Location: Tarrytown, NY
CIK: 0001819476 · Show all filings
Period: Q4 2021 (← Previous) (Next →)
Filing Date: Jan 18, 2022
Total Value: $297M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VUG | VANGUARD INDEX FDS | 125,801 | $40.65M | 13.7% | $323.09 * | $49.22 | +8.7% | GROWTH ETF | 922908736 |
| IXUS | ISHARES TR | 460,567 | $32.9M | 11.1% | $71.43 | $72.80 | -2.6% | CORE MSCI TOTAL | 46432F834 |
| IVV | ISHARES TR | 64,062 | $30.74M | 10.4% | $479.85 | $394.51 | +20.9% | CORE S&P500 ETF | 464287200 |
| JHMM | JOHN HANCOCK EXCHANGE TRADED | 410,642 | $22.87M | 7.7% | $55.70 | $43.62 | +27.4% | MULTIFACTOR MI | 47804J206 |
| AGG | ISHARES TR | 158,311 | $17.94M | 6.0% | $113.30 | $115.97 | -1.6% | CORE US AGGBD ET | 464287226 |
| ISTB | ISHARES TR | 300,822 | $15.15M | 5.1% | $50.36 | $51.18 | -1.5% | CORE 1 5 YR USD | 46432F859 |
| SPTI | SPDR SER TR | 461,522 | $14.71M | 5.0% | $31.87 | $32.14 | -0.3% | PORTFLI INTRMDIT | 78464A672 |
| AAPL | APPLE INC | 60,234 | $10.96M | 3.7% | $182.01 * | $120.46 | +44.4% | COM | 037833100 |
| VTV | VANGUARD INDEX FDS | 55,617 | $8.216M | 2.8% | $147.72 | $139.37 | +5.6% | VALUE ETF | 922908744 |
| SPEM | SPDR INDEX SHS FDS | 147,692 | $6.163M | 2.1% | $41.73 | $43.08 | -3.7% | PORTFOLIO EMG MK | 78463X509 |
| VB | VANGUARD INDEX FDS | 20,051 | $4.561M | 1.5% | $227.47 | $192.06 | +17.7% | SMALL CP ETF | 922908751 |
| AON | AON PLC | 13,966 | $4.095M | 1.4% | $293.21 | $236.31 | +23.5% | SHS CL A | G0403H108 |
| AMZN | AMAZON COM INC | 778 | $2.651M | 0.9% | $3407.46 * | $161.42 | +3.3% | COM | 023135106 |
| MSFT | MICROSOFT CORP | 6,270 | $2.099M | 0.7% | $334.77 * | $241.81 | +34.6% | COM | 594918104 |
| PULS | PGIM ETF TR | 39,690 | $1.963M | 0.7% | $49.46 | $49.61 | -0.2% | ULTRA SHORT | 69344A107 |
| FDN | FIRST TR EXCHANGE-TRADED FD | 8,040 | $1.78M | 0.6% | $221.39 * | $227.42 | -0.6% | DJ INTERNT IDX | 33733E302 |
| JPM | JPMORGAN CHASE & CO | 10,077 | $1.629M | 0.5% | $161.66 * | $119.86 | +18.9% | COM | 46625H100 |
| ESGD | ISHARES TR | 19,092 | $1.526M | 0.5% | $79.93 | $79.01 | +0.6% | ESG AW MSCI EAFE | 46435G516 |
| LQD | ISHARES TR | 11,540 | $1.513M | 0.5% | $131.11 | $133.00 | -0.4% | IBOXX INV CP ETF | 464287242 |
| HYLB | DBX ETF TR | 37,513 | $1.491M | 0.5% | $39.75 | $39.58 | +0.7% | XTRACK USD HIGH | 233051432 |
| VOO | VANGUARD INDEX FDS | 3,336 | $1.465M | 0.5% | $439.15 | $365.60 | +19.4% | S&P 500 ETF SHS | 922908363 |
| QCLN | FIRST TR EXCHANGE-TRADED FD | 20,863 | $1.462M | 0.5% | $70.08 * | $61.32 | +10.9% | NAS CLNEDG GREEN | 33733E500 |
| CVX | CHEVRON CORP NEW | 11,520 | $1.374M | 0.5% | $119.27 * | $69.60 | +43.5% | COM | 166764100 |
| TSLA | TESLA INC | 1,137 | $1.364M | 0.5% | $1199.65 * | $209.37 | +68.2% | COM | 88160R101 |
| QQQ | INVESCO QQQ TR | 3,429 | $1.36M | 0.5% | $396.62 | $360.74 | +10.3% | UNIT SER 1 | 46090E103 |
| SPY | SPDR S&P 500 ETF TR | 2,773 | $1.325M | 0.4% | $477.82 | $389.87 | +21.8% | TR UNIT | 78462F103 |
| SCHP | SCHWAB STRATEGIC TR | 19,673 | $1.226M | 0.4% | $62.32 * | $31.11 | +1.1% | US TIPS ETF | 808524870 |
| SCHM | SCHWAB STRATEGIC TR | 15,026 | $1.215M | 0.4% | $80.86 * | $24.07 | +11.4% | US MID-CAP ETF | 808524508 |
| DIS | DISNEY WALT CO | 7,669 | $1.202M | 0.4% | $156.73 * | $156.15 | -3.1% | COM | 254687106 |
| XLY | SELECT SECTOR SPDR TR | 5,636 | $1.185M | 0.4% | $210.26 * | $94.37 | +8.3% | SBI CONS DISCR | 81369Y407 |
| GOOG | ALPHABET INC | 391 | $1.134M | 0.4% | $2900.26 * | $99.55 | +44.3% | CAP STK CL C | 02079K107 |
| VZ | VERIZON COMMUNICATIONS INC | 21,358 | $1.12M | 0.4% | $52.44 * | $43.02 | -6.4% | COM | 92343V104 |
| VGT | VANGUARD WORLD FDS | 2,302 | $1.064M | 0.4% | $462.21 * | $53.26 | +7.5% | INF TECH ETF | 92204A702 |
| NVDA | NVIDIA CORPORATION | 3,499 | $1.054M | 0.4% | $301.23 * | $21.59 | +35.9% | COM | 67066G104 |
| GLD | SPDR GOLD TR | 5,943 | $1M | 0.3% | $168.27 | $173.38 | -1.4% | GOLD SHS | 78463V107 |
| FSK | FS KKR CAP CORP | 46,656 | $987K | 0.3% | $21.15 * | $8.17 | +42.9% | COM | 302635206 |
| VMBS | VANGUARD SCOTTSDALE FDS | 18,625 | $980K | 0.3% | $52.62 | $53.40 | -1.0% | MTG-BKD SECS ETF | 92206C771 |
| IEMG | ISHARES INC | 15,583 | $935K | 0.3% | $60.00 | $62.03 | -3.5% | CORE MSCI EMKT | 46434G103 |
| HD | HOME DEPOT INC | 2,213 | $904K | 0.3% | $408.50 * | $279.97 | +34.0% | COM | 437076102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 6,596 | $897K | 0.3% | $135.99 * | $105.81 | +7.9% | COM | 459200101 |
| T | AT&T INC | 34,413 | $875K | 0.3% | $25.43 * | $15.67 | -6.8% | COM | 00206R102 |
| VCSH | VANGUARD SCOTTSDALE FDS | 10,760 | $873K | 0.3% | $81.13 | $82.65 | -1.7% | SHRT TRM CORP BD | 92206C409 |
| VXUS | VANGUARD STAR FDS | 13,513 | $866K | 0.3% | $64.09 | $60.10 | +5.8% | VG TL INTL STK F | 921909768 |
| — | FIRST TR INTER DURATN PFD & | 34,277 | $847K | 0.3% | $24.71 | $24.06 | — | COM | 33718W103 |
| MTUM | ISHARES TR | 4,596 | $835K | 0.3% | $181.68 | $166.53 | +9.2% | MSCI USA MMENTM | 46432F396 |
| MBB | ISHARES TR | 7,702 | $824K | 0.3% | $106.99 | $108.35 | -0.9% | MBS ETF | 464288588 |
| RODM | LATTICE STRATEGIES TR | 26,359 | $798K | 0.3% | $30.27 | $29.89 | +0.7% | HARTFORD MLT ETF | 518416102 |
| AMD | ADVANCED MICRO DEVICES INC | 5,237 | $787K | 0.3% | $150.28 * | $82.73 | +73.9% | COM | 007903107 |
| RDVY | FIRST TR EXCHANGE-TRADED FD | 14,414 | $761K | 0.3% | $52.80 | $48.57 | +6.6% | RISNG DIVD ACHIV | 33738R506 |
| MTB | M & T BK CORP | 4,613 | $730K | 0.2% | $158.25 * | $97.90 | +37.9% | COM | 55261F104 |
| XOM | EXXON MOBIL CORP | 11,358 | $722K | 0.2% | $63.57 * | $35.29 | +50.4% | COM | 30231G102 |
| XLK | SELECT SECTOR SPDR TR | 3,978 | $698K | 0.2% | $175.47 * | $78.72 | +10.4% | TECHNOLOGY | 81369Y803 |
| PFE | PFIZER INC | 12,283 | $696K | 0.2% | $56.66 * | $32.43 | +48.2% | COM | 717081103 |
| IXN | ISHARES TR | 10,505 | $684K | 0.2% | $65.11 | $54.04 | +19.1% | GLOBAL TECH ETF | 464287291 |
| IEFA | ISHARES TR | 8,786 | $659K | 0.2% | $75.01 | $75.75 | -1.5% | CORE MSCI EAFE | 46432F842 |
| ED | CONSOLIDATED EDISON INC | 7,682 | $654K | 0.2% | $85.13 * | $64.24 | +15.6% | COM | 209115104 |
| FTCS | FIRST TR EXCHANGE-TRADED FD | 7,727 | $648K | 0.2% | $83.86 | $77.93 | +8.5% | CAP STRENGTH ETF | 33733E104 |
| GOOGL | ALPHABET INC | 219 | $635K | 0.2% | $2899.54 * | $108.82 | +32.1% | CAP STK CL A | 02079K305 |
| HDV | ISHARES TR | 6,108 | $622K | 0.2% | $101.83 * | $17.36 | +16.4% | CORE HIGH DV ETF | 46429B663 |
| BA | BOEING CO | 2,907 | $604K | 0.2% | $207.77 * | $226.73 | -11.2% | COM | 097023105 |
| IUSB | ISHARES TR | 11,457 | $602K | 0.2% | $52.54 | $53.69 | -1.4% | CORE TOTAL USD | 46434V613 |
| VHT | VANGUARD WORLD FDS | 2,267 | $600K | 0.2% | $264.67 | $256.02 | +4.1% | HEALTH CAR ETF | 92204A504 |
| — | EATON VANCE LTD DURATION INC | 44,691 | $588K | 0.2% | $13.16 | $12.55 | — | COM | 27828H105 |
| JNJ | JOHNSON & JOHNSON | 3,416 | $586K | 0.2% | $171.55 * | $142.55 | +6.7% | COM | 478160104 |
| NULV | NUSHARES ETF TR | 14,879 | $585K | 0.2% | $39.32 | $38.65 | +0.6% | NUVEEN ESG LRGVL | 67092P300 |
| META | META PLATFORMS INC | 1,697 | $575K | 0.2% | $338.83 | $285.24 | +17.1% | CL A | 30303M102 |
| EWI | ISHARES INC | 16,448 | $551K | 0.2% | $33.50 * | $32.61 | +0.6% | MSCI ITALY ETF | 46434G830 |
| ARCC | ARES CAPITAL CORP | 26,119 | $549K | 0.2% | $21.02 * | $10.35 | +39.9% | COM | 04010L103 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 37,956 | $541K | 0.2% | $14.25 * | $7.22 | +25.5% | COM | 69121K104 |
| FJUN | FIRST TR EXCHNG TRADED FD VI | 14,028 | $534K | 0.2% | $38.07 | $35.36 | +7.4% | CBOE VEST US EQT | 33740F722 |
| XLV | SELECT SECTOR SPDR TR | 3,771 | $526K | 0.2% | $139.49 | $132.45 | +6.4% | SBI HEALTHCARE | 81369Y209 |
| IJR | ISHARES TR | 4,539 | $525K | 0.2% | $115.66 | $105.11 | +8.9% | CORE S&P SCP ETF | 464287804 |
| BCSF | BAIN CAP SPECIALTY FIN INC | 33,762 | $522K | 0.2% | $15.46 * | $6.49 | +47.4% | COM STK | 05684B107 |
| BSV | VANGUARD BD INDEX FDS | 6,404 | $517K | 0.2% | $80.73 | $82.28 | -1.8% | SHORT TRM BOND | 921937827 |
| VTI | VANGUARD INDEX FDS | 2,092 | $508K | 0.2% | $242.83 | $220.97 | +9.3% | TOTAL STK MKT | 922908769 |
| VCIT | VANGUARD SCOTTSDALE FDS | 5,472 | $504K | 0.2% | $92.11 | $94.56 | -1.9% | INT-TERM CORP | 92206C870 |
| EWQ | ISHARES INC | 12,784 | $501K | 0.2% | $39.19 | $38.70 | +0.5% | MSCI FRANCE ETF | 464286707 |
| VEA | VANGUARD TAX-MANAGED INTL FD | 9,188 | $472K | 0.2% | $51.37 | $50.42 | +1.3% | FTSE DEV MKT ETF | 921943858 |
| QJUN | FIRST TR EXCHNG TRADED FD VI | 21,971 | $470K | 0.2% | $21.39 | $20.17 | +6.0% | CBOE VEST NAS100 | 33740F557 |
| IJH | ISHARES TR | 1,652 | $469K | 0.2% | $283.90 * | $53.93 | +5.0% | CORE S&P MCP ETF | 464287507 |
| XLC | SELECT SECTOR SPDR TR | 5,987 | $467K | 0.2% | $78.00 | $80.78 | -3.8% | COMMUNICATION | 81369Y852 |
| — | NUVEEN CORE PLUS IMPACT FUND | 25,605 | $466K | 0.2% | $18.20 | $18.38 | — | COM BEN INT | 67080D103 |
| BX | BLACKSTONE INC | 3,664 | $464K | 0.2% | $126.64 * | $63.24 | +78.6% | COM | 09260D107 |
| PM | PHILIP MORRIS INTL INC | 4,782 | $458K | 0.2% | $95.78 * | $61.03 | +28.6% | COM | 718172109 |
| LOW | LOWES COS INC | 1,694 | $433K | 0.1% | $255.61 * | $183.46 | +30.3% | COM | 548661107 |
| BAC | BK OF AMERICA CORP | 9,325 | $431K | 0.1% | $46.22 * | $36.97 | +8.7% | COM | 060505104 |
| ESGE | ISHARES INC | 10,498 | $420K | 0.1% | $40.01 | $42.06 | -5.5% | ESG AWR MSCI EM | 46434G863 |
| VFH | VANGUARD WORLD FDS | 4,243 | $414K | 0.1% | $97.57 | $94.66 | +2.0% | FINANCIALS ETF | 92204A405 |
| IEF | ISHARES TR | 3,531 | $402K | 0.1% | $113.85 | $114.73 | +0.2% | BARCLAYS 7 10 YR | 464287440 |
| AAL | AMERICAN AIRLS GROUP INC | 21,126 | $396K | 0.1% | $18.74 * | $21.95 | -18.2% | COM | 02376R102 |
| DSI | ISHARES TR | 4,198 | $392K | 0.1% | $93.38 | $90.15 | +3.1% | MSCI KLD400 SOC | 464288570 |
| UNH | UNITEDHEALTH GROUP INC | 772 | $388K | 0.1% | $502.59 * | $395.82 | +18.6% | COM | 91324P102 |
| SIGI | SELECTIVE INS GROUP INC | 4,649 | $374K | 0.1% | $80.45 * | $55.25 | +38.9% | COM | 816300107 |
| ITA | ISHARES TR | 3,570 | $370K | 0.1% | $103.64 | $105.66 | -2.7% | US AER DEF ETF | 464288760 |
| GE | GENERAL ELECTRIC CO | 3,786 | $364K | 0.1% | $96.14 * | $62.93 | -8.3% | COM NEW | 369604301 |
| XLE | SELECT SECTOR SPDR TR | 6,172 | $353K | 0.1% | $57.19 * | $25.71 | +7.9% | ENERGY | 81369Y506 |
| CSCO | CISCO SYS INC | 5,445 | $344K | 0.1% | $63.18 * | $49.40 | +13.3% | COM | 17275R102 |
| UPS | UNITED PARCEL SERVICE INC | 1,606 | $343K | 0.1% | $213.57 * | $164.92 | +8.0% | CL B | 911312106 |
| IDV | ISHARES TR | 10,749 | $338K | 0.1% | $31.44 | $27.99 | +11.4% | INTL SEL DIV ETF | 464288448 |
| VTEB | VANGUARD MUN BD FDS | 6,115 | $336K | 0.1% | $54.95 | $54.80 | +0.2% | TAX EXEMPT BD | 922907746 |
| MCD | MCDONALDS CORP | 1,249 | $336K | 0.1% | $269.02 * | $210.34 | +16.3% | COM | 580135101 |
| MDT | MEDTRONIC PLC | 3,119 | $331K | 0.1% | $106.12 * | $105.28 | -12.9% | SHS | G5960L103 |
| MRK | MERCK & CO INC | 4,292 | $330K | 0.1% | $76.89 * | $64.90 | +4.4% | COM | 58933Y105 |
| CMCSA | COMCAST CORP NEW | 6,501 | $330K | 0.1% | $50.76 * | $42.92 | +3.8% | CL A | 20030N101 |
| XLI | SELECT SECTOR SPDR TR | 3,105 | $326K | 0.1% | $104.99 | $103.87 | +1.9% | SBI INT-INDS | 81369Y704 |
| MFIC | APOLLO INVT CORP | 24,816 | $324K | 0.1% | $13.06 * | $5.28 | +50.1% | COM NEW | 03761U502 |
| V | VISA INC | 1,451 | $321K | 0.1% | $221.23 * | $221.26 | -5.0% | COM CL A | 92826C839 |
| BMY | BRISTOL-MYERS SQUIBB CO | 5,194 | $321K | 0.1% | $61.80 * | $53.79 | -2.7% | COM | 110122108 |
| ROUS | LATTICE STRATEGIES TR | 7,293 | $320K | 0.1% | $43.88 | $34.51 | +27.6% | HARTFORD US EQTY | 518416409 |
| ABBV | ABBVIE INC | 2,341 | $317K | 0.1% | $135.41 * | $94.90 | +23.0% | COM | 00287Y109 |
| HYG | ISHARES TR | 3,607 | $314K | 0.1% | $87.05 | $87.26 | -0.3% | IBOXX HI YD ETF | 464288513 |
| COST | COSTCO WHSL CORP NEW | 555 | $314K | 0.1% | $565.77 * | $433.08 | +25.0% | COM | 22160K105 |
| ITOT | ISHARES TR | 2,918 | $314K | 0.1% | $107.61 | $101.27 | +5.6% | CORE S&P TTL STK | 464287150 |
| FXH | FIRST TR EXCHANGE TRADED FD | 2,566 | $314K | 0.1% | $122.37 | $105.62 | +17.6% | HLTH CARE ALPH | 33734X143 |
| PEP | PEPSICO INC | 1,807 | $313K | 0.1% | $173.22 * | $128.44 | +19.3% | COM | 713448108 |
| IVE | ISHARES TR | 1,921 | $302K | 0.1% | $157.21 | $149.07 | +5.1% | S&P 500 VAL ETF | 464287408 |
| NULG | NUSHARES ETF TR | 4,369 | $299K | 0.1% | $68.44 | $70.10 | -2.2% | NUVEEN ESG LRGCP | 67092P201 |
| EXC | EXELON CORP | 5,177 | $295K | 0.1% | $56.98 * | $27.36 | +30.4% | COM | 30161N101 |
| — | NEUBERGER BERMAN NEXT GENERA | 16,281 | $286K | 0.1% | $17.57 | $17.57 | — | COMMON STOCK | 64133Q108 |
| XBNYX | BLACKROCK N Y MUN INCOME TRU | 19,300 | $285K | 0.1% | $14.77 | $14.61 | — | SH BEN INT | 09248L106 |
| IVW | ISHARES TR | 3,334 | $281K | 0.1% | $84.28 | $70.22 | +19.1% | S&P 500 GRWT ETF | 464287309 |
| BIL | SPDR SER TR | 3,066 | $280K | 0.1% | $91.32 | $91.44 | -0.0% | BLOOMBERG 1-3 MO | 78468R663 |
| VO | VANGUARD INDEX FDS | 1,091 | $277K | 0.1% | $253.90 * | $60.45 | +5.4% | MID CAP ETF | 922908629 |
| DVY | ISHARES TR | 2,233 | $275K | 0.1% | $123.15 | $108.44 | +13.1% | SELECT DIVID ETF | 464287168 |
| UAL | UNITED AIRLS HLDGS INC | 6,025 | $274K | 0.1% | $45.48 * | $55.46 | -21.1% | COM | 910047109 |
| EZU | ISHARES INC | 5,537 | $274K | 0.1% | $49.49 | $49.24 | -0.5% | MSCI EURZONE ETF | 464286608 |
| ABT | ABBOTT LABS | 1,919 | $267K | 0.1% | $139.13 * | $118.69 | +10.0% | COM | 002824100 |
| UNP | UNION PAC CORP | 1,077 | $267K | 0.1% | $247.91 * | $190.34 | +20.6% | COM | 907818108 |
| — | PIMCO DYNAMIC INCOME OPRNTS | 13,241 | $262K | 0.1% | $19.79 | $21.45 | — | COM BEN SHS | 69355M107 |
| VNQ | VANGUARD INDEX FDS | 2,215 | $255K | 0.1% | $115.12 | $99.58 | +16.5% | REAL ESTATE ETF | 922908553 |
| MRNA | MODERNA INC | 1,074 | $252K | 0.1% | $234.64 * | $193.37 | +31.3% | COM | 60770K107 |
| MO | ALTRIA GROUP INC | 5,200 | $249K | 0.1% | $47.88 * | $33.87 | +1.8% | COM | 02209S103 |
| EWU | ISHARES TR | 7,260 | $245K | 0.1% | $33.75 | $32.84 | +0.9% | MSCI UK ETF NEW | 46435G334 |
| CI | CIGNA CORP NEW | 1,042 | $244K | 0.1% | $234.17 * | $229.72 | -6.9% | COM | 125523100 |
| — | TEKLA HEALTHCARE INVS | 10,066 | $242K | 0.1% | $24.04 | $23.85 | — | SH BEN INT | 87911J103 |
| NFLX | NETFLIX INC | 403 | $241K | 0.1% | $598.01 * | $51.20 | +17.7% | COM | 64110L106 |
| — | BLACKROCK TAX MUNICPAL BD TR | 9,300 | $241K | 0.1% | $25.91 | $25.91 | — | SHS | 09248X100 |
| SOXX | ISHARES TR | 435 | $241K | 0.1% | $554.02 * | $167.69 | +7.8% | ISHARES SEMICDTR | 464287523 |
| WCLD | WISDOMTREE TR | 4,474 | $230K | 0.1% | $51.41 | $58.02 | -10.6% | CLOUD COMPUTNG | 97717Y691 |
| MMM | 3M CO | 1,280 | $228K | 0.1% | $178.13 * | $140.04 | -9.0% | COM | 88579Y101 |
| BOTZ | GLOBAL X FDS | 6,244 | $224K | 0.1% | $35.87 | $36.84 | -2.5% | RBTCS ARTFL INTE | 37954Y715 |
| FMAY | FIRST TR EXCHNG TRADED FD VI | 5,754 | $221K | 0.1% | $38.41 | $35.53 | +7.7% | CBOE VEST US BUF | 33740F748 |
| BP | BP PLC | 7,982 | $218K | 0.1% | $27.31 * | $25.08 | +6.2% | SPONSORED ADR | 055622104 |
| SKYY | FIRST TR EXCHANGE TRADED FD | 2,115 | $214K | 0.1% | $101.18 * | $110.14 | -5.3% | CLOUD COMPUTING | 33734X192 |
| AZN | ASTRAZENECA PLC | 3,673 | $214K | 0.1% | $58.26 | $59.21 | — | SPONSORED ADR | 046353108 |
| QTEC | FIRST TR NASDAQ 100 TECH IND | 1,200 | $210K | 0.1% | $175.00 | $170.76 | +2.6% | SHS | 337345102 |
| MA | MASTERCARD INCORPORATED | 564 | $209K | 0.1% | $370.57 * | $337.80 | +3.9% | CL A | 57636Q104 |
| MGC | VANGUARD WORLD FD | 1,233 | $209K | 0.1% | $169.51 | $163.05 | +3.1% | MEGA CAP INDEX | 921910873 |
| PEN | PENUMBRA INC | 725 | $206K | 0.1% | $284.14 | $264.38 | +8.7% | COM | 70975L107 |
| VWO | VANGUARD INTL EQUITY INDEX F | 4,121 | $205K | 0.1% | $49.75 | $50.43 | -1.9% | FTSE EMR MKT ETF | 922042858 |
| TLT | ISHARES TR | 1,399 | $202K | 0.1% | $144.39 * | $147.39 | +0.5% | 20 YR TR BD ETF | 464287432 |
| YJUN | FIRST TR EXCHNG TRADED FD VI | 9,916 | $200K | 0.1% | $20.17 | $20.22 | -0.4% | CBOE VEST INTL | 33740U869 |
| — | NUVEEN SELECT TAX-FREE INCOM | 12,488 | $198K | 0.1% | $15.86 | $15.86 | — | SH BEN INT | 67062F100 |
| — | LIBERTY ALL STAR EQUITY FD | 23,139 | $194K | 0.1% | $8.38 | $7.25 | — | SH BEN INT | 530158104 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 12,409 | $170K | 0.1% | $13.70 | $13.54 | — | COM | 670656107 |
| — | EATON VANCE TAX-MANAGED GLOB | 14,850 | $159K | 0.1% | $10.71 | $10.51 | — | COM | 27829F108 |
| — | NEW YORK CMNTY BANCORP INC | 12,676 | $157K | 0.1% | $12.39 | $10.56 | — | COM | 649445103 |
| — | EATON VANCE TAX-MANAGED DIVE | 10,100 | $151K | 0.1% | $14.95 | $14.46 | — | COM | 27828N102 |
| XMHIX | PIONEER MUNICIPAL HIGH INCOM | 12,046 | $147K | 0.0% | $12.20 | $12.04 | — | COM SHS | 723763108 |
| — | PIMCO NEW YORK MUN FD II | 11,819 | $134K | 0.0% | $11.34 | $10.83 | — | COM | 72200Y102 |
| — | AMERICA FIRST MULTIFAMILY IN | 20,150 | $132K | 0.0% | $6.55 | $5.64 | — | BEN UNIT CTF | 02364V107 |
| SIGA | SIGA TECHNOLOGIES INC | 17,000 | $129K | 0.0% | $7.59 * | $4.69 | +17.3% | COM | 826917106 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 11,688 | $121K | 0.0% | $10.35 | $8.93 | — | COM SH BEN INT | 00326L100 |
| — | CANOPY GROWTH CORP | 12,562 | $117K | 0.0% | $9.31 | $18.81 | — | COM | 138035100 |
| SFL | SFL CORPORATION LTD | 12,270 | $105K | 0.0% | $8.56 * | $6.92 | +17.7% | SHS | G7738W106 |
| UUUU | ENERGY FUELS INC | 10,654 | $90,000 | 0.0% | $8.45 * | $2.25 | +238.6% | COM NEW | 292671708 |
| — | GAMCO GLOBAL GOLD NAT RES & | 23,900 | $90,000 | 0.0% | $3.77 | $3.55 | — | COM SH BEN INT | 36465A109 |
| — | VOYA GLBL EQTY DIV & PREM OP | 11,550 | $72,000 | 0.0% | $6.23 | $5.32 | — | COM | 92912T100 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 18,017 | $69,000 | 0.0% | $3.83 | $4.46 | — | COM | 003009107 |
| DHC | DIVERSIFIED HEALTHCARE TR | 13,500 | $44,000 | 0.0% | $3.26 | $4.13 | — | COM SH BEN INT | 25525P107 |
| — | EMAGIN CORP | 21,325 | $30,000 | 0.0% | $1.41 | $1.41 | — | COM NEW | 29076N206 |
| — | POLARITYTE INC | 12,000 | $8,000 | 0.0% | $0.67 | $0.67 | — | COM | 731094108 |
| — | ACELRX PHARMACEUTICALS INC | 11,000 | $7,000 | 0.0% | $0.64 | $0.64 | — | COM | 00444T100 |
| — | PALATIN TECHNOLOGIES INC | 10,100 | $5,000 | 0.0% | $0.50 | $0.69 | — | COM PAR $ .01 | 696077403 |