Location: San Diego, CA
CIK: 0001602237 · Show all filings
Period: Q2 2022 (← Previous) (Next →)
Filing Date: Aug 8, 2022
Total Value: $400M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| EMBJ | EMBRAER S.A. | 3,064,799 | $26.91M | 6.7% | $8.78 | $8.82 | -0.4% | SPONSORED ADS | 29082A107 |
| AAPL | APPLE INC | 178,756 | $24.44M | 6.1% | $136.72 | $158.33 | -15.2% | COM | 037833100 |
| MU | MICRON TECHNOLOGY INC | 440,393 | $24.34M | 6.1% | $55.28 * | $73.65 | -26.5% | COM | 595112103 |
| SPY | SPDR S&P 500 ETF TR | 60,009 | $22.73M | 5.7% | $378.83 | $338.92 | +11.3% | TR UNIT | 78462F103 |
| CX | CEMEX SAB DE CV | 5,226,203 | $20.49M | 5.1% | $3.92 | $5.87 | -33.3% | SPON ADR NEW | 151290889 |
| GT | GOODYEAR TIRE & RUBR CO | 1,842,185 | $19.73M | 4.9% | $10.71 | $17.12 | -37.5% | COM | 382550101 |
| MGA | MAGNA INTL INC | 357,324 | $19.62M | 4.9% | $54.90 * | $67.80 | -28.7% | COM | 559222401 |
| WDC | WESTERN DIGITAL CORP. | 405,442 | $18.18M | 4.5% | $44.83 * | $42.61 | -20.8% | COM | 958102105 |
| OI | O-I GLASS INC | 1,090,667 | $15.27M | 3.8% | $14.00 | $10.74 | +30.4% | COM | 67098H104 |
| AMZN | AMAZON COM INC | 120,578 | $12.81M | 3.2% | $106.21 | $124.00 | -14.3% | COM | 023135106 |
| NVDA | NVIDIA CORPORATION | 78,383 | $11.88M | 3.0% | $151.59 * | $17.88 | -15.4% | COM | 67066G104 |
| — | PARAMOUNT GLOBAL | 410,370 | $10.13M | 2.5% | $24.68 | $33.78 | — | CLASS B COM | 92556H206 |
| MSFT | MICROSOFT CORP | 36,029 | $9.253M | 2.3% | $256.82 * | $308.20 | -19.0% | COM | 594918104 |
| WBD | WARNER BROS DISCOVERY INC | 681,986 | $9.152M | 2.3% | $13.42 | $18.55 | -27.7% | COM SER A | 934423104 |
| SHV | ISHARES TR | 65,532 | $7.215M | 1.8% | $110.10 | $110.44 | -0.3% | SHORT TREAS BD | 464288679 |
| BIL | SPDR SER TR | 77,877 | $7.125M | 1.8% | $91.49 | $91.44 | +0.1% | BLOOMBERG 1-3 MO | 78468R663 |
| BWA | BORGWARNER INC | 192,330 | $6.418M | 1.6% | $33.37 * | $35.30 | -20.8% | COM | 099724106 |
| QUAL | ISHARES TR | 56,721 | $6.337M | 1.6% | $111.72 | $103.71 | +7.7% | MSCI USA QLT FCT | 46432F339 |
| SLQD | ISHARES TR | 119,490 | $5.79M | 1.4% | $48.46 | $50.29 | -3.6% | 0-5YR INVT GR CP | 46434V100 |
| META | META PLATFORMS INC | 35,573 | $5.736M | 1.4% | $161.25 | $224.46 | -28.7% | CL A | 30303M102 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 65,841 | $5.413M | 1.4% | $82.21 | $94.04 | -13.1% | SPONSORED ADS | 874039100 |
| GOOGL | ALPHABET INC | 2,471 | $5.385M | 1.3% | $2179.28 * | $73.90 | +46.3% | CAP STK CL A | 02079K305 |
| AMD | ADVANCED MICRO DEVICES INC | 67,933 | $5.195M | 1.3% | $76.47 | $112.96 | -32.3% | COM | 007903107 |
| FLOT | ISHARES TR | 90,790 | $4.532M | 1.1% | $49.92 | $50.70 | -1.5% | FLTG RATE NT ETF | 46429B655 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL | 13,489 | $3.686M | 0.9% | $273.26 | $180.83 | +51.0% | CL B NEW | 084670702 |
| DIS | DISNEY WALT CO | 37,050 | $3.498M | 0.9% | $94.41 * | $150.70 | -38.8% | COM | 254687106 |
| QQQ | INVESCO QQQ TR | 10,690 | $3.002M | 0.8% | $280.82 | $332.01 | -15.6% | UNIT SER 1 | 46090E103 |
| XLF | SELECT SECTOR SPDR TR | 86,725 | $2.728M | 0.7% | $31.46 | $33.13 | -5.1% | FINANCIAL | 81369Y605 |
| GLD | SPDR GOLD TR | 15,400 | $2.594M | 0.6% | $168.44 | $159.13 | +5.9% | GOLD SHS | 78463V107 |
| SHY | ISHARES TR | 30,044 | $2.487M | 0.6% | $82.78 | $85.78 | -3.5% | 1 3 YR TREAS BD | 464287457 |
| XLE | SELECT SECTOR SPDR TR | 31,593 | $2.259M | 0.6% | $71.50 * | $24.32 | +47.0% | ENERGY | 81369Y506 |
| MS | MORGAN STANLEY | 28,775 | $2.189M | 0.5% | $76.07 * | $83.46 | -19.2% | COM NEW | 617446448 |
| IEF | ISHARES TR | 21,039 | $2.152M | 0.5% | $102.29 | $110.98 | -7.8% | 7-10 YR TRSY BD | 464287440 |
| KWEB | KRANESHARES TR | 63,894 | $2.093M | 0.5% | $32.76 | $31.05 | +5.5% | CSI CHI INTERNET | 500767306 |
| BABA | ALIBABA GROUP HLDG LTD | 17,914 | $2.036M | 0.5% | $113.65 | $193.09 | -41.1% | SPONSORED ADS | 01609W102 |
| BAC | BK OF AMERICA CORP | 65,347 | $2.034M | 0.5% | $31.13 * | $31.06 | -8.5% | COM | 060505104 |
| GS | GOLDMAN SACHS GROUP INC | 6,824 | $2.027M | 0.5% | $297.04 * | $272.75 | -0.4% | COM | 38141G104 |
| NFLX | NETFLIX INC | 11,360 | $1.987M | 0.5% | $174.91 * | $36.23 | -51.7% | COM | 64110L106 |
| PANW | PALO ALTO NETWORKS INC | 3,940 | $1.946M | 0.5% | $493.91 * | $86.50 | -4.8% | COM | 697435105 |
| CORP | PIMCO ETF TR | 19,030 | $1.834M | 0.5% | $96.37 | $98.41 | -2.1% | INV GRD CRP BD | 72201R817 |
| MA | MASTERCARD INCORPORATED | 5,773 | $1.821M | 0.5% | $315.43 * | $337.94 | -8.6% | CL A | 57636Q104 |
| LQD | ISHARES TR | 15,715 | $1.729M | 0.4% | $110.02 | $132.58 | -17.0% | IBOXX INV CP ETF | 464287242 |
| CRM | SALESFORCE INC | 10,429 | $1.721M | 0.4% | $165.02 | $184.85 | -11.8% | COM | 79466L302 |
| TIP | ISHARES TR | 13,583 | $1.547M | 0.4% | $113.89 | $128.95 | -11.7% | TIPS BD ETF | 464287176 |
| — | PARAMOUNT GLOBAL | 34,210 | $1.351M | 0.3% | $39.49 | $39.49 | — | 5.75% CONV PFD A | 92556H305 |
| TSLA | TESLA INC | 1,994 | $1.343M | 0.3% | $673.52 * | $226.97 | -1.1% | COM | 88160R101 |
| VCIT | VANGUARD SCOTTSDALE FDS | 16,550 | $1.324M | 0.3% | $80.00 | $93.58 | -14.5% | INT-TERM CORP | 92206C870 |
| GOOG | ALPHABET INC | 605 | $1.323M | 0.3% | $2186.78 * | $88.73 | +22.3% | CAP STK CL C | 02079K107 |
| IXC | ISHARES TR | 37,480 | $1.27M | 0.3% | $33.88 | $28.35 | +19.5% | GLOBAL ENERG ETF | 464287341 |
| QCOM | QUALCOMM INC | 9,685 | $1.237M | 0.3% | $127.72 * | $137.17 | -14.0% | COM | 747525103 |
| UBER | UBER TECHNOLOGIES INC | 59,958 | $1.227M | 0.3% | $20.46 | $44.34 | -53.9% | COM | 90353T100 |
| REI | RING ENERGY INC | 440,000 | $1.17M | 0.3% | $2.66 | $4.14 | -35.7% | COM | 76680V108 |
| JPM | JPMORGAN CHASE & CO | 9,985 | $1.124M | 0.3% | $112.57 * | $107.17 | -4.1% | COM | 46625H100 |
| MCHI | ISHARES TR | 19,791 | $1.105M | 0.3% | $55.83 | $58.37 | -4.4% | MSCI CHINA ETF | 46429B671 |
| PYPL | PAYPAL HLDGS INC | 14,800 | $1.034M | 0.3% | $69.86 | $172.38 | -59.6% | COM | 70450Y103 |
| RSP | INVESCO EXCHANGE TRADED FD T | 7,698 | $1.033M | 0.3% | $134.19 | $154.53 | -13.1% | S&P500 EQL WGT | 46137V357 |
| VOO | VANGUARD INDEX FDS | 2,767 | $964K | 0.2% | $348.39 | $389.98 | -11.1% | S&P 500 ETF SHS | 922908363 |
| COST | COSTCO WHSL CORP NEW | 1,973 | $946K | 0.2% | $479.47 * | $475.79 | -3.7% | COM | 22160K105 |
| MELI | MERCADOLIBRE INC | 1,327 | $845K | 0.2% | $636.77 | $1022.76 | -37.7% | COM | 58733R102 |
| GM | GENERAL MTRS CO | 25,622 | $814K | 0.2% | $31.77 * | $48.21 | -36.4% | COM | 37045V100 |
| HD | HOME DEPOT INC | 2,889 | $792K | 0.2% | $274.14 * | $282.63 | -11.2% | COM | 437076102 |
| WMT | WALMART INC | 6,396 | $778K | 0.2% | $121.64 * | $45.18 | -14.2% | COM | 931142103 |
| ROKU | ROKU INC | 9,343 | $767K | 0.2% | $82.09 | $102.01 | -19.5% | COM CL A | 77543R102 |
| CEF | SPROTT PHYSICAL GOLD & SILVE | 44,968 | $756K | 0.2% | $16.81 | $16.81 | — | TR UNIT | 85208R101 |
| PEJ | INVESCO EXCHANGE TRADED FD T | 20,300 | $736K | 0.2% | $36.26 | $49.65 | -26.9% | DYNMC LEISURE | 46137V720 |
| OBDC | OWL ROCK CAPITAL CORPORATION | 56,370 | $713K | 0.2% | $12.65 * | $7.26 | +13.6% | COM | 69121K104 |
| PHYS | SPROTT PHYSICAL GOLD TR | 49,691 | $705K | 0.2% | $14.19 | $14.19 | — | UNIT | 85207H104 |
| JETS | ETF SER SOLUTIONS | 40,993 | $676K | 0.2% | $16.49 | $22.31 | -26.0% | US GLB JETS | 26922A842 |
| GE | GENERAL ELECTRIC CO | 10,540 | $672K | 0.2% | $63.76 * | $60.89 | -36.0% | COM NEW | 369604301 |
| — | CONTINENTAL RES INC | 10,000 | $654K | 0.2% | $65.40 | $44.80 | — | COM | 212015101 |
| VDE | VANGUARD WORLD FDS | 6,370 | $634K | 0.2% | $99.53 | $70.74 | +40.6% | ENERGY ETF | 92204A306 |
| ARCC | ARES CAPITAL CORP | 34,564 | $620K | 0.2% | $17.94 * | $10.38 | +23.7% | COM | 04010L103 |
| CAT | CATERPILLAR INC | 3,451 | $617K | 0.2% | $178.79 * | $186.69 | -10.3% | COM | 149123101 |
| VHT | VANGUARD WORLD FDS | 2,600 | $612K | 0.2% | $235.38 | $170.30 | +38.3% | HEALTH CAR ETF | 92204A504 |
| XRT | SPDR SER TR | 10,156 | $591K | 0.1% | $58.19 | $92.90 | -37.4% | S&P RETAIL ETF | 78464A714 |
| XOP | SPDR SER TR | 4,910 | $587K | 0.1% | $119.55 | $102.44 | +16.6% | S&P OILGAS EXP | 78468R556 |
| V | VISA INC | 2,944 | $580K | 0.1% | $197.01 * | $190.37 | +0.7% | COM CL A | 92826C839 |
| WFC | WELLS FARGO CO NEW | 14,593 | $572K | 0.1% | $39.20 * | $44.41 | -19.5% | COM | 949746101 |
| ENVX | ENOVIX CORPORATION | 62,000 | $552K | 0.1% | $8.90 | $10.75 | -17.1% | COM | 293594107 |
| TWLO | TWILIO INC | 6,537 | $548K | 0.1% | $83.83 | $131.21 | -36.1% | CL A | 90138F102 |
| NIO | NIO INC | 24,598 | $534K | 0.1% | $21.71 | $29.25 | -25.8% | SPON ADS | 62914V106 |
| SHYG | ISHARES TR | 12,855 | $521K | 0.1% | $40.53 | $45.28 | -10.4% | 0-5YR HI YL CP | 46434V407 |
| XLV | SELECT SECTOR SPDR TR | 3,429 | $440K | 0.1% | $128.32 | $130.52 | -1.7% | SBI HEALTHCARE | 81369Y209 |
| SHOP | SHOPIFY INC | 13,570 | $424K | 0.1% | $31.25 | $45.36 | -31.1% | CL A | 82509L107 |
| PG | PROCTER AND GAMBLE CO | 2,951 | $424K | 0.1% | $143.68 * | $134.27 | -2.1% | COM | 742718109 |
| T | AT&T INC | 19,485 | $408K | 0.1% | $20.94 * | $15.58 | +10.1% | COM | 00206R102 |
| AB | ALLIANCEBERNSTEIN HLDG L P | 9,395 | $391K | 0.1% | $41.62 | $46.93 | — | UNIT LTD PARTN | 01881G106 |
| RUN | SUNRUN INC | 16,750 | $391K | 0.1% | $23.34 | $47.56 | -50.9% | COM | 86771W105 |
| SPYG | SPDR SER TR | 7,463 | $390K | 0.1% | $52.26 | $62.80 | -16.8% | PRTFLO S&P500 GW | 78464A409 |
| WYNN | WYNN RESORTS LTD | 6,714 | $383K | 0.1% | $57.04 * | $79.36 | -30.2% | COM | 983134107 |
| SUN | SUNOCO LP/SUNOCO FIN CORP | 10,290 | $383K | 0.1% | $37.22 | $39.87 | — | COM UT REP LP | 86765K109 |
| ARKK | ARK ETF TR | 9,481 | $378K | 0.1% | $39.87 | $92.51 | -56.9% | INNOVATION ETF | 00214Q104 |
| CCJ | CAMECO CORP | 17,900 | $376K | 0.1% | $21.01 | $23.23 | -10.4% | COM | 13321L108 |
| BX | BLACKSTONE INC | 4,100 | $374K | 0.1% | $91.22 * | $69.91 | +16.6% | COM | 09260D107 |
| RIVN | RIVIAN AUTOMOTIVE INC | 14,404 | $371K | 0.1% | $25.76 | $31.23 | -17.6% | COM CL A | 76954A103 |
| IWR | ISHARES TR | 5,659 | $366K | 0.1% | $64.68 | $71.19 | -9.2% | RUS MID CAP ETF | 464287499 |
| HYG | ISHARES TR | 4,929 | $363K | 0.1% | $73.65 | $86.76 | -15.2% | IBOXX HI YD ETF | 464288513 |
| DIA | SPDR DOW JONES INDL AVERAGE | 1,172 | $362K | 0.1% | $308.87 | $337.41 | -8.8% | UT SER 1 | 78467X109 |
| IJR | ISHARES TR | 3,793 | $350K | 0.1% | $92.28 | $113.97 | -18.9% | CORE S&P SCP ETF | 464287804 |
| — | LAREDO PETROLEUM INC | 5,000 | $345K | 0.1% | $69.00 | $69.00 | — | COM | 516806205 |
| DE | DEERE & CO | 1,144 | $344K | 0.1% | $300.70 * | $363.01 | -21.4% | COM | 244199105 |
| — | PACWEST BANCORP DEL | 12,830 | $342K | 0.1% | $26.66 | $45.21 | — | COM | 695263103 |
| XYZ | BLOCK INC | 5,494 | $338K | 0.1% | $61.52 | $126.48 | -51.4% | CL A | 852234103 |
| RIG | TRANSOCEAN LTD | 101,100 | $337K | 0.1% | $3.33 | $3.48 | -4.2% | REG SHS | H8817H100 |
| XLK | SELECT SECTOR SPDR TR | 2,562 | $326K | 0.1% | $127.24 * | $69.94 | -9.1% | TECHNOLOGY | 81369Y803 |
| AGG | ISHARES TR | 3,090 | $314K | 0.1% | $101.62 | $114.40 | -11.1% | CORE US AGGBD ET | 464287226 |
| KRE | SPDR SER TR | 5,400 | $314K | 0.1% | $58.15 | $71.65 | -18.9% | S&P REGL BKG | 78464A698 |
| UNH | UNITEDHEALTH GROUP INC | 601 | $309K | 0.1% | $514.14 * | $243.29 | +98.6% | COM | 91324P102 |
| NKE | NIKE INC | 3,014 | $308K | 0.1% | $102.19 * | $152.74 | -36.9% | CL B | 654106103 |
| ABNB | AIRBNB INC | 3,460 | $308K | 0.1% | $89.02 | $164.60 | -45.9% | COM CL A | 009066101 |
| TLT | ISHARES TR | 2,665 | $306K | 0.1% | $114.82 | $117.76 | -2.5% | 20 YR TR BD ETF | 464287432 |
| BIDU | BAIDU INC | 2,037 | $303K | 0.1% | $148.75 | $168.35 | -11.7% | SPON ADR REP A | 056752108 |
| VYM | VANGUARD WHITEHALL FDS | 2,855 | $290K | 0.1% | $101.58 | $109.26 | -6.9% | HIGH DIV YLD | 921946406 |
| BBVA | BANCO BILBAO VIZCAYA ARGENTA | 62,305 | $282K | 0.1% | $4.53 | $5.04 | -10.4% | SPONSORED ADR | 05946K101 |
| MRK | MERCK & CO INC | 3,031 | $278K | 0.1% | $91.72 * | $69.89 | +17.3% | COM | 58933Y105 |
| IBB | ISHARES TR | 2,323 | $273K | 0.1% | $117.52 | $154.83 | -24.0% | ISHARES BIOTECH | 464287556 |
| TGT | TARGET CORP | 1,891 | $267K | 0.1% | $141.20 * | $170.18 | -26.2% | COM | 87612E106 |
| PSLV | SPROTT PHYSICAL SILVER TR | 38,390 | $265K | 0.1% | $6.90 | $6.90 | — | TR UNIT | 85207K107 |
| LDUR | PIMCO ETF TR | 2,743 | $263K | 0.1% | $95.88 | $96.90 | -0.9% | ENHNCD LW DUR AC | 72201R718 |
| VTV | VANGUARD INDEX FDS | 1,984 | $262K | 0.1% | $132.06 | $144.68 | -8.8% | VALUE ETF | 922908744 |
| AAXJ | ISHARES TR | 3,729 | $258K | 0.1% | $69.19 | $84.94 | -18.5% | MSCI AC ASIA ETF | 464288182 |
| IVV | ISHARES TR | 676 | $256K | 0.1% | $378.70 | $460.85 | -17.7% | CORE S&P500 ETF | 464287200 |
| PSK | SPDR SER TR | 7,100 | $255K | 0.1% | $35.92 | $36.18 | -0.9% | ICE PFD SEC ETF | 78464A292 |
| ZM | ZOOM VIDEO COMMUNICATIONS IN | 2,348 | $254K | 0.1% | $108.18 | $105.46 | +2.4% | CL A | 98980L101 |
| JNJ | JOHNSON & JOHNSON | 1,405 | $249K | 0.1% | $177.22 * | $159.93 | -0.0% | COM | 478160104 |
| LLY | LILLY ELI & CO | 765 | $248K | 0.1% | $324.18 * | $244.06 | +28.9% | COM | 532457108 |
| COIN | COINBASE GLOBAL INC | 5,204 | $245K | 0.1% | $47.08 | $254.29 | -81.5% | COM CL A | 19260Q107 |
| LMT | LOCKHEED MARTIN CORP | 552 | $237K | 0.1% | $429.35 * | $314.10 | +24.5% | COM | 539830109 |
| SAN | BANCO SANTANDER S.A. | 83,285 | $233K | 0.1% | $2.80 | $3.05 | -8.3% | ADR | 05964H105 |
| AXP | AMERICAN EXPRESS CO | 1,663 | $231K | 0.1% | $138.91 * | $164.79 | -19.4% | COM | 025816109 |
| — | DOUBLELINE OPPORTUNISTIC CR | 14,750 | $230K | 0.1% | $15.59 | $15.59 | — | COM | 258623107 |
| — | MARATHON OIL CORP | 10,233 | $230K | 0.1% | $22.48 | $16.52 | — | COM | 565849106 |
| SLV | ISHARES SILVER TR | 11,720 | $218K | 0.1% | $18.60 | $16.02 | +16.3% | ISHARES | 46428Q109 |
| TMO | THERMO FISHER SCIENTIFIC INC | 400 | $217K | 0.1% | $542.50 | $617.25 | -12.9% | COM | 883556102 |
| FDX | FEDEX CORP | 920 | $211K | 0.1% | $229.35 * | $219.28 | -4.2% | COM | 31428X106 |
| IEUR | ISHARES TR | 4,567 | $205K | 0.1% | $44.89 | $48.01 | -6.3% | CORE MSCI EURO | 46434V738 |
| BBD | BANCO BRADESCO S A | 54,569 | $182K | 0.0% | $3.34 * | $8.16 | -60.0% | SP ADR PFD NEW | 059460303 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 15,880 | $177K | 0.0% | $11.15 | $16.76 | -33.7% | SHS | G66721104 |
| — | CELULARITY INC | 35,397 | $120K | 0.0% | $3.39 | $5.27 | — | COM CL A | 151190105 |
| VTRS | VIATRIS INC | 10,369 | $109K | 0.0% | $10.51 * | $11.87 | -24.8% | COM | 92556V106 |
| — | CALADRIUS BIOSCIENCES INC | 137,552 | $73,000 | 0.0% | $0.53 | $0.53 | — | COM NEW | 128058203 |
| — | SCPHARMACEUTICALS INC | 14,300 | $69,000 | 0.0% | $4.83 | $5.03 | — | COM | 810648105 |
| — | VERONA PHARMA PLC | 11,900 | $50,000 | 0.0% | $4.20 | $6.72 | — | SPONSORED ADS | 925050106 |
| TAL | TAL EDUCATION GROUP | 10,000 | $49,000 | 0.0% | $4.90 | $3.82 | +27.4% | SPONSORED ADS | 874080104 |
| — | MATINAS BIOPHARMA HLDGS INC | 57,385 | $45,000 | 0.0% | $0.78 | $0.78 | — | COM | 576810105 |
| IFRX | INFLARX NV | 25,900 | $37,000 | 0.0% | $1.43 | $3.32 | -56.3% | COM | N44821101 |
| GRWG | GROWGENERATION CORP | 10,000 | $36,000 | 0.0% | $3.60 | $5.70 | -37.0% | COM | 39986L109 |
| — | MONEYLION INC | 22,000 | $29,000 | 0.0% | $1.32 | $3.35 | — | CL A | 60938K106 |
| — | ONCTERNAL THERAPEUTICS INC | 23,691 | $26,000 | 0.0% | $1.10 | $8.32 | — | COM | 68236P107 |
| CTMX | CYTOMX THERAPEUTICS INC | 12,500 | $23,000 | 0.0% | $1.84 | $7.79 | -76.5% | COM | 23284F105 |
| — | HIPPO HLDGS INC | 23,000 | $20,000 | 0.0% | $0.87 | $1.99 | — | COMMON STOCK | 433539103 |
| CURI | CURIOSITYSTREAM INC | 10,000 | $17,000 | 0.0% | $1.70 * | $1.76 | -16.2% | COM CL A | 23130Q107 |
| — | PHASEBIO PHARMACEUTICALS INC | 28,900 | $17,000 | 0.0% | $0.59 | $2.63 | — | COM | 717224109 |
| — | VROOM INC | 12,000 | $15,000 | 0.0% | $1.25 | $1.25 | — | COM | 92918V109 |
| — | ZK INTL GROUP CO LTD | 12,048 | $12,000 | 0.0% | $1.00 | $4.29 | — | SHS | G9892K100 |
| — | ADVERUM BIOTECHNOLOGIES INC | 10,000 | $12,000 | 0.0% | $1.20 | $1.80 | — | COM | 00773U108 |
| — | SOLID BIOSCIENCES INC | 17,900 | $11,000 | 0.0% | $0.61 | $2.39 | — | COM | 83422E105 |
| TMQ | TRILOGY METALS INC NEW | 14,850 | $11,000 | 0.0% | $0.74 | $1.38 | -44.9% | COM | 89621C105 |
| — | ORCHARD THERAPEUTICS PLC | 14,100 | $8,000 | 0.0% | $0.57 | $4.39 | — | ADS | 68570P101 |
| HSBC | HSBC HLDGS PLC | 200 | $7,000 | 0.0% | $35.00 * | $32.44 | +0.7% | SPON ADR NEW | 404280406 |
| — | KALA PHARMACEUTICALS INC | 14,300 | $4,000 | 0.0% | $0.28 | $1.26 | — | COM | 483119103 |