CIK: 0001539947 · Show all filings
Period: Q4 2020 (← Previous) (Next →)
Filing Date: Feb 10, 2021
Total Value ($000): $291,854 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 137,761 | $18,280 | 6.3% | $80.18 | +45.9% | COM | 037833100 |
| ITOT | ISHARES TR | 124,657 | $10,748 | 3.7% | $57.78 | — | CORE S&P TTL STK | 464287150 |
| MSFT | MICROSOFT CORP | 46,070 | $10,247 | 3.5% | $58.94 | +249.6% | COM | 594918104 |
| MINT | PIMCO ETF TR | 95,341 | $9,729 | 3.3% | $101.69 | — | ENHAN SHRT MA AC | 72201R833 |
| AMZN | AMAZON COM INC | 2,977 | $9,696 | 3.3% | $60.76 | +162.6% | COM | 023135106 |
| GOOGL | ALPHABET INC | 5,360 | $9,394 | 3.2% | $39.78 | +109.9% | CAP STK CL A | 02079K305 |
| VIG | VANGUARD SPECIALIZED FUNDS | 51,727 | $7,302 | 2.5% | $108.21 | — | DIV APP ETF | 921908844 |
| XYZ | SQUARE INC | 33,250 | $7,237 | 2.5% | $58.52 | +233.3% | CL A | 852234103 |
| JPST | J P MORGAN EXCHANGE-TRADED F | 140,905 | $7,157 | 2.5% | $50.77 | — | ULTRA SHRT INC | 46641Q837 |
| BABA | ALIBABA GROUP HLDG LTD | 27,351 | $6,365 | 2.2% | $246.92 | — | SPONSORED ADS | 01609W102 |
| HD | HOME DEPOT INC | 23,565 | $6,259 | 2.1% | $120.19 | +101.7% | COM | 437076102 |
| DIS | DISNEY WALT CO | 31,522 | $5,711 | 2.0% | $104.92 | +33.7% | COM | 254687106 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 24,014 | $5,568 | 1.9% | $203.01 | +8.5% | CL B NEW | 084670702 |
| V | VISA INC | 24,477 | $5,354 | 1.8% | $91.91 | +114.6% | COM CL A | 92826C839 |
| JNJ | JOHNSON & JOHNSON | 33,824 | $5,323 | 1.8% | $99.61 | +28.0% | COM | 478160104 |
| WMT | WALMART INC | 33,804 | $4,873 | 1.7% | $30.65 | +47.6% | COM | 931142103 |
| — | TWITTER INC | 89,668 | $4,856 | 1.7% | $45.08 | — | COM | 90184L102 |
| IJR | ISHARES TR | 52,823 | $4,854 | 1.7% | $80.44 | — | CORE S&P SCP ETF | 464287804 |
| — | DOUBLELINE OPPORTUNISTIC CR | 236,969 | $4,656 | 1.6% | $19.13 | — | COM | 258623107 |
| ADSK | AUTODESK INC | 14,667 | $4,478 | 1.5% | $201.68 | +30.7% | COM | 052769106 |
| JPM | JPMORGAN CHASE & CO | 33,107 | $4,207 | 1.4% | $98.14 | 0.0% | COM | 46625H100 |
| FCNCA | FIRST CTZNS BANCSHARES INC N | 7,297 | $4,190 | 1.4% | $495.92 | 0.0% | CL A | 31946M103 |
| IUSV | ISHARES TR | 65,836 | $4,094 | 1.4% | $58.71 | — | CORE S&P US VLU | 464287663 |
| SHW | SHERWIN WILLIAMS CO | 5,488 | $4,033 | 1.4% | $177.72 | +27.6% | COM | 824348106 |
| BX | BLACKSTONE GROUP INC | 59,297 | $3,843 | 1.3% | $43.81 | +11.5% | COM CL A | 09260D107 |
| MTCH | MATCH GROUP INC NEW | 25,301 | $3,825 | 1.3% | $103.47 | +24.9% | COM | 57667L107 |
| NOW | SERVICENOW INC | 6,857 | $3,774 | 1.3% | $65.39 | +59.0% | COM | 81762P102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 45,290 | $3,770 | 1.3% | $83.14 | — | SHRT TRM CORP BD | 92206C409 |
| META | FACEBOOK INC | 13,245 | $3,618 | 1.2% | $264.31 | +3.0% | CL A | 30303M102 |
| VZ | VERIZON COMMUNICATIONS INC | 58,093 | $3,413 | 1.2% | $28.93 | +52.0% | COM | 92343V104 |
| REGN | REGENERON PHARMACEUTICALS | 7,023 | $3,393 | 1.2% | $423.67 | +26.7% | COM | 75886F107 |
| RUN | SUNRUN INC | 48,620 | $3,373 | 1.2% | $62.08 | 0.0% | COM | 86771W105 |
| IGIB | ISHARES TR | 54,114 | $3,344 | 1.1% | $55.77 | — | ISHS 5-10YR INVT | 464288638 |
| ICE | INTERCONTINENTAL EXCHANGE IN | 28,897 | $3,332 | 1.1% | $84.85 | +14.5% | COM | 45866F104 |
| AMT | AMERICAN TOWER CORP NEW | 14,602 | $3,278 | 1.1% | $210.06 | -4.9% | COM | 03027X100 |
| — | SEAGEN INC | 17,418 | $3,051 | 1.0% | $175.16 | — | COM | 81181C104 |
| BMY | BRISTOL-MYERS SQUIBB CO | 48,231 | $2,992 | 1.0% | $50.03 | 0.0% | COM | 110122108 |
| — | GREAT AJAX CORP | 283,256 | $2,963 | 1.0% | $11.29 | — | COM | 38983D300 |
| VEEV | VEEVA SYS INC | 10,743 | $2,925 | 1.0% | $265.24 | +5.6% | CL A COM | 922475108 |
| SPY | SPDR S&P 500 ETF TR | 7,680 | $2,871 | 1.0% | $253.70 | — | TR UNIT | 78462F103 |
| — | DOUBLELINE YIELD OPPORTUNITI | 136,668 | $2,530 | 0.9% | $18.03 | — | COM | 25862D105 |
| GSLC | GOLDMAN SACHS ETF TR | 31,325 | $2,371 | 0.8% | $54.30 | — | ACTIVEBETA US LG | 381430503 |
| RTX | RAYTHEON TECHNOLOGIES CORP | 32,498 | $2,324 | 0.8% | $54.97 | +6.3% | COM | 75513E101 |
| IVV | ISHARES TR | 5,852 | $2,197 | 0.8% | $375.43 | — | CORE S&P500 ETF | 464287200 |
| SCHX | SCHWAB STRATEGIC TR | 23,323 | $2,121 | 0.7% | $90.94 | — | US LRG CAP ETF | 808524201 |
| ERII | ENERGY RECOVERY INC | 124,500 | $1,698 | 0.6% | $8.00 | +33.3% | COM | 29270J100 |
| — | INSEEGO CORP | 95,302 | $1,474 | 0.5% | $2.86 | — | COM | 45782B104 |
| — | RIVERNORTH OPPORTUNISTIC MUN | 67,497 | $1,449 | 0.5% | $21.11 | — | COM | 76883F108 |
| — | NUVEEN AMT FREE QLTY MUN INC | 94,477 | $1,427 | 0.5% | $13.55 | — | COM | 670657105 |
| — | CREDIT SUISSE ASSET MGMT INC | 437,131 | $1,377 | 0.5% | $2.65 | — | COM | 224916106 |
| — | WESTERN ASSET MTG DEFINED OP | 91,755 | $1,301 | 0.4% | $14.34 | — | COM | 95790B109 |
| — | RIVERNORTH DOUBLELINE STRATE | 89,855 | $1,287 | 0.4% | $13.55 | — | COM | 76882G107 |
| — | DOUBLELINE INCOME SOLUTIONS | 77,116 | $1,279 | 0.4% | $15.83 | — | COM | 258622109 |
| — | INVESCO CALIF MUN INCOME TR | 81,700 | $1,279 | 0.4% | $14.22 | — | COM | 46132P108 |
| — | TCW STRATEGIC INCOME FD INC | 217,819 | $1,239 | 0.4% | $5.66 | — | COM | 872340104 |
| — | BLACKROCK CR ALLOCATION INCO | 83,980 | $1,235 | 0.4% | $12.09 | — | COM | 092508100 |
| — | NUVEEN MORTGAGE AND INCOME F | 59,702 | $1,180 | 0.4% | $18.15 | — | COM | 670735109 |
| REM | ISHARES TR | 35,388 | $1,127 | 0.4% | $31.85 | — | MORTGE REL ETF | 46435G342 |
| TOTL | SSGA ACTIVE ETF TR | 21,755 | $1,072 | 0.4% | $49.29 | — | SPDR TR TACTIC | 78467V848 |
| LGIH | LGI HOMES INC | 10,100 | $1,069 | 0.4% | $113.91 | 0.0% | COM | 50187T106 |
| PFE | PFIZER INC | 28,673 | $1,055 | 0.4% | $26.17 | +9.4% | COM | 717081103 |
| — | NUVEEN QUALITY MUNCP INCOME | 67,849 | $1,043 | 0.4% | $13.62 | — | COM | 67066V101 |
| — | COLONY CAP INC NEW | 214,029 | $1,029 | 0.4% | $2.73 | — | CL A COM | 19626G108 |
| — | ALEXION PHARMACEUTICALS INC | 6,578 | $1,028 | 0.4% | $112.21 | — | COM | 015351109 |
| TGT | TARGET CORP | 5,549 | $980 | 0.3% | $144.87 | 0.0% | COM | 87612E106 |
| — | PIMCO DYNAMIC CR INCOME FD | 45,601 | $967 | 0.3% | $17.11 | — | COM SHS | 72202D106 |
| TRTX | TPG RE FIN TR INC | 89,210 | $947 | 0.3% | $9.02 | — | COM | 87266M107 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 65,934 | $892 | 0.3% | $12.77 | — | COM | 670656107 |
| — | BLACKROCK MUNIYIELD QUALITY | 61,354 | $887 | 0.3% | $12.53 | — | COM | 09254E103 |
| — | BLACKSTONE STRATEGIC CREDIT | 66,810 | $834 | 0.3% | $12.67 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN PFD & INCM SECURTIES | 85,484 | $832 | 0.3% | $8.14 | — | COM | 67072C105 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 49,278 | $733 | 0.3% | $13.53 | — | COM | 09253X102 |
| — | ISHARES GOLD TRUST | 39,383 | $714 | 0.2% | $18.13 | — | ISHARES | 464285105 |
| DX | DYNEX CAP INC | 39,127 | $696 | 0.2% | $11.69 | — | COM | 26817Q886 |
| MS | MORGAN STANLEY | 10,000 | $685 | 0.2% | $48.82 | 0.0% | Call | 617446448 |
| — | MFA FINL INC | 174,494 | $679 | 0.2% | $3.89 | — | COM | 55272X102 |
| PMT | PENNYMAC MTG INVT TR | 37,003 | $651 | 0.2% | $17.52 | — | COM | 70931T103 |
| — | BLACKROCK MULTI-SECTOR INC T | 37,033 | $650 | 0.2% | $14.74 | — | COM | 09258A107 |
| — | WEINGARTEN RLTY INVS | 26,401 | $572 | 0.2% | $21.67 | — | SH BEN INT | 948741103 |
| — | BLACKROCK DEBT STRATEGIES FD | 53,804 | $562 | 0.2% | $10.37 | — | COM NEW | 09255R202 |
| — | UNITI GROUP INC | 47,608 | $558 | 0.2% | $11.72 | — | COM | 91325V108 |
| GOOG | ALPHABET INC | 317 | $555 | 0.2% | $52.66 | +59.0% | CAP STK CL C | 02079K107 |
| — | NUVEEN ARIZONA QLTY MUN INC | 34,541 | $548 | 0.2% | $12.92 | — | COM | 67061W104 |
| VRP | INVESCO EXCH TRADED FD TR II | 20,849 | $541 | 0.2% | $23.37 | — | VAR RATE PFD | 46138G870 |
| — | BLACKROCK 2022 GBL INCM OPP | 59,566 | $538 | 0.2% | $8.66 | — | COM | 09258P104 |
| SHOP | SHOPIFY INC | 453 | $513 | 0.2% | $99.54 | +5.5% | CL A | 82509L107 |
| AGG | ISHARES TR | 4,279 | $506 | 0.2% | $118.25 | — | CORE US AGGBD ET | 464287226 |
| GBDC | GOLUB CAP BDC INC | 35,603 | $503 | 0.2% | $6.65 | +22.8% | COM | 38173M102 |
| PYPL | PAYPAL HLDGS INC | 2,118 | $496 | 0.2% | $122.28 | +69.1% | COM | 70450Y103 |
| — | PIMCO DYNAMIC INCOME FD | 18,664 | $493 | 0.2% | $22.08 | — | SHS | 72201Y101 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 34,751 | $490 | 0.2% | $13.03 | — | COM | 09255C106 |
| CVX | CHEVRON CORP NEW | 5,681 | $480 | 0.2% | $65.02 | 0.0% | COM | 166764100 |
| EQIX | EQUINIX INC | 665 | $475 | 0.2% | $674.73 | 0.0% | COM | 29444U700 |
| MDT | MEDTRONIC PLC | 3,988 | $467 | 0.2% | $81.41 | +16.8% | SHS | G5960L103 |
| USB | US BANCORP DEL | 9,920 | $462 | 0.2% | $29.40 | +15.2% | COM NEW | 902973304 |
| BSM | BLACK STONE MINERALS L P | 69,064 | $461 | 0.2% | $6.67 | — | COM UNIT | 09225M101 |
| — | NUVEEN NEW JERSEY QULT MUN F | 31,688 | $455 | 0.2% | $14.36 | — | COM | 67069Y102 |
| CMCSA | COMCAST CORP NEW | 8,666 | $454 | 0.2% | $37.10 | +12.3% | CL A | 20030N101 |
| AMGN | AMGEN INC | 1,963 | $451 | 0.2% | $141.04 | +39.2% | COM | 031162100 |
| NKE | NIKE INC | 3,130 | $443 | 0.2% | $83.25 | +48.0% | CL B | 654106103 |
| — | NEW YORK MTG TR INC | 114,077 | $421 | 0.1% | $2.55 | — | COM PAR $.02 | 649604501 |
| — | EATON VANCE SR INCOME TR | 65,789 | $418 | 0.1% | $6.35 | — | SH BEN INT | 27826S103 |
| — | ABERDEEN STD GLOBAL INFRASTR | 22,247 | $412 | 0.1% | $18.52 | — | COM SHS BEN INT | 00326W106 |
| ICSH | ISHARES TR | 7,900 | $399 | 0.1% | $50.60 | — | BLACKROCK ULTRA | 46434V878 |
| KO | COCA COLA CO | 7,225 | $396 | 0.1% | $42.15 | +5.0% | COM | 191216100 |
| NVDA | NVIDIA CORPORATION | 732 | $382 | 0.1% | $8.45 | +58.0% | COM | 67066G104 |
| BA | BOEING CO | 1,753 | $375 | 0.1% | $192.22 | 0.0% | COM | 097023105 |
| — | NUVEEN MUN HIGH INCOME OPPOR | 25,812 | $372 | 0.1% | $13.67 | — | COM | 670682103 |
| — | VOYA PRIME RATE TR | 81,489 | $364 | 0.1% | $4.47 | — | SH BEN INT | 92913A100 |
| SCHA | SCHWAB STRATEGIC TR | 3,783 | $337 | 0.1% | $89.08 | — | US SML CAP ETF | 808524607 |
| LYB | LYONDELLBASELL INDUSTRIES N | 3,612 | $331 | 0.1% | $57.51 | 0.0% | SHS - A - | N53745100 |
| NEE | NEXTERA ENERGY INC | 4,262 | $329 | 0.1% | $65.64 | 0.0% | COM | 65339F101 |
| FSK | FS KKR CAP CORP | 19,101 | $316 | 0.1% | $8.06 | 0.0% | COM | 302635206 |
| — | APOLLO SR FLOATING RATE FD I | 21,748 | $313 | 0.1% | $14.39 | — | COM | 037636107 |
| AGNC | AGNC INVT CORP | 19,721 | $308 | 0.1% | $15.62 | — | COM | 00123Q104 |
| VOT | VANGUARD INDEX FDS | 1,430 | $303 | 0.1% | $155.05 | — | MCAP GR IDXVIP | 922908538 |
| — | NUVEEN SELECT TAX FREE INCOM | 17,748 | $283 | 0.1% | $14.00 | — | SH BEN INT | 67063C106 |
| MGM | MGM RESORTS INTERNATIONAL | 8,709 | $274 | 0.1% | $25.72 | 0.0% | COM | 552953101 |
| QCOM | QUALCOMM INC | 1,773 | $270 | 0.1% | $124.71 | 0.0% | COM | 747525103 |
| CCL | CARNIVAL CORP | 12,481 | $270 | 0.1% | $17.78 | 0.0% | UNIT 99/99/9999 | 143658300 |
| GLD | SPDR GOLD TR | 1,506 | $269 | 0.1% | $164.89 | — | GOLD SHS | 78463V107 |
| UNP | UNION PAC CORP | 1,284 | $267 | 0.1% | $149.66 | +19.0% | COM | 907818108 |
| INTC | INTEL CORP | 5,360 | $267 | 0.1% | $40.65 | +8.3% | COM | 458140100 |
| IYH | ISHARES TR | 1,073 | $264 | 0.1% | $180.74 | — | US HLTHCARE ETF | 464287762 |
| — | SIX FLAGS ENTMT CORP NEW | 7,680 | $262 | 0.1% | $34.11 | — | COM | 83001A102 |
| SUSA | ISHARES TR | 3,150 | $259 | 0.1% | $102.06 | — | MSCI USA ESG SLC | 464288802 |
| MO | ALTRIA GROUP INC | 6,258 | $257 | 0.1% | $26.69 | 0.0% | COM | 02209S103 |
| — | ANGEL OAK FINL STRATEGIES IN | 15,213 | $256 | 0.1% | $16.87 | — | COM BEN INT | 03464A100 |
| SPG | SIMON PPTY GROUP INC NEW | 2,992 | $255 | 0.1% | $57.65 | 0.0% | COM | 828806109 |
| — | INVESCO QUALITY MUN INCOME T | 19,455 | $254 | 0.1% | $12.12 | — | COM | 46133G107 |
| FIXD | FIRST TR EXCHNG TRADED FD VI | 4,556 | $249 | 0.1% | $54.65 | — | TCW OPPORTUNIS | 33740F805 |
| MAR | MARRIOTT INTL INC NEW | 1,885 | $249 | 0.1% | $110.17 | 0.0% | CL A | 571903202 |
| DAL | DELTA AIR LINES INC DEL | 6,084 | $245 | 0.1% | $35.38 | 0.0% | COM NEW | 247361702 |
| ABT | ABBOTT LABS | 2,219 | $243 | 0.1% | $76.96 | +29.0% | COM | 002824100 |
| KKR | KKR & CO INC | 6,003 | $243 | 0.1% | $33.29 | +8.4% | COM | 48251W104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,920 | $242 | 0.1% | $115.75 | -19.3% | COM | 459200101 |
| RGA | REINSURANCE GRP OF AMERICA I | 2,083 | $241 | 0.1% | $111.67 | 0.0% | COM NEW | 759351604 |
| — | BARRICK GOLD CORP | 10,492 | $239 | 0.1% | $18.32 | — | COM | 067901108 |
| GIS | GENERAL MLS INC | 4,032 | $237 | 0.1% | $41.22 | +23.4% | COM | 370334104 |
| QQQ | INVESCO QQQ TR | 752 | $236 | 0.1% | $313.83 | — | UNIT SER 1 | 46090E103 |
| — | BLACKROCK FLOATING RATE INCO | 18,970 | $230 | 0.1% | $12.12 | — | COM | 09255X100 |
| — | EATON VANCE MUNI INCOME TRUS | 16,782 | $225 | 0.1% | $12.20 | — | SH BEN INT | 27826U108 |
| — | BLACKROCK MUNIYIELD CALIF QU | 14,961 | $224 | 0.1% | $13.00 | — | COM | 09254N103 |
| MRK | MERCK & CO. INC | 2,635 | $216 | 0.1% | $64.85 | 0.0% | COM | 58933Y105 |
| IYW | ISHARES TR | 2,540 | $216 | 0.1% | $113.39 | — | U.S. TECH ETF | 464287721 |
| XOM | EXXON MOBIL CORP | 5,018 | $207 | 0.1% | $30.36 | 0.0% | COM | 30231G102 |
| ACN | ACCENTURE PLC IRELAND | 790 | $206 | 0.1% | $223.05 | 0.0% | SHS CLASS A | G1151C101 |
| T | AT&T INC | 6,996 | $201 | 0.1% | $16.48 | -6.7% | COM | 00206R102 |
| — | ETF MANAGERS TR | 2,854 | $196 | 0.1% | $68.68 | — | BLUESTAR ISRAEL | 26924G870 |
| USMV | ISHARES TR | 2,750 | $187 | 0.1% | $68.00 | — | MSCI USA MIN VOL | 46429B697 |
| — | IVERIC BIO INC | 26,500 | $183 | 0.1% | $6.15 | — | COM | 46583P102 |
| SCHM | SCHWAB STRATEGIC TR | 2,632 | $179 | 0.1% | $68.01 | — | US MID-CAP ETF | 808524508 |
| — | BLACKSTONE LONG-SHORT CREDIT | 12,845 | $172 | 0.1% | $13.39 | — | COM SHS BN INT | 09257D102 |
| — | TYME TECHNOLOGIES INC | 140,000 | $171 | 0.1% | $5.49 | — | COM | 90238J103 |
| — | INSEEGO CORP | 10,700 | $166 | 0.1% | $2.86 | — | Call | 45782B104 |
| RC | READY CAPITAL CORP | 13,120 | $163 | 0.1% | $7.33 | — | COM | 75574U101 |
| IGSB | ISHARES TR | 2,933 | $162 | 0.1% | $54.55 | — | ISHS 1-5YR INVS | 464288646 |
| MCHI | ISHARES TR | 1,718 | $139 | 0.0% | $80.91 | — | MSCI CHINA ETF | 46429B671 |
| IWO | ISHARES TR | 483 | $138 | 0.0% | $206.49 | — | RUS 2000 GRW ETF | 464287648 |
| VTI | VANGUARD INDEX FDS | 670 | $130 | 0.0% | $194.03 | — | TOTAL STK MKT | 922908769 |
| IJH | ISHARES TR | 512 | $118 | 0.0% | $230.47 | — | CORE S&P MCP ETF | 464287507 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 12,513 | $108 | 0.0% | $8.63 | — | COM SHS | 6706EN100 |
| — | NUVEEN SR INCOME FD | 20,162 | $105 | 0.0% | $5.21 | — | COM | 67067Y104 |
| ET | ENERGY TRANSFER LP | 12,534 | $77 | 0.0% | $13.82 | — | COM UT LTD PTN | 29273V100 |
| VOO | VANGUARD INDEX FDS | 58 | $20 | 0.0% | $263.36 | — | S&P 500 ETF SHS | 922908363 |
| IBB | ISHARES TR | 97 | $15 | 0.0% | $105.09 | — | NASDAQ BIOTECH | 464287556 |
| — | ETF MANAGERS TR | 945 | $14 | 0.0% | $14.81 | — | ETFMG ALTR HRVST | 26924G508 |
| DVY | ISHARES TR | 131 | $13 | 0.0% | $99.24 | — | SELECT DIVID ETF | 464287168 |
| VB | VANGUARD INDEX FDS | 60 | $12 | 0.0% | $200.00 | — | SMALL CP ETF | 922908751 |
| VO | VANGUARD INDEX FDS | 52 | $11 | 0.0% | $211.54 | — | MID CAP ETF | 922908629 |
| MS | MORGAN STANLEY | 88 | $6 | 0.0% | $48.82 | 0.0% | COM NEW | 617446448 |
| — | BRISTOL-MYERS SQUIBB CO | 5 | $0 | 0.0% | — | — | RIGHT 99/99/9999 | 110122157 |