Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Oct 20, 2021
Total Value: $266M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| IXUS | ISHARES TR | 555,111 | $40.48M | 15.2% | $72.92 * | $72.80 | -2.5% | CORE MSCI TOTAL | 46432F834 |
| VUG | VANGUARD INDEX FDS | 115,335 | $35.13M | 13.2% | $304.60 * | $48.96 | -1.2% | GROWTH ETF | 922908736 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 438,994 | $23.66M | 8.9% | $53.89 * | $43.62 | +18.4% | MULTIFACTOR MI | 47804J206 |
| IVV | ISHARES TR | 50,439 | $22.65M | 8.5% | $448.98 * | $376.59 | +14.4% | CORE S&P500 ETF | 464287200 |
| HYLB | DBX ETF TR | 365,325 | $14.57M | 5.5% | $39.89 | $39.58 | +1.3% | XTRACK USD HIGH | 233051432 |
| ISTB | ISHARES TR | 259,344 | $13.18M | 4.9% | $50.80 | $51.27 | -0.4% | CORE 1 5 YR USD | 46432F859 |
| AGG | ISHARES TR | 107,847 | $12.35M | 4.6% | $114.49 | $116.70 | -1.6% | CORE US AGGBD ET | 464287226 |
| AAPL | APPLE INC | 58,956 | $8.64M | 3.2% | $146.55 * | $119.72 | +15.6% | COM | 037833100 |
| SPEM | SPDR INDEX SHS FDS | 114,272 | $5.031M | 1.9% | $44.03 * | $43.18 | -1.5% | PORTFOLIO EMG MK | 78463X509 |
| AON | AON PLC | 13,966 | $4.272M | 1.6% | $305.89 * | $236.31 | +17.2% | SHS CL A | G0403H108 |
| VB | VANGUARD INDEX FDS | 17,273 | $3.921M | 1.5% | $227.00 * | $186.41 | +17.3% | SMALL CP ETF | 922908751 |
| TOTL | SSGA ACTIVE ETF TR | 71,625 | $3.427M | 1.3% | $47.85 | $49.24 | -1.9% | SPDR TR TACTIC | 78467V848 |
| VTV | VANGUARD INDEX FDS | 20,572 | $2.888M | 1.1% | $140.38 * | $133.53 | +1.4% | VALUE ETF | 922908744 |
| AMZN | AMAZON COM INC | 703 | $2.423M | 0.9% | $3446.66 * | $160.38 | +2.4% | COM | 023135106 |
| RODM | LATTICE STRATEGIES TR | 76,915 | $2.36M | 0.9% | $30.68 | $29.89 | +0.7% | HARTFORD MLT ETF | 518416102 |
| MTUM | ISHARES TR | 12,670 | $2.348M | 0.9% | $185.32 * | $166.53 | +5.4% | MSCI USA MMENTM | 46432F396 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 7,754 | $1.912M | 0.7% | $246.58 * | $227.08 | +3.9% | DJ INTERNT IDX | 33733E302 |
| JPM | JPMORGAN CHASE & CO | 9,544 | $1.59M | 0.6% | $166.60 * | $118.30 | +23.8% | COM | 46625H100 |
| MSFT | MICROSOFT CORP | 5,095 | $1.566M | 0.6% | $307.36 * | $225.29 | +20.9% | COM | 594918104 |
| BNDX | VANGUARD CHARLOTTE FDS | 25,992 | $1.474M | 0.6% | $56.71 | $57.87 | -1.6% | TOTAL INT BD ETF | 92203J407 |
| SPY | SPDR S&P 500 ETF TR | 3,138 | $1.403M | 0.5% | $447.10 * | $389.87 | +10.1% | TR UNIT | 78462F103 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 20,422 | $1.399M | 0.5% | $68.50 * | $61.08 | +2.5% | NAS CLNEDG GREEN | 33733E500 |
| DIS | DISNEY WALT CO | 7,177 | $1.228M | 0.5% | $171.10 * | $156.03 | +5.9% | COM | 254687106 |
| CVX | CHEVRON CORP NEW | 10,926 | $1.197M | 0.4% | $109.56 * | $68.16 | +25.2% | COM | 166764100 |
| SCHM | SCHWAB STRATEGIC TR | 14,843 | $1.187M | 0.4% | $79.97 * | $24.03 | +6.3% | US MID-CAP ETF | 808524508 |
| LQD | ISHARES TR | 8,595 | $1.144M | 0.4% | $133.10 | $133.04 | -0.0% | IBOXX INV CP ETF | 464287242 |
| SCHP | SCHWAB STRATEGIC TR | 18,175 | $1.141M | 0.4% | $62.78 * | $31.08 | +0.7% | US TIPS ETF | 808524870 |
| FSK | FS KKR CAP CORP | 48,178 | $1.103M | 0.4% | $22.89 * | $8.17 | +46.0% | COM | 302635206 |
| QQQ | INVESCO QQQ TR | 2,950 | $1.099M | 0.4% | $372.54 * | $356.62 | +0.4% | UNIT SER 1 | 46090E103 |
| VOO | VANGUARD INDEX FDS | 2,633 | $1.083M | 0.4% | $411.32 * | $350.50 | +12.5% | S&P 500 ETF SHS | 922908363 |
| ESGD | ISHARES TR | 13,541 | $1.081M | 0.4% | $79.83 | $78.75 | -0.5% | ESG AW MSCI EAFE | 46435G516 |
| VZ | VERIZON COMMUNICATIONS INC | 19,860 | $1.031M | 0.4% | $51.91 * | $43.22 | -4.3% | COM | 92343V104 |
| GLD | SPDR GOLD TR | 5,652 | $932K | 0.4% | $164.90 | $173.67 | -5.4% | GOLD SHS | 78463V107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,369 | $906K | 0.3% | $142.25 * | $105.78 | +5.8% | COM | 459200101 |
| T | AT&T INC | 35,358 | $896K | 0.3% | $25.34 * | $15.67 | -0.3% | COM | 00206R102 |
| GOOG | ALPHABET INC | 308 | $881K | 0.3% | $2860.39 * | $87.72 | +50.8% | CAP STK CL C | 02079K107 |
| — | FIRST TR INTER DURATN PFD & | 34,472 | $867K | 0.3% | $25.15 | $24.06 | — | COM | 33718W103 |
| VWOB | VANGUARD WHITEHALL FDS | 10,599 | $825K | 0.3% | $77.84 | $79.93 | -2.0% | EMERG MKT BD ETF | 921946885 |
| IUSB | ISHARES TR | 15,487 | $822K | 0.3% | $53.08 | $53.69 | -0.8% | CORE TOTAL USD | 46434V613 |
| TSLA | TESLA INC | 922 | $802K | 0.3% | $869.85 * | $179.99 | +43.6% | COM | 88160R101 |
| VCSH | VANGUARD SCOTTSDALE FDS | 9,708 | $796K | 0.3% | $81.99 | $82.76 | -0.4% | SHRT TRM CORP BD | 92206C409 |
| VXUS | VANGUARD STAR FDS | 11,581 | $753K | 0.3% | $65.02 * | $59.41 | +6.5% | VG TL INTL STK F | 921909768 |
| MBB | ISHARES TR | 6,935 | $748K | 0.3% | $107.86 | $108.43 | -0.3% | MBS ETF | 464288588 |
| IEMG | ISHARES INC | 11,389 | $724K | 0.3% | $63.57 * | $62.15 | -0.6% | CORE MSCI EMKT | 46434G103 |
| HD | HOME DEPOT INC | 1,956 | $694K | 0.3% | $354.81 * | $271.67 | +8.8% | COM | 437076102 |
| MTB | M & T BK CORP | 4,598 | $694K | 0.3% | $150.94 * | $97.90 | +33.0% | COM | 55261F104 |
| XOM | EXXON MOBIL CORP | 10,590 | $663K | 0.2% | $62.61 * | $33.94 | +48.4% | COM | 30231G102 |
| ROUS | LATTICE STRATEGIES TR | 16,003 | $660K | 0.2% | $41.24 * | $34.51 | +15.4% | HARTFORD US EQTY | 518416409 |
| IXN | ISHARES TR | 11,034 | $653K | 0.2% | $59.18 * | $54.04 | +4.8% | GLOBAL TECH ETF | 464287291 |
| XLY | SELECT SECTOR SPDR TR | 3,365 | $644K | 0.2% | $191.38 * | $90.84 | -1.2% | SBI CONS DISCR | 81369Y407 |
| SPTI | SPDR SER TR | 19,939 | $640K | 0.2% | $32.10 | $32.92 | -1.9% | PORTFLI INTRMDIT | 78464A672 |
| VMBS | VANGUARD SCOTTSDALE FDS | 11,904 | $632K | 0.2% | $53.09 | $53.62 | -0.6% | MTG-BKD SECS ETF | 92206C771 |
| — | EATON VANCE LTD DURATION INC | 46,241 | $613K | 0.2% | $13.26 | $12.55 | — | COM | 27828H105 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 12,265 | $613K | 0.2% | $49.98 * | $48.24 | -1.6% | RISNG DIVD ACHIV | 33738R506 |
| ARCC | ARES CAPITAL CORP | 28,826 | $606K | 0.2% | $21.02 * | $10.35 | +31.6% | COM | 04010L103 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 7,715 | $602K | 0.2% | $78.03 * | $77.93 | -4.0% | CAP STRENGTH ETF | 33733E104 |
| NVDA | NVIDIA CORPORATION | 2,683 | $596K | 0.2% | $222.14 * | $19.81 | +4.4% | COM | 67066G104 |
| AMD | ADVANCED MICRO DEVICES INC | 5,090 | $593K | 0.2% | $116.50 * | $81.23 | +26.7% | COM | 007903107 |
| BA | BOEING CO | 2,686 | $583K | 0.2% | $217.05 | $228.00 | -3.5% | COM | 097023105 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 38,937 | $578K | 0.2% | $14.84 * | $6.49 | +40.7% | COM STK | 05684B107 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $546K | 0.2% | $14.39 * | $7.22 | +22.5% | COM | 69121K104 |
| ED | CONSOLIDATED EDISON INC | 7,360 | $536K | 0.2% | $72.83 * | $64.07 | -2.3% | COM | 209115104 |
| VGT | VANGUARD WORLD FDS | 1,234 | $523K | 0.2% | $423.82 * | $51.83 | -3.2% | INF TECH ETF | 92204A702 |
| FJUN | FIRST TR EXCHNG TRADED FD VI | 14,028 | $519K | 0.2% | $37.00 * | $35.36 | +2.4% | CBOE VEST US EQT | 33740F722 |
| IJR | ISHARES TR | 4,589 | $515K | 0.2% | $112.22 * | $105.11 | +3.9% | CORE S&P SCP ETF | 464287804 |
| META | FACEBOOK INC | 1,528 | $512K | 0.2% | $335.08 | $280.33 | +20.2% | CL A | 30303M102 |
| HDV | ISHARES TR | 5,151 | $496K | 0.2% | $96.29 * | $16.94 | +11.3% | CORE HIGH DV ETF | 46429B663 |
| PFE | PFIZER INC | 11,960 | $494K | 0.2% | $41.30 * | $32.22 | +7.7% | COM | 717081103 |
| BSV | VANGUARD BD INDEX FDS | 5,851 | $477K | 0.2% | $81.52 | $82.37 | -0.5% | SHORT TRM BOND | 921937827 |
| PM | PHILIP MORRIS INTL INC | 4,749 | $463K | 0.2% | $97.49 * | $61.03 | +26.6% | COM | 718172109 |
| QJUN | FIRST TR EXCHNG TRADED FD VI | 21,971 | $458K | 0.2% | $20.85 * | $20.17 | +1.0% | CBOE VEST NAS100 | 33740F557 |
| JNJ | JOHNSON & JOHNSON | 2,857 | $458K | 0.2% | $160.31 * | $142.06 | +0.5% | COM | 478160104 |
| GOOGL | ALPHABET INC | 160 | $457K | 0.2% | $2856.25 * | $96.24 | +37.9% | CAP STK CL A | 02079K305 |
| BX | BLACKSTONE INC | 3,577 | $443K | 0.2% | $123.85 * | $61.96 | +62.6% | COM | 09260D107 |
| VTI | VANGUARD INDEX FDS | 1,893 | $438K | 0.2% | $231.38 * | $219.38 | +1.2% | TOTAL STK MKT | 922908769 |
| XLK | SELECT SECTOR SPDR TR | 2,775 | $436K | 0.2% | $157.12 * | $77.15 | -3.2% | TECHNOLOGY | 81369Y803 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 8,335 | $431K | 0.2% | $51.71 * | $50.32 | +0.3% | FTSE DEV MKT ETF | 921943858 |
| EWU | ISHARES TR | 12,792 | $429K | 0.2% | $33.54 * | $32.84 | -1.8% | MSCI UK ETF NEW | 46435G334 |
| IEFA | ISHARES TR | 5,659 | $428K | 0.2% | $75.63 | $76.07 | -2.4% | CORE MSCI EAFE | 46432F842 |
| PULS | PGIM ETF TR | 8,530 | $424K | 0.2% | $49.71 | $49.70 | -0.0% | ULTRA SHORT | 69344A107 |
| IJH | ISHARES TR | 1,534 | $421K | 0.2% | $274.45 * | $53.80 | -2.2% | CORE S&P MCP ETF | 464287507 |
| VCIT | VANGUARD SCOTTSDALE FDS | 4,443 | $417K | 0.2% | $93.86 | $94.78 | -0.4% | INT-TERM CORP | 92206C870 |
| IEF | ISHARES TR | 3,554 | $407K | 0.2% | $114.52 | $114.73 | +0.4% | BARCLAYS 7 10 YR | 464287440 |
| BAC | BK OF AMERICA CORP | 8,427 | $390K | 0.1% | $46.28 * | $36.54 | +4.4% | COM | 060505104 |
| GE | GENERAL ELECTRIC CO | 3,739 | $389K | 0.1% | $104.04 * | $62.95 | -0.1% | COM NEW | 369604301 |
| VHT | VANGUARD WORLD FDS | 1,536 | $379K | 0.1% | $246.74 | $256.51 | -3.6% | HEALTH CAR ETF | 92204A504 |
| MRNA | MODERNA INC | 1,115 | $373K | 0.1% | $334.53 * | $193.37 | +99.0% | COM | 60770K107 |
| MFIC | APOLLO INVT CORP | 27,316 | $365K | 0.1% | $13.36 * | $5.28 | +48.0% | COM NEW | 03761U502 |
| SIGI | SELECTIVE INS GROUP INC | 4,649 | $360K | 0.1% | $77.44 * | $55.25 | +27.6% | COM | 816300107 |
| AAL | AMERICAN AIRLS GROUP INC | 17,624 | $350K | 0.1% | $19.86 * | $22.50 | -8.8% | COM | 02376R102 |
| MRK | MERCK & CO INC | 4,530 | $349K | 0.1% | $77.04 * | $64.90 | +1.4% | COM | 58933Y105 |
| MDT | MEDTRONIC PLC | 2,885 | $348K | 0.1% | $120.62 * | $105.55 | +4.6% | SHS | G5960L103 |
| LOW | LOWES COS INC | 1,549 | $343K | 0.1% | $221.43 * | $180.06 | +3.9% | COM | 548661107 |
| EWI | ISHARES INC | 10,335 | $339K | 0.1% | $32.80 * | $32.51 | -2.6% | MSCI ITALY ETF | 46434G830 |
| CMCSA | COMCAST CORP NEW | 6,033 | $321K | 0.1% | $53.21 * | $42.67 | +15.5% | CL A | 20030N101 |
| IVW | ISHARES TR | 4,062 | $315K | 0.1% | $77.55 * | $70.22 | +5.2% | S&P 500 GRWT ETF | 464287309 |
| NULV | NUSHARES ETF TR | 7,558 | $294K | 0.1% | $38.90 * | $38.31 | -2.1% | NUVEEN ESG LRGVL | 67092P300 |
| V | VISA INC | 1,267 | $292K | 0.1% | $230.47 * | $223.17 | -3.3% | COM CL A | 92826C839 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $290K | 0.1% | $15.03 | $14.61 | — | SH BEN INT | 09248L106 |
| MCD | MCDONALDS CORP | 1,191 | $289K | 0.1% | $242.65 * | $209.40 | +4.5% | COM | 580135101 |
| ITOT | ISHARES TR | 2,787 | $286K | 0.1% | $102.62 * | $101.12 | -2.7% | CORE S&P TTL STK | 464287150 |
| HYG | ISHARES TR | 3,268 | $285K | 0.1% | $87.21 | $87.31 | +0.2% | IBOXX HI YD ETF | 464288513 |
| IVE | ISHARES TR | 1,888 | $284K | 0.1% | $150.42 * | $149.02 | -2.4% | S&P 500 VAL ETF | 464287408 |
| UAL | UNITED AIRLS HLDGS INC | 6,028 | $284K | 0.1% | $47.11 | $55.46 | -14.2% | COM | 910047109 |
| ITA | ISHARES TR | 2,624 | $283K | 0.1% | $107.85 * | $106.16 | -1.8% | US AER DEF ETF | 464288760 |
| PENN | PENN NATL GAMING INC | 3,658 | $283K | 0.1% | $77.36 * | $85.34 | -15.1% | COM | 707569109 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 13,091 | $281K | 0.1% | $21.47 | $21.47 | — | COM BEN SHS | 69355M107 |
| PEP | PEPSICO INC | 1,750 | $277K | 0.1% | $158.29 * | $127.95 | +3.0% | COM | 713448108 |
| IDV | ISHARES TR | 8,780 | $276K | 0.1% | $31.44 * | $27.33 | +11.3% | INTL SEL DIV ETF | 464288448 |
| DVY | ISHARES TR | 2,279 | $269K | 0.1% | $118.03 * | $108.44 | +5.8% | SELECT DIVID ETF | 464287168 |
| VO | VANGUARD INDEX FDS | 1,077 | $268K | 0.1% | $248.84 * | $60.43 | -2.0% | MID CAP ETF | 922908629 |
| — | DRAFTKINGS INC | 5,471 | $266K | 0.1% | $48.62 | $54.79 | — | COM CL A | 26142R104 |
| — | TEKLA HEALTHCARE INVS | 10,051 | $260K | 0.1% | $25.87 | $23.85 | — | SH BEN INT | 87911J103 |
| CSCO | CISCO SYS INC | 4,713 | $260K | 0.1% | $55.17 * | $49.23 | -3.0% | COM | 17275R102 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,218 | $259K | 0.1% | $116.77 | $103.41 | +15.1% | HLTH CARE ALPH | 33734X143 |
| XLE | SELECT SECTOR SPDR TR | 4,510 | $259K | 0.1% | $57.43 * | $24.77 | +5.1% | ENERGY | 81369Y506 |
| EXC | EXELON CORP | 5,170 | $258K | 0.1% | $49.90 * | $27.36 | +8.4% | COM | 30161N101 |
| UPS | UNITED PARCEL SERVICE INC | 1,330 | $257K | 0.1% | $193.23 * | $164.16 | -8.3% | CL B | 911312106 |
| XLV | SELECT SECTOR SPDR TR | 2,007 | $255K | 0.1% | $127.06 | $132.17 | -3.7% | SBI HEALTHCARE | 81369Y209 |
| NFLX | NETFLIX INC | 392 | $250K | 0.1% | $637.76 * | $50.84 | +20.0% | COM | 64110L106 |
| ESGE | ISHARES INC | 5,799 | $248K | 0.1% | $42.77 * | $42.74 | -3.0% | ESG AWR MSCI EM | 46434G863 |
| — | NEW YORK CMNTY BANCORP INC | 17,626 | $246K | 0.1% | $13.96 | $10.56 | — | COM | 649445103 |
| ABBV | ABBVIE INC | 2,294 | $246K | 0.1% | $107.24 * | $94.76 | -3.0% | COM | 00287Y109 |
| BMY | BRISTOL-MYERS SQUIBB CO | 4,225 | $241K | 0.1% | $57.04 * | $54.83 | -9.4% | COM | 110122108 |
| AZN | ASTRAZENECA PLC | 4,070 | $241K | 0.1% | $59.21 | $59.21 | — | SPONSORED ADR | 046353108 |
| — | BLACKROCK TAX MUNICPAL BD TR | 9,300 | $237K | 0.1% | $25.48 | $25.91 | — | SHS | 09248X100 |
| — | NUVEEN CORE PLUS IMPACT FUND | 12,767 | $237K | 0.1% | $18.56 | $18.56 | — | COM BEN INT | 67080D103 |
| VNQ | VANGUARD INDEX FDS | 2,199 | $235K | 0.1% | $106.87 * | $99.58 | +2.2% | REAL ESTATE ETF | 922908553 |
| BP | BP PLC | 7,892 | $234K | 0.1% | $29.65 * | $25.05 | +9.1% | SPONSORED ADR | 055622104 |
| UNH | UNITEDHEALTH GROUP INC | 545 | $232K | 0.1% | $425.69 * | $384.84 | -5.4% | COM | 91324P102 |
| MMM | 3M CO | 1,255 | $228K | 0.1% | $181.67 * | $140.29 | -11.0% | COM | 88579Y101 |
| UNP | UNION PAC CORP | 1,011 | $228K | 0.1% | $225.52 * | $188.74 | -5.8% | COM | 907818108 |
| XLC | SELECT SECTOR SPDR TR | 2,766 | $224K | 0.1% | $80.98 | $82.78 | -3.2% | COMMUNICATION | 81369Y852 |
| MO | ALTRIA GROUP INC | 4,655 | $224K | 0.1% | $48.12 * | $33.99 | -4.4% | COM | 02209S103 |
| VFH | VANGUARD WORLD FDS | 2,272 | $222K | 0.1% | $97.71 * | $92.25 | +0.4% | FINANCIALS ETF | 92204A405 |
| FMAY | FIRST TR EXCHNG TRADED FD VI | 5,754 | $214K | 0.1% | $37.19 * | $35.53 | +2.3% | CBOE VEST US BUF | 33740F748 |
| CI | CIGNA CORP NEW | 1,042 | $213K | 0.1% | $204.41 * | $229.72 | -19.3% | COM | 125523100 |
| — | CANOPY GROWTH CORP | 16,064 | $212K | 0.1% | $13.20 | $18.81 | — | COM | 138035100 |
| COST | COSTCO WHSL CORP NEW | 437 | $202K | 0.1% | $462.24 * | $418.22 | +2.3% | COM | 22160K105 |
| YJUN | FIRST TR EXCHNG TRADED FD VI | 9,916 | $200K | 0.1% | $20.17 | $20.22 | -1.5% | CBOE VEST INTL | 33740U869 |
| — | LIBERTY ALL STAR EQUITY FD | 19,952 | $173K | 0.1% | $8.67 | $7.06 | — | SH BEN INT | 530158104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $172K | 0.1% | $13.86 | $13.54 | — | COM | 670656107 |
| — | EATON VANCE TAX-MANAGED GLOB | 14,850 | $156K | 0.1% | $10.51 | $10.51 | — | COM | 27829F108 |
| — | EATON VANCE TAX-MANAGED DIVE | 10,100 | $146K | 0.1% | $14.46 | $14.46 | — | COM | 27828N102 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $141K | 0.1% | $11.93 | $10.83 | — | COM | 72200Y102 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 11,390 | $137K | 0.1% | $12.03 | $12.03 | — | COM SHS | 723763108 |
| — | AMERICA FIRST MULTIFAMILY IN | 19,450 | $126K | 0.0% | $6.48 | $5.61 | — | BEN UNIT CTF | 02364V107 |
| SIGA | SIGA TECHNOLOGIES INC | 17,000 | $118K | 0.0% | $6.94 * | $4.69 | +15.3% | COM | 826917106 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,688 | $117K | 0.0% | $10.01 | $8.93 | — | COM SH BEN INT | 00326L100 |
| SFL | SFL CORPORATION LTD | 12,270 | $103K | 0.0% | $8.39 | $6.92 | +21.1% | SHS | G7738W106 |
| — | GAMCO GLOBAL GOLD NAT RES & | 23,900 | $92,000 | 0.0% | $3.85 | $3.55 | — | COM SH BEN INT | 36465A109 |
| UUUU | ENERGY FUELS INC | 10,654 | $88,000 | 0.0% | $8.26 * | $2.25 | +211.5% | COM NEW | 292671708 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 18,017 | $76,000 | 0.0% | $4.22 | $4.46 | — | COM | 003009107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 11,550 | $69,000 | 0.0% | $5.97 | $5.32 | — | COM | 92912T100 |
| DHC | DIVERSIFIED HEALTHCARE TR | 14,075 | $52,000 | 0.0% | $3.69 | $4.13 | — | COM SH BEN INT | 25525P107 |
| LYG | LLOYDS BANKING GROUP PLC | 11,100 | $30,000 | 0.0% | $2.70 * | $1.69 | +45.4% | SPONSORED ADR | 539439109 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $4,000 | 0.0% | $0.40 | $0.69 | — | COM PAR $ .01 | 696077403 |