CIK: 0001819476 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Jan 18, 2022
Total Value ($000): $296,628 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VUG | VANGUARD INDEX FDS | 125,801 | $40,645 | 13.7% | $302.00 | — | GROWTH ETF | 922908736 |
| IXUS | ISHARES TR | 460,567 | $32,898 | 11.1% | $72.70 | — | CORE MSCI TOTAL | 46432F834 |
| IVV | ISHARES TR | 64,062 | $30,740 | 10.4% | $411.17 | — | CORE S&P500 ETF | 464287200 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 410,642 | $22,873 | 7.7% | $46.15 | — | MULTIFACTOR MI | 47804J206 |
| AGG | ISHARES TR | 158,311 | $17,937 | 6.0% | $115.14 | — | CORE US AGGBD ET | 464287226 |
| ISTB | ISHARES TR | 300,822 | $15,149 | 5.1% | $50.81 | — | CORE 1 5 YR USD | 46432F859 |
| SPTI | SPDR SER TR | 461,522 | $14,709 | 5.0% | $31.91 | — | PORTFLI INTRMDIT | 78464A672 |
| AAPL | APPLE INC | 60,234 | $10,963 | 3.7% | $120.46 | +28.4% | COM | 037833100 |
| VTV | VANGUARD INDEX FDS | 55,617 | $8,216 | 2.8% | $143.09 | — | VALUE ETF | 922908744 |
| SPEM | SPDR INDEX SHS FDS | 147,692 | $6,163 | 2.1% | $43.40 | — | PORTFOLIO EMG MK | 78463X509 |
| VB | VANGUARD INDEX FDS | 20,051 | $4,561 | 1.5% | $204.55 | — | SMALL CP ETF | 922908751 |
| AON | AON PLC | 13,966 | $4,095 | 1.4% | $236.31 | +23.1% | SHS CL A | G0403H108 |
| AMZN | AMAZON COM INC | 778 | $2,651 | 0.9% | $161.42 | +6.0% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 6,270 | $2,099 | 0.7% | $241.81 | +29.6% | COM | 594918104 |
| PULS | PGIM ETF TR | 39,690 | $1,963 | 0.7% | $49.51 | — | ULTRA SHORT | 69344A107 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 8,040 | $1,780 | 0.6% | $224.64 | — | DJ INTERNT IDX | 33733E302 |
| JPM | JPMORGAN CHASE & CO | 10,077 | $1,629 | 0.5% | $119.86 | +23.3% | COM | 46625H100 |
| ESGD | ISHARES TR | 19,092 | $1,526 | 0.5% | $78.89 | — | ESG AW MSCI EAFE | 46435G516 |
| LQD | ISHARES TR | 11,540 | $1,513 | 0.5% | $131.23 | — | IBOXX INV CP ETF | 464287242 |
| HYLB | DBX ETF TR | 37,513 | $1,491 | 0.5% | $47.43 | — | XTRACK USD HIGH | 233051432 |
| VOO | VANGUARD INDEX FDS | 3,336 | $1,465 | 0.5% | $380.04 | — | S&P 500 ETF SHS | 922908363 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 20,863 | $1,462 | 0.5% | $104.35 | — | NAS CLNEDG GREEN | 33733E500 |
| CVX | CHEVRON CORP NEW | 11,520 | $1,374 | 0.5% | $69.60 | +38.1% | COM | 166764100 |
| TSLA | TESLA INC | 1,137 | $1,364 | 0.5% | $209.37 | +60.2% | COM | 88160R101 |
| QQQ | INVESCO QQQ TR | 3,429 | $1,360 | 0.5% | $364.92 | — | UNIT SER 1 | 46090E103 |
| SPY | SPDR S&P 500 ETF TR | 2,773 | $1,325 | 0.4% | $403.71 | — | TR UNIT | 78462F103 |
| SCHP | SCHWAB STRATEGIC TR | 19,673 | $1,226 | 0.4% | $62.36 | — | US TIPS ETF | 808524870 |
| SCHM | SCHWAB STRATEGIC TR | 15,026 | $1,215 | 0.4% | $73.76 | — | US MID-CAP ETF | 808524508 |
| DIS | DISNEY WALT CO | 7,669 | $1,202 | 0.4% | $156.15 | +1.0% | COM | 254687106 |
| XLY | SELECT SECTOR SPDR TR | 5,636 | $1,185 | 0.4% | $198.99 | — | SBI CONS DISCR | 81369Y407 |
| GOOG | ALPHABET INC | 391 | $1,134 | 0.4% | $99.55 | +44.1% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 21,358 | $1,120 | 0.4% | $43.02 | -6.1% | COM | 92343V104 |
| VGT | VANGUARD WORLD FDS | 2,302 | $1,064 | 0.4% | $441.63 | — | INF TECH ETF | 92204A702 |
| NVDA | NVIDIA CORPORATION | 3,499 | $1,054 | 0.4% | $21.59 | +27.2% | COM | 67066G104 |
| GLD | SPDR GOLD TR | 5,943 | $1,000 | 0.3% | $173.49 | — | GOLD SHS | 78463V107 |
| FSK | FS KKR CAP CORP | 46,656 | $987 | 0.3% | $8.17 | +44.0% | COM | 302635206 |
| VMBS | VANGUARD SCOTTSDALE FDS | 18,625 | $980 | 0.3% | $53.05 | — | MTG-BKD SECS ETF | 92206C771 |
| IEMG | ISHARES INC | 15,583 | $935 | 0.3% | $62.46 | — | CORE MSCI EMKT | 46434G103 |
| HD | HOME DEPOT INC | 2,213 | $904 | 0.3% | $279.97 | +22.6% | COM | 437076102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,596 | $897 | 0.3% | $105.81 | +0.6% | COM | 459200101 |
| T | AT&T INC | 34,413 | $875 | 0.3% | $15.67 | -6.4% | COM | 00206R102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 10,760 | $873 | 0.3% | $82.34 | — | SHRT TRM CORP BD | 92206C409 |
| VXUS | VANGUARD STAR FDS | 13,513 | $866 | 0.3% | $62.11 | — | VG TL INTL STK F | 921909768 |
| — | FIRST TR INTER DURATN PFD & | 34,277 | $847 | 0.3% | $24.06 | — | COM | 33718W103 |
| MTUM | ISHARES TR | 4,596 | $835 | 0.3% | $167.89 | — | MSCI USA MMENTM | 46432F396 |
| MBB | ISHARES TR | 7,702 | $824 | 0.3% | $108.14 | — | MBS ETF | 464288588 |
| RODM | LATTICE STRATEGIES TR | 26,359 | $798 | 0.3% | $30.00 | — | HARTFORD MLT ETF | 518416102 |
| AMD | ADVANCED MICRO DEVICES INC | 5,237 | $787 | 0.3% | $82.73 | +62.5% | COM | 007903107 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 14,414 | $761 | 0.3% | $49.52 | — | RISNG DIVD ACHIV | 33738R506 |
| MTB | M & T BK CORP | 4,613 | $730 | 0.2% | $97.90 | +37.2% | COM | 55261F104 |
| XOM | EXXON MOBIL CORP | 11,358 | $722 | 0.2% | $35.29 | +52.7% | COM | 30231G102 |
| XLK | SELECT SECTOR SPDR TR | 3,978 | $698 | 0.2% | $162.67 | — | TECHNOLOGY | 81369Y803 |
| PFE | PFIZER INC | 12,283 | $696 | 0.2% | $32.43 | +24.0% | COM | 717081103 |
| IXN | ISHARES TR | 10,505 | $684 | 0.2% | $56.37 | — | GLOBAL TECH ETF | 464287291 |
| IEFA | ISHARES TR | 8,786 | $659 | 0.2% | $75.41 | — | CORE MSCI EAFE | 46432F842 |
| ED | CONSOLIDATED EDISON INC | 7,682 | $654 | 0.2% | $64.24 | +6.0% | COM | 209115104 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 7,727 | $648 | 0.2% | $78.03 | — | CAP STRENGTH ETF | 33733E104 |
| GOOGL | ALPHABET INC | 219 | $635 | 0.2% | $108.82 | +31.4% | CAP STK CL A | 02079K305 |
| HDV | ISHARES TR | 6,108 | $622 | 0.2% | $89.90 | — | CORE HIGH DV ETF | 46429B663 |
| BA | BOEING CO | 2,907 | $604 | 0.2% | $226.73 | -6.8% | COM | 097023105 |
| IUSB | ISHARES TR | 11,457 | $602 | 0.2% | $53.06 | — | CORE TOTAL USD | 46434V613 |
| VHT | VANGUARD WORLD FDS | 2,267 | $600 | 0.2% | $252.52 | — | HEALTH CAR ETF | 92204A504 |
| — | EATON VANCE LTD DURATION INC | 44,691 | $588 | 0.2% | $12.55 | — | COM | 27828H105 |
| JNJ | JOHNSON & JOHNSON | 3,416 | $586 | 0.2% | $142.55 | +1.8% | COM | 478160104 |
| NULV | NUSHARES ETF TR | 14,879 | $585 | 0.2% | $39.10 | — | NUVEEN ESG LRGVL | 67092P300 |
| META | META PLATFORMS INC | 1,697 | $575 | 0.2% | $285.24 | +15.6% | CL A | 30303M102 |
| EWI | ISHARES INC | 16,448 | $551 | 0.2% | $33.06 | — | MSCI ITALY ETF | 46434G830 |
| ARCC | ARES CAPITAL CORP | 26,119 | $549 | 0.2% | $10.35 | +35.0% | COM | 04010L103 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $541 | 0.2% | $7.22 | +24.1% | COM | 69121K104 |
| FJUN | FIRST TR EXCHNG TRADED FD VI | 14,028 | $534 | 0.2% | $36.14 | — | CBOE VEST US EQT | 33740F722 |
| XLV | SELECT SECTOR SPDR TR | 3,771 | $526 | 0.2% | $132.87 | — | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES TR | 4,539 | $525 | 0.2% | $108.44 | — | CORE S&P SCP ETF | 464287804 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 33,762 | $522 | 0.2% | $6.49 | +45.9% | COM STK | 05684B107 |
| BSV | VANGUARD BD INDEX FDS | 6,404 | $517 | 0.2% | $82.02 | — | SHORT TRM BOND | 921937827 |
| VTI | VANGUARD INDEX FDS | 2,092 | $508 | 0.2% | $226.11 | — | TOTAL STK MKT | 922908769 |
| VCIT | VANGUARD SCOTTSDALE FDS | 5,472 | $504 | 0.2% | $94.17 | — | INT-TERM CORP | 92206C870 |
| EWQ | ISHARES INC | 12,784 | $501 | 0.2% | $39.19 | — | MSCI FRANCE ETF | 464286707 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 9,188 | $472 | 0.2% | $50.28 | — | FTSE DEV MKT ETF | 921943858 |
| QJUN | FIRST TR EXCHNG TRADED FD VI | 21,971 | $470 | 0.2% | $20.31 | — | CBOE VEST NAS100 | 33740F557 |
| IJH | ISHARES TR | 1,652 | $469 | 0.2% | $275.12 | — | CORE S&P MCP ETF | 464287507 |
| XLC | SELECT SECTOR SPDR TR | 5,987 | $467 | 0.2% | $79.38 | — | COMMUNICATION | 81369Y852 |
| — | NUVEEN CORE PLUS IMPACT FUND | 25,605 | $466 | 0.2% | $18.38 | — | COM BEN INT | 67080D103 |
| BX | BLACKSTONE INC | 3,664 | $464 | 0.2% | $63.24 | +83.6% | COM | 09260D107 |
| PM | PHILIP MORRIS INTL INC | 4,782 | $458 | 0.2% | $61.03 | +25.0% | COM | 718172109 |
| LOW | LOWES COS INC | 1,694 | $433 | 0.1% | $183.46 | +19.8% | COM | 548661107 |
| BAC | BK OF AMERICA CORP | 9,325 | $431 | 0.1% | $36.97 | +10.9% | COM | 060505104 |
| ESGE | ISHARES INC | 10,498 | $420 | 0.1% | $41.53 | — | ESG AWR MSCI EM | 46434G863 |
| VFH | VANGUARD WORLD FDS | 4,243 | $414 | 0.1% | $97.65 | — | FINANCIALS ETF | 92204A405 |
| IEF | ISHARES TR | 3,531 | $402 | 0.1% | $116.67 | — | BARCLAYS 7 10 YR | 464287440 |
| AAL | AMERICAN AIRLS GROUP INC | 21,126 | $396 | 0.1% | $21.95 | -12.6% | COM | 02376R102 |
| DSI | ISHARES TR | 4,198 | $392 | 0.1% | $93.38 | — | MSCI KLD400 SOC | 464288570 |
| UNH | UNITEDHEALTH GROUP INC | 772 | $388 | 0.1% | $395.82 | +6.7% | COM | 91324P102 |
| SIGI | SELECTIVE INS GROUP INC | 4,649 | $374 | 0.1% | $55.25 | +34.2% | COM | 816300107 |
| ITA | ISHARES TR | 3,570 | $370 | 0.1% | $106.74 | — | US AER DEF ETF | 464288760 |
| GE | GENERAL ELECTRIC CO | 3,786 | $364 | 0.1% | $62.93 | -2.2% | COM NEW | 369604301 |
| XLE | SELECT SECTOR SPDR TR | 6,172 | $353 | 0.1% | $57.36 | — | ENERGY | 81369Y506 |
| CSCO | CISCO SYS INC | 5,445 | $344 | 0.1% | $49.40 | +2.2% | COM | 17275R102 |
| UPS | UNITED PARCEL SERVICE INC | 1,606 | $343 | 0.1% | $164.92 | +2.2% | CL B | 911312106 |
| IDV | ISHARES TR | 10,749 | $338 | 0.1% | $29.83 | — | INTL SEL DIV ETF | 464288448 |
| VTEB | VANGUARD MUN BD FDS | 6,115 | $336 | 0.1% | $54.95 | — | TAX EXEMPT BD | 922907746 |
| MCD | MCDONALDS CORP | 1,249 | $336 | 0.1% | $210.34 | +9.2% | COM | 580135101 |
| MDT | MEDTRONIC PLC | 3,119 | $331 | 0.1% | $105.28 | -3.1% | SHS | G5960L103 |
| MRK | MERCK & CO INC | 4,292 | $330 | 0.1% | $64.90 | +7.7% | COM | 58933Y105 |
| CMCSA | COMCAST CORP NEW | 6,501 | $330 | 0.1% | $42.92 | +7.5% | CL A | 20030N101 |
| XLI | SELECT SECTOR SPDR TR | 3,105 | $326 | 0.1% | $104.99 | — | SBI INT-INDS | 81369Y704 |
| MFIC | APOLLO INVT CORP | 24,816 | $324 | 0.1% | $5.28 | +50.5% | COM NEW | 03761U502 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,194 | $321 | 0.1% | $53.79 | -8.5% | COM | 110122108 |
| V | VISA INC | 1,451 | $321 | 0.1% | $221.26 | -5.9% | COM CL A | 92826C839 |
| ROUS | LATTICE STRATEGIES TR | 7,293 | $320 | 0.1% | $35.96 | — | HARTFORD US EQTY | 518416409 |
| ABBV | ABBVIE INC | 2,341 | $317 | 0.1% | $94.90 | +7.2% | COM | 00287Y109 |
| HYG | ISHARES TR | 3,607 | $314 | 0.1% | $87.48 | — | IBOXX HI YD ETF | 464288513 |
| COST | COSTCO WHSL CORP NEW | 555 | $314 | 0.1% | $433.08 | +12.7% | COM | 22160K105 |
| ITOT | ISHARES TR | 2,918 | $314 | 0.1% | $102.84 | — | CORE S&P TTL STK | 464287150 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,566 | $314 | 0.1% | $110.92 | — | HLTH CARE ALPH | 33734X143 |
| PEP | PEPSICO INC | 1,807 | $313 | 0.1% | $128.44 | +11.7% | COM | 713448108 |
| IVE | ISHARES TR | 1,921 | $302 | 0.1% | $150.54 | — | S&P 500 VAL ETF | 464287408 |
| NULG | NUSHARES ETF TR | 4,369 | $299 | 0.1% | $68.44 | — | NUVEEN ESG LRGCP | 67092P201 |
| EXC | EXELON CORP | 5,177 | $295 | 0.1% | $27.36 | +18.9% | COM | 30161N101 |
| — | NEUBERGER BERMAN NEXT GENERA | 16,281 | $286 | 0.1% | $17.57 | — | COMMON STOCK | 64133Q108 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $285 | 0.1% | $14.61 | — | SH BEN INT | 09248L106 |
| IVW | ISHARES TR | 3,334 | $281 | 0.1% | $74.66 | — | S&P 500 GRWT ETF | 464287309 |
| BIL | SPDR SER TR | 3,066 | $280 | 0.1% | $91.32 | — | BLOOMBERG 1-3 MO | 78468R663 |
| VO | VANGUARD INDEX FDS | 1,091 | $277 | 0.1% | $248.90 | — | MID CAP ETF | 922908629 |
| DVY | ISHARES TR | 2,233 | $275 | 0.1% | $114.35 | — | SELECT DIVID ETF | 464287168 |
| EZU | ISHARES INC | 5,537 | $274 | 0.1% | $49.49 | — | MSCI EURZONE ETF | 464286608 |
| UAL | UNITED AIRLS HLDGS INC | 6,025 | $274 | 0.1% | $55.46 | -16.4% | COM | 910047109 |
| UNP | UNION PAC CORP | 1,077 | $267 | 0.1% | $190.34 | +12.9% | COM | 907818108 |
| ABT | ABBOTT LABS | 1,919 | $267 | 0.1% | $118.69 | 0.0% | COM | 002824100 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 13,241 | $262 | 0.1% | $21.45 | — | COM BEN SHS | 69355M107 |
| VNQ | VANGUARD INDEX FDS | 2,215 | $255 | 0.1% | $105.45 | — | REAL ESTATE ETF | 922908553 |
| MRNA | MODERNA INC | 1,074 | $252 | 0.1% | $193.37 | +51.2% | COM | 60770K107 |
| MO | ALTRIA GROUP INC | 5,200 | $249 | 0.1% | $33.87 | -3.2% | COM | 02209S103 |
| EWU | ISHARES TR | 7,260 | $245 | 0.1% | $33.54 | — | MSCI UK ETF NEW | 46435G334 |
| CI | CIGNA CORP NEW | 1,042 | $244 | 0.1% | $229.72 | -14.1% | COM | 125523100 |
| — | TEKLA HEALTHCARE INVS | 10,066 | $242 | 0.1% | $23.85 | — | SH BEN INT | 87911J103 |
| NFLX | NETFLIX INC | 403 | $241 | 0.1% | $51.20 | +24.8% | COM | 64110L106 |
| SOXX | ISHARES TR | 435 | $241 | 0.1% | $554.02 | — | ISHARES SEMICDTR | 464287523 |
| — | BLACKROCK TAX MUNICPAL BD TR | 9,300 | $241 | 0.1% | $25.91 | — | SHS | 09248X100 |
| WCLD | WISDOMTREE TR | 4,474 | $230 | 0.1% | $51.41 | — | CLOUD COMPUTNG | 97717Y691 |
| MMM | 3M CO | 1,280 | $228 | 0.1% | $140.04 | -9.1% | COM | 88579Y101 |
| BOTZ | GLOBAL X FDS | 6,244 | $224 | 0.1% | $35.87 | — | RBTCS ARTFL INTE | 37954Y715 |
| FMAY | FIRST TR EXCHNG TRADED FD VI | 5,754 | $221 | 0.1% | $36.32 | — | CBOE VEST US BUF | 33740F748 |
| BP | BP PLC | 7,982 | $218 | 0.1% | $29.62 | — | SPONSORED ADR | 055622104 |
| AZN | ASTRAZENECA PLC | 3,673 | $214 | 0.1% | $59.21 | — | SPONSORED ADR | 046353108 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 2,115 | $214 | 0.1% | $101.18 | — | CLOUD COMPUTING | 33734X192 |
| QTEC | FIRST TR NASDAQ 100 TECH IND | 1,200 | $210 | 0.1% | $175.00 | — | SHS | 337345102 |
| MA | MASTERCARD INCORPORATED | 564 | $209 | 0.1% | $337.80 | 0.0% | CL A | 57636Q104 |
| MGC | VANGUARD WORLD FD | 1,233 | $209 | 0.1% | $169.51 | — | MEGA CAP INDEX | 921910873 |
| PEN | PENUMBRA INC | 725 | $206 | 0.1% | $264.38 | 0.0% | COM | 70975L107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,121 | $205 | 0.1% | $49.75 | — | FTSE EMR MKT ETF | 922042858 |
| TLT | ISHARES TR | 1,399 | $202 | 0.1% | $144.39 | — | 20 YR TR BD ETF | 464287432 |
| YJUN | FIRST TR EXCHNG TRADED FD VI | 9,916 | $200 | 0.1% | $20.17 | — | CBOE VEST INTL | 33740U869 |
| — | NUVEEN SELECT TAX-FREE INCOM | 12,488 | $198 | 0.1% | $15.86 | — | SH BEN INT | 67062F100 |
| — | LIBERTY ALL STAR EQUITY FD | 23,139 | $194 | 0.1% | $7.25 | — | SH BEN INT | 530158104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $170 | 0.1% | $13.54 | — | COM | 670656107 |
| — | EATON VANCE TAX-MANAGED GLOB | 14,850 | $159 | 0.1% | $10.51 | — | COM | 27829F108 |
| — | NEW YORK CMNTY BANCORP INC | 12,676 | $157 | 0.1% | $10.56 | — | COM | 649445103 |
| — | EATON VANCE TAX-MANAGED DIVE | 10,100 | $151 | 0.1% | $14.46 | — | COM | 27828N102 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 12,046 | $147 | 0.0% | $12.04 | — | COM SHS | 723763108 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $134 | 0.0% | $10.83 | — | COM | 72200Y102 |
| — | AMERICA FIRST MULTIFAMILY IN | 20,150 | $132 | 0.0% | $5.64 | — | BEN UNIT CTF | 02364V107 |
| SIGA | SIGA TECHNOLOGIES INC | 17,000 | $129 | 0.0% | $4.69 | +18.9% | COM | 826917106 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,688 | $121 | 0.0% | $8.93 | — | COM SH BEN INT | 00326L100 |
| — | CANOPY GROWTH CORP | 12,562 | $117 | 0.0% | $18.81 | — | COM | 138035100 |
| SFL | SFL CORPORATION LTD | 12,270 | $105 | 0.0% | $6.92 | +20.2% | SHS | G7738W106 |
| — | GAMCO GLOBAL GOLD NAT RES & | 23,900 | $90 | 0.0% | $3.55 | — | COM SH BEN INT | 36465A109 |
| UUUU | ENERGY FUELS INC | 10,654 | $90 | 0.0% | $2.25 | +275.2% | COM NEW | 292671708 |
| — | VOYA GLBL EQTY DIV & PREM OP | 11,550 | $72 | 0.0% | $5.32 | — | COM | 92912T100 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 18,017 | $69 | 0.0% | $4.46 | — | COM | 003009107 |
| DHC | DIVERSIFIED HEALTHCARE TR | 13,500 | $44 | 0.0% | $4.13 | — | COM SH BEN INT | 25525P107 |
| — | EMAGIN CORP | 21,325 | $30 | 0.0% | $1.41 | — | COM NEW | 29076N206 |
| — | POLARITYTE INC | 12,000 | $8 | 0.0% | $0.67 | — | COM | 731094108 |
| — | ACELRX PHARMACEUTICALS INC | 11,000 | $7 | 0.0% | $0.64 | — | COM | 00444T100 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $5 | 0.0% | $0.69 | — | COM PAR $ .01 | 696077403 |