CIK: 0001438574 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 27, 2016
Total Value ($000): $142,201 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 81,475 | $8,880 | 6.2% | $26.96 | -16.4% | COM | 037833100 |
| VZ | VERIZON COMMUNICATIONS INC | 108,341 | $5,859 | 4.1% | $27.37 | +9.8% | COM | 92343V104 |
| — | FIRST TR INTER DUR PFD & IN | 226,184 | $5,100 | 3.6% | $21.66 | — | COM | 33718W103 |
| MSFT | MICROSOFT CORP | 89,746 | $4,957 | 3.5% | $29.24 | +57.6% | COM | 594918104 |
| — | DIVERSIFIED REAL ASSET INC F | 300,455 | $4,747 | 3.3% | $16.34 | — | COM SHS | 25533B108 |
| — | GLAXOSMITHKLINE PLC | 112,535 | $4,563 | 3.2% | $44.47 | — | SPONSORED ADR | 37733W105 |
| SPY | SPDR S&P 500 ETF TR | 19,063 | $3,918 | 2.8% | $201.34 | — | TR UNIT | 78462F103 |
| — | OAKTREE CAP GROUP LLC | 72,589 | $3,581 | 2.5% | $50.79 | — | UNIT CL A | 674001201 |
| JPM | JPMORGAN CHASE & CO | 59,264 | $3,510 | 2.5% | $41.27 | +8.7% | COM | 46625H100 |
| T | AT&T INC | 85,630 | $3,354 | 2.4% | $11.21 | +23.5% | COM | 00206R102 |
| — | BARNES & NOBLE INC | 252,551 | $3,122 | 2.2% | $9.26 | — | COM | 067774109 |
| QCOM | QUALCOMM INC | 60,208 | $3,079 | 2.2% | $49.49 | -25.4% | COM | 747525103 |
| PFE | PFIZER INC | 96,774 | $2,868 | 2.0% | $17.47 | +6.9% | COM | 717081103 |
| GM | GENERAL MTRS CO | 90,928 | $2,858 | 2.0% | $26.84 | -9.5% | COM | 37045V100 |
| VOD | VODAFONE GROUP PLC NEW | 84,350 | $2,703 | 1.9% | $34.84 | — | SPNSR ADR NO PAR | 92857W308 |
| META | FACEBOOK INC | 23,533 | $2,685 | 1.9% | $47.72 | +119.6% | CL A | 30303M102 |
| — | AMERICAN CAPITAL AGENCY CORP | 142,940 | $2,663 | 1.9% | $21.92 | — | COM | 02503X105 |
| BA | BOEING CO | 20,205 | $2,565 | 1.8% | $127.84 | -12.5% | COM | 097023105 |
| — | CBS CORP NEW | 42,911 | $2,364 | 1.7% | $60.62 | — | CL B | 124857202 |
| — | NORTHSTAR REALTY EUROPE CORP | 196,090 | $2,275 | 1.6% | $11.80 | — | COM | 66706L101 |
| — | SYMANTEC CORP | 108,644 | $1,997 | 1.4% | $23.72 | — | COM | 871503108 |
| — | HERTZ GLOBAL HOLDINGS INC | 186,171 | $1,960 | 1.4% | $21.96 | — | COM | 42805T105 |
| C | CITIGROUP INC | 44,056 | $1,839 | 1.3% | $36.46 | -14.3% | COM NEW | 172967424 |
| GOOG | ALPHABET INC | 2,418 | $1,801 | 1.3% | $35.61 | -0.2% | CAP STK CL C | 02079K107 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,155 | $1,689 | 1.2% | $106.55 | -21.1% | COM | 459200101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 11,760 | $1,669 | 1.2% | $143.82 | -7.8% | CL B NEW | 084670702 |
| — | PUTNAM PREMIER INCOME TR | 350,388 | $1,661 | 1.2% | $5.32 | — | SH BEN INT | 746853100 |
| — | ROYCE VALUE TR INC | 141,156 | $1,653 | 1.2% | $15.12 | — | COM | 780910105 |
| STAG | STAG INDL INC | 75,441 | $1,536 | 1.1% | $20.25 | — | COM | 85254J102 |
| — | MFS MULTIMARKET INCOME TR | 261,285 | $1,523 | 1.1% | $6.65 | — | SH BEN INT | 552737108 |
| GOOGL | ALPHABET INC | 1,790 | $1,366 | 1.0% | $36.73 | -0.5% | CAP STK CL A | 02079K305 |
| — | MANNING & NAPIER INC | 165,177 | $1,333 | 0.9% | $14.46 | — | CL A | 56382Q102 |
| PG | PROCTER & GAMBLE CO | 15,263 | $1,256 | 0.9% | $58.86 | +4.7% | COM | 742718109 |
| AXP | AMERICAN EXPRESS CO | 20,408 | $1,253 | 0.9% | $70.79 | -28.7% | COM | 025816109 |
| OLN | OLIN CORP | 70,700 | $1,228 | 0.9% | $13.76 | -15.4% | COM PAR $1 | 680665205 |
| KR | KROGER CO | 30,724 | $1,175 | 0.8% | $26.77 | +18.0% | COM | 501044101 |
| CVX | CHEVRON CORP NEW | 12,306 | $1,174 | 0.8% | $70.95 | -19.1% | COM | 166764100 |
| — | BLACKROCK FLOAT RATE OME STR | 88,734 | $1,160 | 0.8% | $13.51 | — | COM | 09255X100 |
| — | GENERAL ELECTRIC CO | 36,024 | $1,145 | 0.8% | $23.75 | — | COM | 369604103 |
| CSCO | CISCO SYS INC | 38,116 | $1,085 | 0.8% | $15.90 | +19.1% | COM | 17275R102 |
| PNNT | PENNANTPARK INVT CORP | 169,800 | $1,029 | 0.7% | $2.51 | -32.1% | COM | 708062104 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 19,150 | $1,025 | 0.7% | $49.60 | — | ADR | 881624209 |
| — | LEUCADIA NATL CORP | 63,255 | $1,023 | 0.7% | $23.04 | — | COM | 527288104 |
| — | CA INC | 32,642 | $1,005 | 0.7% | $30.41 | — | COM | 12673P105 |
| GLD | SPDR GOLD TRUST | 8,017 | $943 | 0.7% | $119.46 | — | GOLD SHS | 78463V107 |
| AHRT | ARMADA HOFFLER PPTYS INC | 82,340 | $926 | 0.7% | $11.25 | — | COM | 04208T108 |
| SLV | ISHARES SILVER TRUST | 62,205 | $913 | 0.6% | $15.48 | — | ISHARES | 46428Q109 |
| — | POWERSHARES QQQ TRUST | 8,309 | $907 | 0.6% | $111.81 | — | UNIT SER 1 | 73935A104 |
| MAT | MATTEL INC | 26,826 | $902 | 0.6% | $23.40 | +29.8% | COM | 577081102 |
| — | EATON VANCE RISK MNGD DIV EQ | 93,385 | $885 | 0.6% | $10.85 | — | COM | 27829G106 |
| PHYS | SPROTT PHYSICAL GOLD TRUST | 86,261 | $873 | 0.6% | $10.12 | — | UNIT | 85207H104 |
| LQDT | LIQUIDITY SERVICES INC | 164,688 | $853 | 0.6% | $5.34 | 0.0% | COM | 53635B107 |
| — | PEAK RESORTS INC | 248,831 | $846 | 0.6% | $6.11 | — | COM | 70469L100 |
| — | EATON VANCE LTD DUR INCOME F | 62,288 | $821 | 0.6% | $13.95 | — | COM | 27828H105 |
| — | PUTNAM MASTER INTER INCOME T | 185,085 | $814 | 0.6% | $4.98 | — | SH BEN INT | 746909100 |
| HRB | BLOCK H & R INC | 30,181 | $797 | 0.6% | $22.90 | -6.2% | COM | 093671105 |
| BAC | BANK AMER CORP | 56,202 | $760 | 0.5% | $11.47 | -5.4% | COM | 060505104 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,250 | $715 | 0.5% | $197.30 | -23.6% | COM | 018581108 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 46,854 | $696 | 0.5% | $14.06 | — | COM | 67070F100 |
| KO | COCA COLA CO | 14,398 | $668 | 0.5% | $28.92 | +10.1% | COM | 191216100 |
| — | BARCLAYS BANK PLC | 25,895 | $661 | 0.5% | $25.14 | — | SP ADR 7.1%PF3 | 06739H776 |
| — | VMWARE INC | 12,535 | $656 | 0.5% | $56.57 | — | CL A COM | 928563402 |
| — | FIRST TR ENERGY INFRASTRCTR | 40,601 | $626 | 0.4% | $22.33 | — | COM | 33738C103 |
| — | BLACKSTONE GSO FLTING RTE FU | 40,900 | $626 | 0.4% | $16.92 | — | COM | 09256U105 |
| CVS | CVS HEALTH CORP | 6,004 | $623 | 0.4% | $42.40 | +70.8% | COM | 126650100 |
| CHD | CHURCH & DWIGHT INC | 6,700 | $618 | 0.4% | $26.18 | +46.6% | COM | 171340102 |
| — | NUVEEN MULTI MKT INCOME FD | 80,067 | $577 | 0.4% | $7.55 | — | COM | 67075J107 |
| — | TORTOISE ENERGY INFRA CORP | 21,279 | $523 | 0.4% | $47.18 | — | COM | 89147L100 |
| — | CITY OFFICE REIT INC | 42,500 | $485 | 0.3% | $11.41 | — | COM | 178587101 |
| AZO | AUTOZONE INC | 600 | $478 | 0.3% | $628.12 | +20.4% | COM | 053332102 |
| INTC | INTEL CORP | 14,652 | $474 | 0.3% | $25.29 | -3.6% | COM | 458140100 |
| DIS | DISNEY WALT CO | 4,737 | $470 | 0.3% | $69.12 | +28.7% | COM DISNEY | 254687106 |
| TRV | TRAVELERS COMPANIES INC | 4,000 | $467 | 0.3% | $63.44 | +38.4% | COM | 89417E109 |
| — | BOULDER GROWTH & INCOME FD I | 59,506 | $467 | 0.3% | $8.29 | — | COM | 101507101 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 30,700 | $466 | 0.3% | $14.45 | — | COM | 67071L106 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,632 | $458 | 0.3% | $77.77 | — | DIV APP ETF | 921908844 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,125 | $442 | 0.3% | $79.76 | +63.3% | COM | 883556102 |
| XOM | EXXON MOBIL CORP | 5,225 | $437 | 0.3% | $54.95 | -5.4% | COM | 30231G102 |
| WMT | WAL-MART STORES INC | 6,234 | $427 | 0.3% | $20.09 | -8.9% | COM | 931142103 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $427 | 0.3% | $221029.28 | -9.7% | CL A | 084670108 |
| SLB | SCHLUMBERGER LTD | 5,701 | $420 | 0.3% | $54.06 | -1.7% | COM | 806857108 |
| LUV | SOUTHWEST AIRLS CO | 9,360 | $419 | 0.3% | $36.21 | 0.0% | COM | 844741108 |
| WFC | WELLS FARGO & CO NEW | 8,584 | $415 | 0.3% | $29.31 | +26.6% | COM | 949746101 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,422 | $410 | 0.3% | $30.39 | +47.4% | COM | 110122108 |
| — | E M C CORP MASS | 13,500 | $360 | 0.3% | $24.17 | — | COM | 268648102 |
| JYNT | JOINT CORP | 114,812 | $359 | 0.3% | $6.24 | -33.3% | COM | 47973J102 |
| — | VECTOR GROUP LTD | 15,628 | $357 | 0.3% | $22.84 | — | COM | 92240M108 |
| — | NUVEEN DIVID ADV MUN FD 3 | 23,638 | $354 | 0.2% | $14.37 | — | COM SH BEN INT | 67070X101 |
| EPD | ENTERPRISE PRODS PARTNERS L | 13,818 | $340 | 0.2% | $50.98 | — | COM | 293792107 |
| — | YAHOO INC | 9,055 | $333 | 0.2% | $36.78 | — | COM | 984332106 |
| — | GUGGENHEIM STRATEGIC OPP FD | 18,410 | $313 | 0.2% | $21.35 | — | COM SBI | 40167F101 |
| XLE | SELECT SECTOR SPDR TR | 4,550 | $282 | 0.2% | $79.14 | — | SBI INT-ENERGY | 81369Y506 |
| MUB | ISHARES TR | 2,500 | $279 | 0.2% | $105.00 | — | NATIONAL MUN ETF | 464288414 |
| ITW | ILLINOIS TOOL WKS INC | 2,600 | $266 | 0.2% | $49.85 | +46.9% | COM | 452308109 |
| — | KAYNE ANDERSON MLP INVT CO | 15,590 | $258 | 0.2% | $38.91 | — | COM | 486606106 |
| JNJ | JOHNSON & JOHNSON | 2,357 | $255 | 0.2% | $62.17 | +26.7% | COM | 478160104 |
| ZTS | ZOETIS INC | 5,728 | $254 | 0.2% | $28.13 | +39.7% | CL A | 98978V103 |
| — | GREAT AJAX CORP | 21,969 | $246 | 0.2% | $12.03 | — | COM | 38983D300 |
| APD | AIR PRODS & CHEMS INC | 1,700 | $245 | 0.2% | $105.81 | -10.5% | COM | 009158106 |
| — | POTASH CORP SASK INC | 26,294 | $229 | 0.2% | $24.13 | — | COM | 73755L107 |
| PEP | PEPSICO INC | 2,208 | $226 | 0.2% | $69.31 | +5.7% | COM | 713448108 |
| USB | US BANCORP DEL | 5,500 | $223 | 0.2% | $29.89 | -7.0% | COM NEW | 902973304 |
| VT | VANGUARD INTL EQUITY INDEX F | 3,800 | $219 | 0.2% | $57.63 | — | TT WRLD ST ETF | 922042742 |
| — | ALCOA INC | 22,338 | $214 | 0.2% | $12.82 | — | COM | 013817101 |
| HYG | ISHARES TR | 2,585 | $211 | 0.1% | $90.67 | — | IBOXX HI YD ETF | 464288513 |
| COP | CONOCOPHILLIPS | 4,980 | $201 | 0.1% | $40.81 | -31.2% | COM | 20825C104 |
| — | NEUSTAR INC | 8,150 | $200 | 0.1% | $24.54 | — | CL A | 64126X201 |
| — | NORTHSTAR RLTY FIN CORP | 14,610 | $192 | 0.1% | $16.56 | — | COM | 66704R803 |
| — | EATON VANCE TAX MNGD GBL DV | 21,400 | $188 | 0.1% | $9.38 | — | COM | 27829F108 |
| — | ALPS ETF TR | 15,000 | $164 | 0.1% | $17.87 | — | ALERIAN MLP | 00162Q866 |
| — | APOLLO ED GROUP INC | 16,353 | $134 | 0.1% | $8.19 | — | CL A | 037604105 |
| — | TRANSENTERIX INC | 30,000 | $128 | 0.1% | $4.27 | — | COM NEW | 89366M201 |
| — | DYNEX CAP INC | 17,374 | $116 | 0.1% | $8.14 | — | COM NEW | 26817Q506 |
| — | ANNALY CAP MGMT INC | 10,050 | $103 | 0.1% | $10.40 | — | COM | 035710409 |
| — | ROYCE GLOBAL VALUE TR INC | 11,174 | $82 | 0.1% | $8.07 | — | COM | 78081T104 |
| — | ARVINMERITOR INC | 85,000 | $79 | 0.1% | $0.88 | — | FRNT 4.000% 2/1 | 043353AH4 |
| ABR | ARBOR RLTY TR INC | 10,000 | $68 | 0.0% | $7.00 | — | COM | 038923108 |
| — | CANCER GENETICS INC | 15,200 | $43 | 0.0% | $18.74 | — | COM | 13739U104 |
| — | PDL BIOPHARMA INC | 18,000 | $16 | 0.0% | $0.89 | — | NOTE 4.000% 2/0 | 69329YAF1 |
| — | ICONIX BRAND GROUP INC | 15,000 | $15 | 0.0% | $0.87 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | BIOCEPT INC | 11,750 | $15 | 0.0% | $2.23 | — | COM | 09072V105 |
| BP | BP PLC | 10,800 | $5 | 0.0% | $0.46 | — | SPONSORED ADR | 055622104 |
| GAP | GAP INC DEL | 15,100 | $2 | 0.0% | $18.49 | 0.0% | COM | 364760108 |