Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q1 2015 (← Previous) (Next →)

Filing Date: May 21, 2015

Total Value ($000): $169,436 (100.0% shares, 0.0% debt)

Holdings (107)

ILMN ILLUMINA INC. 16.5%
Value ($000) $28,017 Shares 150,919 Est. Cost $64.01 Unrealized +194.3%
SPECTRANETICS 14.7%
Value ($000) $24,885 Shares 715,914 Est. Cost $18.68 Unrealized
UEIC UNIVERSAL ELECTRONICS 10.7%
Value ($000) $18,078 Shares 320,302 Est. Cost $24.88 Unrealized +143.9%
EXPRESS SCRIPTS HOLDING CO 6.1%
Value ($000) $10,330 Shares 119,051 Est. Cost $61.98 Unrealized
XOM EXXON MOBIL CORP 2.7%
Value ($000) $4,609 Shares 54,226 Est. Cost $54.63 Unrealized +1.7%
BMY BRISTOL MYERS SQUIBB 2.2%
Value ($000) $3,780 Shares 58,608 Est. Cost $29.34 Unrealized +48.1%
IBM INT'L BUS MACHINES 2.0%
Value ($000) $3,431 Shares 21,379 Est. Cost $118.08 Unrealized -18.3%
AAL AMERICAN AIRLINES GROUP INC 2.0%
Value ($000) $3,431 Shares 65,000 Est. Cost $40.43 Unrealized +19.1%
FLO FLOWERS FOODS INC. 1.9%
Value ($000) $3,274 Shares 143,950 Est. Cost $13.76 Unrealized -0.3%
T AT&T INC. 1.9%
Value ($000) $3,166 Shares 96,962 Est. Cost $11.40 Unrealized +3.4%
CHICAGO BRIDGE & IRON 1.8%
Value ($000) $3,073 Shares 62,375 Est. Cost $58.96 Unrealized
MSFT MICROSOFT 1.8%
Value ($000) $3,022 Shares 74,323 Est. Cost $27.49 Unrealized +35.5%
GENERAL ELECTRIC 1.6%
Value ($000) $2,646 Shares 106,660 Est. Cost $23.78 Unrealized
DIS DISNEY, WALT 1.5%
Value ($000) $2,519 Shares 24,012 Est. Cost $57.10 Unrealized +60.9%
HON HONEYWELL INTERNATIONAL 1.4%
Value ($000) $2,454 Shares 23,523 Est. Cost $53.58 Unrealized +36.2%
VZ VERIZON COMM 1.3%
Value ($000) $2,196 Shares 45,158 Est. Cost $26.99 Unrealized +2.3%
UNP UNION PACIFIC 1.0%
Value ($000) $1,638 Shares 15,120 Est. Cost $65.92 Unrealized +39.3%
F X ENERGY 1.0%
Value ($000) $1,632 Shares 1,305,807 Est. Cost $3.23 Unrealized
PFE PFIZER 0.9%
Value ($000) $1,558 Shares 44,770 Est. Cost $16.44 Unrealized +22.3%
MO ALTRIA GROUP INC. 0.8%
Value ($000) $1,438 Shares 28,750 Est. Cost $17.17 Unrealized +52.5%
PM PHILIP MORRIS INTERNATIONAL IN 0.8%
Value ($000) $1,424 Shares 18,900 Est. Cost $49.85 Unrealized -5.6%
WPC W.P. CAREY INC. 0.8%
Value ($000) $1,409 Shares 20,723 Est. Cost $65.59 Unrealized
PEP PEPSICO 0.8%
Value ($000) $1,302 Shares 13,615 Est. Cost $56.46 Unrealized +23.5%
JPM JP MORGAN CHASE 0.7%
Value ($000) $1,257 Shares 20,742 Est. Cost $36.97 Unrealized +19.8%
EFX EQUIFAX 0.7%
Value ($000) $1,246 Shares 13,399 Est. Cost $53.06 Unrealized +50.6%
PNC PNC FINANCIAL CORP 0.7%
Value ($000) $1,198 Shares 12,846 Est. Cost $47.34 Unrealized +35.8%
AAPL APPLE COMPUTER 0.7%
Value ($000) $1,168 Shares 9,386 Est. Cost $20.18 Unrealized +33.0%
ABBV ABBVIE INC 0.7%
Value ($000) $1,121 Shares 19,150 Est. Cost $29.37 Unrealized +32.3%
PG PROCTER & GAMBLE 0.7%
Value ($000) $1,112 Shares 13,575 Est. Cost $55.44 Unrealized +14.7%
UMBF UMB FINANCIAL CORP 0.6%
Value ($000) $1,058 Shares 20,000 Est. Cost $50.96 Unrealized +1.8%
BP BP PLC ADR 0.6%
Value ($000) $978 Shares 24,996 Est. Cost $41.99 Unrealized
CSCO CISCO SYSTEMS 0.5%
Value ($000) $891 Shares 32,374 Est. Cost $15.47 Unrealized +29.9%
GEO GEO GROUP INC 0.5%
Value ($000) $875 Shares 20,000 Est. Cost $12.24 Unrealized +32.7%
BAX BAXTER INT'L 0.5%
Value ($000) $857 Shares 12,504 Est. Cost $30.40 Unrealized +4.1%
ABT ABBOTT LABS 0.5%
Value ($000) $841 Shares 18,150 Est. Cost $29.74 Unrealized +25.9%
FIS FIDELITY NATIONAL INFORMATION 0.5%
Value ($000) $830 Shares 12,198 Est. Cost $34.36 Unrealized +57.8%
DU PONT (EI) DE NEMOURS 0.5%
Value ($000) $790 Shares 11,051 Est. Cost $59.40 Unrealized
LEUCADIA NATIONAL CORP 0.5%
Value ($000) $776 Shares 34,800 Est. Cost $26.21 Unrealized
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $769 Shares 7,643 Est. Cost $60.81 Unrealized +23.5%
AXP AMERICAN EXPRESS 0.4%
Value ($000) $758 Shares 9,700 Est. Cost $61.07 Unrealized +16.3%
KO COCA COLA 0.4%
Value ($000) $744 Shares 18,338 Est. Cost $27.83 Unrealized +6.4%
CASI PHARMACEUTICALS INC 0.4%
Value ($000) $744 Shares 504,861 Est. Cost $1.80 Unrealized
MMM 3M COMPANY 0.4%
Value ($000) $709 Shares 4,300 Est. Cost $62.80 Unrealized +54.2%
CVX CHEVRON CORP. 0.4%
Value ($000) $706 Shares 6,729 Est. Cost $72.06 Unrealized -7.2%
MRK MERCK & CO 0.4%
Value ($000) $691 Shares 12,030 Est. Cost $40.30 Unrealized 0.0%
WY WEYERHAEUSER 0.4%
Value ($000) $633 Shares 19,100 Est. Cost $18.65 Unrealized +22.6%
NSC NORFOLK SOUTHERN 0.4%
Value ($000) $633 Shares 6,150 Est. Cost $70.35 Unrealized +19.7%
WM WASTE MGT. 0.4%
Value ($000) $628 Shares 11,583 Est. Cost $31.26 Unrealized +37.5%
DUK DUKE ENERGY CORP 0.3%
Value ($000) $579 Shares 7,539 Est. Cost $43.51 Unrealized +19.0%
TRN TRINITY INDS INC. 0.3%
Value ($000) $558 Shares 15,700 Est. Cost $15.81 Unrealized -0.9%
IP INTERNATIONAL PAPER 0.3%
Value ($000) $555 Shares 10,000 Est. Cost $28.63 Unrealized +14.4%
SO SOUTHERN COMPANY 0.3%
Value ($000) $538 Shares 12,148 Est. Cost $26.97 Unrealized +11.0%
MDLZ MONDELEZ INTERNATIONAL INC A 0.3%
Value ($000) $533 Shares 14,770 Est. Cost $24.08 Unrealized +17.6%
HAL HALLIBURTON CO 0.3%
Value ($000) $527 Shares 12,000 Est. Cost $33.21 Unrealized +1.8%
PLUM CREEK TIMBER 0.3%
Value ($000) $526 Shares 12,100 Est. Cost $46.03 Unrealized
XEROX 0.3%
Value ($000) $492 Shares 38,316 Est. Cost $9.07 Unrealized
HEWLETT PACKARD 0.3%
Value ($000) $461 Shares 14,800 Est. Cost $25.03 Unrealized
GLW CORNING INC 0.3%
Value ($000) $448 Shares 19,770 Est. Cost $10.66 Unrealized +67.2%
ORLY O'REILLY AUTOMOTIVE INC 0.3%
Value ($000) $432 Shares 2,000 Est. Cost $9.87 Unrealized +36.2%
THORATEC LABS CORP 0.3%
Value ($000) $430 Shares 10,254 Est. Cost $31.28 Unrealized
DGEAF DIAGEO 0.2%
Value ($000) $421 Shares 15,375 Est. Cost $22.39 Unrealized -0.9%
FCX FREEPORT MCMORAN INC 0.2%
Value ($000) $415 Shares 21,900 Est. Cost $24.96 Unrealized -29.4%
LLY ELI LILLY 0.2%
Value ($000) $407 Shares 5,600 Est. Cost $51.92 Unrealized +12.9%
EMN EASTMAN CHEMICAL 0.2%
Value ($000) $405 Shares 5,850 Est. Cost $47.81 Unrealized +6.8%
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $404 Shares 23,650 Est. Cost $7.10 Unrealized +12.6%
KRAFT FOODS GROUP 0.2%
Value ($000) $382 Shares 4,383 Est. Cost $56.33 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $378 Shares 7,340 Est. Cost $37.07 Unrealized +2.3%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $375 Shares 4,500 Est. Cost $66.03 Unrealized -7.1%
AFL AFLAC INC. 0.2%
Value ($000) $362 Shares 5,656 Est. Cost $20.85 Unrealized +13.2%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $354 Shares 3,400 Est. Cost $15.66 Unrealized +26.9%
BONTQ BON TON STORES INC 0.2%
Value ($000) $351 Shares 50,500 Est. Cost $16.14 Unrealized -64.6%
TIP ISHARES UNITED STATES TREASURY 0.2%
Value ($000) $341 Shares 3,000 Est. Cost $112.00 Unrealized
WMB WILLIAMS CO 0.2%
Value ($000) $340 Shares 6,725 Est. Cost $18.64 Unrealized +33.9%
GEF/B GREIF INC CL B 0.2%
Value ($000) $293 Shares 6,400 Est. Cost $29.45 Unrealized -9.6%
INTC INTEL CORP 0.2%
Value ($000) $288 Shares 9,200 Est. Cost $17.42 Unrealized +49.3%
DTE D T E ENERGY CO 0.2%
Value ($000) $288 Shares 3,569 Est. Cost $38.40 Unrealized +29.8%
COP CONOCOPHILLIPS 0.2%
Value ($000) $283 Shares 4,550 Est. Cost $46.24 Unrealized -1.5%
TIFFANY & CO 0.2%
Value ($000) $282 Shares 3,200 Est. Cost $72.81 Unrealized
CAT CATERPILLAR 0.2%
Value ($000) $280 Shares 3,500 Est. Cost $64.92 Unrealized -2.8%
LIDCO GROUP 0.2%
Value ($000) $279 Shares 2,089,870 Est. Cost $0.20 Unrealized
THVB THOMASVILLE BANCSHARES INC 0.2%
Value ($000) $277 Shares 10,000 Est. Cost $15.13 Unrealized +33.4%
CMCSA COMCAST CORP 0.1%
Value ($000) $251 Shares 4,446 Est. Cost $19.85 Unrealized +12.9%
CAG CONAGRA FOODS 0.1%
Value ($000) $251 Shares 6,875 Est. Cost $17.67 Unrealized +7.5%
MCK MCKESSON CORP 0.1%
Value ($000) $243 Shares 1,075 Est. Cost $186.87 Unrealized +9.3%
KMB KIMBERLY CLARK 0.1%
Value ($000) $236 Shares 2,200 Est. Cost $70.30 Unrealized +8.6%
NEW YORK COMMUNITY BANCORP INC 0.1%
Value ($000) $236 Shares 14,100 Est. Cost $14.04 Unrealized
CERNER CORP 0.1%
Value ($000) $234 Shares 3,200 Est. Cost $59.71 Unrealized
BAC BANK OF AMERICA CORP 0.1%
Value ($000) $234 Shares 15,224 Est. Cost $12.26 Unrealized +4.1%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $233 Shares 2,400 Est. Cost $65.62 Unrealized +13.6%
F FORD MOTOR 0.1%
Value ($000) $232 Shares 14,350 Est. Cost $7.87 Unrealized +12.2%
DVN DEVON ENERGY 0.1%
Value ($000) $229 Shares 3,800 Est. Cost $42.09 Unrealized -1.3%
WABCO HOLDINGS INC. 0.1%
Value ($000) $227 Shares 1,850 Est. Cost $122.70 Unrealized
TR TOOTSIE ROLL 0.1%
Value ($000) $227 Shares 6,685 Est. Cost $22.34 Unrealized +12.0%
SPECTRA ENERGY 0.1%
Value ($000) $222 Shares 6,127 Est. Cost $35.64 Unrealized
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $220 Shares 1,525 Est. Cost $133.21 Unrealized +10.5%
MTB M&T BANK CORP 0.1%
Value ($000) $219 Shares 1,723 Est. Cost $72.91 Unrealized +22.5%
VECTREN CORP 0.1%
Value ($000) $212 Shares 4,798 Est. Cost $46.27 Unrealized
SENSIENT TECHNOLOGIES CORP 0.1%
Value ($000) $207 Shares 3,000 Est. Cost $69.00 Unrealized
SIGMA-ALDRICH CORP 0.1%
Value ($000) $207 Shares 1,500 Est. Cost $101.54 Unrealized
BK BANK OF NEW YORK MELLON CORP 0.1%
Value ($000) $205 Shares 5,098 Est. Cost $29.42 Unrealized +1.1%
AMGN AMGEN 0.1%
Value ($000) $200 Shares 1,254 Est. Cost $115.04 Unrealized 0.0%
NEW YORK MORTGAGE TR INC 0.1%
Value ($000) $124 Shares 16,000 Est. Cost $6.86 Unrealized
FRONTIER COMMUNICATIONS CORP 0.1%
Value ($000) $90 Shares 12,734 Est. Cost $4.20 Unrealized
TVAGF TVA GROUP INC CL B 0.1%
Value ($000) $86 Shares 19,800 Est. Cost $8.89 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized