Location: Mercer Island, WA
CIK: 0001655006 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Oct 16, 2020
Total Value: $606M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| MSFT | MICROSOFT CORP | 275,361 | $57.92M | 9.6% | $210.33 * | $57.57 | +248.7% | COM | 594918104 |
| AAPL | APPLE INC | 306,958 | $35.55M | 5.9% | $115.81 * | $82.67 | +28.2% | COM | 037833100 |
| VUG | VANGUARD INDEX FDS | 87,032 | $19.81M | 3.3% | $227.61 | $106.28 | — | GROWTH ETF | 922908736 |
| AMZN | AMAZON COM INC | 5,460 | $17.19M | 2.8% | $3148.72 * | $83.32 | +89.2% | COM | 023135106 |
| QQQ | INVESCO QQQ TR | 61,827 | $17.18M | 2.8% | $277.84 | $178.96 | — | UNIT SER 1 | 46090E103 |
| VTV | VANGUARD INDEX FDS | 154,599 | $16.16M | 2.7% | $104.51 | $83.24 | — | VALUE ETF | 922908744 |
| IVV | ISHARES TR | 39,584 | $13.3M | 2.2% | $336.07 | $274.84 | — | CORE S&P500 ETF | 464287200 |
| BSV | VANGUARD BD INDEX FDS | 106,962 | $8.883M | 1.5% | $83.05 | $80.20 | — | SHORT TRM BOND | 921937827 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 40,090 | $8.537M | 1.4% | $212.95 * | $183.09 | +11.7% | CL B NEW | 084670702 |
| IWF | ISHARES TR | 38,138 | $8.272M | 1.4% | $216.90 | $103.75 | — | RUS 1000 GRW ETF | 464287614 |
| BND | VANGUARD BD INDEX FDS | 93,526 | $8.251M | 1.4% | $88.22 | $81.52 | — | TOTAL BND MRKT | 921937835 |
| VNQ | VANGUARD INDEX FDS | 103,658 | $8.185M | 1.4% | $78.96 | $81.52 | — | REAL ESTATE ETF | 922908553 |
| RSP | INVESCO EXCHANGE TRADED FD T | 63,377 | $6.852M | 1.1% | $108.11 | $103.85 | — | S&P500 EQL WGT | 46137V357 |
| — | BLACKROCK CR ALLOCATION INCO | 471,717 | $6.708M | 1.1% | $14.22 | $12.54 | — | COM | 092508100 |
| SHOP | SHOPIFY INC | 6,474 | $6.623M | 1.1% | $1023.02 * | $74.04 | +34.3% | CL A | 82509L107 |
| WMT | WALMART INC | 46,784 | $6.546M | 1.1% | $139.92 * | $37.90 | +9.0% | COM | 931142103 |
| ITB | ISHARES TR | 113,108 | $6.408M | 1.1% | $56.65 | $32.87 | — | US HOME CONS ETF | 464288752 |
| — | FLAHERTY & CRUMRINE TOTAL RE | 286,845 | $6.138M | 1.0% | $21.40 | $19.40 | — | COM | 338479108 |
| SBUX | STARBUCKS CORP | 71,079 | $6.107M | 1.0% | $85.92 * | $41.32 | +71.3% | COM | 855244109 |
| IWD | ISHARES TR | 51,646 | $6.101M | 1.0% | $118.13 | $110.00 | — | RUS 1000 VAL ETF | 464287598 |
| COST | COSTCO WHSL CORP NEW | 16,595 | $5.891M | 1.0% | $354.99 * | $129.32 | +139.0% | COM | 22160K105 |
| GOOG | ALPHABET INC | 3,983 | $5.854M | 1.0% | $1469.75 * | $54.38 | +39.3% | CAP STK CL C | 02079K107 |
| JNJ | JOHNSON & JOHNSON | 36,952 | $5.501M | 0.9% | $148.87 * | $106.74 | +19.0% | COM | 478160104 |
| VYM | VANGUARD WHITEHALL FDS | 63,362 | $5.128M | 0.8% | $80.93 | $77.20 | — | HIGH DIV YLD | 921946406 |
| VV | VANGUARD INDEX FDS | 32,724 | $5.119M | 0.8% | $156.43 | $114.48 | — | LARGE CAP ETF | 922908637 |
| HD | HOME DEPOT INC | 18,377 | $5.104M | 0.8% | $277.74 * | $178.14 | +33.4% | COM | 437076102 |
| META | FACEBOOK INC | 18,834 | $4.933M | 0.8% | $261.92 * | $164.71 | +55.5% | CL A | 30303M102 |
| GNRC | GENERAC HLDGS INC | 24,725 | $4.788M | 0.8% | $193.65 * | $105.29 | +56.3% | COM | 368736104 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 116,542 | $4.767M | 0.8% | $40.90 | $38.15 | — | FTSE DEV MKT ETF | 921943858 |
| IJH | ISHARES TR | 25,534 | $4.732M | 0.8% | $185.32 | $155.13 | — | CORE S&P MCP ETF | 464287507 |
| VTI | VANGUARD INDEX FDS | 27,575 | $4.696M | 0.8% | $170.30 | $145.15 | — | TOTAL STK MKT | 922908769 |
| UPS | UNITED PARCEL SERVICE INC | 27,980 | $4.662M | 0.8% | $166.62 * | $81.05 | +44.8% | CL B | 911312106 |
| VB | VANGUARD INDEX FDS | 29,906 | $4.599M | 0.8% | $153.78 | $133.84 | — | SMALL CP ETF | 922908751 |
| BABA | ALIBABA GROUP HLDG LTD | 15,603 | $4.587M | 0.8% | $293.98 | $144.99 | — | SPONSORED ADS | 01609W102 |
| USB | US BANCORP DEL | 125,884 | $4.513M | 0.7% | $35.85 * | $39.13 | -26.0% | COM NEW | 902973304 |
| TIP | ISHARES TR | 35,497 | $4.49M | 0.7% | $126.49 | $115.84 | — | TIPS BD ETF | 464287176 |
| PYPL | PAYPAL HLDGS INC | 22,568 | $4.447M | 0.7% | $197.05 * | $116.05 | +61.9% | COM | 70450Y103 |
| AGG | ISHARES TR | 37,429 | $4.419M | 0.7% | $118.06 | $103.21 | — | CORE US AGGBD ET | 464287226 |
| SPY | SPDR S&P 500 ETF TR | 12,999 | $4.353M | 0.7% | $334.87 | $238.09 | — | TR UNIT | 78462F103 |
| ITOT | ISHARES TR | 54,322 | $4.101M | 0.7% | $75.49 | $64.28 | — | CORE S&P TTL STK | 464287150 |
| GDX | VANECK VECTORS ETF TR | 103,816 | $4.065M | 0.7% | $39.16 | $32.10 | — | GOLD MINERS ETF | 92189F106 |
| ECL | ECOLAB INC | 20,104 | $4.018M | 0.7% | $199.86 * | $184.30 | +2.2% | COM | 278865100 |
| VTIP | VANGUARD MALVERN FDS | 78,539 | $4.007M | 0.7% | $51.02 | $51.02 | — | STRM INFPROIDX | 922020805 |
| BA | BOEING CO | 23,827 | $3.938M | 0.6% | $165.27 * | $134.71 | +26.5% | COM | 097023105 |
| GOOGL | ALPHABET INC | 2,602 | $3.813M | 0.6% | $1465.41 * | $49.51 | +52.7% | CAP STK CL A | 02079K305 |
| NVDA | NVIDIA CORPORATION | 7,015 | $3.797M | 0.6% | $541.27 * | $5.60 | +107.0% | COM | 67066G104 |
| SLYV | SPDR SER TR | 75,744 | $3.794M | 0.6% | $50.09 | $54.69 | — | S&P 600 SMCP VAL | 78464A300 |
| VOT | VANGUARD INDEX FDS | 20,807 | $3.748M | 0.6% | $180.13 | $110.07 | — | MCAP GR IDXVIP | 922908538 |
| ZBH | ZIMMER BIOMET HOLDINGS INC | 26,540 | $3.613M | 0.6% | $136.13 * | $119.93 | +4.2% | COM | 98956P102 |
| VEU | VANGUARD INTL EQUITY INDEX F | 71,140 | $3.589M | 0.6% | $50.45 | $45.04 | — | ALLWRLD EX US | 922042775 |
| TGT | TARGET CORP | 22,186 | $3.492M | 0.6% | $157.40 * | $99.23 | +19.6% | COM | 87612E106 |
| VIG | VANGUARD SPECIALIZED FUNDS | 26,779 | $3.445M | 0.6% | $128.65 | $98.57 | — | DIV APP ETF | 921908844 |
| — | WISDOMTREE TR | 134,326 | $3.373M | 0.6% | $25.11 | $25.11 | — | FLOATNG RAT TREA | 97717X628 |
| VO | VANGUARD INDEX FDS | 19,127 | $3.371M | 0.6% | $176.24 | $142.30 | — | MID CAP ETF | 922908629 |
| FAST | FASTENAL CO | 73,190 | $3.3M | 0.5% | $45.09 * | $16.59 | +20.9% | COM | 311900104 |
| VWO | VANGUARD INTL EQUITY INDEX F | 75,745 | $3.275M | 0.5% | $43.24 | $40.89 | — | FTSE EMR MKT ETF | 922042858 |
| CDW | CDW CORP | 27,160 | $3.246M | 0.5% | $119.51 * | $102.08 | +5.0% | COM | 12514G108 |
| PFE | PFIZER INC | 85,618 | $3.142M | 0.5% | $36.70 * | $23.38 | +16.0% | COM | 717081103 |
| PG | PROCTER AND GAMBLE CO | 22,602 | $3.141M | 0.5% | $138.97 * | $73.75 | +57.8% | COM | 742718109 |
| MOS | MOSAIC CO NEW | 170,370 | $3.113M | 0.5% | $18.27 * | $14.60 | 0.0% | COM | 61945C103 |
| IWP | ISHARES TR | 17,941 | $3.101M | 0.5% | $172.84 | $134.90 | — | RUS MD CP GR ETF | 464287481 |
| — | FLAHERTY & CRUMRIN PFD & INM | 140,754 | $2.95M | 0.5% | $20.96 | $20.12 | — | COM | 338478100 |
| SMH | VANECK VECTORS ETF TR | 16,862 | $2.937M | 0.5% | $174.18 | $119.73 | — | SEMICONDUCTOR ET | 92189F676 |
| SDY | SPDR SER TR | 30,362 | $2.805M | 0.5% | $92.39 | $89.30 | — | S&P DIVID ETF | 78464A763 |
| ISTB | ISHARES TR | 53,825 | $2.775M | 0.5% | $51.56 | $51.56 | — | CORE 1 5 YR USD | 46432F859 |
| PCAR | PACCAR INC | 32,369 | $2.76M | 0.5% | $85.27 * | $30.51 | +50.7% | COM | 693718108 |
| BNDX | VANGUARD CHARLOTTE FDS | 46,677 | $2.716M | 0.4% | $58.19 | $54.45 | — | INTL BD IDX ETF | 92203J407 |
| VZ | VERIZON COMMUNICATIONS INC | 45,600 | $2.713M | 0.4% | $59.50 * | $35.93 | +18.5% | COM | 92343V104 |
| — | WELLS FARGO MULTI SECTOR INC | 244,368 | $2.627M | 0.4% | $10.75 | $11.54 | — | COM | 94987D101 |
| IJR | ISHARES TR | 36,025 | $2.53M | 0.4% | $70.23 | $76.21 | — | CORE S&P SCP ETF | 464287804 |
| URI | UNITED RENTALS INC | 14,329 | $2.5M | 0.4% | $174.47 * | $137.32 | +18.6% | COM | 911363109 |
| INTC | INTEL CORP | 46,854 | $2.426M | 0.4% | $51.78 * | $34.10 | +36.4% | COM | 458140100 |
| MINT | PIMCO ETF TR | 23,256 | $2.371M | 0.4% | $101.95 | $99.02 | — | ENHAN SHRT MA AC | 72201R833 |
| QCOM | QUALCOMM INC | 19,477 | $2.292M | 0.4% | $117.68 * | $60.37 | +57.6% | COM | 747525103 |
| VOO | VANGUARD INDEX FDS | 7,195 | $2.214M | 0.4% | $307.71 | $251.79 | — | S&P 500 ETF SHS | 922908363 |
| FDX | FEDEX CORP | 8,747 | $2.2M | 0.4% | $251.51 * | $180.94 | 0.0% | COM | 31428X106 |
| ISRG | INTUITIVE SURGICAL INC | 3,031 | $2.151M | 0.4% | $709.67 * | $187.12 | +20.0% | COM NEW | 46120E602 |
| EEM | ISHARES TR | 48,667 | $2.146M | 0.4% | $44.10 | $37.30 | — | MSCI EMG MKT ETF | 464287234 |
| USMV | ISHARES TR | 33,462 | $2.133M | 0.4% | $63.74 | $59.65 | — | MSCI USA MIN VOL | 46429B697 |
| PTH | INVESCO EXCHANGE TRADED FD T | 15,628 | $2.124M | 0.4% | $135.91 | $135.91 | — | DWA HEALTHCARE | 46137V852 |
| LQD | ISHARES TR | 14,997 | $2.02M | 0.3% | $134.69 | $131.93 | — | IBOXX INV CP ETF | 464287242 |
| WHR | WHIRLPOOL CORP | 10,626 | $1.954M | 0.3% | $183.89 * | $166.16 | 0.0% | COM | 963320106 |
| PPG | PPG INDS INC | 15,990 | $1.952M | 0.3% | $122.08 * | $102.54 | +2.7% | COM | 693506107 |
| ARKK | ARK ETF TR | 21,107 | $1.942M | 0.3% | $92.01 | $92.01 | — | INNOVATION ETF | 00214Q104 |
| SBIO | ALPS ETF TR | 46,603 | $1.917M | 0.3% | $41.13 | $31.70 | — | MED BREAKTHGH | 00162Q593 |
| VBR | VANGUARD INDEX FDS | 17,228 | $1.906M | 0.3% | $110.63 | $109.01 | — | SM CP VAL ETF | 922908611 |
| JPM | JPMORGAN CHASE & CO | 19,686 | $1.895M | 0.3% | $96.26 * | $72.87 | +17.2% | COM | 46625H100 |
| VSS | VANGUARD INTL EQUITY INDEX F | 17,388 | $1.831M | 0.3% | $105.30 | $92.40 | — | FTSE SMCAP ETF | 922042718 |
| CVX | CHEVRON CORP NEW | 25,021 | $1.802M | 0.3% | $72.02 * | $77.80 | -14.5% | COM | 166764100 |
| DVY | ISHARES TR | 22,051 | $1.798M | 0.3% | $81.54 | $78.77 | — | SELECT DIVID ETF | 464287168 |
| FVD | FIRST TR VALUE LINE DIVID IN | 54,507 | $1.715M | 0.3% | $31.46 | $30.03 | — | SHS | 33734H106 |
| IWM | ISHARES TR | 11,306 | $1.693M | 0.3% | $149.74 | $145.97 | — | RUSSELL 2000 ETF | 464287655 |
| SPY | SPDR S&P 500 ETF TR | 4,600 | $1.635M | 0.3% | $355.43 | $238.09 | — | Call | 78462F103 |
| HEDJ | WISDOMTREE TR | 26,446 | $1.633M | 0.3% | $61.75 | $61.75 | — | EUROPE HEDGED EQ | 97717X701 |
| EFA | ISHARES TR | 25,417 | $1.618M | 0.3% | $63.66 | $62.89 | — | MSCI EAFE ETF | 464287465 |
| IMCV | ISHARES TR | 12,266 | $1.607M | 0.3% | $131.01 | $145.48 | — | MRGSTR MD CP VAL | 464288406 |
| VGIT | VANGUARD SCOTTSDALE FDS | 21,236 | $1.497M | 0.2% | $70.49 | $66.62 | — | INTER TERM TREAS | 92206C706 |
| WY | WEYERHAEUSER CO MTN BE | 52,309 | $1.492M | 0.2% | $28.52 * | $21.62 | +3.2% | COM NEW | 962166104 |
| AAXJ | ISHARES TR | 19,315 | $1.491M | 0.2% | $77.19 | $66.61 | — | MSCI AC ASIA ETF | 464288182 |
| XOM | EXXON MOBIL CORP | 43,310 | $1.487M | 0.2% | $34.33 * | $53.74 | -39.9% | COM | 30231G102 |
| JNK | SPDR SER TR | 14,250 | $1.486M | 0.2% | $104.28 | $106.35 | — | BLOOMBERG BRCLYS | 78468R622 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 25,370 | $1.46M | 0.2% | $57.55 * | $54.03 | -0.6% | COM | 75513E101 |
| DIS | DISNEY WALT CO | 11,753 | $1.458M | 0.2% | $124.05 | $113.56 | +7.5% | COM DISNEY | 254687106 |
| MRK | MERCK & CO. INC | 16,993 | $1.41M | 0.2% | $82.98 * | $49.21 | +34.0% | COM | 58933Y105 |
| TAN | INVESCO EXCH TRADED FD TR II | 21,732 | $1.408M | 0.2% | $64.79 | $23.72 | — | SOLAR ETF | 46138G706 |
| RITM | NEW RESIDENTIAL INVT CORP | 166,122 | $1.321M | 0.2% | $7.95 | $12.88 | — | COM NEW | 64828T201 |
| ABT | ABBOTT LABS | 11,999 | $1.306M | 0.2% | $108.84 * | $68.27 | +35.3% | COM | 002824100 |
| BIV | VANGUARD BD INDEX FDS | 13,878 | $1.297M | 0.2% | $93.46 | $91.83 | — | INTERMED TERM | 921937819 |
| — | KIRKLAND LAKE GOLD LTD | 26,452 | $1.289M | 0.2% | $48.73 | $44.77 | — | COM | 49741E100 |
| VCSH | VANGUARD SCOTTSDALE FDS | 15,336 | $1.271M | 0.2% | $82.88 | $81.82 | — | SHRT TRM CORP BD | 92206C409 |
| BLV | VANGUARD BD INDEX FDS | 11,297 | $1.264M | 0.2% | $111.89 | $91.59 | — | LONG TERM BOND | 921937793 |
| VGK | VANGUARD INTL EQUITY INDEX F | 23,760 | $1.246M | 0.2% | $52.44 | $53.71 | — | FTSE EUROPE ETF | 922042874 |
| HFWA | HERITAGE FINL CORP WASH | 66,947 | $1.231M | 0.2% | $18.39 * | $15.43 | +26.8% | COM | 42722X106 |
| WM | WASTE MGMT INC DEL | 10,827 | $1.225M | 0.2% | $113.14 * | $92.68 | +9.3% | COM | 94106L109 |
| HYG | ISHARES TR | 14,498 | $1.216M | 0.2% | $83.87 | $82.77 | — | IBOXX HI YD ETF | 464288513 |
| EMR | EMERSON ELEC CO | 18,477 | $1.212M | 0.2% | $65.60 * | $54.92 | +7.0% | COM | 291011104 |
| BAC | BK OF AMERICA CORP | 50,215 | $1.21M | 0.2% | $24.10 * | $13.61 | +60.3% | COM | 060505104 |
| EMB | ISHARES TR | 10,916 | $1.21M | 0.2% | $110.85 | $108.03 | — | JPMORGAN USD EMG | 464288281 |
| T | AT&T INC | 42,199 | $1.203M | 0.2% | $28.51 * | $16.95 | -8.2% | COM | 00206R102 |
| PGF | INVESCO EXCHANGE TRADED FD T | 64,157 | $1.202M | 0.2% | $18.74 | $18.08 | — | FINL PFD ETF | 46137V621 |
| ABBV | ABBVIE INC | 13,691 | $1.199M | 0.2% | $87.58 * | $63.60 | +20.0% | COM | 00287Y109 |
| FSLR | FIRST SOLAR INC | 18,005 | $1.192M | 0.2% | $66.20 | $66.40 | 0.0% | COM | 336433107 |
| CMCSA | COMCAST CORP NEW | 24,256 | $1.122M | 0.2% | $46.26 * | $29.00 | +29.7% | CL A | 20030N101 |
| NTRA | NATERA INC | 15,100 | $1.091M | 0.2% | $72.25 * | $40.15 | +41.6% | COM | 632307104 |
| BKLN | INVESCO EXCH TRADED FD TR II | 49,685 | $1.08M | 0.2% | $21.74 | $22.39 | — | SR LN ETF | 46138G508 |
| IXUS | ISHARES TR | 18,029 | $1.052M | 0.2% | $58.35 | $57.34 | — | CORE MSCI TOTAL | 46432F834 |
| — | EXCHANGE LISTED FDS TR | 33,521 | $1.01M | 0.2% | $30.13 | $36.58 | — | HIGH YIELD ETF | 30151E814 |
| — | NUVEEN AMT FREE QLTY MUN INC | 67,147 | $963K | 0.2% | $14.34 | $13.92 | — | COM | 670657105 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 239,945 | $957K | 0.2% | $3.99 | $4.34 | — | COM | 003009107 |
| VPL | VANGUARD INTL EQUITY INDEX F | 13,787 | $938K | 0.2% | $68.04 | $66.01 | — | FTSE PACIFIC ETF | 922042866 |
| COMT | ISHARES U S ETF TR | 37,513 | $937K | 0.2% | $24.98 | $25.58 | — | COMMOD SEL STG | 46431W853 |
| SCHV | SCHWAB STRATEGIC TR | 16,733 | $873K | 0.1% | $52.17 | $46.05 | — | US LCAP VA ETF | 808524409 |
| — | HANCOCK JOHN PFD INCOME FD I | 54,326 | $868K | 0.1% | $15.98 | $17.72 | — | COM | 41021P103 |
| CSCO | CISCO SYS INC | 21,930 | $864K | 0.1% | $39.40 * | $30.08 | +23.2% | COM | 17275R102 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 80,957 | $851K | 0.1% | $10.51 | $11.16 | — | COM | 01879R106 |
| VWOB | VANGUARD WHITEHALL FDS | 10,574 | $834K | 0.1% | $78.87 | $77.74 | — | EMERG MKT BD ETF | 921946885 |
| ORCL | ORACLE CORP | 13,845 | $827K | 0.1% | $59.73 * | $42.58 | +23.9% | COM | 68389X105 |
| GILD | GILEAD SCIENCES INC | 13,063 | $825K | 0.1% | $63.16 * | $57.66 | -2.7% | COM | 375558103 |
| CCL | CARNIVAL CORP | 53,095 | $806K | 0.1% | $15.18 | $15.08 | +2.5% | UNIT 99/99/9999 | 143658300 |
| SCHF | SCHWAB STRATEGIC TR | 25,438 | $799K | 0.1% | $31.41 | $26.68 | — | INTL EQTY ETF | 808524805 |
| CNX | CNX RES CORP | 83,245 | $786K | 0.1% | $9.44 * | $10.20 | 0.0% | COM | 12653C108 |
| — | FLIR SYS INC | 21,910 | $785K | 0.1% | $35.83 | $36.98 | — | COM | 302445101 |
| — | BLACKROCK MUN 2020 TERM TR | 51,612 | $776K | 0.1% | $15.04 | $15.86 | — | COM SHS | 09249X109 |
| HASI | HANNON ARMSTRONG SUST INFR C | 17,908 | $757K | 0.1% | $42.27 * | $14.67 | +96.2% | COM | 41068X100 |
| IFLN | INVESCO EXCH TRADED FD TR II | 39,638 | $735K | 0.1% | $18.54 | $17.70 | — | FNDMNTL HY CRP | 46138E719 |
| BMY | BRISTOL-MYERS SQUIBB CO | 12,138 | $732K | 0.1% | $60.31 * | $37.69 | +28.9% | COM | 110122108 |
| XPH | SPDR SER TR | 16,516 | $718K | 0.1% | $43.47 | $41.80 | — | S&P PHARMAC | 78464A722 |
| — | PIMCO CORPORATE & INCOME STR | 45,689 | $713K | 0.1% | $15.61 | $13.78 | — | COM | 72200U100 |
| — | EQUITRANS MIDSTREAM CORP | 83,674 | $708K | 0.1% | $8.46 | $8.31 | — | COM | 294600101 |
| — | GAMCO GLOBAL GOLD NAT RES & | 203,217 | $693K | 0.1% | $3.41 | $4.85 | — | COM SH BEN INT | 36465A109 |
| DIA | SPDR DOW JONES INDL AVERAGE | 2,300 | $690K | 0.1% | $300.00 | $259.16 | — | Call | 78467X109 |
| QQQ | INVESCO QQQ TR | 2,300 | $680K | 0.1% | $295.65 | $178.96 | — | Call | 46090E103 |
| VXUS | VANGUARD STAR FDS | 12,771 | $666K | 0.1% | $52.15 | $53.00 | — | VG TL INTL STK F | 921909768 |
| CAH | CARDINAL HEALTH INC | 13,869 | $651K | 0.1% | $46.94 * | $44.60 | 0.0% | COM | 14149Y108 |
| DXJ | WISDOMTREE TR | 12,772 | $626K | 0.1% | $49.01 | $49.01 | — | JAPN HEDGE EQT | 97717W851 |
| EWU | ISHARES TR | 24,417 | $622K | 0.1% | $25.47 | $25.47 | — | MSCI UK ETF NEW | 46435G334 |
| — | VIACOMCBS INC | 21,495 | $602K | 0.1% | $28.01 | $24.27 | — | CL B | 92556H206 |
| DOW | DOW INC | 12,756 | $600K | 0.1% | $47.04 * | $34.40 | -2.7% | COM | 260557103 |
| — | ANNALY CAPITAL MANAGEMENT IN | 83,137 | $592K | 0.1% | $7.12 | $9.31 | — | COM | 035710409 |
| KO | COCA COLA CO | 11,625 | $574K | 0.1% | $49.38 * | $36.46 | +11.9% | COM | 191216100 |
| — | HOEGH LNG PARTNERS LP | 53,147 | $564K | 0.1% | $10.61 | $18.85 | — | COM UNIT LTD | Y3262R100 |
| ET | ENERGY TRANSFER LP | 101,368 | $549K | 0.1% | $5.42 | $11.99 | — | COM UT LTD PTN | 29273V100 |
| — | ISHARES GOLD TRUST | 29,159 | $525K | 0.1% | $18.00 | $14.97 | — | ISHARES | 464285105 |
| — | NUVEEN QUALITY MUNCP INCOME | 35,729 | $519K | 0.1% | $14.53 | $15.02 | — | COM | 67066V101 |
| MO | ALTRIA GROUP INC | 13,150 | $508K | 0.1% | $38.63 * | $28.47 | -4.5% | COM | 02209S103 |
| BOH | BANK HAWAII CORP | 10,000 | $505K | 0.1% | $50.50 * | $43.45 | +2.2% | COM | 062540109 |
| — | WESTERN ASSET EMERGING MKTS | 40,267 | $496K | 0.1% | $12.32 | $14.11 | — | COM | 95766A101 |
| FREL | FIDELITY COVINGTON TRUST | 20,982 | $493K | 0.1% | $23.50 | $24.62 | — | MSCI RL EST ETF | 316092857 |
| SMMV | ISHARES TR | 16,886 | $493K | 0.1% | $29.20 | $32.33 | — | MSCI USA SMCP MN | 46435G433 |
| — | BARRICK GOLD CORP | 17,444 | $490K | 0.1% | $28.09 | $18.31 | — | COM | 067901108 |
| — | PIMCO CORPORATE & INCOME OPP | 30,250 | $488K | 0.1% | $16.13 | $14.06 | — | COM | 72201B101 |
| — | SPIRIT RLTY CAP INC NEW | 14,286 | $482K | 0.1% | $33.74 | $38.37 | — | COM NEW | 84860W300 |
| — | NUVEEN CR STRATEGIES INCOME | 80,930 | $478K | 0.1% | $5.91 | $8.08 | — | COM SHS | 67073D102 |
| — | NUVEEN REAL ASSET INCOME & G | 38,721 | $467K | 0.1% | $12.06 | $17.99 | — | COM | 67074Y105 |
| QDF | FLEXSHARES TR | 10,302 | $460K | 0.1% | $44.65 | $41.95 | — | QUALT DIVD IDX | 33939L860 |
| — | KAYNE ANDERSON ENERGY INFRST | 111,423 | $445K | 0.1% | $3.99 | $12.40 | — | COM | 486606106 |
| IYE | ISHARES TR | 27,244 | $435K | 0.1% | $15.97 | $35.46 | — | U.S. ENERGY ETF | 464287796 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 31,000 | $435K | 0.1% | $14.03 | $12.16 | — | COM | 09253X102 |
| KEY | KEYCORP | 35,475 | $423K | 0.1% | $11.92 * | $9.08 | +3.4% | COM | 493267108 |
| — | NUVEEN AMT FREE MUN CR INC F | 25,941 | $406K | 0.1% | $15.65 | $15.28 | — | COM | 67071L106 |
| SPHQ | INVESCO EXCHANGE TRADED FD T | 10,430 | $403K | 0.1% | $38.64 | $30.19 | — | S&P500 QUALITY | 46137V241 |
| IVZ | INVESCO LTD | 34,050 | $389K | 0.1% | $11.42 * | $11.27 | -24.9% | SHS | G491BT108 |
| BP | BP PLC | 22,239 | $388K | 0.1% | $17.45 | $38.00 | — | SPONSORED ADR | 055622104 |
| — | HIGHLAND FDS I | 24,475 | $385K | 0.1% | $15.73 | $17.02 | — | HI LD IBOXX SRLN | 430101774 |
| — | HANCOCK JOHN PFD INCOME FD | 20,448 | $385K | 0.1% | $18.83 | $20.45 | — | SH BEN INT | 41013W108 |
| — | FRANKLIN LTD DURATION INCOME | 42,877 | $366K | 0.1% | $8.54 | $10.83 | — | COM | 35472T101 |
| — | ROYAL DUTCH SHELL PLC | 14,299 | $360K | 0.1% | $25.18 | $63.14 | — | SPONS ADR A | 780259206 |
| — | OASIS MIDSTREAM PARTNERS LP | 57,772 | $358K | 0.1% | $6.20 | $15.07 | — | COM UNITS REPS | 67420T206 |
| — | GENERAL ELECTRIC CO | 56,307 | $351K | 0.1% | $6.23 | $19.73 | — | COM | 369604103 |
| — | MAIDEN HOLDINGS LTD | 287,232 | $350K | 0.1% | $1.22 | $2.37 | — | SHS | G5753U112 |
| — | NUVEEN MUNICIPAL CREDIT INC | 21,349 | $314K | 0.1% | $14.71 | $15.73 | — | COM SH BEN INT | 67070X101 |
| — | NEUBERGER BERMAN MUN FD INC | 20,266 | $312K | 0.1% | $15.40 | $14.86 | — | COM | 64124P101 |
| SHYD | VANECK VECTORS ETF TR | 12,570 | $306K | 0.1% | $24.34 | $24.34 | — | SHRT HGH YLD MUN | 92189F387 |
| STNG | SCORPIO TANKERS INC | 27,581 | $305K | 0.1% | $11.06 | $11.06 | — | SHS | Y7542C130 |
| — | ANWORTH MTG ASSET CORP | 184,309 | $302K | 0.0% | $1.64 | $3.22 | — | COM | 037347101 |
| SBS | COMPANHIA DE SANEAMENTO BASI | 36,180 | $300K | 0.0% | $8.29 | $8.46 | — | SPONSORED ADR | 20441A102 |
| KMI | KINDER MORGAN INC DEL | 23,771 | $293K | 0.0% | $12.33 * | $14.12 | -28.3% | COM | 49456B101 |
| — | ENABLE MIDSTREAM PARTNERS LP | 69,800 | $289K | 0.0% | $4.14 | $2570.01 | — | COM UNIT RP IN | 292480100 |
| — | WORKHORSE GROUP INC | 10,978 | $278K | 0.0% | $25.32 | $25.32 | — | COM NEW | 98138J206 |
| — | CALAMOS CONV OPPORTUNITIES & | 23,910 | $263K | 0.0% | $11.00 | $10.67 | — | SH BEN INT | 128117108 |
| — | TCW STRATEGIC INCOME FD INC | 46,650 | $262K | 0.0% | $5.62 | $5.27 | — | COM | 872340104 |
| OMER | OMEROS CORP | 25,795 | $261K | 0.0% | $10.12 * | $11.76 | +9.5% | COM | 682143102 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 28,552 | $257K | 0.0% | $9.00 | $22.86 | — | SPONSORED ADS | 881624209 |
| — | BLACKROCK CORE BD TR | 15,294 | $239K | 0.0% | $15.63 | $12.98 | — | SHS BEN INT | 09249E101 |
| F | FORD MTR CO DEL | 35,706 | $238K | 0.0% | $6.67 * | $7.81 | -34.2% | COM | 345370860 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 18,238 | $235K | 0.0% | $12.89 | $13.23 | — | COM | 670656107 |
| — | MFS MULTIMARKET INCOME TR | 40,755 | $229K | 0.0% | $5.62 | $5.67 | — | SH BEN INT | 552737108 |
| IQDF | FLEXSHARES TR | 10,920 | $226K | 0.0% | $20.70 | $20.70 | — | INTL QLTDV IDX | 33939L837 |
| — | HANCOCK JOHN INCOME SECS TR | 14,825 | $225K | 0.0% | $15.18 | $13.40 | — | COM | 410123103 |
| ARCC | ARES CAPITAL CORP | 15,809 | $221K | 0.0% | $13.98 * | $9.45 | -9.5% | COM | 04010L103 |
| — | DOUBLELINE INCOME SOLUTIONS | 13,543 | $217K | 0.0% | $16.02 | $18.29 | — | COM | 258622109 |
| — | SPECIAL OPPORTUNITIES FD INC | 17,369 | $216K | 0.0% | $12.44 | $13.64 | — | COM | 84741T104 |
| — | OYSTER PT PHARMA INC | 10,000 | $211K | 0.0% | $21.10 | $28.90 | — | COM | 69242L106 |
| — | CONTAINER STORE GROUP INC | 33,250 | $206K | 0.0% | $6.20 | $6.20 | — | COM | 210751103 |
| SGOL | ABERDEEN STD GOLD ETF TR | 10,866 | $197K | 0.0% | $18.13 | $17.18 | — | PHYSCL GOLD SHS | 00326A104 |
| — | BLACKROCK NY MUNI INC QLTY T | 14,700 | $192K | 0.0% | $13.06 | $12.11 | — | COM | 09249U105 |
| — | INVESCO TR INVT GRADE MUNS | 14,070 | $175K | 0.0% | $12.44 | $14.00 | — | COM | 46131M106 |
| — | BLACKROCK FLOATING RATE INCO | 15,035 | $169K | 0.0% | $11.24 | $112.82 | — | COM | 091941104 |
| — | BLACKROCK MUNIHOLDINGS QUALI | 13,198 | $168K | 0.0% | $12.73 | $13.80 | — | COM | 09254C107 |
| XMQTX | BLACKROCK MUNIYIELD QUALITY | 12,600 | $165K | 0.0% | $13.10 | $13.30 | — | COM | 09254G108 |
| — | NUVEEN CA QUALTY MUN INCOME | 11,093 | $162K | 0.0% | $14.60 | $13.82 | — | COM | 67066Y105 |
| GGB | GERDAU SA | 43,749 | $162K | 0.0% | $3.70 | $4.34 | — | SPON ADR REP PFD | 373737105 |
| FCX | FREEPORT-MCMORAN INC | 10,034 | $157K | 0.0% | $15.65 * | $13.50 | 0.0% | CL B | 35671D857 |
| SFL | SFL CORPORATION LTD | 20,172 | $151K | 0.0% | $7.49 * | $14.46 | -39.5% | SHS | G7738W106 |
| — | FIRST TR ENERGY INCOME & GRO | 16,675 | $151K | 0.0% | $9.06 | $10.74 | — | COM | 33738G104 |
| INBK | FIRST INTERNET BANCORP | 10,214 | $150K | 0.0% | $14.69 * | $27.39 | -44.3% | COM | 320557101 |
| — | BNY MELLON STRATEGIC MUNS IN | 15,500 | $128K | 0.0% | $8.26 | $8.19 | — | COM | 05588W108 |
| — | EATON VANCE SHORT DURATION D | 10,663 | $122K | 0.0% | $11.44 | $170.02 | — | COM | 27828V104 |
| AA | ALCOA CORP | 10,530 | $122K | 0.0% | $11.59 * | $32.12 | -60.1% | COM | 013872106 |
| — | INOVIO PHARMACEUTICALS INC | 10,000 | $116K | 0.0% | $11.60 | $26.93 | — | COM NEW | 45773H201 |
| — | MFA FINL INC | 40,275 | $108K | 0.0% | $2.68 | $8.01 | — | COM | 55272X102 |
| — | BEST INC | 35,590 | $107K | 0.0% | $3.01 | $7.68 | — | SPONSORED ADS | 08653C106 |
| — | MORGAN STANLEY EMER MKTS DEB | 12,625 | $106K | 0.0% | $8.40 | $8.57 | — | COM | 61744H105 |
| ABEV | AMBEV SA | 45,618 | $103K | 0.0% | $2.26 | $2.26 | — | SPONSORED ADR | 02319V103 |
| — | ADVERUM BIOTECHNOLOGIES INC | 10,000 | $103K | 0.0% | $10.30 | $20.90 | — | COM | 00773U108 |
| STIM | NEURONETICS INC | 20,000 | $97,000 | 0.0% | $4.85 * | $2.92 | +29.8% | COM | 64131A105 |
| — | TURQUOISE HILL RES LTD | 108,450 | $91,000 | 0.0% | $0.84 | $29.54 | — | COM | 900435108 |
| — | GREEN PLAINS PARTNERS LP | 11,390 | $80,000 | 0.0% | $7.02 | $19.19 | — | COM REP PTR IN | 393221106 |
| AMTX | AEMETIS INC | 24,300 | $78,000 | 0.0% | $3.21 * | $0.49 | +273.3% | COM NEW | 00770K202 |
| GASS | STEALTHGAS INC | 23,050 | $68,000 | 0.0% | $2.95 * | $9.75 | -73.6% | SHS | Y81669106 |
| — | PUTNAM MASTER INTER INCOME T | 16,000 | $66,000 | 0.0% | $4.13 | $4.57 | — | SH BEN INT | 746909100 |
| GEL | GENESIS ENERGY L P | 14,387 | $65,000 | 0.0% | $4.52 | $22.20 | — | UNIT LTD PARTN | 371927104 |
| — | KEZAR LIFE SCIENCES INC | 12,592 | $61,000 | 0.0% | $4.84 | $4.84 | — | COM | 49372L100 |
| BBCP | CONCRETE PUMPING HLDGS INC | 12,000 | $43,000 | 0.0% | $3.58 * | $3.26 | 0.0% | COM | 206704108 |
| — | ATHERSYS INC NEW | 20,000 | $39,000 | 0.0% | $1.95 | $2.75 | — | COM | 04744L106 |
| — | WESTPORT FUEL SYSTEMS INC | 23,600 | $38,000 | 0.0% | $1.61 | $1.64 | — | COM NEW | 960908309 |
| TDAY | GANNETT CO INC | 23,813 | $31,000 | 0.0% | $1.30 * | $7.19 | -78.8% | COM | 36472T109 |
| RIG | TRANSOCEAN LTD | 30,503 | $25,000 | 0.0% | $0.82 * | $10.16 | -83.9% | REG SHS | H8817H100 |