Wellington Shields & Co., LLC Diversified Active

CIK: 0001506073 · Show all filings

Period: Q4 2014 (← Previous) (Next →)

Filing Date: Feb 12, 2015

Total Value ($000): $175,287 (100.0% shares, 0.0% debt)

Holdings (117)

ILMN ILLUMINA INC. 15.9%
Value ($000) $27,857 Shares 150,919 Est. Cost $64.01 Unrealized +175.3%
SPECTRANETICS 14.2%
Value ($000) $24,864 Shares 719,014 Est. Cost $18.68 Unrealized
UEIC UNIVERSAL ELECTRONICS 12.0%
Value ($000) $20,948 Shares 322,132 Est. Cost $24.88 Unrealized +130.9%
EXPRESS SCRIPTS HOLDING CO 5.8%
Value ($000) $10,080 Shares 119,051 Est. Cost $61.98 Unrealized
XOM EXXON MOBIL CORP 2.9%
Value ($000) $5,013 Shares 54,226 Est. Cost $54.63 Unrealized +6.2%
IBM INT'L BUS MACHINES 2.0%
Value ($000) $3,510 Shares 21,878 Est. Cost $118.08 Unrealized -14.9%
MSFT MICROSOFT 2.0%
Value ($000) $3,459 Shares 74,462 Est. Cost $27.49 Unrealized +45.1%
BMY BRISTOL MYERS SQUIBB 2.0%
Value ($000) $3,459 Shares 58,601 Est. Cost $29.34 Unrealized +32.6%
T AT&T INC. 1.9%
Value ($000) $3,264 Shares 97,162 Est. Cost $11.40 Unrealized +3.5%
AAL AMERICAN AIRLINES GROUP INC 1.8%
Value ($000) $3,191 Shares 59,501 Est. Cost $39.72 Unrealized +2.7%
CHICAGO BRIDGE & IRON 1.7%
Value ($000) $2,898 Shares 69,041 Est. Cost $58.96 Unrealized
FLO FLOWERS FOODS INC. 1.6%
Value ($000) $2,768 Shares 144,219 Est. Cost $13.76 Unrealized -9.9%
GENERAL ELECTRIC 1.5%
Value ($000) $2,695 Shares 106,660 Est. Cost $23.78 Unrealized
HON HONEYWELL INTERNATIONAL 1.3%
Value ($000) $2,350 Shares 23,523 Est. Cost $53.58 Unrealized +27.4%
DIS DISNEY, WALT 1.3%
Value ($000) $2,268 Shares 24,079 Est. Cost $57.10 Unrealized +42.4%
VZ VERIZON COMM 1.2%
Value ($000) $2,112 Shares 45,158 Est. Cost $26.99 Unrealized +2.5%
F X ENERGY 1.2%
Value ($000) $2,030 Shares 1,309,907 Est. Cost $3.23 Unrealized
UNP UNION PACIFIC 1.0%
Value ($000) $1,801 Shares 15,120 Est. Cost $65.92 Unrealized +35.7%
PM PHILIP MORRIS INTERNATIONAL IN 0.9%
Value ($000) $1,556 Shares 19,100 Est. Cost $49.85 Unrealized -1.3%
WPC W.P. CAREY INC. 0.8%
Value ($000) $1,444 Shares 20,603 Est. Cost $65.59 Unrealized
MO ALTRIA GROUP INC. 0.8%
Value ($000) $1,417 Shares 28,750 Est. Cost $17.17 Unrealized +38.4%
PFE PFIZER 0.8%
Value ($000) $1,395 Shares 44,770 Est. Cost $16.44 Unrealized +9.3%
JPM JP MORGAN CHASE 0.7%
Value ($000) $1,298 Shares 20,742 Est. Cost $36.97 Unrealized +20.9%
PEP PEPSICO 0.7%
Value ($000) $1,287 Shares 13,615 Est. Cost $56.46 Unrealized +21.5%
PG PROCTER & GAMBLE 0.7%
Value ($000) $1,237 Shares 13,575 Est. Cost $55.44 Unrealized +16.5%
ABBV ABBVIE INC 0.7%
Value ($000) $1,201 Shares 18,350 Est. Cost $28.96 Unrealized +39.0%
PNC PNC FINANCIAL CORP 0.7%
Value ($000) $1,172 Shares 12,846 Est. Cost $47.34 Unrealized +29.6%
UMBF UMB FINANCIAL CORP 0.6%
Value ($000) $1,138 Shares 20,000 Est. Cost $50.96 Unrealized +10.6%
AAPL APPLE COMPUTER 0.6%
Value ($000) $1,131 Shares 10,249 Est. Cost $20.18 Unrealized +19.4%
EFX EQUIFAX 0.6%
Value ($000) $1,084 Shares 13,399 Est. Cost $53.06 Unrealized +30.9%
ENERGY TRANSFER PARTNERS LP 0.5%
Value ($000) $950 Shares 14,618 Est. Cost $51.79 Unrealized
BAX BAXTER INT'L 0.5%
Value ($000) $938 Shares 12,804 Est. Cost $30.40 Unrealized +6.2%
BP BP PLC ADR 0.5%
Value ($000) $934 Shares 24,496 Est. Cost $42.04 Unrealized
CSCO CISCO SYSTEMS 0.5%
Value ($000) $900 Shares 32,374 Est. Cost $15.47 Unrealized +18.3%
AXP AMERICAN EXPRESS 0.5%
Value ($000) $856 Shares 9,200 Est. Cost $60.53 Unrealized +26.2%
ABT ABBOTT LABS 0.5%
Value ($000) $817 Shares 18,150 Est. Cost $29.74 Unrealized +18.7%
DU PONT (EI) DE NEMOURS 0.5%
Value ($000) $817 Shares 11,051 Est. Cost $59.40 Unrealized
GEO GEO GROUP INC 0.5%
Value ($000) $807 Shares 20,000 Est. Cost $12.24 Unrealized +19.5%
JNJ JOHNSON & JOHNSON 0.5%
Value ($000) $799 Shares 7,638 Est. Cost $60.81 Unrealized +27.1%
CVX CHEVRON CORP. 0.5%
Value ($000) $789 Shares 7,029 Est. Cost $72.06 Unrealized -2.1%
LEUCADIA NATIONAL CORP 0.4%
Value ($000) $780 Shares 34,800 Est. Cost $26.21 Unrealized
KO COCA COLA 0.4%
Value ($000) $774 Shares 18,338 Est. Cost $27.83 Unrealized +8.0%
FIS FIDELITY NATIONAL INFORMATION 0.4%
Value ($000) $759 Shares 12,198 Est. Cost $34.36 Unrealized +41.3%
MMM 3M COMPANY 0.4%
Value ($000) $707 Shares 4,300 Est. Cost $62.80 Unrealized +42.8%
WY WEYERHAEUSER 0.4%
Value ($000) $685 Shares 19,100 Est. Cost $18.65 Unrealized +19.5%
MERCK & CO 0.4%
Value ($000) $676 Shares 11,905 Est. Cost $53.81 Unrealized
NSC NORFOLK SOUTHERN 0.4%
Value ($000) $674 Shares 6,150 Est. Cost $70.35 Unrealized +22.0%
CASI PHARMACEUTICALS INC 0.4%
Value ($000) $671 Shares 504,861 Est. Cost $1.80 Unrealized
DUK DUKE ENERGY CORP 0.4%
Value ($000) $636 Shares 7,614 Est. Cost $43.51 Unrealized +17.2%
SO SOUTHERN COMPANY 0.3%
Value ($000) $596 Shares 12,144 Est. Cost $26.97 Unrealized +9.3%
WM WASTE MGT. 0.3%
Value ($000) $594 Shares 11,583 Est. Cost $31.26 Unrealized +24.9%
HEWLETT PACKARD 0.3%
Value ($000) $594 Shares 14,800 Est. Cost $25.03 Unrealized
IP INTERNATIONAL PAPER 0.3%
Value ($000) $568 Shares 10,600 Est. Cost $28.63 Unrealized +7.1%
XEROX 0.3%
Value ($000) $559 Shares 40,316 Est. Cost $9.07 Unrealized
GLW CORNING INC 0.3%
Value ($000) $522 Shares 22,770 Est. Cost $10.66 Unrealized +42.5%
PLUM CREEK TIMBER 0.3%
Value ($000) $518 Shares 12,100 Est. Cost $46.03 Unrealized
MDLZ MONDELEZ INTERNATIONAL INC A 0.3%
Value ($000) $518 Shares 14,270 Est. Cost $23.93 Unrealized +18.7%
FCX FREEPORT MCMORAN INC 0.3%
Value ($000) $512 Shares 21,900 Est. Cost $24.96 Unrealized -2.8%
B&G FOODS INC. 0.3%
Value ($000) $488 Shares 16,330 Est. Cost $34.02 Unrealized
INTERNATIONAL GAME TECHNOLOGY 0.3%
Value ($000) $476 Shares 27,600 Est. Cost $14.05 Unrealized
HAL HALLIBURTON CO 0.3%
Value ($000) $472 Shares 12,000 Est. Cost $33.21 Unrealized +18.3%
BLACKSTONE GROUP LP 0.3%
Value ($000) $448 Shares 13,245 Est. Cost $32.34 Unrealized
EMN EASTMAN CHEMICAL 0.3%
Value ($000) $444 Shares 5,850 Est. Cost $47.81 Unrealized +16.3%
DGEAF DIAGEO 0.2%
Value ($000) $438 Shares 15,375 Est. Cost $22.39 Unrealized -0.4%
ALERIAN MLP ETF 0.2%
Value ($000) $421 Shares 24,046 Est. Cost $17.81 Unrealized
C CITIGROUP INC 0.2%
Value ($000) $403 Shares 7,440 Est. Cost $37.07 Unrealized +6.7%
LIDCO GROUP 0.2%
Value ($000) $403 Shares 2,089,870 Est. Cost $0.20 Unrealized
LLY ELI LILLY 0.2%
Value ($000) $386 Shares 5,600 Est. Cost $51.92 Unrealized +6.3%
ORLY O'REILLY AUTOMOTIVE INC 0.2%
Value ($000) $385 Shares 2,000 Est. Cost $9.87 Unrealized +18.8%
SLB SCHLUMBERGER LTD 0.2%
Value ($000) $384 Shares 4,500 Est. Cost $66.03 Unrealized +2.0%
CODI COMPASS DIVERSIFIED HOLDINGS 0.2%
Value ($000) $384 Shares 23,650 Est. Cost $7.10 Unrealized +14.6%
BONTQ BON TON STORES INC 0.2%
Value ($000) $374 Shares 50,500 Est. Cost $16.14 Unrealized -50.9%
NEE NEXTERA ENERGY INC 0.2%
Value ($000) $361 Shares 3,400 Est. Cost $15.66 Unrealized +20.6%
AFL AFLAC INC. 0.2%
Value ($000) $352 Shares 5,756 Est. Cost $20.85 Unrealized +8.9%
TIFFANY & CO 0.2%
Value ($000) $342 Shares 3,200 Est. Cost $72.81 Unrealized
THORATEC LABS CORP 0.2%
Value ($000) $336 Shares 10,354 Est. Cost $31.28 Unrealized
TIP ISHARES UNITED STATES TREASURY 0.2%
Value ($000) $336 Shares 3,000 Est. Cost $112.00 Unrealized
INTC INTEL CORP 0.2%
Value ($000) $334 Shares 9,200 Est. Cost $17.42 Unrealized +52.8%
CAT CATERPILLAR 0.2%
Value ($000) $320 Shares 3,500 Est. Cost $64.92 Unrealized +13.0%
GEF/B GREIF INC CL B 0.2%
Value ($000) $315 Shares 6,400 Est. Cost $29.45 Unrealized -3.7%
COP CONOCOPHILLIPS 0.2%
Value ($000) $314 Shares 4,550 Est. Cost $46.24 Unrealized +5.7%
DTE D T E ENERGY CO 0.2%
Value ($000) $308 Shares 3,569 Est. Cost $38.40 Unrealized +24.4%
KRAFT FOODS GROUP 0.2%
Value ($000) $275 Shares 4,383 Est. Cost $56.33 Unrealized
WMB WILLIAMS CO 0.2%
Value ($000) $266 Shares 5,925 Est. Cost $17.79 Unrealized +52.7%
BAC BANK OF AMERICA CORP 0.2%
Value ($000) $266 Shares 14,866 Est. Cost $12.24 Unrealized +10.7%
THVB THOMASVILLE BANCSHARES INC 0.1%
Value ($000) $260 Shares 10,000 Est. Cost $15.13 Unrealized +29.8%
CMCSA COMCAST CORP 0.1%
Value ($000) $258 Shares 4,446 Est. Cost $19.85 Unrealized +7.1%
KMB KIMBERLY CLARK 0.1%
Value ($000) $254 Shares 2,200 Est. Cost $70.30 Unrealized +8.2%
CAG CONAGRA FOODS 0.1%
Value ($000) $249 Shares 6,875 Est. Cost $17.67 Unrealized +6.0%
ITW ILLINOIS TOOL WORKS 0.1%
Value ($000) $237 Shares 2,500 Est. Cost $65.62 Unrealized +6.8%
DVN DEVON ENERGY 0.1%
Value ($000) $233 Shares 3,800 Est. Cost $42.09 Unrealized -2.3%
BRK/B BERKSHIRE HATHAWAY INC. CLASS 0.1%
Value ($000) $229 Shares 1,525 Est. Cost $133.21 Unrealized +8.4%
NEW YORK COMMUNITY BANCORP INC 0.1%
Value ($000) $226 Shares 14,100 Est. Cost $14.04 Unrealized
TRN TRINITY INDS INC. 0.1%
Value ($000) $224 Shares 8,000 Est. Cost $15.95 Unrealized +7.9%
MCK MCKESSON CORP 0.1%
Value ($000) $223 Shares 1,075 Est. Cost $186.87 Unrealized 0.0%
F FORD MOTOR 0.1%
Value ($000) $222 Shares 14,350 Est. Cost $7.87 Unrealized +3.7%
SPECTRA ENERGY 0.1%
Value ($000) $222 Shares 6,125 Est. Cost $35.64 Unrealized
VECTREN CORP 0.1%
Value ($000) $222 Shares 4,798 Est. Cost $46.27 Unrealized
GILD GILEAD SCIENCES INC. 0.1%
Value ($000) $217 Shares 2,300 Est. Cost $54.08 Unrealized +32.9%
MTB M&T BANK CORP 0.1%
Value ($000) $216 Shares 1,723 Est. Cost $72.91 Unrealized +23.5%
CERNER CORP 0.1%
Value ($000) $207 Shares 3,200 Est. Cost $59.71 Unrealized
BK BANK OF NEW YORK MELLON CORP 0.1%
Value ($000) $207 Shares 5,098 Est. Cost $29.42 Unrealized +1.1%
SIGMA-ALDRICH CORP 0.1%
Value ($000) $206 Shares 1,500 Est. Cost $101.54 Unrealized
TR TOOTSIE ROLL 0.1%
Value ($000) $205 Shares 6,685 Est. Cost $22.34 Unrealized 0.0%
D DOMINION RESOURCES 0.1%
Value ($000) $205 Shares 2,668 Est. Cost $45.08 Unrealized 0.0%
AIG AMERICAN INT'L GROUP 0.1%
Value ($000) $201 Shares 3,588 Est. Cost $41.13 Unrealized 0.0%
NEW YORK MORTGAGE TR INC NEW 0.1%
Value ($000) $123 Shares 16,000 Est. Cost $6.86 Unrealized
TVAGF TVA GROUP INC CL B 0.1%
Value ($000) $118 Shares 19,800 Est. Cost $8.89 Unrealized
TEEKAY TANKERS LTD 0.1%
Value ($000) $106 Shares 21,000 Est. Cost $5.05 Unrealized
FRONTIER COMMUNICATIONS CORP 0.0%
Value ($000) $85 Shares 12,734 Est. Cost $4.20 Unrealized
TALISMAN ENERGY INC 0.0%
Value ($000) $78 Shares 10,007 Est. Cost $11.42 Unrealized
BPAQF BP 0.0%
Value ($000) $64 Shares 10,479 Est. Cost $4.49 Unrealized +0.9%
BOMBARDIER INC CL B 0.0%
Value ($000) $47 Shares 13,000 Est. Cost $3.62 Unrealized
PENDRELL CORPORATION 0.0%
Value ($000) $33 Shares 24,000 Est. Cost $2.30 Unrealized
VASOMEDICAL INC 0.0%
Value ($000) $2 Shares 11,000 Est. Cost $0.18 Unrealized
CHINA SHUANGJI CEMENT LTD 0.0%
Value ($000) $0 Shares 10,000 Est. Cost Unrealized
HOME SOLUTIONS HEALTH INC 0.0%
Value ($000) $0 Shares 50,000 Est. Cost Unrealized