NWAM LLC Diversified Active

CIK: 0001655006 · Show all filings

Period: Q3 2020 (← Previous) (Next →)

Filing Date: Oct 16, 2020

Total Value ($000): $606,152 (100.0% shares, 0.0% debt)

Holdings (248)

MSFT MICROSOFT CORP 9.6%
Value ($000) $57,917 Shares 275,361 Est. Cost $57.57 Unrealized +248.7%
AAPL APPLE INC 5.9%
Value ($000) $35,549 Shares 306,958 Est. Cost $82.67 Unrealized +28.2%
VUG VANGUARD INDEX FDS 3.3%
Value ($000) $19,809 Shares 87,032 Est. Cost $106.28 Unrealized
AMZN AMAZON COM INC 2.8%
Value ($000) $17,192 Shares 5,460 Est. Cost $83.32 Unrealized +89.2%
QQQ INVESCO QQQ TR 2.8%
Value ($000) $17,178 Shares 61,827 Est. Cost $178.96 Unrealized
VTV VANGUARD INDEX FDS 2.7%
Value ($000) $16,157 Shares 154,599 Est. Cost $83.24 Unrealized
IVV ISHARES TR 2.2%
Value ($000) $13,303 Shares 39,584 Est. Cost $274.84 Unrealized
BSV VANGUARD BD INDEX FDS 1.5%
Value ($000) $8,883 Shares 106,962 Est. Cost $80.20 Unrealized
BRK/B BERKSHIRE HATHAWAY INC DEL 1.4%
Value ($000) $8,537 Shares 40,090 Est. Cost $183.09 Unrealized +11.7%
IWF ISHARES TR 1.4%
Value ($000) $8,272 Shares 38,138 Est. Cost $103.75 Unrealized
BND VANGUARD BD INDEX FDS 1.4%
Value ($000) $8,251 Shares 93,526 Est. Cost $81.52 Unrealized
VNQ VANGUARD INDEX FDS 1.4%
Value ($000) $8,185 Shares 103,658 Est. Cost $81.52 Unrealized
RSP INVESCO EXCHANGE TRADED FD T 1.1%
Value ($000) $6,852 Shares 63,377 Est. Cost $103.85 Unrealized
BLACKROCK CR ALLOCATION INCO 1.1%
Value ($000) $6,708 Shares 471,717 Est. Cost $12.54 Unrealized
SHOP SHOPIFY INC 1.1%
Value ($000) $6,623 Shares 6,474 Est. Cost $74.04 Unrealized +34.3%
WMT WALMART INC 1.1%
Value ($000) $6,546 Shares 46,784 Est. Cost $37.90 Unrealized +9.0%
ITB ISHARES TR 1.1%
Value ($000) $6,408 Shares 113,108 Est. Cost $32.87 Unrealized
FLAHERTY & CRUMRINE TOTAL RE 1.0%
Value ($000) $6,138 Shares 286,845 Est. Cost $19.40 Unrealized
SBUX STARBUCKS CORP 1.0%
Value ($000) $6,107 Shares 71,079 Est. Cost $41.32 Unrealized +71.3%
IWD ISHARES TR 1.0%
Value ($000) $6,101 Shares 51,646 Est. Cost $110.00 Unrealized
COST COSTCO WHSL CORP NEW 1.0%
Value ($000) $5,891 Shares 16,595 Est. Cost $129.32 Unrealized +139.0%
GOOG ALPHABET INC 1.0%
Value ($000) $5,854 Shares 3,983 Est. Cost $54.38 Unrealized +39.3%
JNJ JOHNSON & JOHNSON 0.9%
Value ($000) $5,501 Shares 36,952 Est. Cost $106.74 Unrealized +19.0%
VYM VANGUARD WHITEHALL FDS 0.8%
Value ($000) $5,128 Shares 63,362 Est. Cost $77.20 Unrealized
VV VANGUARD INDEX FDS 0.8%
Value ($000) $5,119 Shares 32,724 Est. Cost $114.48 Unrealized
HD HOME DEPOT INC 0.8%
Value ($000) $5,104 Shares 18,377 Est. Cost $178.14 Unrealized +33.4%
META FACEBOOK INC 0.8%
Value ($000) $4,933 Shares 18,834 Est. Cost $164.71 Unrealized +55.5%
GNRC GENERAC HLDGS INC 0.8%
Value ($000) $4,788 Shares 24,725 Est. Cost $105.29 Unrealized +56.3%
VEA VANGUARD TAX-MANAGED INTL FD 0.8%
Value ($000) $4,767 Shares 116,542 Est. Cost $38.15 Unrealized
IJH ISHARES TR 0.8%
Value ($000) $4,732 Shares 25,534 Est. Cost $155.13 Unrealized
VTI VANGUARD INDEX FDS 0.8%
Value ($000) $4,696 Shares 27,575 Est. Cost $145.15 Unrealized
UPS UNITED PARCEL SERVICE INC 0.8%
Value ($000) $4,662 Shares 27,980 Est. Cost $81.05 Unrealized +44.8%
VB VANGUARD INDEX FDS 0.8%
Value ($000) $4,599 Shares 29,906 Est. Cost $133.84 Unrealized
BABA ALIBABA GROUP HLDG LTD 0.8%
Value ($000) $4,587 Shares 15,603 Est. Cost $144.99 Unrealized
USB US BANCORP DEL 0.7%
Value ($000) $4,513 Shares 125,884 Est. Cost $39.13 Unrealized -26.0%
TIP ISHARES TR 0.7%
Value ($000) $4,490 Shares 35,497 Est. Cost $115.84 Unrealized
PYPL PAYPAL HLDGS INC 0.7%
Value ($000) $4,447 Shares 22,568 Est. Cost $116.05 Unrealized +61.9%
AGG ISHARES TR 0.7%
Value ($000) $4,419 Shares 37,429 Est. Cost $103.21 Unrealized
SPY SPDR S&P 500 ETF TR 0.7%
Value ($000) $4,353 Shares 12,999 Est. Cost $238.09 Unrealized
ITOT ISHARES TR 0.7%
Value ($000) $4,101 Shares 54,322 Est. Cost $64.28 Unrealized
GDX VANECK VECTORS ETF TR 0.7%
Value ($000) $4,065 Shares 103,816 Est. Cost $32.10 Unrealized
ECL ECOLAB INC 0.7%
Value ($000) $4,018 Shares 20,104 Est. Cost $184.30 Unrealized +2.2%
VTIP VANGUARD MALVERN FDS 0.7%
Value ($000) $4,007 Shares 78,539 Est. Cost $51.02 Unrealized
BA BOEING CO 0.6%
Value ($000) $3,938 Shares 23,827 Est. Cost $134.71 Unrealized +26.5%
GOOGL ALPHABET INC 0.6%
Value ($000) $3,813 Shares 2,602 Est. Cost $49.51 Unrealized +52.7%
NVDA NVIDIA CORPORATION 0.6%
Value ($000) $3,797 Shares 7,015 Est. Cost $5.60 Unrealized +107.0%
SLYV SPDR SER TR 0.6%
Value ($000) $3,794 Shares 75,744 Est. Cost $54.69 Unrealized
VOT VANGUARD INDEX FDS 0.6%
Value ($000) $3,748 Shares 20,807 Est. Cost $110.07 Unrealized
ZBH ZIMMER BIOMET HOLDINGS INC 0.6%
Value ($000) $3,613 Shares 26,540 Est. Cost $119.93 Unrealized +4.2%
VEU VANGUARD INTL EQUITY INDEX F 0.6%
Value ($000) $3,589 Shares 71,140 Est. Cost $45.04 Unrealized
TGT TARGET CORP 0.6%
Value ($000) $3,492 Shares 22,186 Est. Cost $99.23 Unrealized +19.6%
VIG VANGUARD SPECIALIZED FUNDS 0.6%
Value ($000) $3,445 Shares 26,779 Est. Cost $98.57 Unrealized
WISDOMTREE TR 0.6%
Value ($000) $3,373 Shares 134,326 Est. Cost $25.11 Unrealized
VO VANGUARD INDEX FDS 0.6%
Value ($000) $3,371 Shares 19,127 Est. Cost $142.30 Unrealized
FAST FASTENAL CO 0.5%
Value ($000) $3,300 Shares 73,190 Est. Cost $16.59 Unrealized +20.9%
VWO VANGUARD INTL EQUITY INDEX F 0.5%
Value ($000) $3,275 Shares 75,745 Est. Cost $40.89 Unrealized
CDW CDW CORP 0.5%
Value ($000) $3,246 Shares 27,160 Est. Cost $102.08 Unrealized +5.0%
PFE PFIZER INC 0.5%
Value ($000) $3,142 Shares 85,618 Est. Cost $23.38 Unrealized +16.0%
PG PROCTER AND GAMBLE CO 0.5%
Value ($000) $3,141 Shares 22,602 Est. Cost $73.75 Unrealized +57.8%
MOS MOSAIC CO NEW 0.5%
Value ($000) $3,113 Shares 170,370 Est. Cost $14.60 Unrealized 0.0%
IWP ISHARES TR 0.5%
Value ($000) $3,101 Shares 17,941 Est. Cost $134.90 Unrealized
FLAHERTY & CRUMRIN PFD & INM 0.5%
Value ($000) $2,950 Shares 140,754 Est. Cost $20.12 Unrealized
SMH VANECK VECTORS ETF TR 0.5%
Value ($000) $2,937 Shares 16,862 Est. Cost $119.73 Unrealized
SDY SPDR SER TR 0.5%
Value ($000) $2,805 Shares 30,362 Est. Cost $89.30 Unrealized
ISTB ISHARES TR 0.5%
Value ($000) $2,775 Shares 53,825 Est. Cost $51.56 Unrealized
PCAR PACCAR INC 0.5%
Value ($000) $2,760 Shares 32,369 Est. Cost $30.51 Unrealized +50.7%
BNDX VANGUARD CHARLOTTE FDS 0.4%
Value ($000) $2,716 Shares 46,677 Est. Cost $54.45 Unrealized
VZ VERIZON COMMUNICATIONS INC 0.4%
Value ($000) $2,713 Shares 45,600 Est. Cost $35.93 Unrealized +18.5%
WELLS FARGO MULTI SECTOR INC 0.4%
Value ($000) $2,627 Shares 244,368 Est. Cost $11.54 Unrealized
IJR ISHARES TR 0.4%
Value ($000) $2,530 Shares 36,025 Est. Cost $76.21 Unrealized
URI UNITED RENTALS INC 0.4%
Value ($000) $2,500 Shares 14,329 Est. Cost $137.32 Unrealized +18.6%
INTC INTEL CORP 0.4%
Value ($000) $2,426 Shares 46,854 Est. Cost $34.10 Unrealized +36.4%
MINT PIMCO ETF TR 0.4%
Value ($000) $2,371 Shares 23,256 Est. Cost $99.02 Unrealized
QCOM QUALCOMM INC 0.4%
Value ($000) $2,292 Shares 19,477 Est. Cost $60.37 Unrealized +57.6%
VOO VANGUARD INDEX FDS 0.4%
Value ($000) $2,214 Shares 7,195 Est. Cost $251.79 Unrealized
FDX FEDEX CORP 0.4%
Value ($000) $2,200 Shares 8,747 Est. Cost $180.94 Unrealized 0.0%
ISRG INTUITIVE SURGICAL INC 0.4%
Value ($000) $2,151 Shares 3,031 Est. Cost $187.12 Unrealized +20.0%
EEM ISHARES TR 0.4%
Value ($000) $2,146 Shares 48,667 Est. Cost $37.30 Unrealized
USMV ISHARES TR 0.4%
Value ($000) $2,133 Shares 33,462 Est. Cost $59.65 Unrealized
PTH INVESCO EXCHANGE TRADED FD T 0.4%
Value ($000) $2,124 Shares 15,628 Est. Cost $135.91 Unrealized
LQD ISHARES TR 0.3%
Value ($000) $2,020 Shares 14,997 Est. Cost $131.93 Unrealized
WHR WHIRLPOOL CORP 0.3%
Value ($000) $1,954 Shares 10,626 Est. Cost $166.16 Unrealized 0.0%
PPG PPG INDS INC 0.3%
Value ($000) $1,952 Shares 15,990 Est. Cost $102.54 Unrealized +2.7%
ARKK ARK ETF TR 0.3%
Value ($000) $1,942 Shares 21,107 Est. Cost $92.01 Unrealized
SBIO ALPS ETF TR 0.3%
Value ($000) $1,917 Shares 46,603 Est. Cost $31.70 Unrealized
VBR VANGUARD INDEX FDS 0.3%
Value ($000) $1,906 Shares 17,228 Est. Cost $109.01 Unrealized
JPM JPMORGAN CHASE & CO 0.3%
Value ($000) $1,895 Shares 19,686 Est. Cost $72.87 Unrealized +17.2%
VSS VANGUARD INTL EQUITY INDEX F 0.3%
Value ($000) $1,831 Shares 17,388 Est. Cost $92.40 Unrealized
CVX CHEVRON CORP NEW 0.3%
Value ($000) $1,802 Shares 25,021 Est. Cost $77.80 Unrealized -14.5%
DVY ISHARES TR 0.3%
Value ($000) $1,798 Shares 22,051 Est. Cost $78.77 Unrealized
FVD FIRST TR VALUE LINE DIVID IN 0.3%
Value ($000) $1,715 Shares 54,507 Est. Cost $30.03 Unrealized
IWM ISHARES TR 0.3%
Value ($000) $1,693 Shares 11,306 Est. Cost $145.97 Unrealized
SPY SPDR S&P 500 ETF TR 0.3%
Value ($000) $1,635 Shares 4,600 Est. Cost $238.09 Unrealized
HEDJ WISDOMTREE TR 0.3%
Value ($000) $1,633 Shares 26,446 Est. Cost $61.75 Unrealized
EFA ISHARES TR 0.3%
Value ($000) $1,618 Shares 25,417 Est. Cost $62.89 Unrealized
IMCV ISHARES TR 0.3%
Value ($000) $1,607 Shares 12,266 Est. Cost $145.48 Unrealized
VGIT VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $1,497 Shares 21,236 Est. Cost $66.62 Unrealized
WY WEYERHAEUSER CO MTN BE 0.2%
Value ($000) $1,492 Shares 52,309 Est. Cost $21.62 Unrealized +3.2%
AAXJ ISHARES TR 0.2%
Value ($000) $1,491 Shares 19,315 Est. Cost $66.61 Unrealized
XOM EXXON MOBIL CORP 0.2%
Value ($000) $1,487 Shares 43,310 Est. Cost $53.74 Unrealized -39.9%
JNK SPDR SER TR 0.2%
Value ($000) $1,486 Shares 14,250 Est. Cost $106.35 Unrealized
RTX RAYTHEON TECHNOLOGIES CORP 0.2%
Value ($000) $1,460 Shares 25,370 Est. Cost $54.03 Unrealized -0.6%
DIS DISNEY WALT CO 0.2%
Value ($000) $1,458 Shares 11,753 Est. Cost $113.56 Unrealized +7.5%
MRK MERCK & CO. INC 0.2%
Value ($000) $1,410 Shares 16,993 Est. Cost $49.21 Unrealized +34.0%
TAN INVESCO EXCH TRADED FD TR II 0.2%
Value ($000) $1,408 Shares 21,732 Est. Cost $23.72 Unrealized
RITM NEW RESIDENTIAL INVT CORP 0.2%
Value ($000) $1,321 Shares 166,122 Est. Cost $12.88 Unrealized
ABT ABBOTT LABS 0.2%
Value ($000) $1,306 Shares 11,999 Est. Cost $68.27 Unrealized +35.3%
BIV VANGUARD BD INDEX FDS 0.2%
Value ($000) $1,297 Shares 13,878 Est. Cost $91.83 Unrealized
KIRKLAND LAKE GOLD LTD 0.2%
Value ($000) $1,289 Shares 26,452 Est. Cost $44.77 Unrealized
VCSH VANGUARD SCOTTSDALE FDS 0.2%
Value ($000) $1,271 Shares 15,336 Est. Cost $81.82 Unrealized
BLV VANGUARD BD INDEX FDS 0.2%
Value ($000) $1,264 Shares 11,297 Est. Cost $91.59 Unrealized
VGK VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $1,246 Shares 23,760 Est. Cost $53.71 Unrealized
HFWA HERITAGE FINL CORP WASH 0.2%
Value ($000) $1,231 Shares 66,947 Est. Cost $15.43 Unrealized +26.8%
WM WASTE MGMT INC DEL 0.2%
Value ($000) $1,225 Shares 10,827 Est. Cost $92.68 Unrealized +9.3%
HYG ISHARES TR 0.2%
Value ($000) $1,216 Shares 14,498 Est. Cost $82.77 Unrealized
EMR EMERSON ELEC CO 0.2%
Value ($000) $1,212 Shares 18,477 Est. Cost $54.92 Unrealized +7.0%
EMB ISHARES TR 0.2%
Value ($000) $1,210 Shares 10,916 Est. Cost $108.03 Unrealized
BAC BK OF AMERICA CORP 0.2%
Value ($000) $1,210 Shares 50,215 Est. Cost $13.61 Unrealized +60.3%
T AT&T INC 0.2%
Value ($000) $1,203 Shares 42,199 Est. Cost $16.95 Unrealized -8.2%
PGF INVESCO EXCHANGE TRADED FD T 0.2%
Value ($000) $1,202 Shares 64,157 Est. Cost $18.08 Unrealized
ABBV ABBVIE INC 0.2%
Value ($000) $1,199 Shares 13,691 Est. Cost $63.60 Unrealized +20.0%
FSLR FIRST SOLAR INC 0.2%
Value ($000) $1,192 Shares 18,005 Est. Cost $66.40 Unrealized 0.0%
CMCSA COMCAST CORP NEW 0.2%
Value ($000) $1,122 Shares 24,256 Est. Cost $29.00 Unrealized +29.7%
NTRA NATERA INC 0.2%
Value ($000) $1,091 Shares 15,100 Est. Cost $40.15 Unrealized +41.6%
BKLN INVESCO EXCH TRADED FD TR II 0.2%
Value ($000) $1,080 Shares 49,685 Est. Cost $22.39 Unrealized
IXUS ISHARES TR 0.2%
Value ($000) $1,052 Shares 18,029 Est. Cost $57.34 Unrealized
EXCHANGE LISTED FDS TR 0.2%
Value ($000) $1,010 Shares 33,521 Est. Cost $36.58 Unrealized
NUVEEN AMT FREE QLTY MUN INC 0.2%
Value ($000) $963 Shares 67,147 Est. Cost $13.92 Unrealized
ABERDEEN ASIA-PACIFIC INCOME 0.2%
Value ($000) $957 Shares 239,945 Est. Cost $4.34 Unrealized
VPL VANGUARD INTL EQUITY INDEX F 0.2%
Value ($000) $938 Shares 13,787 Est. Cost $66.01 Unrealized
COMT ISHARES U S ETF TR 0.2%
Value ($000) $937 Shares 37,513 Est. Cost $25.58 Unrealized
SCHV SCHWAB STRATEGIC TR 0.1%
Value ($000) $873 Shares 16,733 Est. Cost $46.05 Unrealized
HANCOCK JOHN PFD INCOME FD I 0.1%
Value ($000) $868 Shares 54,326 Est. Cost $17.72 Unrealized
CSCO CISCO SYS INC 0.1%
Value ($000) $864 Shares 21,930 Est. Cost $30.08 Unrealized +23.2%
ALLIANCEBERNSTEIN GLOBAL HIG 0.1%
Value ($000) $851 Shares 80,957 Est. Cost $11.16 Unrealized
VWOB VANGUARD WHITEHALL FDS 0.1%
Value ($000) $834 Shares 10,574 Est. Cost $77.74 Unrealized
ORCL ORACLE CORP 0.1%
Value ($000) $827 Shares 13,845 Est. Cost $42.58 Unrealized +23.9%
GILD GILEAD SCIENCES INC 0.1%
Value ($000) $825 Shares 13,063 Est. Cost $57.66 Unrealized -2.7%
CCL CARNIVAL CORP 0.1%
Value ($000) $806 Shares 53,095 Est. Cost $15.08 Unrealized +2.5%
SCHF SCHWAB STRATEGIC TR 0.1%
Value ($000) $799 Shares 25,438 Est. Cost $26.68 Unrealized
CNX CNX RES CORP 0.1%
Value ($000) $786 Shares 83,245 Est. Cost $10.20 Unrealized 0.0%
FLIR SYS INC 0.1%
Value ($000) $785 Shares 21,910 Est. Cost $36.98 Unrealized
BLACKROCK MUN 2020 TERM TR 0.1%
Value ($000) $776 Shares 51,612 Est. Cost $15.86 Unrealized
HASI HANNON ARMSTRONG SUST INFR C 0.1%
Value ($000) $757 Shares 17,908 Est. Cost $14.67 Unrealized +96.2%
IFLN INVESCO EXCH TRADED FD TR II 0.1%
Value ($000) $735 Shares 39,638 Est. Cost $17.70 Unrealized
BMY BRISTOL-MYERS SQUIBB CO 0.1%
Value ($000) $732 Shares 12,138 Est. Cost $37.69 Unrealized +28.9%
XPH SPDR SER TR 0.1%
Value ($000) $718 Shares 16,516 Est. Cost $41.80 Unrealized
PIMCO CORPORATE & INCOME STR 0.1%
Value ($000) $713 Shares 45,689 Est. Cost $13.78 Unrealized
EQUITRANS MIDSTREAM CORP 0.1%
Value ($000) $708 Shares 83,674 Est. Cost $8.31 Unrealized
GAMCO GLOBAL GOLD NAT RES & 0.1%
Value ($000) $693 Shares 203,217 Est. Cost $4.85 Unrealized
DIA SPDR DOW JONES INDL AVERAGE 0.1%
Value ($000) $690 Shares 2,300 Est. Cost $259.16 Unrealized
QQQ INVESCO QQQ TR 0.1%
Value ($000) $680 Shares 2,300 Est. Cost $178.96 Unrealized
VXUS VANGUARD STAR FDS 0.1%
Value ($000) $666 Shares 12,771 Est. Cost $53.00 Unrealized
CAH CARDINAL HEALTH INC 0.1%
Value ($000) $651 Shares 13,869 Est. Cost $44.60 Unrealized 0.0%
DXJ WISDOMTREE TR 0.1%
Value ($000) $626 Shares 12,772 Est. Cost $49.01 Unrealized
EWU ISHARES TR 0.1%
Value ($000) $622 Shares 24,417 Est. Cost $25.47 Unrealized
VIACOMCBS INC 0.1%
Value ($000) $602 Shares 21,495 Est. Cost $24.27 Unrealized
DOW DOW INC 0.1%
Value ($000) $600 Shares 12,756 Est. Cost $34.40 Unrealized -2.7%
ANNALY CAPITAL MANAGEMENT IN 0.1%
Value ($000) $592 Shares 83,137 Est. Cost $9.31 Unrealized
KO COCA COLA CO 0.1%
Value ($000) $574 Shares 11,625 Est. Cost $36.46 Unrealized +11.9%
HOEGH LNG PARTNERS LP 0.1%
Value ($000) $564 Shares 53,147 Est. Cost $18.85 Unrealized
ET ENERGY TRANSFER LP 0.1%
Value ($000) $549 Shares 101,368 Est. Cost $11.99 Unrealized
ISHARES GOLD TRUST 0.1%
Value ($000) $525 Shares 29,159 Est. Cost $14.97 Unrealized
NUVEEN QUALITY MUNCP INCOME 0.1%
Value ($000) $519 Shares 35,729 Est. Cost $15.02 Unrealized
MO ALTRIA GROUP INC 0.1%
Value ($000) $508 Shares 13,150 Est. Cost $28.47 Unrealized -4.5%
BOH BANK HAWAII CORP 0.1%
Value ($000) $505 Shares 10,000 Est. Cost $43.45 Unrealized +2.2%
WESTERN ASSET EMERGING MKTS 0.1%
Value ($000) $496 Shares 40,267 Est. Cost $14.11 Unrealized
SMMV ISHARES TR 0.1%
Value ($000) $493 Shares 16,886 Est. Cost $32.33 Unrealized
FREL FIDELITY COVINGTON TRUST 0.1%
Value ($000) $493 Shares 20,982 Est. Cost $24.62 Unrealized
BARRICK GOLD CORP 0.1%
Value ($000) $490 Shares 17,444 Est. Cost $18.31 Unrealized
PIMCO CORPORATE & INCOME OPP 0.1%
Value ($000) $488 Shares 30,250 Est. Cost $14.06 Unrealized
SPIRIT RLTY CAP INC NEW 0.1%
Value ($000) $482 Shares 14,286 Est. Cost $38.37 Unrealized
NUVEEN CR STRATEGIES INCOME 0.1%
Value ($000) $478 Shares 80,930 Est. Cost $8.08 Unrealized
NUVEEN REAL ASSET INCOME & G 0.1%
Value ($000) $467 Shares 38,721 Est. Cost $17.99 Unrealized
QDF FLEXSHARES TR 0.1%
Value ($000) $460 Shares 10,302 Est. Cost $41.95 Unrealized
KAYNE ANDERSON ENERGY INFRST 0.1%
Value ($000) $445 Shares 111,423 Est. Cost $12.40 Unrealized
XMUIX BLACKROCK MUNI INTER DR FD I 0.1%
Value ($000) $435 Shares 31,000 Est. Cost $12.16 Unrealized
IYE ISHARES TR 0.1%
Value ($000) $435 Shares 27,244 Est. Cost $35.46 Unrealized
KEY KEYCORP 0.1%
Value ($000) $423 Shares 35,475 Est. Cost $9.08 Unrealized +3.4%
NUVEEN AMT FREE MUN CR INC F 0.1%
Value ($000) $406 Shares 25,941 Est. Cost $15.28 Unrealized
SPHQ INVESCO EXCHANGE TRADED FD T 0.1%
Value ($000) $403 Shares 10,430 Est. Cost $30.19 Unrealized
IVZ INVESCO LTD 0.1%
Value ($000) $389 Shares 34,050 Est. Cost $11.27 Unrealized -24.9%
BP BP PLC 0.1%
Value ($000) $388 Shares 22,239 Est. Cost $38.00 Unrealized
HIGHLAND FDS I 0.1%
Value ($000) $385 Shares 24,475 Est. Cost $17.02 Unrealized
HANCOCK JOHN PFD INCOME FD 0.1%
Value ($000) $385 Shares 20,448 Est. Cost $20.45 Unrealized
FRANKLIN LTD DURATION INCOME 0.1%
Value ($000) $366 Shares 42,877 Est. Cost $10.83 Unrealized
ROYAL DUTCH SHELL PLC 0.1%
Value ($000) $360 Shares 14,299 Est. Cost $63.14 Unrealized
OASIS MIDSTREAM PARTNERS LP 0.1%
Value ($000) $358 Shares 57,772 Est. Cost $15.07 Unrealized
GENERAL ELECTRIC CO 0.1%
Value ($000) $351 Shares 56,307 Est. Cost $19.73 Unrealized
MAIDEN HOLDINGS LTD 0.1%
Value ($000) $350 Shares 287,232 Est. Cost $2.37 Unrealized
NUVEEN MUNICIPAL CREDIT INC 0.1%
Value ($000) $314 Shares 21,349 Est. Cost $15.73 Unrealized
NEUBERGER BERMAN MUN FD INC 0.1%
Value ($000) $312 Shares 20,266 Est. Cost $14.86 Unrealized
SHYD VANECK VECTORS ETF TR 0.1%
Value ($000) $306 Shares 12,570 Est. Cost $24.34 Unrealized
STNG SCORPIO TANKERS INC 0.1%
Value ($000) $305 Shares 27,581 Est. Cost $11.06 Unrealized
ANWORTH MTG ASSET CORP 0.0%
Value ($000) $302 Shares 184,309 Est. Cost $3.22 Unrealized
SBS COMPANHIA DE SANEAMENTO BASI 0.0%
Value ($000) $300 Shares 36,180 Est. Cost $8.46 Unrealized
KMI KINDER MORGAN INC DEL 0.0%
Value ($000) $293 Shares 23,771 Est. Cost $14.12 Unrealized -28.3%
ENABLE MIDSTREAM PARTNERS LP 0.0%
Value ($000) $289 Shares 69,800 Est. Cost $2570.01 Unrealized
WORKHORSE GROUP INC 0.0%
Value ($000) $278 Shares 10,978 Est. Cost $25.32 Unrealized
CALAMOS CONV OPPORTUNITIES & 0.0%
Value ($000) $263 Shares 23,910 Est. Cost $10.67 Unrealized
TCW STRATEGIC INCOME FD INC 0.0%
Value ($000) $262 Shares 46,650 Est. Cost $5.27 Unrealized
OMER OMEROS CORP 0.0%
Value ($000) $261 Shares 25,795 Est. Cost $11.76 Unrealized +9.5%
TEVA TEVA PHARMACEUTICAL INDS LTD 0.0%
Value ($000) $257 Shares 28,552 Est. Cost $22.86 Unrealized
BLACKROCK CORE BD TR 0.0%
Value ($000) $239 Shares 15,294 Est. Cost $12.98 Unrealized
F FORD MTR CO DEL 0.0%
Value ($000) $238 Shares 35,706 Est. Cost $7.81 Unrealized -34.2%
NUVEEN NEW YORK AMT QLT MUNI 0.0%
Value ($000) $235 Shares 18,238 Est. Cost $13.23 Unrealized
MFS MULTIMARKET INCOME TR 0.0%
Value ($000) $229 Shares 40,755 Est. Cost $5.67 Unrealized
IQDF FLEXSHARES TR 0.0%
Value ($000) $226 Shares 10,920 Est. Cost $20.70 Unrealized
HANCOCK JOHN INCOME SECS TR 0.0%
Value ($000) $225 Shares 14,825 Est. Cost $13.40 Unrealized
ARCC ARES CAPITAL CORP 0.0%
Value ($000) $221 Shares 15,809 Est. Cost $9.45 Unrealized -9.5%
DOUBLELINE INCOME SOLUTIONS 0.0%
Value ($000) $217 Shares 13,543 Est. Cost $18.29 Unrealized
SPECIAL OPPORTUNITIES FD INC 0.0%
Value ($000) $216 Shares 17,369 Est. Cost $13.64 Unrealized
OYSTER PT PHARMA INC 0.0%
Value ($000) $211 Shares 10,000 Est. Cost $28.90 Unrealized
CONTAINER STORE GROUP INC 0.0%
Value ($000) $206 Shares 33,250 Est. Cost $6.20 Unrealized
SGOL ABERDEEN STD GOLD ETF TR 0.0%
Value ($000) $197 Shares 10,866 Est. Cost $17.18 Unrealized
BLACKROCK NY MUNI INC QLTY T 0.0%
Value ($000) $192 Shares 14,700 Est. Cost $12.11 Unrealized
INVESCO TR INVT GRADE MUNS 0.0%
Value ($000) $175 Shares 14,070 Est. Cost $14.00 Unrealized
BLACKROCK FLOATING RATE INCO 0.0%
Value ($000) $169 Shares 15,035 Est. Cost $112.82 Unrealized
BLACKROCK MUNIHOLDINGS QUALI 0.0%
Value ($000) $168 Shares 13,198 Est. Cost $13.80 Unrealized
XMQTX BLACKROCK MUNIYIELD QUALITY 0.0%
Value ($000) $165 Shares 12,600 Est. Cost $13.30 Unrealized
GGB GERDAU SA 0.0%
Value ($000) $162 Shares 43,749 Est. Cost $4.34 Unrealized
NUVEEN CA QUALTY MUN INCOME 0.0%
Value ($000) $162 Shares 11,093 Est. Cost $13.82 Unrealized
FCX FREEPORT-MCMORAN INC 0.0%
Value ($000) $157 Shares 10,034 Est. Cost $13.50 Unrealized 0.0%
FIRST TR ENERGY INCOME & GRO 0.0%
Value ($000) $151 Shares 16,675 Est. Cost $10.74 Unrealized
SFL SFL CORPORATION LTD 0.0%
Value ($000) $151 Shares 20,172 Est. Cost $14.46 Unrealized -39.5%
INBK FIRST INTERNET BANCORP 0.0%
Value ($000) $150 Shares 10,214 Est. Cost $27.39 Unrealized -44.3%
BNY MELLON STRATEGIC MUNS IN 0.0%
Value ($000) $128 Shares 15,500 Est. Cost $8.19 Unrealized
EATON VANCE SHORT DURATION D 0.0%
Value ($000) $122 Shares 10,663 Est. Cost $170.02 Unrealized
AA ALCOA CORP 0.0%
Value ($000) $122 Shares 10,530 Est. Cost $32.12 Unrealized -60.1%
INOVIO PHARMACEUTICALS INC 0.0%
Value ($000) $116 Shares 10,000 Est. Cost $26.93 Unrealized
MFA FINL INC 0.0%
Value ($000) $108 Shares 40,275 Est. Cost $8.01 Unrealized
BEST INC 0.0%
Value ($000) $107 Shares 35,590 Est. Cost $7.68 Unrealized
MORGAN STANLEY EMER MKTS DEB 0.0%
Value ($000) $106 Shares 12,625 Est. Cost $8.57 Unrealized
ADVERUM BIOTECHNOLOGIES INC 0.0%
Value ($000) $103 Shares 10,000 Est. Cost $20.90 Unrealized
ABEV AMBEV SA 0.0%
Value ($000) $103 Shares 45,618 Est. Cost $2.26 Unrealized
STIM NEURONETICS INC 0.0%
Value ($000) $97 Shares 20,000 Est. Cost $2.92 Unrealized +29.8%
TURQUOISE HILL RES LTD 0.0%
Value ($000) $91 Shares 108,450 Est. Cost $29.54 Unrealized
GREEN PLAINS PARTNERS LP 0.0%
Value ($000) $80 Shares 11,390 Est. Cost $19.19 Unrealized
AMTX AEMETIS INC 0.0%
Value ($000) $78 Shares 24,300 Est. Cost $0.49 Unrealized +273.3%
GASS STEALTHGAS INC 0.0%
Value ($000) $68 Shares 23,050 Est. Cost $9.75 Unrealized -73.6%
PUTNAM MASTER INTER INCOME T 0.0%
Value ($000) $66 Shares 16,000 Est. Cost $4.57 Unrealized
GEL GENESIS ENERGY L P 0.0%
Value ($000) $65 Shares 14,387 Est. Cost $22.20 Unrealized
KEZAR LIFE SCIENCES INC 0.0%
Value ($000) $61 Shares 12,592 Est. Cost $4.84 Unrealized
BBCP CONCRETE PUMPING HLDGS INC 0.0%
Value ($000) $43 Shares 12,000 Est. Cost $3.26 Unrealized 0.0%
ATHERSYS INC NEW 0.0%
Value ($000) $39 Shares 20,000 Est. Cost $2.75 Unrealized
WESTPORT FUEL SYSTEMS INC 0.0%
Value ($000) $38 Shares 23,600 Est. Cost $1.64 Unrealized
TDAY GANNETT CO INC 0.0%
Value ($000) $31 Shares 23,813 Est. Cost $7.19 Unrealized -78.8%
RIG TRANSOCEAN LTD 0.0%
Value ($000) $25 Shares 30,503 Est. Cost $10.16 Unrealized -83.9%