CIK: 0001539947 · Show all filings
Period: Q2 2020 (← Previous) (Next →)
Filing Date: Aug 13, 2020
Total Value ($000): $245,710 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 43,800 | $15,978 | 6.5% | $20.08 | +274.0% | COM | 037833100 |
| IGIB | ISHARES TR | 217,380 | $13,125 | 5.3% | $55.77 | — | INTRM TR CRP ETF | 464288638 |
| MSFT | MICROSOFT CORP | 56,576 | $11,514 | 4.7% | $58.94 | +193.6% | COM | 594918104 |
| MINT | PIMCO ETF TR | 107,384 | $10,920 | 4.4% | $101.67 | — | ENHAN SHRT MA AC | 72201R833 |
| ITOT | ISHARES TR | 157,136 | $10,912 | 4.4% | $57.78 | — | CORE S&P TTL STK | 464287150 |
| AMZN | AMAZON COM INC | 3,672 | $10,130 | 4.1% | $57.64 | +109.5% | COM | 023135106 |
| GOOGL | ALPHABET INC | 5,779 | $8,195 | 3.3% | $39.78 | +68.2% | CAP STK CL A | 02079K305 |
| HD | HOME DEPOT INC | 25,668 | $6,430 | 2.6% | $113.05 | +76.7% | COM | 437076102 |
| VIG | VANGUARD SPECIALIZED FUNDS | 53,218 | $6,236 | 2.5% | $106.51 | — | DIV APP ETF | 921908844 |
| XYZ | SQUARE INC | 48,879 | $5,129 | 2.1% | $58.52 | +30.8% | CL A | 852234103 |
| V | VISA INC | 24,615 | $4,755 | 1.9% | $84.74 | +107.1% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 32,373 | $4,553 | 1.9% | $96.25 | +29.1% | COM | 478160104 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 23,668 | $4,225 | 1.7% | $200.32 | -8.8% | CL B NEW | 084670702 |
| — | DOUBLELINE OPPORTUNISTIC CR | 222,064 | $4,208 | 1.7% | $19.10 | — | COM | 258623107 |
| REGN | REGENERON PHARMACEUTICALS | 6,684 | $4,168 | 1.7% | $384.79 | +46.7% | COM | 75886F107 |
| NOW | SERVICENOW INC | 8,890 | $3,601 | 1.5% | $62.52 | +12.9% | COM | 81762P102 |
| WMT | WALMART INC | 30,046 | $3,599 | 1.5% | $29.03 | +31.1% | COM | 931142103 |
| DIS | DISNEY WALT CO | 30,186 | $3,366 | 1.4% | $101.68 | +6.1% | COM DISNEY | 254687106 |
| ADSK | AUTODESK INC | 14,051 | $3,361 | 1.4% | $196.57 | 0.0% | COM | 052769106 |
| AMT | AMERICAN TOWER CORP NEW | 12,486 | $3,228 | 1.3% | $210.56 | 0.0% | COM | 03027X100 |
| IBM | INTERNATIONAL BUSINESS MACHS | 25,923 | $3,131 | 1.3% | $115.75 | -21.0% | COM | 459200101 |
| VZ | VERIZON COMMUNICATIONS INC | 56,626 | $3,122 | 1.3% | $28.11 | +45.0% | COM | 92343V104 |
| SPY | SPDR S&P 500 ETF TR | 9,925 | $3,061 | 1.2% | $253.70 | — | TR UNIT | 78462F103 |
| BX | BLACKSTONE GROUP INC | 53,361 | $3,023 | 1.2% | $43.18 | +0.7% | COM CL A | 09260D107 |
| — | ENVESTNET INC | 38,635 | $2,841 | 1.2% | $65.54 | — | COM | 29404K106 |
| SHW | SHERWIN WILLIAMS CO | 4,793 | $2,770 | 1.1% | $171.23 | +0.2% | COM | 824348106 |
| GLD | SPDR GOLD TR | 16,429 | $2,750 | 1.1% | $164.89 | — | GOLD SHS | 78463V107 |
| FIS | FIDELITY NATL INFORMATION SV | 20,300 | $2,722 | 1.1% | $123.03 | -5.1% | COM | 31620M106 |
| C | CITIGROUP INC | 49,826 | $2,546 | 1.0% | $47.65 | -18.8% | COM NEW | 172967424 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 26,872 | $2,461 | 1.0% | $84.01 | +1.4% | COM | 45866F104 |
| IJR | ISHARES TR | 36,026 | $2,460 | 1.0% | $75.63 | — | CORE S&P SCP ETF | 464287804 |
| ILMN | ILLUMINA INC | 6,550 | $2,426 | 1.0% | $256.62 | +25.4% | COM | 452327109 |
| SCHW | SCHWAB CHARLES CORP | 71,376 | $2,408 | 1.0% | $33.18 | 0.0% | COM | 808513105 |
| IXUS | ISHARES TR | 44,022 | $2,400 | 1.0% | $56.01 | — | CORE MSCI TOTAL | 46432F834 |
| — | GREAT AJAX CORP | 256,611 | $2,361 | 1.0% | $11.63 | — | COM | 38983D300 |
| — | INSEEGO CORP | 190,902 | $2,214 | 0.9% | $2.86 | — | COM | 45782B104 |
| GSLC | GOLDMAN SACHS ETF TR | 35,072 | $2,196 | 0.9% | $54.30 | — | ACTIVEBETA US LG | 381430503 |
| — | PIMCO DYNAMIC CR INCOME FD | 114,559 | $2,111 | 0.9% | $17.11 | — | COM SHS | 72202D106 |
| — | SMARTSHEET INC | 37,883 | $1,929 | 0.8% | $50.92 | — | COM CL A | 83200N103 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 29,664 | $1,828 | 0.7% | $54.61 | 0.0% | COM | 75513E101 |
| — | NUVEEN AMT FREE QLTY MUN INC | 111,331 | $1,548 | 0.6% | $13.55 | — | COM | 670657105 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 72,685 | $1,542 | 0.6% | $21.11 | — | COM | 76883F108 |
| — | RIVERNORTH / DOUBLELINE STRA | 96,913 | $1,348 | 0.5% | $13.55 | — | COM | 76882G107 |
| SHV | ISHARES TR | 12,147 | $1,345 | 0.5% | $110.44 | — | SHORT TREAS BD | 464288679 |
| — | NUVEEN QUALITY MUNCP INCOME | 93,722 | $1,314 | 0.5% | $13.62 | — | COM | 67066V101 |
| — | INVESCO CALIF MUN INCOME TR | 86,864 | $1,255 | 0.5% | $14.22 | — | COM | 46132P108 |
| — | DOUBLELINE INCOME SOLUTIONS | 80,966 | $1,244 | 0.5% | $15.83 | — | COM | 258622109 |
| — | CREDIT SUISSE ASSET MGMT INC | 454,655 | $1,232 | 0.5% | $2.65 | — | COM | 224916106 |
| — | NUVEEN MORTGAGE AND INCOME F | 62,935 | $1,230 | 0.5% | $18.15 | — | COM | 670735109 |
| — | BLACKROCK CR ALLOCATION INCO | 90,932 | $1,200 | 0.5% | $11.80 | — | COM | 092508100 |
| — | PACWEST BANCORP DEL | 56,906 | $1,122 | 0.5% | $43.10 | — | COM | 695263103 |
| PHYS | SPROTT PHYSICAL GOLD TR | 78,305 | $1,121 | 0.5% | $14.32 | — | UNIT | 85207H104 |
| — | DOUBLELINE YIELD OPPORTUNITI | 62,592 | $1,103 | 0.4% | $17.62 | — | COM | 25862D105 |
| — | BLACKROCK MUNIYIELD QUALITY | 81,937 | $1,067 | 0.4% | $12.53 | — | COM | 09254E103 |
| AMGN | AMGEN INC | 4,244 | $1,001 | 0.4% | $137.97 | +38.9% | COM | 031162100 |
| — | ALEXION PHARMACEUTICALS INC | 8,662 | $972 | 0.4% | $112.21 | — | COM | 015351109 |
| TGT | TARGET CORP | 8,000 | $959 | 0.4% | $43.55 | +125.4% | COM | 87612E106 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 67,628 | $933 | 0.4% | $13.53 | — | COM | 09253X102 |
| PFE | PFIZER INC | 28,049 | $917 | 0.4% | $25.74 | +1.0% | COM | 717081103 |
| — | WESTERN ASSET MTG DEFINED OP | 62,255 | $913 | 0.4% | $14.67 | — | COM | 95790B109 |
| — | PIMCO DYNAMIC INCOME FD | 36,807 | $910 | 0.4% | $22.08 | — | SHS | 72201Y101 |
| — | BLACKROCK CORPOR HI YLD FD I | 88,627 | $901 | 0.4% | $9.43 | — | COM | 09255P107 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 65,934 | $849 | 0.3% | $12.77 | — | COM | 670656107 |
| USB | US BANCORP DEL | 22,870 | $842 | 0.3% | $29.40 | -5.3% | COM NEW | 902973304 |
| PMT | PENNYMAC MTG INVT TR | 43,995 | $771 | 0.3% | $17.52 | — | COM | 70931T103 |
| GOOG | ALPHABET INC | 540 | $763 | 0.3% | $52.66 | +27.2% | CAP STK CL C | 02079K107 |
| — | NUVEEN PFD & INCM SECURTIES | 87,081 | $736 | 0.3% | $8.12 | — | COM | 67072C105 |
| MRK | MERCK & CO. INC | 9,386 | $726 | 0.3% | $53.01 | +18.6% | COM | 58933Y105 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 13,871 | $704 | 0.3% | $50.54 | — | ULTRA SHRT INC | 46641Q837 |
| DX | DYNEX CAP INC | 48,753 | $697 | 0.3% | $11.69 | — | COM | 26817Q886 |
| — | CHIMERA INVT CORP | 69,024 | $663 | 0.3% | $9.61 | — | COM NEW | 16934Q208 |
| IJH | ISHARES TR | 3,706 | $659 | 0.3% | $166.08 | — | CORE S&P MCP ETF | 464287507 |
| ICSH | ISHARES TR | 12,866 | $651 | 0.3% | $50.60 | — | ULTR SH TRM BD | 46434V878 |
| SYK | STRYKER CORPORATION | 3,607 | $650 | 0.3% | $92.50 | +87.8% | COM | 863667101 |
| META | FACEBOOK INC | 2,758 | $626 | 0.3% | $188.35 | +10.1% | CL A | 30303M102 |
| INTC | INTEL CORP | 10,453 | $625 | 0.3% | $40.65 | +30.9% | COM | 458140100 |
| BMY | BRISTOL-MYERS SQUIBB CO | 10,442 | $614 | 0.2% | $37.85 | +26.6% | COM | 110122108 |
| BYND | BEYOND MEAT INC | 4,430 | $594 | 0.2% | $97.08 | +22.0% | COM | 08862E109 |
| HDV | ISHARES TR | 7,260 | $589 | 0.2% | $95.15 | — | CORE HIGH DV ETF | 46429B663 |
| CRM | SALESFORCE COM INC | 3,133 | $587 | 0.2% | $169.31 | -1.7% | COM | 79466L302 |
| CVX | CHEVRON CORP NEW | 6,475 | $578 | 0.2% | $77.15 | -9.5% | COM | 166764100 |
| — | BLACKROCK MUNIYIELD CALIF QU | 41,587 | $577 | 0.2% | $13.00 | — | COM | 09254N103 |
| VRP | INVESCO EXCHANGE-TRADED FD T | 22,858 | $536 | 0.2% | $23.37 | — | VAR RATE PFD | 46138G870 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 38,424 | $510 | 0.2% | $13.03 | — | COM | 09255C106 |
| AGG | ISHARES TR | 4,279 | $506 | 0.2% | $118.25 | — | CORE US AGGBD ET | 464287226 |
| PYPL | PAYPAL HLDGS INC | 2,820 | $491 | 0.2% | $101.08 | +36.4% | COM | 70450Y103 |
| — | BLACKROCK 2022 GLOBAL INCOME | 57,579 | $481 | 0.2% | $8.65 | — | COM | 09258P104 |
| — | NUVEEN ARIZONA QLTY MUN INC | 34,541 | $470 | 0.2% | $12.92 | — | COM | 67061W104 |
| XOM | EXXON MOBIL CORP | 10,199 | $456 | 0.2% | $57.06 | -39.0% | COM | 30231G102 |
| JPM | JPMORGAN CHASE & CO | 4,708 | $443 | 0.2% | $75.77 | +7.9% | COM | 46625H100 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 32,503 | $429 | 0.2% | $13.67 | — | COM | 670682103 |
| — | BLACKROCK MULTI-SECTOR INC T | 29,251 | $422 | 0.2% | $14.43 | — | COM | 09258A107 |
| BABA | ALIBABA GROUP HLDG LTD | 1,808 | $390 | 0.2% | $166.16 | — | SPONSORED ADS | 01609W102 |
| MCD | MCDONALDS CORP | 2,101 | $388 | 0.2% | $145.62 | +10.6% | COM | 580135101 |
| MO | ALTRIA GROUP INC | 9,820 | $385 | 0.2% | $30.36 | -17.8% | COM | 02209S103 |
| NKE | NIKE INC | 3,793 | $372 | 0.2% | $78.78 | +8.5% | CL B | 654106103 |
| — | GUGGENHEIM STRATEGIC OPPORTU | 19,858 | $336 | 0.1% | $16.92 | — | COM SBI | 40167F101 |
| KO | COCA COLA CO | 7,486 | $334 | 0.1% | $42.04 | -7.9% | COM | 191216100 |
| ABT | ABBOTT LABS | 3,643 | $333 | 0.1% | $75.43 | +8.6% | COM | 002824100 |
| VOT | VANGUARD INDEX FDS | 1,983 | $327 | 0.1% | $155.05 | — | MCAP GR IDXVIP | 922908538 |
| UNP | UNION PAC CORP | 1,930 | $326 | 0.1% | $146.97 | -3.8% | COM | 907818108 |
| — | NUVEEN MUN VALUE FD INC | 31,427 | $321 | 0.1% | $9.27 | — | COM | 670928100 |
| GBDC | GOLUB CAP BDC INC | 27,416 | $319 | 0.1% | $6.44 | 0.0% | COM | 38173M102 |
| MDT | MEDTRONIC PLC | 3,416 | $313 | 0.1% | $79.25 | +3.2% | SHS | G5960L103 |
| CMCSA | COMCAST CORP NEW | 7,996 | $312 | 0.1% | $36.46 | -10.1% | CL A | 20030N101 |
| IYH | ISHARES TR | 1,433 | $309 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | BLACKROCK MUN TARGET TERM TR | 12,866 | $306 | 0.1% | $22.83 | — | COM SHS BEN IN | 09257P105 |
| — | NUVEEN SELECT TAX-FREE INCOM | 19,493 | $306 | 0.1% | $14.63 | — | SH BEN INT | 67062F100 |
| ACN | ACCENTURE PLC IRELAND | 1,403 | $301 | 0.1% | $176.61 | -1.1% | SHS CLASS A | G1151C101 |
| ADBE | ADOBE INC | 687 | $299 | 0.1% | $370.53 | 0.0% | COM | 00724F101 |
| — | INSEEGO CORP | 25,000 | $290 | 0.1% | $2.86 | — | Call | 45782B104 |
| — | BARRICK GOLD CORPORATION | 10,492 | $283 | 0.1% | $18.32 | — | COM | 067901108 |
| NVDA | NVIDIA CORPORATION | 725 | $275 | 0.1% | $8.06 | 0.0% | COM | 67066G104 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 1 | $267 | 0.1% | $263970.66 | +3.8% | CL A | 084670108 |
| — | NUVEEN SELECT TAX FREE INCOM | 17,748 | $266 | 0.1% | $14.00 | — | SH BEN INT | 67063C106 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 996 | $253 | 0.1% | $179.93 | 0.0% | CL A | 98980L101 |
| T | AT&T INC | 8,269 | $250 | 0.1% | $16.48 | -5.9% | COM | 00206R102 |
| GIS | GENERAL MLS INC | 4,036 | $249 | 0.1% | $41.22 | +21.0% | COM | 370334104 |
| — | BLACKSTONE GSO STRATEGIC CR | 21,518 | $246 | 0.1% | $13.24 | — | COM SHS BEN IN | 09257R101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,482 | $245 | 0.1% | $27.92 | — | COM | 293792107 |
| BA | BOEING CO | 1,283 | $235 | 0.1% | $153.71 | 0.0% | COM | 097023105 |
| VTI | VANGUARD INDEX FDS | 1,498 | $234 | 0.1% | $128.36 | — | TOTAL STK MKT | 922908769 |
| — | INVESCO QUALITY MUN INCOME T | 19,455 | $232 | 0.1% | $12.12 | — | COM | 46133G107 |
| TSLA | TESLA INC | 213 | $230 | 0.1% | $54.10 | 0.0% | COM | 88160R101 |
| VFH | VANGUARD WORLD FDS | 4,000 | $229 | 0.1% | $50.75 | — | FINANCIALS ETF | 92204A405 |
| QQQ | INVESCO QQQ TR | 921 | $228 | 0.1% | $190.15 | — | UNIT SER 1 | 46090E103 |
| — | PIMCO NEW YORK MUN FD II | 20,668 | $214 | 0.1% | $10.92 | — | COM | 72200Y102 |
| SUSA | ISHARES TR | 1,575 | $211 | 0.1% | $121.90 | — | MSCI USA ESG SLC | 464288802 |
| — | EATON VANCE MUNI INCOME TRUS | 16,782 | $210 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| PM | PHILIP MORRIS INTL INC | 2,998 | $210 | 0.1% | $56.44 | -2.9% | COM | 718172109 |
| ATO | ATMOS ENERGY CORP | 2,010 | $200 | 0.1% | $87.57 | 0.0% | COM | 049560105 |
| — | LEXINGTON REALTY TRUST | 18,337 | $193 | 0.1% | $8.94 | — | COM | 529043101 |
| — | TYME TECHNOLOGIES INC | 140,000 | $186 | 0.1% | $5.49 | — | COM | 90238J103 |
| — | ANGEL OAK FINL STRATEGIES IN | 11,014 | $186 | 0.1% | $16.89 | — | COM BEN INT | 03464A100 |
| — | BLACKROCK DEBT STRATEGIES FD | 19,368 | $181 | 0.1% | $10.23 | — | COM NEW | 09255R202 |
| XMVTX | BLACKROCK MUNIVEST FD II INC | 13,076 | $177 | 0.1% | $13.61 | — | COM | 09253T101 |
| — | NUVEEN MUNICIPAL CREDIT INC | 11,995 | $177 | 0.1% | $14.09 | — | COM SH BEN INT | 67070X101 |
| IYW | ISHARES TR | 635 | $171 | 0.1% | $198.43 | — | U.S. TECH ETF | 464287721 |
| SLV | ISHARES SILVER TR | 10,000 | $170 | 0.1% | $17.00 | — | ISHARES | 46428Q109 |
| IGSB | ISHARES TR | 2,933 | $160 | 0.1% | $54.55 | — | SH TR CRPORT ETF | 464288646 |
| MUNI | PIMCO ETF TR | 2,800 | $156 | 0.1% | $54.76 | — | INTER MUN BD ACT | 72201R866 |
| SHM | SPDR SER TR | 3,125 | $156 | 0.1% | $48.86 | — | NUVEEN BLMBRG SR | 78468R739 |
| ERII | ENERGY RECOVERY INC | 20,000 | $152 | 0.1% | $7.92 | 0.0% | COM | 29270J100 |
| RC | READY CAPITAL CORP | 13,120 | $114 | 0.0% | $7.33 | — | COM | 75574U101 |
| MCHI | ISHARES TR | 1,718 | $112 | 0.0% | $57.18 | — | MSCI CHINA ETF | 46429B671 |
| VHT | VANGUARD WORLD FDS | 522 | $101 | 0.0% | $193.49 | — | HEALTH CAR ETF | 92204A504 |
| ET | ENERGY TRANSFER LP | 14,138 | $101 | 0.0% | $13.82 | — | COM UT LTD PTN | 29273V100 |
| IWO | ISHARES TR | 451 | $93 | 0.0% | $200.87 | — | RUS 2000 GRW ETF | 464287648 |
| SPYD | SPDR SER TR | 2,727 | $76 | 0.0% | $39.60 | — | PRTFLO S&P500 HI | 78468R788 |
| — | MORGAN STANLEY EMERGING MKTS | 10,264 | $58 | 0.0% | $6.23 | — | COM | 617477104 |
| ARTW | ARTS WAY MFG INC | 11,000 | $26 | 0.0% | $2.11 | 0.0% | COM | 043168103 |
| VB | VANGUARD INDEX FDS | 175 | $26 | 0.0% | $156.71 | — | SMALL CP ETF | 922908751 |
| GERN | GERON CORP | 10,100 | $22 | 0.0% | $3.46 | -56.8% | COM | 374163103 |
| VOO | VANGUARD INDEX FDS | 58 | $16 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| — | CENTRIC BRANDS INC | 235,000 | $16 | 0.0% | $3.43 | — | COM | 15644G104 |
| IBB | ISHARES TR | 97 | $13 | 0.0% | $105.09 | — | NASDAQ BIOTECH | 464287556 |
| IWR | ISHARES TR | 200 | $11 | 0.0% | $55.00 | — | RUS MID CAP ETF | 464287499 |
| DVY | ISHARES TR | 131 | $11 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |