CIK: 0001438574 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $157,102 (99.9% shares, 0.1% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| AAPL | APPLE INC | 87,110 | $9,169 | 5.8% | $26.96 | -4.6% | COM | 037833100 |
| VZ | VERIZON COMMUNICATIONS INC | 131,489 | $6,077 | 3.9% | $27.37 | -1.6% | COM | 92343V104 |
| T | AT&T INC | 176,216 | $6,064 | 3.9% | $11.21 | +11.0% | COM | 00206R102 |
| — | FIRST TR INTER DUR PFD & IN | 279,046 | $5,935 | 3.8% | $21.66 | — | COM | 33718W103 |
| MSFT | MICROSOFT CORP | 103,565 | $5,746 | 3.7% | $29.24 | +57.1% | COM | 594918104 |
| — | OAKTREE CAP GROUP LLC | 88,792 | $4,237 | 2.7% | $50.79 | — | UNIT CL A | 674001201 |
| — | GLAXOSMITHKLINE PLC | 103,782 | $4,188 | 2.7% | $44.80 | — | SPONSORED ADR | 37733W105 |
| — | DIVERSIFIED REAL ASSET INC F | 259,746 | $4,029 | 2.6% | $16.42 | — | COM SHS | 25533B108 |
| SPY | SPDR S&P 500 ETF TR | 19,463 | $3,968 | 2.5% | $201.34 | — | TR UNIT | 78462F103 |
| — | CA INC | 132,129 | $3,774 | 2.4% | $30.41 | — | COM | 12673P105 |
| BA | BOEING CO | 23,158 | $3,348 | 2.1% | $127.84 | +0.8% | COM | 097023105 |
| META | FACEBOOK INC | 29,870 | $3,126 | 2.0% | $47.72 | +113.8% | CL A | 30303M102 |
| — | CBS CORP NEW | 61,694 | $2,908 | 1.9% | $60.62 | — | CL B | 124857202 |
| JPM | JPMORGAN CHASE & CO | 43,938 | $2,901 | 1.8% | $40.01 | +24.2% | COM | 46625H100 |
| — | PEAK RESORTS INC | 464,620 | $2,792 | 1.8% | $6.11 | — | COM | 70469L100 |
| QCOM | QUALCOMM INC | 53,788 | $2,689 | 1.7% | $50.99 | -21.6% | COM | 747525103 |
| — | HERTZ GLOBAL HOLDINGS INC | 188,606 | $2,684 | 1.7% | $21.96 | — | COM | 42805T105 |
| KO | COCA COLA CO | 59,397 | $2,552 | 1.6% | $28.92 | +6.7% | COM | 191216100 |
| — | AMERICAN CAPITAL AGENCY CORP | 143,459 | $2,488 | 1.6% | $21.92 | — | COM | 02503X105 |
| GM | GENERAL MTRS CO | 69,768 | $2,373 | 1.5% | $27.62 | +0.3% | COM | 37045V100 |
| VOD | VODAFONE GROUP PLC NEW | 72,688 | $2,345 | 1.5% | $35.29 | — | SPNSR ADR NO PAR | 92857W308 |
| — | SYMANTEC CORP | 110,028 | $2,311 | 1.5% | $23.72 | — | COM | 871503108 |
| MAT | MATTEL INC | 82,876 | $2,252 | 1.4% | $23.40 | +5.1% | COM | 577081102 |
| — | NORTHSTAR REALTY EUROPE CORP | 186,361 | $2,201 | 1.4% | $11.81 | — | COM | 66706L101 |
| C | CITIGROUP INC | 41,317 | $2,138 | 1.4% | $36.81 | +7.7% | COM NEW | 172967424 |
| PFE | PFIZER INC | 60,164 | $1,942 | 1.2% | $16.73 | +21.8% | COM | 717081103 |
| — | BARNES & NOBLE INC | 214,758 | $1,871 | 1.2% | $8.71 | — | COM | 067774109 |
| GOOG | ALPHABET INC | 2,457 | $1,865 | 1.2% | $35.61 | 0.0% | CAP STK CL C | 02079K107 |
| — | PUTNAM PREMIER INCOME TR | 354,888 | $1,757 | 1.1% | $5.32 | — | SH BEN INT | 746853100 |
| — | ROYCE VALUE TR INC | 148,057 | $1,743 | 1.1% | $15.12 | — | COM | 780910105 |
| PNNT | PENNANTPARK INVT CORP | 254,369 | $1,572 | 1.0% | $2.51 | -22.8% | COM | 708062104 |
| IBM | INTERNATIONAL BUSINESS MACHS | 11,260 | $1,550 | 1.0% | $106.55 | -17.9% | COM | 459200101 |
| JYNT | JOINT CORP | 252,826 | $1,509 | 1.0% | $6.24 | 0.0% | COM | 47973J102 |
| AXP | AMERICAN EXPRESS CO | 21,543 | $1,498 | 1.0% | $70.79 | -11.2% | COM | 025816109 |
| CSCO | CISCO SYS INC | 54,161 | $1,471 | 0.9% | $15.90 | +26.8% | COM | 17275R102 |
| STAG | STAG INDL INC | 79,446 | $1,466 | 0.9% | $20.25 | — | COM | 85254J102 |
| — | MFS MULTIMARKET INCOME TR | 264,255 | $1,456 | 0.9% | $6.65 | — | SH BEN INT | 552737108 |
| — | MANNING & NAPIER INC | 169,377 | $1,438 | 0.9% | $14.46 | — | CL A | 56382Q102 |
| GOOGL | ALPHABET INC | 1,845 | $1,435 | 0.9% | $36.73 | 0.0% | CAP STK CL A | 02079K305 |
| — | GENERAL ELECTRIC CO | 45,535 | $1,418 | 0.9% | $23.75 | — | COM | 369604103 |
| KR | KROGER CO | 30,724 | $1,285 | 0.8% | $26.77 | +18.2% | COM | 501044101 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 9,605 | $1,268 | 0.8% | $146.35 | -8.3% | CL B NEW | 084670702 |
| — | VMWARE INC | 20,930 | $1,184 | 0.8% | $56.57 | — | CL A COM | 928563402 |
| PG | PROCTER & GAMBLE CO | 14,688 | $1,166 | 0.7% | $58.75 | -1.4% | COM | 742718109 |
| — | BLACKROCK FLOAT RATE OME STR | 86,734 | $1,119 | 0.7% | $13.52 | — | COM | 09255X100 |
| CVX | CHEVRON CORP NEW | 12,315 | $1,108 | 0.7% | $70.95 | -17.6% | COM | 166764100 |
| TD | TORONTO DOMINION BK ONT | 26,659 | $1,044 | 0.7% | $40.47 | 0.0% | COM NEW | 891160509 |
| HRB | BLOCK H & R INC | 31,181 | $1,039 | 0.7% | $22.90 | +5.5% | COM | 093671105 |
| — | EATON VANCE RISK MNGD DIV EQ | 96,085 | $976 | 0.6% | $10.85 | — | COM | 27829G106 |
| OLN | OLIN CORP | 56,300 | $972 | 0.6% | $14.30 | 0.0% | COM PAR $1 | 680665205 |
| — | LEUCADIA NATL CORP | 54,755 | $952 | 0.6% | $24.10 | — | COM | 527288104 |
| — | POWERSHARES QQQ TRUST | 8,309 | $929 | 0.6% | $111.81 | — | UNIT SER 1 | 73935A104 |
| BFH | ALLIANCE DATA SYSTEMS CORP | 3,250 | $899 | 0.6% | $197.30 | -1.0% | COM | 018581108 |
| — | PUTNAM MASTER INTER INCOME T | 186,085 | $847 | 0.5% | $4.98 | — | SH BEN INT | 746909100 |
| SLV | ISHARES SILVER TRUST | 62,870 | $829 | 0.5% | $15.48 | — | ISHARES | 46428Q109 |
| GLD | SPDR GOLD TRUST | 8,021 | $814 | 0.5% | $119.46 | — | GOLD SHS | 78463V107 |
| — | EATON VANCE LTD DUR INCOME F | 62,288 | $795 | 0.5% | $13.95 | — | COM | 27828H105 |
| — | DU PONT E I DE NEMOURS & CO | 11,941 | $795 | 0.5% | $51.24 | — | COM | 263534109 |
| — | POTBELLY CORP | 64,282 | $753 | 0.5% | $11.71 | — | COM | 73754Y100 |
| — | CENTRAL GOLDTRUST | 18,691 | $705 | 0.4% | $37.72 | — | TR UNIT | 153546106 |
| — | BARCLAYS BANK PLC | 26,395 | $685 | 0.4% | $25.14 | — | SP ADR 7.1%PF3 | 06739H776 |
| CHD | CHURCH & DWIGHT INC | 7,800 | $662 | 0.4% | $26.18 | +43.3% | COM | 171340102 |
| — | BLACKSTONE GSO FLTING RTE FU | 43,900 | $652 | 0.4% | $16.92 | — | COM | 09256U105 |
| — | NUVEEN DIV ADVANTAGE MUN FD | 44,054 | $624 | 0.4% | $14.01 | — | COM | 67070F100 |
| — | FIRST TR ENERGY INFRASTRCTR | 42,451 | $619 | 0.4% | $22.33 | — | COM | 33738C103 |
| — | ANNALY CAP MGMT INC | 65,600 | $615 | 0.4% | $10.40 | — | COM | 035710409 |
| — | TORTOISE ENERGY INFRSTRCTR C | 21,279 | $592 | 0.4% | $47.18 | — | COM | 89147L100 |
| CVS | CVS HEALTH CORP | 6,004 | $587 | 0.4% | $42.40 | +71.2% | COM | 126650100 |
| — | NUVEEN MULTI MKT INCOME FD | 80,055 | $568 | 0.4% | $7.55 | — | COM | 67075J107 |
| ZTS | ZOETIS INC | 10,755 | $515 | 0.3% | $28.13 | +48.4% | CL A | 98978V103 |
| DIS | DISNEY WALT CO | 4,737 | $498 | 0.3% | $69.12 | +47.9% | COM DISNEY | 254687106 |
| WFC | WELLS FARGO & CO NEW | 8,864 | $482 | 0.3% | $29.31 | +39.3% | COM | 949746101 |
| TEVA | TEVA PHARMACEUTICAL INDS LTD | 7,000 | $459 | 0.3% | $42.78 | — | ADR | 881624209 |
| WMT | WAL-MART STORES INC | 7,374 | $452 | 0.3% | $20.09 | -17.2% | COM | 931142103 |
| TRV | TRAVELERS COMPANIES INC | 4,000 | $451 | 0.3% | $63.44 | +40.1% | COM | 89417E109 |
| — | ALCOA INC | 45,492 | $449 | 0.3% | $12.82 | — | COM | 013817101 |
| BMY | BRISTOL MYERS SQUIBB CO | 6,485 | $446 | 0.3% | $30.39 | +53.6% | COM | 110122108 |
| AZO | AUTOZONE INC | 600 | $445 | 0.3% | $628.12 | +21.5% | COM | 053332102 |
| TMO | THERMO FISHER SCIENTIFIC INC | 3,125 | $443 | 0.3% | $79.76 | +62.4% | COM | 883556102 |
| VIG | VANGUARD SPECIALIZED PORTFOL | 5,632 | $438 | 0.3% | $77.77 | — | DIV APP ETF | 921908844 |
| XLE | SELECT SECTOR SPDR TR | 7,170 | $432 | 0.3% | $79.14 | — | SBI INT-ENERGY | 81369Y506 |
| VOO | VANGUARD INDEX FDS | 2,298 | $430 | 0.3% | $187.12 | — | S&P 500 ETF SHS | 922908363 |
| XOM | EXXON MOBIL CORP | 5,295 | $413 | 0.3% | $54.95 | -6.5% | COM | 30231G102 |
| — | BOULDER GROWTH & INCOME FD I | 52,606 | $407 | 0.3% | $8.35 | — | COM | 101507101 |
| SLB | SCHLUMBERGER LTD | 5,701 | $398 | 0.3% | $54.06 | +3.8% | COM | 806857108 |
| BRK/A | BERKSHIRE HATHAWAY INC DEL | 2 | $396 | 0.3% | $221029.28 | -8.9% | CL A | 084670108 |
| EPD | ENTERPRISE PRODS PARTNERS L | 14,818 | $379 | 0.2% | $50.98 | — | COM | 293792107 |
| FE | FIRSTENERGY CORP | 11,795 | $374 | 0.2% | $20.17 | +2.1% | COM | 337932107 |
| — | E M C CORP MASS | 14,200 | $365 | 0.2% | $24.17 | — | COM | 268648102 |
| — | NUVEEN DIVID ADV MUN FD 3 | 24,638 | $354 | 0.2% | $14.37 | — | COM SH BEN INT | 67070X101 |
| — | NUVEEN DIVID ADVANTAGE MUN I | 24,000 | $348 | 0.2% | $14.25 | — | COM | 67071L106 |
| JNJ | JOHNSON & JOHNSON | 3,322 | $341 | 0.2% | $62.17 | +22.1% | COM | 478160104 |
| INTC | INTEL CORP | 9,102 | $314 | 0.2% | $25.85 | +3.1% | COM | 458140100 |
| — | GUGGENHEIM STRATEGIC OPP FD | 18,410 | $310 | 0.2% | $21.35 | — | COM SBI | 40167F101 |
| MCD | MCDONALDS CORP | 2,589 | $306 | 0.2% | $74.17 | +17.6% | COM | 580135101 |
| — | POTASH CORP SASK INC | 17,044 | $292 | 0.2% | $32.50 | — | COM | 73755L107 |
| BAC | BANK AMER CORP | 16,900 | $284 | 0.2% | $12.91 | +5.0% | COM | 060505104 |
| MUB | ISHARES TR | 2,500 | $277 | 0.2% | $105.00 | — | NAT AMT FREE BD | 464288414 |
| — | KAYNE ANDERSON MLP INVT CO | 15,590 | $270 | 0.2% | $38.91 | — | COM | 486606106 |
| TGT | TARGET CORP | 20,000 | $262 | 0.2% | — | — | Call | 87612E106 |
| — | BARNES & NOBLE ED INC | 25,163 | $250 | 0.2% | $9.94 | — | COM | 06777U101 |
| APD | AIR PRODS & CHEMS INC | 1,860 | $242 | 0.2% | $105.81 | -7.4% | COM | 009158106 |
| — | GREAT AJAX CORP | 19,969 | $242 | 0.2% | $12.12 | — | COM | 38983D300 |
| ITW | ILLINOIS TOOL WKS INC | 2,600 | $241 | 0.2% | $49.85 | +43.2% | COM | 452308109 |
| USB | US BANCORP DEL | 5,500 | $235 | 0.1% | $29.89 | -1.0% | COM NEW | 902973304 |
| COP | CONOCOPHILLIPS | 4,980 | $233 | 0.1% | $40.81 | -6.0% | COM | 20825C104 |
| PEP | PEPSICO INC | 2,208 | $221 | 0.1% | $69.31 | +6.0% | COM | 713448108 |
| — | NORTHSTAR RLTY FIN CORP | 12,860 | $219 | 0.1% | $17.03 | — | COM | 66704R803 |
| DVN | DEVON ENERGY CORP NEW | 6,625 | $212 | 0.1% | $40.61 | -30.2% | COM | 25179M103 |
| FDX | FEDEX CORP | 1,419 | $211 | 0.1% | $136.29 | -2.9% | COM | 31428X106 |
| IWD | ISHARES TR | 2,136 | $209 | 0.1% | $97.85 | — | RUS 1000 VAL ETF | 464287598 |
| HYG | ISHARES TR | 2,585 | $208 | 0.1% | $90.67 | — | IBOXX HI YD ETF | 464288513 |
| — | EATON VANCE TAX MNGD GBL DV | 21,400 | $189 | 0.1% | $9.38 | — | COM | 27829F108 |
| — | ALPS ETF TR | 15,000 | $181 | 0.1% | $17.87 | — | ALERIAN MLP | 00162Q866 |
| — | ROYCE GLOBAL VALUE TR INC | 21,427 | $160 | 0.1% | $8.07 | — | COM | 78081T104 |
| — | DYNEX CAP INC | 17,320 | $110 | 0.1% | $8.14 | — | COM NEW | 26817Q506 |
| — | ARVINMERITOR INC | 85,000 | $80 | 0.1% | $0.88 | — | FRNT 4.000% 2/1 | 043353AH4 |
| ABR | ARBOR RLTY TR INC | 10,000 | $72 | 0.0% | $7.00 | — | COM | 038923108 |
| — | CANCER GENETICS INC | 15,200 | $50 | 0.0% | $18.74 | — | COM | 13739U104 |
| — | PRECISION DRILLING CORP | 11,000 | $43 | 0.0% | $6.73 | — | COM 2010 | 74022D308 |
| — | AVATAR HLDGS INC | 35,000 | $35 | 0.0% | $1.09 | — | NOTE 7.500% 2/1 | 053494AG5 |
| — | BIOCEPT INC | 13,000 | $18 | 0.0% | $2.23 | — | COM | 09072V105 |
| — | ICONIX BRAND GROUP INC | 15,000 | $13 | 0.0% | $0.87 | — | NOTE 2.500% 6/0 | 451055AE7 |
| — | GENERAL ELECTRIC CO | 15,000 | $11 | 0.0% | $23.75 | — | Call | 369604103 |
| KO | COCA COLA CO | 30,000 | $9 | 0.0% | $28.92 | +6.7% | Call | 191216100 |
| — | GOODRICH PETE CORP | 40,000 | $6 | 0.0% | $0.20 | — | NOTE 5.000%10/0 | 382410AC2 |
| — | DRYSHIPS INC | 12,000 | $2 | 0.0% | $0.58 | — | SHS | Y2109Q101 |
| MGM | MGM RESORTS INTERNATIONAL | 10,000 | $1 | 0.0% | — | — | Call | 552953101 |
| SAN | BANCO SANTANDER SA | 10,000 | $0 | 0.0% | — | — | Call | 05964H105 |