Location: Davenport, IA
CIK: 0001741426 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 5, 2020
Total Value: $97.34M (99.6% shares, 0.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 24,093 | $8.789M | 9.0% | $364.79 * | $40.42 | +118.9% | COM | 037833100 |
| FPE | FIRST TR EXCH TRADED FD III | 278,703 | $5.134M | 5.3% | $18.42 | $19.61 | -6.1% | PFD SECS INC ETF | 33739E108 |
| AMZN | AMAZON COM INC | 1,180 | $3.255M | 3.3% | $2758.47 * | $74.56 | +85.0% | COM | 023135106 |
| FTSM | FIRST TR EXCHANGE-TRADED FD | 44,280 | $2.656M | 2.7% | $59.98 | $60.03 | -0.1% | FIRST TR ENH NEW | 33739Q408 |
| — | PUTNAM PREMIER INCOME TR | 503,168 | $2.385M | 2.5% | $4.74 | $5.19 | — | SH BEN INT | 746853100 |
| MSFT | MICROSOFT CORP | 11,011 | $2.241M | 2.3% | $203.52 * | $93.83 | +107.1% | COM | 594918104 |
| FDN | FIRST TR NASDAQ-100 TECH IND | 12,418 | $2.117M | 2.2% | $170.48 | $123.84 | +37.7% | DJ INTERNT IDX | 33733E302 |
| FTSL | FIRST TR EXCHANGE-TRADED FD | 38,540 | $1.739M | 1.8% | $45.12 | $47.95 | -5.9% | SENIOR LN FD | 33738D309 |
| FDL | FIRST TR MORNINGSTAR DIVID L | 66,708 | $1.692M | 1.7% | $25.36 | $29.54 | -14.2% | SHS | 336917109 |
| FBT | FIRST TR NASDAQ-100 TECH IND | 9,855 | $1.653M | 1.7% | $167.73 | $136.56 | +22.9% | NY ARCA BIOTECH | 33733E203 |
| HYLS | FIRST TR EXCHANGE-TRADED FD | 34,737 | $1.592M | 1.6% | $45.83 | $47.55 | -3.6% | FIRST TR TA HIYL | 33738D408 |
| DGRO | ISHARES TR | 39,689 | $1.492M | 1.5% | $37.59 | $37.07 | +1.4% | CORE DIV GRWTH | 46434V621 |
| WMT | WALMART INC | 12,174 | $1.458M | 1.5% | $119.76 * | $28.29 | +30.8% | COM | 931142103 |
| ITOT | ISHARES TR | 20,795 | $1.444M | 1.5% | $69.44 | $66.46 | +4.5% | CORE S&P TTL STK | 464287150 |
| FTCS | FIRST TR NASDAQ-100 TECH IND | 24,335 | $1.422M | 1.5% | $58.43 | $53.49 | +9.2% | CAP STRENGTH ETF | 33733E104 |
| — | COHEN & STEERS QUALITY INCOM | 126,884 | $1.387M | 1.4% | $10.93 | $12.23 | — | COM | 19247L106 |
| FV | FIRST TR EXCHANGE-TRADED FD | 38,391 | $1.235M | 1.3% | $32.17 | $29.45 | +9.2% | DORSEY WRT 5 ETF | 33738R605 |
| DE | DEERE & CO | 7,796 | $1.225M | 1.3% | $157.13 * | $143.02 | +2.3% | COM | 244199105 |
| — | MORGAN STANLEY EMER MKTS DEB | 140,748 | $1.195M | 1.2% | $8.49 | $9.33 | — | COM | 61744H105 |
| VNLA | JANUS DETROIT STR TR | 23,089 | $1.16M | 1.2% | $50.24 | $49.82 | +0.9% | HENDRSN SHRT ETF | 47103U886 |
| — | CALAMOS DYNAMIC CONV & INCOM | 51,729 | $1.091M | 1.1% | $21.09 | $19.76 | — | COM | 12811V105 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 100,768 | $1.018M | 1.0% | $10.10 | $11.86 | — | COM | 01879R106 |
| IEFA | ISHARES TR | 17,698 | $1.012M | 1.0% | $57.18 | $62.84 | -9.0% | CORE MSCI EAFE | 46432F842 |
| — | MANAGED PORTFOLIO SER | 59,479 | $983K | 1.0% | $16.53 | $16.53 | — | TORTOISE NRAM PI | 56167N720 |
| PEP | PEPSICO INC | 7,359 | $973K | 1.0% | $132.22 * | $89.25 | +25.2% | COM | 713448108 |
| IVV | ISHARES TR | 2,860 | $886K | 0.9% | $309.79 | $286.65 | +8.0% | CORE S&P500 ETF | 464287200 |
| IDV | ISHARES TR | 35,226 | $885K | 0.9% | $25.12 | $30.96 | -18.9% | INTL SEL DIV ETF | 464288448 |
| META | FACEBOOK INC | 3,848 | $874K | 0.9% | $227.13 | $178.34 | +26.4% | CL A | 30303M102 |
| AMT | AMERICAN TOWER CORP NEW | 3,342 | $864K | 0.9% | $258.53 * | $125.27 | +76.4% | COM | 03027X100 |
| PFE | PFIZER INC | 25,346 | $829K | 0.9% | $32.71 * | $24.24 | -1.7% | COM | 717081103 |
| USB | US BANCORP DEL | 22,237 | $819K | 0.8% | $36.83 * | $39.92 | -27.1% | COM NEW | 902973304 |
| O | REALTY INCOME CORP | 13,703 | $815K | 0.8% | $59.48 * | $36.02 | +21.6% | COM | 756109104 |
| AGG | ISHARES TR | 6,783 | $802K | 0.8% | $118.24 | $112.57 | +5.0% | CORE US AGGBD ET | 464287226 |
| VZ | VERIZON COMMUNICATIONS INC | 13,239 | $730K | 0.7% | $55.14 * | $33.20 | +20.4% | COM | 92343V104 |
| IJH | ISHARES TR | 4,084 | $726K | 0.7% | $177.77 * | $37.46 | -5.1% | CORE S&P MCP ETF | 464287507 |
| QTEC | FIRST TRUST PORTFOLIOS LP | 6,383 | $696K | 0.7% | $109.04 | $77.98 | +39.9% | SHS | 337345102 |
| FXL | FIRST TR EXCHANGE TRADED FD | 8,284 | $691K | 0.7% | $83.41 | $55.60 | +50.0% | TECH ALPHADEX | 33734X176 |
| — | KANSAS CITY SOUTHERN | 4,574 | $683K | 0.7% | $149.32 | $108.30 | — | COM NEW | 485170302 |
| — | ADVENT CONVERTIBLE & INCOME | 51,338 | $671K | 0.7% | $13.07 | $15.19 | — | COM | 00764C109 |
| EMB | ISHARES TR | 6,100 | $666K | 0.7% | $109.18 | $112.12 | -2.6% | JPMORGAN USD EMG | 464288281 |
| — | WESTERN ASSET MTG DEFINED OP | 43,312 | $635K | 0.7% | $14.66 | $20.61 | — | COM | 95790B109 |
| IJR | ISHARES TR | 8,768 | $599K | 0.6% | $68.32 | $76.77 | -11.0% | CORE S&P SCP ETF | 464287804 |
| XAWPX | ABERDEEN GLOBAL PREMIER PPTY | 128,136 | $597K | 0.6% | $4.66 | $6.23 | — | COM SH BEN INT | 00302L108 |
| — | COHEN & STEERS INFRASTRUCTUR | 26,927 | $594K | 0.6% | $22.06 | $21.71 | — | COM | 19248A109 |
| RFDI | FIRST TR EXCH TRADED FD III | 10,998 | $588K | 0.6% | $53.46 | $65.16 | -18.0% | RIVRFRNT DYN DEV | 33739P608 |
| EPD | ENTERPRISE PRODS PARTNERS L | 31,991 | $581K | 0.6% | $18.16 | $23.24 | — | COM | 293792107 |
| — | INVESCO MUN OPPORTUNITY TR | 48,848 | $579K | 0.6% | $11.85 | $11.67 | — | COM | 46132C107 |
| EMLP | FIRST TR EXCHANGE-TRADED FD | 27,239 | $543K | 0.6% | $19.93 | $23.13 | -13.8% | NO AMER ENERGY | 33738D101 |
| REM | ISHARES TR | 21,157 | $526K | 0.5% | $24.86 | $41.68 | -40.4% | MORTGE REL ETF | 46435G342 |
| BABA | ALIBABA GROUP HLDG LTD | 2,428 | $524K | 0.5% | $215.82 | $186.47 | +15.7% | SPONSORED ADS | 01609W102 |
| IEMG | ISHARES INC | 10,979 | $523K | 0.5% | $47.64 | $55.24 | -13.8% | CORE MSCI EMKT | 46434G103 |
| UBER | UBER TECHNOLOGIES INC | 16,771 | $521K | 0.5% | $31.07 | $32.73 | -5.0% | COM | 90353T100 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 9,488 | $520K | 0.5% | $54.81 | $50.08 | +9.4% | TCW OPPORTUNIS | 33740F805 |
| FXZ | FIRST TR EXCHANGE TRADED FD | 14,835 | $515K | 0.5% | $34.72 | $43.83 | -20.8% | MATERIALS ALPH | 33734X168 |
| — | LIBERTY ALL STAR EQUITY FD | 88,669 | $507K | 0.5% | $5.72 | $6.16 | — | SH BEN INT | 530158104 |
| FMB | FIRST TR EXCH TRADED FD III | 9,217 | $507K | 0.5% | $55.01 | $52.75 | +4.3% | MANAGD MUN ETF | 33739N108 |
| — | FIRST TRUST SPECIALTY FINANC | 154,861 | $505K | 0.5% | $3.26 | $6.02 | — | COM BEN INTR | 33733G109 |
| REGL | PROSHARES TR | 9,537 | $502K | 0.5% | $52.64 | $56.75 | -7.3% | S&P MDCP 400 DIV | 74347B680 |
| — | GENERAL AMERN INVS INC | 15,555 | $495K | 0.5% | $31.82 | $33.75 | — | COM | 368802104 |
| ISTB | ISHARES TR | 9,497 | $489K | 0.5% | $51.49 | $50.13 | +2.7% | CORE 1 5 YR USD | 46432F859 |
| WFC | WELLS FARGO CO NEW | 18,973 | $486K | 0.5% | $25.62 * | $45.74 | -50.6% | COM | 949746101 |
| BA | BOEING CO | 2,648 | $485K | 0.5% | $183.16 | $332.47 | -44.9% | COM | 097023105 |
| HD | HOME DEPOT INC | 1,896 | $475K | 0.5% | $250.53 * | $155.04 | +41.5% | COM | 437076102 |
| ZTS | ZOETIS INC | 3,272 | $448K | 0.5% | $136.92 * | $81.41 | +60.5% | CL A | 98978V103 |
| — | CALAMOS STRATEGIC TOTL RETN | 35,730 | $444K | 0.5% | $12.43 | $11.85 | — | COM SH BEN INT | 128125101 |
| PG | PROCTER AND GAMBLE CO | 3,680 | $440K | 0.5% | $119.57 * | $68.31 | +52.6% | COM | 742718109 |
| T | AT&T INC | 14,413 | $436K | 0.4% | $30.25 * | $15.75 | -1.2% | COM | 00206R102 |
| JNJ | JOHNSON & JOHNSON | 2,943 | $414K | 0.4% | $140.67 * | $109.09 | +10.3% | COM | 478160104 |
| IAGG | ISHARES TR | 7,408 | $412K | 0.4% | $55.62 | $54.24 | +2.7% | CORE INTL AGGR | 46435G672 |
| ABBV | ABBVIE INC | 4,181 | $411K | 0.4% | $98.30 * | $75.95 | +3.7% | COM | 00287Y109 |
| — | CINCINNATI BELL INC NEW | 8,612 | $411K | 0.4% | $47.72 | $47.71 | — | PFD CV DEP1/20 | 171871403 |
| KMI | KINDER MORGAN INC DEL | 26,174 | $397K | 0.4% | $15.17 * | $11.20 | -2.8% | COM | 49456B101 |
| — | LIBERTY ALL-STAR GROWTH FD I | 62,060 | $390K | 0.4% | $6.28 | $5.78 | — | COM | 529900102 |
| GOOG | ALPHABET INC | 274 | $387K | 0.4% | $1412.41 * | $56.17 | +24.9% | CAP STK CL C | 02079K107 |
| DUK | DUKE ENERGY CORP NEW | 4,840 | $387K | 0.4% | $79.96 * | $56.05 | +14.7% | COM NEW | 26441C204 |
| MMM | 3M CO | 2,474 | $386K | 0.4% | $156.02 * | $149.64 | -28.8% | COM | 88579Y101 |
| USRT | ISHARES TR | 8,827 | $384K | 0.4% | $43.50 | $51.36 | -15.3% | CRE U S REIT ETF | 464288521 |
| CTAS | CINTAS CORP | 1,414 | $377K | 0.4% | $266.62 * | $54.66 | +15.1% | COM | 172908105 |
| IXUS | ISHARES TR | 6,908 | $377K | 0.4% | $54.57 | $56.78 | -4.0% | CORE MSCI TOTAL | 46432F834 |
| V | VISA INC | 1,954 | $377K | 0.4% | $192.94 * | $137.90 | +34.7% | COM CL A | 92826C839 |
| — | ADAMS DIVERSIFIED EQUITY FD | 24,548 | $366K | 0.4% | $14.91 | $15.36 | — | COM | 006212104 |
| — | CENTRAL SECS CORP | 12,366 | $357K | 0.4% | $28.87 | $27.41 | — | COM | 155123102 |
| PGX | INVESCO EXCH TRADED FD TR II | 25,094 | $354K | 0.4% | $14.11 | $14.59 | -3.2% | PFD ETF | 46138E511 |
| — | WESTERN ASSET EMERGING MKTS | 28,308 | $349K | 0.4% | $12.33 | $14.50 | — | COM | 95766A101 |
| CAT | CATERPILLAR INC DEL | 2,741 | $347K | 0.4% | $126.60 * | $132.27 | -14.2% | COM | 149123101 |
| FEMS | FIRST TR EXCH TRD ALPHDX FD | 10,116 | $329K | 0.3% | $32.52 | $29.25 | +11.3% | EM SML CP ALPH | 33737J307 |
| CWB | SPDR SER TR | 5,434 | $329K | 0.3% | $60.54 | $52.08 | +16.2% | BLMBRG BRC CNVRT | 78464A359 |
| — | EATON VANCE LTD DURATION INC | 29,220 | $329K | 0.3% | $11.26 | $13.02 | — | COM | 27828H105 |
| LNT | ALLIANT ENERGY CORP | 6,596 | $316K | 0.3% | $47.91 * | $30.84 | +30.0% | COM | 018802108 |
| SUN | SUNOCO LP/SUNOCO FIN CORP | 13,821 | $316K | 0.3% | $22.86 | $25.09 | — | COM UT REP LP | 86765K109 |
| — | RLJ LODGING TR | 14,367 | $314K | 0.3% | $21.86 | $28.79 | — | CUM CONV PFD A | 74965L200 |
| FXO | FIRST TR EXCHANGE TRADED FD | 12,212 | $311K | 0.3% | $25.47 | $31.35 | -18.7% | FINLS ALPHADEX | 33734X135 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 9,958 | $307K | 0.3% | $30.83 | $31.52 | -2.1% | RISNG DIVD ACHIV | 33738R506 |
| CRM | SALESFORCE COM INC | 1,635 | $306K | 0.3% | $187.16 | $113.46 | +63.1% | COM | 79466L302 |
| — | NUVEEN QUALITY MUNCP INCOME | 21,236 | $298K | 0.3% | $14.03 | $13.03 | — | COM | 67066V101 |
| DIS | DISNEY WALT CO | 2,667 | $297K | 0.3% | $111.36 * | $103.00 | +5.8% | COM DISNEY | 254687106 |
| MRK | MERCK & CO. INC | 3,678 | $284K | 0.3% | $77.22 * | $44.52 | +39.3% | COM | 58933Y105 |
| QQQ | INVESCO QQQ TR | 1,121 | $278K | 0.3% | $247.99 | $224.13 | +10.5% | UNIT SER 1 | 46090E103 |
| BX | BLACKSTONE GROUP INC | 4,845 | $275K | 0.3% | $56.76 * | $43.48 | +7.9% | COM CL A | 09260D107 |
| VLO | VALERO ENERGY CORP | 4,506 | $265K | 0.3% | $58.81 * | $71.20 | -33.5% | COM | 91913Y100 |
| — | BLACKROCK SCIENCE & TECHNOLO | 6,879 | $260K | 0.3% | $37.80 | $29.01 | — | SHS | 09258G104 |
| — | PUTNAM MANAGED MUN INCOME TR | 34,939 | $256K | 0.3% | $7.33 | $7.23 | — | COM | 746823103 |
| ARCC | ARES CAPITAL CORP | 17,589 | $254K | 0.3% | $14.44 * | $7.75 | +11.5% | COM | 04010L103 |
| DEO | DIAGEO P L C | 1,879 | $252K | 0.3% | $134.11 | $140.40 | -4.3% | SPON ADR NEW | 25243Q205 |
| XOM | EXXON MOBIL CORP | 5,639 | $252K | 0.3% | $44.69 * | $55.76 | -37.2% | COM | 30231G102 |
| FXR | FIRST TR EXCHANGE TRADED FD | 6,666 | $252K | 0.3% | $37.80 | $34.86 | +8.6% | INDLS PROD DUR | 33734X150 |
| FEM | FIRST TR EXCH TRD ALPHDX FD | 11,850 | $249K | 0.3% | $21.01 | $25.23 | -16.8% | EMERG MKT ALPH | 33737J182 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQUI | 23,606 | $244K | 0.3% | $10.34 | $13.61 | — | COM SHS | 33740D107 |
| — | GABELLI DIVID & INCOME TR | 13,818 | $243K | 0.2% | $17.59 | $21.97 | — | COM | 36242H104 |
| CVS | CVS HEALTH CORP | 3,670 | $238K | 0.2% | $64.85 * | $46.19 | +17.7% | COM | 126650100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 3,973 | $234K | 0.2% | $58.90 * | $47.95 | -1.7% | COM | 110122108 |
| ICVT | ISHARES TR | 3,304 | $234K | 0.2% | $70.82 | $63.53 | +11.7% | CONV BD ETF | 46435G102 |
| HYD | VANECK VECTORS ETF TR | 3,906 | $232K | 0.2% | $59.40 | $60.93 | -2.7% | HIGH YLD MUN ETF | 92189H409 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 17,032 | $225K | 0.2% | $13.21 | $12.69 | — | COM | 670682103 |
| CMI | CUMMINS INC | 1,279 | $222K | 0.2% | $173.57 * | $139.25 | +8.9% | COM | 231021106 |
| GOOGL | ALPHABET INC | 156 | $221K | 0.2% | $1416.67 * | $66.92 | +5.2% | CAP STK CL A | 02079K305 |
| ACN | ACCENTURE PLC IRELAND | 1,025 | $220K | 0.2% | $214.63 * | $174.62 | +13.6% | SHS CLASS A | G1151C101 |
| BDX | BECTON DICKINSON & CO | 920 | $220K | 0.2% | $239.13 * | $196.47 | +8.9% | COM | 075887109 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 5,041 | $218K | 0.2% | $43.25 | $43.25 | — | COM UNIT RP LP | 559080106 |
| — | TRI CONTL CORP | 8,677 | $214K | 0.2% | $24.66 | $26.34 | — | COM | 895436103 |
| — | MAINSTAY MACKAY DEFINDTRM MU | 10,365 | $211K | 0.2% | $20.36 | $19.18 | — | COM | 56064K100 |
| XLU | SELECT SECTOR SPDR TR | 3,687 | $208K | 0.2% | $56.41 * | $28.83 | -2.1% | SBI INT-UTILS | 81369Y886 |
| LMT | LOCKHEED MARTIN CORP | 564 | $206K | 0.2% | $365.25 * | $323.73 | -3.0% | COM | 539830109 |
| — | INVESCO ADVANTAGE MUN INCOME | 19,642 | $205K | 0.2% | $10.44 | $10.74 | — | SH BEN INT | 46132E103 |
| — | COLUMBIA SELIGM PREM TECH GR | 9,240 | $203K | 0.2% | $21.97 | $21.97 | — | COM | 19842X109 |
| GEO | GEO GROUP INC NEW | 17,099 | $202K | 0.2% | $11.81 * | $12.91 | -17.1% | COM | 36162J106 |
| — | WALGREENS BOOTS ALLIANCE INC | 4,776 | $202K | 0.2% | $42.29 | $65.21 | — | COM | 931427108 |
| — | GUGGENHEIM STRATEGIC OPPORTU | 11,893 | $201K | 0.2% | $16.90 | $20.80 | — | COM SBI | 40167F101 |
| CSCO | CISCO SYS INC | 4,308 | $201K | 0.2% | $46.66 * | $37.00 | +6.4% | COM | 17275R102 |
| — | NUVEEN CR STRATEGIES INCOME | 33,620 | $196K | 0.2% | $5.83 | $7.88 | — | COM SHS | 67073D102 |
| FGD | FIRST TR EXCHANGE TRADED FD | 10,870 | $195K | 0.2% | $17.94 | $25.75 | -30.2% | DJ GLBL DIVID | 33734X200 |
| — | TEKLA LIFE SCIENCES INVS | 10,743 | $193K | 0.2% | $17.97 | $19.00 | — | SH BEN INT | 87911K100 |
| OMER | OMEROS CORP | 13,050 | $192K | 0.2% | $14.71 | $17.27 | -14.8% | COM | 682143102 |
| — | EATON VANCE TXMGD GL BUYWR O | 21,123 | $183K | 0.2% | $8.66 | $10.97 | — | COM | 27829C105 |
| — | CBRE CLARION GLOBAL REAL EST | 27,936 | $167K | 0.2% | $5.98 | $7.28 | — | COM | 12504G100 |
| — | INVESCO QUALITY MUN INCOME T | 13,718 | $164K | 0.2% | $11.96 | $11.94 | — | COM | 46133G107 |
| — | ALLIANZGI DIVIDEND INT & PRM | 13,870 | $155K | 0.2% | $11.18 | $12.43 | — | COM | 01883A107 |
| ET | ENERGY TRANSFER LP | 19,755 | $141K | 0.1% | $7.14 | $7.14 | — | COM UT LTD PTN | 29273V100 |
| — | EATON VANCE TAX-MANAGED GLOB | 18,855 | $139K | 0.1% | $7.37 | $8.68 | — | COM | 27829F108 |
| — | BLACKROCK FLOATING RATE INCO | 12,344 | $138K | 0.1% | $11.18 | $13.70 | — | COM | 09255X100 |
| — | SIRIUS XM HOLDINGS INC | 23,000 | $135K | 0.1% | $5.87 | $6.21 | — | COM | 82968B103 |
| — | GABELLI EQUITY TR INC | 26,161 | $132K | 0.1% | $5.05 | $6.04 | — | COM | 362397101 |
| — | CALAMOS CONV & HIGH INCOME F | 11,612 | $132K | 0.1% | $11.37 | $11.66 | — | COM SHS | 12811P108 |
| F | FORD MTR CO DEL | 20,583 | $125K | 0.1% | $6.07 * | $7.30 | -36.8% | COM | 345370860 |
| — | CLOUGH GLOBAL EQUITY FD | 10,734 | $114K | 0.1% | $10.62 | $12.81 | — | COM | 18914C100 |
| — | ANNALY CAPITAL MANAGEMENT IN | 17,332 | $114K | 0.1% | $6.58 | $7.97 | — | COM | 035710409 |
| RITM | NEW RESIDENTIAL INVT CORP | 14,750 | $110K | 0.1% | $7.46 | $15.64 | — | COM NEW | 64828T201 |
| — | UNITI GROUP INC | 10,871 | $102K | 0.1% | $9.38 | $9.38 | — | COM | 91325V108 |
| — | WESTERN ASSET HIGH INCM OPP | 21,516 | $99,000 | 0.1% | $4.60 | $4.81 | — | COM | 95766K109 |
| PNNT | PENNANTPARK INVT CORP | 27,765 | $97,000 | 0.1% | $3.49 * | $2.36 | -23.1% | COM | 708062104 |
| — | BLACKROCK ENHANCED EQUITY DI | 12,915 | $95,000 | 0.1% | $7.36 | $8.78 | — | COM | 09251A104 |
| NPKI | NEWPARK RES INC | 24,000 | $54,000 | 0.1% | $2.25 | $1.69 | +31.7% | COM PAR $.01NEW | 651718504 |
| — | AMERICA FIRST MULTIFAMILY IN | 10,376 | $43,000 | 0.0% | $4.14 | $7.01 | — | BEN UNIT CTF | 02364V107 |
| PRT | PERMROCK ROYALTY TRUST | 13,500 | $39,000 | 0.0% | $2.89 | $5.36 | — | TR UNIT | 714254109 |
| — | WASHINGTON PRIME GROUP NEW | 20,429 | $17,000 | 0.0% | $0.83 | $0.80 | — | COM | 93964W108 |