CIK: 0001539947 · Show all filings
Period: Q3 2020 (← Previous) (Next →)
Filing Date: Nov 13, 2020
Total Value ($000): $227,953 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 145,914 | $16,898 | 7.4% | $80.18 | +32.2% | COM | 037833100 |
| MINT | PIMCO ETF TR | 114,426 | $11,667 | 5.1% | $101.69 | — | ENHAN SHRT MA AC | 72201R833 |
| ITOT | ISHARES TR | 137,478 | $10,378 | 4.6% | $57.78 | — | CORE S&P TTL STK | 464287150 |
| MSFT | MICROSOFT CORP | 47,055 | $9,897 | 4.3% | $58.94 | +240.6% | COM | 594918104 |
| AMZN | AMAZON COM INC | 2,886 | $9,087 | 4.0% | $57.64 | +173.5% | COM | 023135106 |
| GOOGL | ALPHABET INC | 5,673 | $8,314 | 3.6% | $39.78 | +90.1% | CAP STK CL A | 02079K305 |
| IGIB | ISHARES TR | 105,203 | $6,397 | 2.8% | $55.77 | — | ISHS 5-10YR INVT | 464288638 |
| XYZ | SQUARE INC | 39,135 | $6,361 | 2.8% | $58.52 | +141.3% | CL A | 852234103 |
| VIG | VANGUARD SPECIALIZED FUNDS | 49,188 | $6,329 | 2.8% | $106.51 | — | DIV APP ETF | 921908844 |
| HD | HOME DEPOT INC | 22,264 | $6,183 | 2.7% | $113.05 | +110.2% | COM | 437076102 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 109,433 | $5,559 | 2.4% | $50.77 | — | ULTRA SHRT INC | 46641Q837 |
| V | VISA INC | 22,917 | $4,583 | 2.0% | $84.74 | +126.8% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 30,191 | $4,495 | 2.0% | $96.25 | +32.0% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 20,769 | $4,423 | 1.9% | $200.32 | +2.1% | CL B NEW | 084670702 |
| WMT | WALMART INC | 31,576 | $4,418 | 1.9% | $29.62 | +39.5% | COM | 931142103 |
| — | DOUBLELINE OPPORTUNISTIC CR | 222,061 | $4,232 | 1.9% | $19.10 | — | COM | 258623107 |
| — | TWITTER INC | 84,326 | $3,753 | 1.6% | $44.51 | — | COM | 90184L102 |
| DIS | DISNEY WALT CO | 28,874 | $3,583 | 1.6% | $101.68 | +20.1% | COM DISNEY | 254687106 |
| SHW | SHERWIN WILLIAMS CO | 4,953 | $3,451 | 1.5% | $172.43 | +20.8% | COM | 824348106 |
| VZ | VERIZON COMMUNICATIONS INC | 55,110 | $3,278 | 1.4% | $28.11 | +51.4% | COM | 92343V104 |
| AMT | AMERICAN TOWER CORP NEW | 13,407 | $3,241 | 1.4% | $210.98 | +2.7% | COM | 03027X100 |
| ADSK | AUTODESK INC | 13,548 | $3,130 | 1.4% | $196.57 | +20.9% | COM | 052769106 |
| NOW | SERVICENOW INC | 6,382 | $3,095 | 1.4% | $62.52 | +42.9% | COM | 81762P102 |
| MTCH | MATCH GROUP INC NEW | 27,880 | $3,085 | 1.4% | $103.47 | 0.0% | COM | 57667L107 |
| BABA | ALIBABA GROUP HLDG LTD | 10,112 | $2,973 | 1.3% | $271.15 | — | SPONSORED ADS | 01609W102 |
| REGN | REGENERON PHARMACEUTICALS | 5,227 | $2,926 | 1.3% | $384.79 | +56.7% | COM | 75886F107 |
| SPY | SPDR S&P 500 ETF TR | 8,263 | $2,767 | 1.2% | $253.70 | — | TR UNIT | 78462F103 |
| BX | BLACKSTONE GROUP INC | 52,722 | $2,752 | 1.2% | $43.18 | +3.1% | COM CL A | 09260D107 |
| VEEV | VEEVA SYS INC | 9,644 | $2,712 | 1.2% | $263.54 | 0.0% | CL A COM | 922475108 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 27,046 | $2,706 | 1.2% | $84.01 | +9.5% | COM | 45866F104 |
| SCHW | SCHWAB CHARLES CORP | 72,436 | $2,624 | 1.2% | $33.17 | -2.3% | COM | 808513105 |
| IJR | ISHARES TR | 36,911 | $2,592 | 1.1% | $75.50 | — | CORE S&P SCP ETF | 464287804 |
| — | GREAT AJAX CORP | 285,606 | $2,368 | 1.0% | $11.29 | — | COM | 38983D300 |
| GSLC | GOLDMAN SACHS ETF TR | 33,280 | $2,265 | 1.0% | $54.30 | — | ACTIVEBETA US LG | 381430503 |
| C | CITIGROUP INC | 49,198 | $2,121 | 0.9% | $47.65 | -13.9% | COM NEW | 172967424 |
| LULU | LULULEMON ATHLETICA INC | 6,126 | $2,018 | 0.9% | $333.72 | 0.0% | COM | 550021109 |
| ILMN | ILLUMINA INC | 6,510 | $2,012 | 0.9% | $256.62 | +34.3% | COM | 452327109 |
| — | DOUBLELINE YIELD OPPORTUNITI | 107,509 | $1,966 | 0.9% | $17.90 | — | COM | 25862D105 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 29,438 | $1,694 | 0.7% | $54.61 | -1.7% | COM | 75513E101 |
| IUSV | ISHARES TR | 29,043 | $1,577 | 0.7% | $54.30 | — | CORE S&P US VLU | 464287663 |
| — | INSEEGO CORP | 145,202 | $1,498 | 0.7% | $2.86 | — | COM | 45782B104 |
| — | BLACKROCK CR ALLOCATION INCO | 103,314 | $1,469 | 0.6% | $12.09 | — | COM | 092508100 |
| — | PIMCO DYNAMIC CR INCOME FD | 72,975 | $1,465 | 0.6% | $17.11 | — | COM SHS | 72202D106 |
| — | NUVEEN AMT FREE QLTY MUN INC | 101,177 | $1,451 | 0.6% | $13.55 | — | COM | 670657105 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 67,497 | $1,378 | 0.6% | $21.11 | — | COM | 76883F108 |
| — | CREDIT SUISSE ASSET MGMT INC | 444,623 | $1,307 | 0.6% | $2.65 | — | COM | 224916106 |
| — | RIVERNORTH DOUBLELINE STRATE | 93,272 | $1,280 | 0.6% | $13.55 | — | COM | 76882G107 |
| — | INVESCO CALIF MUN INCOME TR | 86,124 | $1,267 | 0.6% | $14.22 | — | COM | 46132P108 |
| — | DOUBLELINE INCOME SOLUTIONS | 78,371 | $1,256 | 0.6% | $15.83 | — | COM | 258622109 |
| — | NUVEEN MORTGAGE AND INCOME F | 60,718 | $1,149 | 0.5% | $18.15 | — | COM | 670735109 |
| TOTL | SSGA ACTIVE ETF TR | 21,831 | $1,076 | 0.5% | $49.29 | — | SPDR TR TACTIC | 78467V848 |
| VCSH | VANGUARD SCOTTSDALE FDS | 12,406 | $1,028 | 0.5% | $82.86 | — | SHRT TRM CORP BD | 92206C409 |
| ERII | ENERGY RECOVERY INC | 124,500 | $1,021 | 0.4% | $8.00 | +0.2% | COM | 29270J100 |
| — | WESTERN ASSET MTG DEFINED OP | 76,551 | $1,004 | 0.4% | $14.38 | — | COM | 95790B109 |
| — | NUVEEN QUALITY MUNCP INCOME | 67,849 | $985 | 0.4% | $13.62 | — | COM | 67066V101 |
| — | ALEXION PHARMACEUTICALS INC | 8,075 | $924 | 0.4% | $112.21 | — | COM | 015351109 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 65,190 | $915 | 0.4% | $13.53 | — | COM | 09253X102 |
| PFE | PFIZER INC | 24,417 | $896 | 0.4% | $25.74 | +5.3% | COM | 717081103 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 65,934 | $848 | 0.4% | $12.77 | — | COM | 670656107 |
| — | BLACKROCK MUNIYIELD QUALITY | 61,751 | $830 | 0.4% | $12.53 | — | COM | 09254E103 |
| — | PIMCO DYNAMIC INCOME FD | 30,562 | $775 | 0.3% | $22.08 | — | SHS | 72201Y101 |
| — | NUVEEN PFD & INCM SECURTIES | 84,108 | $741 | 0.3% | $8.12 | — | COM | 67072C105 |
| DX | DYNEX CAP INC | 47,353 | $720 | 0.3% | $11.69 | — | COM | 26817Q886 |
| ICSH | ISHARES TR | 12,866 | $651 | 0.3% | $50.60 | — | ULTR SH TRM BD | 46434V878 |
| — | COLONY CAP INC NEW | 230,092 | $628 | 0.3% | $2.73 | — | CL A COM | 19626G108 |
| PMT | PENNYMAC MTG INVT TR | 37,656 | $605 | 0.3% | $17.52 | — | COM | 70931T103 |
| — | BLACKROCK MULTI-SECTOR INC T | 37,966 | $599 | 0.3% | $14.74 | — | COM | 09258A107 |
| TRTX | TPG RE FIN TR INC | 65,951 | $558 | 0.2% | $8.46 | — | COM | 87266M107 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 1,138 | $535 | 0.2% | $197.39 | +62.0% | CL A | 98980L101 |
| VRP | INVESCO EXCH TRADED FD TR II | 20,849 | $513 | 0.2% | $23.37 | — | VAR RATE PFD | 46138G870 |
| — | NUVEEN ARIZONA QLTY MUN INC | 34,541 | $507 | 0.2% | $12.92 | — | COM | 67061W104 |
| AGG | ISHARES TR | 4,279 | $505 | 0.2% | $118.25 | — | CORE US AGGBD ET | 464287226 |
| — | BLACKROCK 2022 GBL INCM OPP | 57,809 | $500 | 0.2% | $8.65 | — | COM | 09258P104 |
| GOOG | ALPHABET INC | 328 | $482 | 0.2% | $52.66 | +43.8% | CAP STK CL C | 02079K107 |
| GBDC | GOLUB CAP BDC INC | 36,189 | $479 | 0.2% | $6.65 | +9.9% | COM | 38173M102 |
| AMGN | AMGEN INC | 1,860 | $473 | 0.2% | $137.97 | +51.9% | COM | 031162100 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 34,751 | $468 | 0.2% | $13.03 | — | COM | 09255C106 |
| — | BLACKSTONE GSO STRATEGIC CR | 37,530 | $459 | 0.2% | $12.81 | — | COM SHS BEN IN | 09257R101 |
| SHOP | SHOPIFY INC | 443 | $453 | 0.2% | $99.42 | 0.0% | CL A | 82509L107 |
| — | TCW STRATEGIC INCOME FD INC | 79,046 | $444 | 0.2% | $5.62 | — | COM | 872340104 |
| USB | US BANCORP DEL | 10,361 | $371 | 0.2% | $29.40 | -1.6% | COM NEW | 902973304 |
| NVDA | NVIDIA CORPORATION | 678 | $367 | 0.2% | $8.06 | +43.9% | COM | 67066G104 |
| MDT | MEDTRONIC PLC | 3,464 | $360 | 0.2% | $79.35 | +8.7% | SHS | G5960L103 |
| NKE | NIKE INC | 2,815 | $353 | 0.2% | $78.78 | +26.5% | CL B | 654106103 |
| CMCSA | COMCAST CORP NEW | 7,603 | $352 | 0.2% | $36.46 | +3.2% | CL A | 20030N101 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 25,812 | $348 | 0.2% | $13.67 | — | COM | 670682103 |
| KO | COCA COLA CO | 6,888 | $340 | 0.1% | $42.04 | -3.0% | COM | 191216100 |
| PYPL | PAYPAL HLDGS INC | 1,693 | $334 | 0.1% | $101.08 | +85.9% | COM | 70450Y103 |
| META | FACEBOOK INC | 1,252 | $328 | 0.1% | $188.35 | +36.0% | CL A | 30303M102 |
| — | NUVEEN SELECT TAX-FREE INCOM | 19,493 | $325 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| — | BLACKROCK MUNIYIELD CALIF QU | 22,003 | $316 | 0.1% | $13.00 | — | COM | 09254N103 |
| — | BLACKROCK CORPOR HI YLD FD I | 29,265 | $313 | 0.1% | $9.43 | — | COM | 09255P107 |
| — | NEW YORK MTG TR INC | 116,071 | $296 | 0.1% | $2.55 | — | COM PAR $.02 | 649604501 |
| — | BARRICK GOLD CORP | 10,492 | $295 | 0.1% | $18.32 | — | COM | 067901108 |
| INTC | INTEL CORP | 5,393 | $279 | 0.1% | $40.65 | +14.4% | COM | 458140100 |
| GLD | SPDR GOLD TR | 1,506 | $267 | 0.1% | $164.89 | — | GOLD SHS | 78463V107 |
| — | NUVEEN SELECT TAX FREE INCOM | 17,748 | $266 | 0.1% | $14.00 | — | SH BEN INT | 67063C106 |
| — | ANGEL OAK FINL STRATEGIES IN | 15,459 | $260 | 0.1% | $16.87 | — | COM BEN INT | 03464A100 |
| VOT | VANGUARD INDEX FDS | 1,430 | $258 | 0.1% | $155.05 | — | MCAP GR IDXVIP | 922908538 |
| GIS | GENERAL MLS INC | 4,025 | $248 | 0.1% | $41.22 | +26.4% | COM | 370334104 |
| IYH | ISHARES TR | 1,073 | $244 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | INVESCO QUALITY MUN INCOME T | 19,455 | $240 | 0.1% | $12.12 | — | COM | 46133G107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,925 | $234 | 0.1% | $115.75 | -18.9% | COM | 459200101 |
| SUSA | ISHARES TR | 1,575 | $232 | 0.1% | $121.90 | — | MSCI USA ESG SLC | 464288802 |
| UNP | UNION PAC CORP | 1,173 | $231 | 0.1% | $146.97 | +12.2% | COM | 907818108 |
| ABT | ABBOTT LABS | 2,076 | $226 | 0.1% | $75.43 | +22.4% | COM | 002824100 |
| T | AT&T INC | 7,662 | $218 | 0.1% | $16.48 | -5.6% | COM | 00206R102 |
| — | EATON VANCE MUNI INCOME TRUS | 16,782 | $215 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| KKR | KKR & CO INC | 6,003 | $206 | 0.1% | $33.29 | 0.0% | COM | 48251W104 |
| — | BLACKROCK DEBT STRATEGIES FD | 19,368 | $193 | 0.1% | $10.23 | — | COM NEW | 09255R202 |
| IYW | ISHARES TR | 635 | $191 | 0.1% | $198.43 | — | U.S. TECH ETF | 464287721 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 13,076 | $182 | 0.1% | $13.61 | — | COM | 09253T101 |
| IGSB | ISHARES TR | 2,933 | $161 | 0.1% | $54.55 | — | ISHS 1-5YR INVS | 464288646 |
| RC | READY CAPITAL CORP | 13,120 | $147 | 0.1% | $7.33 | — | COM | 75574U101 |
| KRE | SPDR SER TR | 4,000 | $143 | 0.1% | — | — | Call | 78464A698 |
| — | TYME TECHNOLOGIES INC | 140,000 | $137 | 0.1% | $5.49 | — | COM | 90238J103 |
| XBI | SPDR SER TR | 1,150 | $128 | 0.1% | $111.30 | — | S&P BIOTECH | 78464A870 |
| IWO | ISHARES TR | 451 | $100 | 0.0% | $200.87 | — | RUS 2000 GRW ETF | 464287648 |
| — | IVERIC BIO INC | 15,500 | $87 | 0.0% | $5.61 | — | COM | 46583P102 |
| ET | ENERGY TRANSFER LP | 12,534 | $68 | 0.0% | $13.82 | — | COM UT LTD PTN | 29273V100 |
| VOO | VANGUARD INDEX FDS | 58 | $18 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| IBB | ISHARES TR | 97 | $13 | 0.0% | $105.09 | — | NASDAQ BIOTECH | 464287556 |
| DVY | ISHARES TR | 131 | $11 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |