490 | $272K | 0.1% | $77.94 * | $43.58 | +51.6% | COM | 235851102 |
| IWM | ISHARES TR | 2,013 | $271K | 0.1% | $134.62 | $127.79 | +5.5% | RUSSELL 2000 ETF | 464287655 |
| — | RYDEX ETF TRUST | 3,120 | $270K | 0.1% | $86.54 | $80.67 | — | GUG S&P500 EQ WT | 78355W106 |
| PFE | PFIZER INC | 8,044 | $261K | 0.1% | $32.45 * | $21.82 | -4.8% | COM | 717081103 |
| EBND | SPDR SERIES TRUST | 9,825 | $261K | 0.1% | $26.56 | $30.44 | -12.7% | BLOMBRG BRC EMRG | 78464A391 |
| LUV | SOUTHWEST AIRLS CO | 5,033 | $251K | 0.1% | $49.87 * | $40.16 | +11.3% | COM | 844741108 |
| LQD | ISHARES TR | 2,106 | $247K | 0.1% | $117.28 | $117.92 | -0.6% | IBOXX INV CP ETF | 464287242 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $244K | 0.1% | $244000.00 | $219349.66 | +11.3% | CL A | 084670108 |
| ADP | AUTOMATIC DATA PROCESSING IN | 2,360 | $243K | 0.1% | $102.97 * | $74.09 | +14.6% | COM | 053015103 |
| JPM | JPMORGAN CHASE & CO | 2,737 | $236K | 0.1% | $86.23 * | $59.89 | +13.2% | COM | 46625H100 |
| VB | VANGUARD INDEX FDS | 1,813 | $234K | 0.1% | $129.07 | $124.11 | +3.9% | SMALL CP ETF | 922908751 |
| ALK | ALASKA AIR GROUP INC | 2,602 | $231K | 0.1% | $88.78 * | $73.89 | +12.8% | COM | 011659109 |
| GOOGL | ALPHABET INC | 261 | $207K | 0.1% | $793.10 * | $39.68 | -0.9% | CAP STK CL A | 02079K305 |
| STIP | ISHARES TR | 2,047 | $206K | 0.1% | $100.64 | $100.70 | +0.0% | 0-5 YR TIPS ETF | 46429B747 |
| OPK | OPKO HEALTH INC | 22,200 | $206K | 0.1% | $9.28 | $7.21 | +29.0% | COM | 68375N103 |
| IWF | ISHARES TR | 1,953 | $205K | 0.1% | $104.97 * | $25.95 | +1.0% | RUS 1000 GRW ETF | 464287614 |
| — | CLAYMORE EXCHANGE TRD FD TR | 8,092 | $202K | 0.0% | $24.96 | $24.96 | — | 2022 HG YLD CB | 18383M217 |
| — | GABELLI EQUITY TR INC | 14,949 | $83,000 | 0.0% | $5.55 | $5.63 | — | COM | 362397101 |